Sunshine Act Meeting, 70782 [2011-29623]
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70782
Federal Register / Vol. 76, No. 220 / Tuesday, November 15, 2011 / Notices
companies and initial public offerings
and securities regulation involving
smaller public companies. Members of
the public may attend the forum
without charge. The Commissioner
remarks and panel discussions will be
webcast from the SEC’s Web site. Doors
will open at 8:30 a.m. Visitors will be
subject to security checks.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
Dated: November 10, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–29622 Filed 11–10–11; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, November 17, 2011 at 2
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), (9)(ii)
and (10) permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Walter, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday,
November 17, 2011 will be:
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings;
An adjucatory matter; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: November 10, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–29623 Filed 11–10–11; 4:15 pm]
BILLING CODE 8011–01–P
[Release No. 34–65711; File No. SR–
NASDAQ–2011–148]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to
Routing Fees to C2
November 8, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
The Exchange proposes to modify
Rule 7050 governing pricing for
NASDAQ members using the NASDAQ
Options Market (‘‘NOM’’), NASDAQ’s
facility for executing and routing
standardized equity and index options.
The text of the proposed rule change
is set forth below. Proposed new text is
in italics and deleted text is in
[brackets].
*
*
*
*
*
The following charges shall apply to
the use of the order execution and
routing services of the NASDAQ
Options Market for all securities.
*
*
*
*
*
(4) Fees for routing contracts to
markets other than the NASDAQ
Options Market shall be assessed as
provided below. The current fees and a
historical record of applicable fees shall
be posted on the NasdaqTrader.com
Web site.
Customer
BATS ................................................................................................................................
BOX .................................................................................................................................
CBOE ...............................................................................................................................
CBOE orders greater than 99 contracts in NDX, MNX ETFs, ETNs & HOLDRs ...........
C2 ....................................................................................................................................
ISE ...................................................................................................................................
ISE Select Symbols * .......................................................................................................
NYSE Arca Penny Pilot ...................................................................................................
NYSE Arca Non Penny Pilot ...........................................................................................
NYSE AMEX ....................................................................................................................
PHLX (for all options other than PHLX Select Symbols) ................................................
PHLX Select Symbols ** ..................................................................................................
mstockstill on DSK4VPTVN1PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
7050. NASDAQ Options Market
SECURITIES AND EXCHANGE
COMMISSION
Exchange
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
1, 2011, The NASDAQ Stock Market
LLC (‘‘NASDAQ’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
$0.36
$0.06
$0.06
$0.24
$0.[31]50
$0.06
$0.18
$0.50
$0.06
$0.06
$0.06
$0.30
Firm
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
MM
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
$0.55
Professional
$0.36
$0.06
$0.26
$0.26
$0.[46]51
$0.24
$0.34
$0.50
$0.06
$0.26
$0.26
$0.46
* These fees are applicable to orders routed to ISE that are subject to Rebates and Fees for Adding and Removing Liquidity in Select Symbols. See ISE’s Schedule of Fees for the complete list of symbols that are subject to these fees.
** These fees are applicable to orders routed to PHLX that are subject to Rebates and Fees for Adding and Removing Liquidity in Select Symbols. See PHLX’s Fee Schedule for the complete list of symbols that are subject to these fees.
*
*
1 15
*
*
*
The text of the proposed rule change
is available on the Exchange’s Web site
U.S.C. 78s(b)(1).
VerDate Mar<15>2010
19:06 Nov 14, 2011
2 17
Jkt 226001
PO 00000
at https://www.nasdaq.cchwall
street.com, at the principal office of the
CFR 240.19b–4.
Frm 00080
Fmt 4703
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]]>Agencies
[Federal Register Volume 76, Number 220 (Tuesday, November 15, 2011)]
[Notices]
[Page 70782]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-29623]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday,
November 17, 2011 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), (9)(ii) and (10) permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
November 17, 2011 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
An adjucatory matter; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: November 10, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-29623 Filed 11-10-11; 4:15 pm]
BILLING CODE 8011-01-P
