Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange, 71612 [C1-2011-28694]
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Federal Register / Vol. 76, No. 223 / Friday, November 18, 2011 / Notices
with regard to the Committee’s
collective representation of public, forprofit, non-profit, and academic
perspectives.
Committee members will be selected
in accordance with the candidate
identification process detailed in the
Committee’s Membership Balance Plan
(accessible at https://fido.gov/
facadatabase/). Members will serve for
a term of two years without
compensation, but may receive
transportation expenses, including per
diem in lieu of subsistence, to the extent
permissible by law and subject to the
availability of resources. Meetings will
occur at an estimated frequency of once
every three months.
Nominations: The Presidio Trust will
consider nominations of all qualified
individuals to ensure that the
Committee includes the areas of subject
matter expertise noted above (see
‘‘Structure’’). Potential candidates may
be asked to provide detailed information
as necessary regarding financial
interests, employment, and professional
affiliations to evaluate possible sources
of conflicts of interest.
Each nomination should include:
(1) The nominee’s name, affiliation, and
contact information; (2) a cover letter
describing the nominee’s qualifications
or interest in serving on the Committee;
and (3) a copy of the nominee’s
biography and/or curriculum vitae. The
Presidio Trust encourages applications
from diverse nominees with respect to
backgrounds, professions, ethnicities,
gender, and geography. Selfnominations are acceptable.
Dated: November 14, 2011.
Karen A. Cook,
General Counsel.
[FR Doc. 2011–29878 Filed 11–17–11; 8:45 am]
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certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), (9)(ii)
and (10) permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the item listed
for the Closed Meeting in a closed
session, and determined that no earlier
notice thereof was possible.
The subject matter of the Closed
Meeting scheduled for Tuesday,
November 15, 2011 will be:
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting item.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact: The Office of the Secretary at
(202) 551–5400.
SECURITIES AND EXCHANGE
COMMISSION
Dated: November 15, 2011.
Elizabeth M. Murphy,
Secretary.
BILLING CODE 1505–01–D
[FR Doc. 2011–29969 Filed 11–16–11; 11:15 am]
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–65663; File No. SR–FINRA–
2011–035]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of
Partial Amendment No. 1 and Order
Instituting Proceedings To Determine
Whether To Approve or Disapprove a
Proposed Rule Change, etc.
Sunshine Act Meeting
mstockstill on DSK4VPTVN1PROD with NOTICES
November 1, 2011.
In notice document 2011–28716
appearing on pages 68800–68803 in the
issue of November 7, 2011, make the
following correction:
On page 68802, in the third column,
in the second full paragraph, in the
eleventh line, ‘‘[insert date 45 days from
publication in the Federal Register]’’,
should read ‘‘December 22, 2011’’.
VerDate Mar<15>2010
17:44 Nov 17, 2011
Jkt 226001
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Adopt a Market-Maker
Trade Prevention Order on CBOE
Stock Exchange
November 1, 2011.
Correction
In notice document 2011–28694
appearing on pages 68798–68800 in the
issue of November 7, 2011, make the
following correction:
On page 68798, in the first column,
the Release No. and the File No., which
were inadvertently omitted from the
document heading, are added to read as
set forth above.
[FR Doc. C1–2011–28694 Filed 11–17–11; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Correction
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Tuesday, November 15, 2011 at 2:30
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
[Release No. 34–65662; File No. SR–CBOE–
2011–102]
[FR Doc. C1–2011–28716 Filed 11–17–11; 8:45 am]
BILLING CODE 1505–01–D
PO 00000
[Release No. 34–65722; File No. SR–FINRA–
2011–065]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Update Rule CrossReferences Within Certain FINRA
Rules
November 10, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
2, 2011, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by FINRA. FINRA has
designated the proposed rule change as
constituting a non-controversial rule
change under Rule 19b–4(f)(6) under the
Act,3 which renders the proposal
effective upon filing with the
Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 17 CFR 240.19b–4(f)(6).
2 17
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Agencies
[Federal Register Volume 76, Number 223 (Friday, November 18, 2011)]
[Notices]
[Page 71612]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2011-28694]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-65662; File No. SR-CBOE-2011-102]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on
CBOE Stock Exchange
November 1, 2011.
Correction
In notice document 2011-28694 appearing on pages 68798-68800 in the
issue of November 7, 2011, make the following correction:
On page 68798, in the first column, the Release No. and the File
No., which were inadvertently omitted from the document heading, are
added to read as set forth above.
[FR Doc. C1-2011-28694 Filed 11-17-11; 8:45 am]
BILLING CODE 1505-01-D