Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Transfer of Exchange House Accounts, 69316-69318 [2011-28828]

Download as PDF 69316 Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices guidelines on when such off the floor transfers would be permissible would assist members and member organizations seeking to transfer positions and provide notification to the Exchange. The primary reason that members prefer to transfer positions as opposed to trading out of them is that transferring positions affords a reduction in administrative overhead and cost. In the typical situation, a member is undergoing a structural change and a one-time movement of positions offers efficiency in that process. The Exchange believes that this new Exchange Rule 1058 would allow members and member organizations the opportunity to efficiently and effectively transfer their option positions in limited situations off the floor. The Exchange believes that the proposed rule creates an orderly process for allowing such transfers. The Rule serves to protect investors and the public interest because the proposed Rule permits transfers off-floor only in limited instances. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. mstockstill on DSK4VPTVN1PROD with NOTICES III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period (i) As the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission shall: (a) By order approve or disapprove such proposed rule change, or (b) institute proceedings to determine whether the proposed rule change should be disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: VerDate Mar<15>2010 16:29 Nov 07, 2011 Jkt 226001 Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–Phlx–2011–118 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–Phlx–2011–118. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx– 2011–118 and should be submitted on or before November 29, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.12 Kevin M. O’Neill, Deputy Secretary. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–65667; File No. SR–Phlx– 2011–136] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Transfer of Exchange House Accounts November 2, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 2 thereunder, notice is hereby given that on October 19, 2011, NASDAQ OMX PHLX LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange, pursuant to Section 19(b)(1) of the Act 3 and Rule 19b–4 thereunder,4 proposes a new Exchange Rule 912 entitled ‘‘Transfer of Accounts’’ to codify a current Exchange policy with respect to the transfer of accounts. The text of the proposed rule change is available on the Exchange’s Web site at http://www.nasdaqtrader.com/ micro.aspx?id=PHLXRulefilings, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. [FR Doc. 2011–28829 Filed 11–7–11; 8:45 am] 1 15 BILLING CODE 8011–01–P U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(1). 4 17 CFR 240.19b–4. 2 17 12 17 PO 00000 CFR 200.30–3(a)(12). Frm 00079 Fmt 4703 Sfmt 4703 E:\FR\FM\08NON1.SGM 08NON1 Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices 2. Statutory Basis A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change mstockstill on DSK4VPTVN1PROD with NOTICES 1. Purpose The purpose of the proposed rule change is to codify the Exchange’s current policy with respect to the transfer of accounts by memorializing the policy in a new Exchange Rule 912 entitled ‘‘Transfer of Accounts.’’ 5 The proposed new rule should provide member organizations guidance with respect to requests to transfer accounts either to or from a member organization.6 Proposed new Exchange Rule 912 would require a member organization to notify the Exchange’s Membership Department, in writing, to transfer an account either to or from a member organization. The Exchange would also require member organizations to execute a Letter of Indemnity 7 in order to obligate the successor and assigns of the account(s) to accept full responsibility for payment of all outstanding Exchange fees, dues, fines and/or charges. By way of example, if a member organization acquired another member organization and wished to maintain the acquired member’s current account assignments, the surviving member organization would be required, pursuant to this proposed Rule, to submit a request to the Exchange’s Membership Department for a transfer of those accounts to itself. Another example might be an individual currently employed as a member by one organization who elects to transfer his affiliation to another member organization. In that regard, that individual may wish to maintain the account that is already assigned and request that the Membership Department reassign the account to the new member organization. Any member organization may request an account transfer from the Exchange’s Membership Department. However, both member organizations involved must consent to the transfer prior to it becoming effective. 5 Exchange Rule 912 is currently reserved. The Exchange proposes to delete the word ‘‘Reserved’’ and insert this new Rule in its place. 6 These accounts are Phlx member house accounts which are assigned by the Exchange’s Membership Department. These Phlx house accounts are not customer accounts but rather are assigned to Phlx member firms and utilized by members to transact business on the Exchange. These accounts uniquely identify each member for various reasons, including but not limited to: audit trail, clearing and billing. This will have no impact on member registrations. 7 This is a standard form that is required to be completed by members desiring to transfer their Phlx account. VerDate Mar<15>2010 16:29 Nov 07, 2011 Jkt 226001 69317 IV. Solicitation of Comments The Exchange believes that its proposal is consistent with Section 6(b) of the Act 8 in general, and furthers the objectives of Section 6(b)(5) of the Act 9 in particular, in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest, by providing an accommodation for members and member organizations who desire to transfer accounts. The Exchange believes that memorializing its current policy within an Exchange Rule will provide member organizations clear guidelines on procedures related to transfers of accounts. In addition, the Exchange will require member organizations to execute a Letter of Indemnity to clearly delineate which firm has responsibility for liabilities associated with the accounts. The Exchange believes that the proposed rule creates an orderly process for allowing such transfers and reduces risk by clearly allocating financial responsibilities with respect to the accounts. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period (i) As the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission shall: (a) By order approve or disapprove such proposed rule change, or (b) institute proceedings to determine whether the proposed rule change should be disapproved. 8 15 9 15 PO 00000 U.S.C. 78f(b). U.S.C. 78f(b)(5). Frm 00080 Fmt 4703 Sfmt 4703 Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–Phlx–2011–136 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–Phlx–2011–136. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx– 2011–136 and should be submitted on or before November 29, 2011. E:\FR\FM\08NON1.SGM 08NON1 69318 Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2011–28828 Filed 11–7–11; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF STATE [Public Notice: 7680] In the Matter of the Designation of Shamil Salmanovich Basayev as a Specially Designated Global Terrorist Pursuant to Section 1(b) of Executive Order 13224, as Amended a constitutional presence in the United States would render ineffectual the blocking and other measures authorized in the Order because of the ability to transfer funds instantaneously,’’ I determine that no prior notice needs to be provided to any person subject to this determination who might have a constitutional presence in the United States, because to do so would render ineffectual the measures authorized in the Order. This notice shall be published in the Federal Register. Dated: October 24, 2011. Hillary Rodham Clinton, Secretary of State. In accordance with section 1(b) of Executive Order 13224 of September 23, 2001, as amended (‘‘the Order’’), I hereby determine that the individual known as Shamil Salmanovich Basayev no longer meets the criteria for designation under the Order, and therefore I hereby revoke the designation of the aforementioned individual as a Specially Designated Global Terrorist pursuant to section 1(b) of the Order. This notice shall be published in the Federal Register. [FR Doc. 2011–28925 Filed 11–7–11; 8:45 am] Dated: October 24, 2011. Hillary Rodham Clinton, Secretary of State. SUMMARY: [FR Doc. 2011–28922 Filed 11–7–11; 8:45 am] BILLING CODE 4710–10–P DEPARTMENT OF STATE [Public Notice 7681] mstockstill on DSK4VPTVN1PROD with NOTICES In the Matter of the Designation of Mali Khan also known as Madi Khan as a Specially Designated Global Terrorist Pursuant to Section 1(b) of Executive Order 13224, as Amended Acting under the authority of and in accordance with section 1(b) of Executive Order 13224 of September 23, 2001, as amended by Executive Order 13268 of July 2, 2002, and Executive Order 13284 of January 23, 2003, I hereby determine that the individual known as Mali Khan, also known as Madi Khan, committed, or poses a significant risk of committing, acts of terrorism that threaten the security of U.S. nationals or the national security, foreign policy, or economy of the United States. Consistent with the determination in section 10 of Executive Order 13224 that ‘‘prior notice to persons determined to be subject to the Order who might have 10 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 16:29 Nov 07, 2011 Jkt 226001 BILLING CODE 4710–10–P TRADE AND DEVELOPMENT AGENCY Notice of Request for Extension of a Currently Approved Information Collection United States Trade and Development. ACTION: Request for comments. AGENCY: In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35 et seq.), the U.S. Trade and Development Agency has submitted a request to the Office of Management and Budget (OMB) to review and approve an extension for a currently approved information collection for Evaluation of USTDA Performance. USTDA published its first Federal Register Notice on this information request extension on July 7, 2011, at 76 FR 39975, at which time a 60-day comment period was announced. No comments were received in response to this notice at the end of the comment period. Comments are again being solicited on: (1) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) the accuracy of the agency’s estimate of the burden of the proposed collection of information including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology. PO 00000 Frm 00081 Fmt 4703 Sfmt 4703 Comments must be received by OMB by December 8, 2011 to be assured of consideration. ADDRESSES: Copies of the subject form and the request for extension prepared for submission to OMB may be obtained from the Agency Submitting Officer. Comments should be addressed as follows: Desk Officer for USTDA, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), Washington, DC 20503. FOR ADDITIONAL INFORMATION CONTACT: Contact Carolyn Hum, Administrative Officer, Attn: PRA, U.S. Trade and Development Agency, 1000 Wilson Blvd., Suite 1600, Arlington, VA 22209– 3901; Tel.: (703) 875–4357, Fax: (703) 875–4009; Email: chum@ustda.gov. SUPPLEMENTARY INFORMATION: DATES: Summary Collection Under Review Type of Request: Extension of a currently approved information collection. Expiration Date of Previous Approval: 12/31/2011. Title: Evaluation of USTDA Performance. Form Number: USTDA 1000E–2011a. Frequency of Use: annually for duration of project. Type of Respondents: Business or other for profit; not-for-profit institutions; farms; Federal Government. Estimated Number of Responses: 3,000 per year. Estimated Total Annual Burden on Respondents: 1,000 hours per year. Federal Cost: $416,289. Authority for Information Collection: Government Performance and Results Act of 1993; 103 Public Law 62; 107 Stat. 285. Abstract: USTDA and contractors will collect information from various stakeholders on USTDA-funded activities regarding development impact and/or commercial objectives as well as evaluate success regarding GPRA and OMB PART objectives. Dated: November 1, 2011. Carolyn Hum, Administrative Officer. [FR Doc. 2011–28783 Filed 11–7–11; 8:45 am] BILLING CODE 8040–01–P OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE Generalized System of Preferences (GSP): Initiation of a Review: Designation of the Republic of South Sudan as a Least Developed Beneficiary Developing Country Office of the United States Trade Representative. AGENCY: E:\FR\FM\08NON1.SGM 08NON1

Agencies

[Federal Register Volume 76, Number 216 (Tuesday, November 8, 2011)]
[Notices]
[Pages 69316-69318]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28828]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-65667; File No. SR-Phlx-2011-136]


Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of 
Filing of Proposed Rule Change Relating to Transfer of Exchange House 
Accounts

November 2, 2011.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act''),\1\ and Rule 19b-4 \2\ thereunder, notice is hereby given 
that on October 19, 2011, NASDAQ OMX PHLX LLC (``Phlx'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``SEC'' or ``Commission'') the proposed rule change as described in 
Items I, II, and III, below, which Items have been prepared by the 
Exchange. The Commission is publishing this notice to solicit comments 
on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange, pursuant to Section 19(b)(1) of the Act \3\ and Rule 
19b-4 thereunder,\4\ proposes a new Exchange Rule 912 entitled 
``Transfer of Accounts'' to codify a current Exchange policy with 
respect to the transfer of accounts.
---------------------------------------------------------------------------

    \3\ 15 U.S.C. 78s(b)(1).
    \4\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

    The text of the proposed rule change is available on the Exchange's 
Web site at http://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings, 
at the principal office of the Exchange, and at the Commission's Public 
Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the Exchange included statements 
concerning the purpose of and basis for the proposed rule change and 
discussed any comments it received on the proposed rule change. The 
text of these statements may be examined at the places specified in 
Item IV below. The Exchange has prepared summaries, set forth in 
sections A, B, and C below, of the most significant aspects of such 
statements.

[[Page 69317]]

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The purpose of the proposed rule change is to codify the Exchange's 
current policy with respect to the transfer of accounts by 
memorializing the policy in a new Exchange Rule 912 entitled ``Transfer 
of Accounts.'' \5\ The proposed new rule should provide member 
organizations guidance with respect to requests to transfer accounts 
either to or from a member organization.\6\
---------------------------------------------------------------------------

    \5\ Exchange Rule 912 is currently reserved. The Exchange 
proposes to delete the word ``Reserved'' and insert this new Rule in 
its place.
    \6\ These accounts are Phlx member house accounts which are 
assigned by the Exchange's Membership Department. These Phlx house 
accounts are not customer accounts but rather are assigned to Phlx 
member firms and utilized by members to transact business on the 
Exchange. These accounts uniquely identify each member for various 
reasons, including but not limited to: audit trail, clearing and 
billing. This will have no impact on member registrations.
---------------------------------------------------------------------------

    Proposed new Exchange Rule 912 would require a member organization 
to notify the Exchange's Membership Department, in writing, to transfer 
an account either to or from a member organization. The Exchange would 
also require member organizations to execute a Letter of Indemnity \7\ 
in order to obligate the successor and assigns of the account(s) to 
accept full responsibility for payment of all outstanding Exchange 
fees, dues, fines and/or charges.
---------------------------------------------------------------------------

    \7\ This is a standard form that is required to be completed by 
members desiring to transfer their Phlx account.
---------------------------------------------------------------------------

    By way of example, if a member organization acquired another member 
organization and wished to maintain the acquired member's current 
account assignments, the surviving member organization would be 
required, pursuant to this proposed Rule, to submit a request to the 
Exchange's Membership Department for a transfer of those accounts to 
itself. Another example might be an individual currently employed as a 
member by one organization who elects to transfer his affiliation to 
another member organization. In that regard, that individual may wish 
to maintain the account that is already assigned and request that the 
Membership Department reassign the account to the new member 
organization. Any member organization may request an account transfer 
from the Exchange's Membership Department. However, both member 
organizations involved must consent to the transfer prior to it 
becoming effective.
2. Statutory Basis
    The Exchange believes that its proposal is consistent with Section 
6(b) of the Act \8\ in general, and furthers the objectives of Section 
6(b)(5) of the Act \9\ in particular, in that it is designed to promote 
just and equitable principles of trade, to remove impediments to and 
perfect the mechanism of a free and open market and a national market 
system, and, in general to protect investors and the public interest, 
by providing an accommodation for members and member organizations who 
desire to transfer accounts. The Exchange believes that memorializing 
its current policy within an Exchange Rule will provide member 
organizations clear guidelines on procedures related to transfers of 
accounts. In addition, the Exchange will require member organizations 
to execute a Letter of Indemnity to clearly delineate which firm has 
responsibility for liabilities associated with the accounts. The 
Exchange believes that the proposed rule creates an orderly process for 
allowing such transfers and reduces risk by clearly allocating 
financial responsibilities with respect to the accounts.
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 78f(b).
    \9\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition not necessary or appropriate in 
furtherance of the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were either solicited or received.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Within 45 days of the date of publication of this notice in the 
Federal Register or within such longer period (i) As the Commission may 
designate up to 90 days of such date if it finds such longer period to 
be appropriate and publishes its reasons for so finding or (ii) as to 
which the Exchange consents, the Commission shall: (a) By order approve 
or disapprove such proposed rule change, or (b) institute proceedings 
to determine whether the proposed rule change should be disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to rule-comments@sec.gov. Please include 
File Number SR-Phlx-2011-136 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth M. Murphy, 
Secretary, Securities and Exchange Commission, 100 F Street, NE., 
Washington, DC 20549-1090.

All submissions should refer to File Number SR-Phlx-2011-136. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 10 
a.m. and 3 p.m. Copies of such filing also will be available for 
inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-Phlx-2011-136 and should be 
submitted on or before November 29, 2011.


[[Page 69318]]


    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\10\
---------------------------------------------------------------------------

    \10\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2011-28828 Filed 11-7-11; 8:45 am]
BILLING CODE 8011-01-P