Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street NW., Suite 1000, Washington, DC 20036; Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940, 70178 [C1-2011-27900]

Download as PDF 70178 Federal Register / Vol. 76, No. 218 / Thursday, November 10, 2011 / Notices Response to this RFI is voluntary. Responders are free to address any or all the above items, as well as provide additional information that they think is relevant to developing policies consistent with increased preservation and dissemination of broadly useful digital data resulting from federally funded research. Please note that the Government will not pay for response preparation or for the use of any information contained in the response. SECURITIES AND EXCHANGE COMMISSION the Exchange, and at the Commission’s Public Reference Room. [Release No. 3306; File No.: 801–35969] II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change How To Submit a Response October 24, 2011. All comments must be submitted electronically to: digitaldata@ostp.gov. Responses to this RFI will be accepted through January 2, 2012. You will receive an electronic confirmation acknowledging receipt of your response, but will not receive individualized feedback on any suggestions. No basis for claims against the U.S. Government shall arise as a result of a response to this request for information or from the Government’s use of such information. Correction In notice document 2011–27900, appearing on pages 67005–67006 in the issue of October 28, 2011, make the following correction: On page 67005, in the second column, the subject heading should read as set forth above. Inquiries [FR Doc. C1–2011–27900 Filed 11–9–11; 8:45 am] BILLING CODE 1505–01–D SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees Form should include: [Assigned ID #] [Assigned Entry date] Name/Email Affiliation/Organization City, State Comment 1 Comment 2 Comment 3 Comment 4 Comment 5 Comment 6 Comment 7 Comment 8 Comment 9 Comment 10 Comment 11 November 3, 2011. In addition, please identify any other items the Working Group might consider for Federal policies related to public access to peer-reviewed scholarly publications resulting from federally supported research. Please attach any documents that support your comments to the questions. Ted Wackler, Deputy Chief of Staff. [FR Doc. 2011–29166 Filed 11–9–11; 8:45 am] BILLING CODE P Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that, on October 24, 2011, the International Securities Exchange, LLC (the ‘‘Exchange’’ or the ‘‘ISE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend its Schedule of Fees to adopt subscription fees for the sale of a market data offering called the ISE Implied Volatility and Greeks Feed. The text of the proposed rule change is available on the Exchange’s Web site http:// www.ise.com, at the principal office of U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 16:38 Nov 09, 2011 Jkt 226001 PO 00000 Frm 00072 Fmt 4703 A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change ISE proposes to amend its Schedule of Fees to adopt subscription fees for the sale of the ISE Implied Volatility and Greeks Feed. The Exchange previously submitted a proposed rule change to establish this data feed.3 ISE Implied Volatility and Greeks Feed The ISE Implied Volatility and Greeks Feed delivers real-time implied volatilities and risk parameters for equity, index and ETF options. This information is used to track an option’s price relative to changes in volatility and the underlying security’s price, which affects the theoretical price of an option. The risk parameters are useful for delta neutral option execution and monitoring an option’s time premium decay. The ISE Implied Volatility and Greeks Feed is also useful for investing and hedging strategies such as placing orders based on changes in levels of volatility. The ISE Implied Volatility and Greeks Feed includes real-time implied volatilities for the bid, ask and mid-point price as well as delta, gamma, vega, theta and rho for each option series. The ISE Implied Volatility and Greeks Feed is a low latency feed that produces data for the entire universe of U.S. options disseminated by the Options Price Reporting Authority (OPRA). The Exchange believes the ISE Implied Volatility and Greeks Feed provides valuable information that can help users make informed investment decisions. 3 See Exchange Act Release No. 65295 (September 8, 2011), 76 FR 56832 (September 14, 2011) (SR– ISE–2011–55). 1 15 VerDate Mar<15>2010 In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in Sections A, B and C below, of the most significant aspects of such statements. 1. Purpose [Release No. 34–65678; File No. SR–ISE– 2011–67] Specific questions about this RFI should be directed to the following email address: digitaldata@ostp.gov. jlentini on DSK4TPTVN1PROD with NOTICES Investment Advisers Act of 1940; In the Matter of Creative Investment Research, Inc., 1050 17th Street NW., Suite 1000, Washington, DC 20036; Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 Sfmt 4703 E:\FR\FM\10NON1.SGM 10NON1

Agencies

[Federal Register Volume 76, Number 218 (Thursday, November 10, 2011)]
[Notices]
[Page 70178]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2011-27900]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 3306; File No.: 801-35969]


Investment Advisers Act of 1940; In the Matter of Creative 
Investment Research, Inc., 1050 17th Street NW., Suite 1000, 
Washington, DC 20036; Notice of Intention to Cancel Registration 
Pursuant to Section 203(h) of the Investment Advisers Act of 1940

October 24, 2011.

Correction

    In notice document 2011-27900, appearing on pages 67005-67006 in 
the issue of October 28, 2011, make the following correction:
    On page 67005, in the second column, the subject heading should 
read as set forth above.

[FR Doc. C1-2011-27900 Filed 11-9-11; 8:45 am]
BILLING CODE 1505-01-D