Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Transfer of Exchange House Accounts, 69316-69318 [2011-28828]
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Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices
guidelines on when such off the floor
transfers would be permissible would
assist members and member
organizations seeking to transfer
positions and provide notification to the
Exchange.
The primary reason that members
prefer to transfer positions as opposed
to trading out of them is that
transferring positions affords a
reduction in administrative overhead
and cost. In the typical situation, a
member is undergoing a structural
change and a one-time movement of
positions offers efficiency in that
process. The Exchange believes that this
new Exchange Rule 1058 would allow
members and member organizations the
opportunity to efficiently and effectively
transfer their option positions in limited
situations off the floor.
The Exchange believes that the
proposed rule creates an orderly process
for allowing such transfers. The Rule
serves to protect investors and the
public interest because the proposed
Rule permits transfers off-floor only in
limited instances.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
mstockstill on DSK4VPTVN1PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
As the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the Exchange consents,
the Commission shall: (a) By order
approve or disapprove such proposed
rule change, or (b) institute proceedings
to determine whether the proposed rule
change should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
VerDate Mar<15>2010
16:29 Nov 07, 2011
Jkt 226001
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–Phlx–2011–118 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–Phlx–2011–118. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2011–118 and should be submitted on
or before November 29, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Kevin M. O’Neill,
Deputy Secretary.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–65667; File No. SR–Phlx–
2011–136]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing of Proposed Rule Change
Relating to Transfer of Exchange
House Accounts
November 2, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 2 thereunder,
notice is hereby given that on October
19, 2011, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange, pursuant to Section
19(b)(1) of the Act 3 and Rule 19b–4
thereunder,4 proposes a new Exchange
Rule 912 entitled ‘‘Transfer of
Accounts’’ to codify a current Exchange
policy with respect to the transfer of
accounts.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.nasdaqtrader.com/
micro.aspx?id=PHLXRulefilings, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
[FR Doc. 2011–28829 Filed 11–7–11; 8:45 am]
1 15
BILLING CODE 8011–01–P
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(1).
4 17 CFR 240.19b–4.
2 17
12 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00079
Fmt 4703
Sfmt 4703
E:\FR\FM\08NON1.SGM
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Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices
2. Statutory Basis
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
mstockstill on DSK4VPTVN1PROD with NOTICES
1. Purpose
The purpose of the proposed rule
change is to codify the Exchange’s
current policy with respect to the
transfer of accounts by memorializing
the policy in a new Exchange Rule 912
entitled ‘‘Transfer of Accounts.’’ 5 The
proposed new rule should provide
member organizations guidance with
respect to requests to transfer accounts
either to or from a member
organization.6
Proposed new Exchange Rule 912
would require a member organization to
notify the Exchange’s Membership
Department, in writing, to transfer an
account either to or from a member
organization. The Exchange would also
require member organizations to execute
a Letter of Indemnity 7 in order to
obligate the successor and assigns of the
account(s) to accept full responsibility
for payment of all outstanding Exchange
fees, dues, fines and/or charges.
By way of example, if a member
organization acquired another member
organization and wished to maintain the
acquired member’s current account
assignments, the surviving member
organization would be required,
pursuant to this proposed Rule, to
submit a request to the Exchange’s
Membership Department for a transfer
of those accounts to itself. Another
example might be an individual
currently employed as a member by one
organization who elects to transfer his
affiliation to another member
organization. In that regard, that
individual may wish to maintain the
account that is already assigned and
request that the Membership
Department reassign the account to the
new member organization. Any member
organization may request an account
transfer from the Exchange’s
Membership Department. However,
both member organizations involved
must consent to the transfer prior to it
becoming effective.
5 Exchange Rule 912 is currently reserved. The
Exchange proposes to delete the word ‘‘Reserved’’
and insert this new Rule in its place.
6 These accounts are Phlx member house
accounts which are assigned by the Exchange’s
Membership Department. These Phlx house
accounts are not customer accounts but rather are
assigned to Phlx member firms and utilized by
members to transact business on the Exchange.
These accounts uniquely identify each member for
various reasons, including but not limited to: audit
trail, clearing and billing. This will have no impact
on member registrations.
7 This is a standard form that is required to be
completed by members desiring to transfer their
Phlx account.
VerDate Mar<15>2010
16:29 Nov 07, 2011
Jkt 226001
69317
IV. Solicitation of Comments
The Exchange believes that its
proposal is consistent with Section 6(b)
of the Act 8 in general, and furthers the
objectives of Section 6(b)(5) of the Act 9
in particular, in that it is designed to
promote just and equitable principles of
trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and, in general to protect
investors and the public interest, by
providing an accommodation for
members and member organizations
who desire to transfer accounts. The
Exchange believes that memorializing
its current policy within an Exchange
Rule will provide member organizations
clear guidelines on procedures related
to transfers of accounts. In addition, the
Exchange will require member
organizations to execute a Letter of
Indemnity to clearly delineate which
firm has responsibility for liabilities
associated with the accounts. The
Exchange believes that the proposed
rule creates an orderly process for
allowing such transfers and reduces risk
by clearly allocating financial
responsibilities with respect to the
accounts.
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
As the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the Exchange consents,
the Commission shall: (a) By order
approve or disapprove such proposed
rule change, or (b) institute proceedings
to determine whether the proposed rule
change should be disapproved.
8 15
9 15
PO 00000
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
Frm 00080
Fmt 4703
Sfmt 4703
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–Phlx–2011–136 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–Phlx–2011–136. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2011–136 and should be submitted on
or before November 29, 2011.
E:\FR\FM\08NON1.SGM
08NON1
69318
Federal Register / Vol. 76, No. 216 / Tuesday, November 8, 2011 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2011–28828 Filed 11–7–11; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 7680]
In the Matter of the Designation of
Shamil Salmanovich Basayev as a
Specially Designated Global Terrorist
Pursuant to Section 1(b) of Executive
Order 13224, as Amended
a constitutional presence in the United
States would render ineffectual the
blocking and other measures authorized
in the Order because of the ability to
transfer funds instantaneously,’’ I
determine that no prior notice needs to
be provided to any person subject to this
determination who might have a
constitutional presence in the United
States, because to do so would render
ineffectual the measures authorized in
the Order.
This notice shall be published in the
Federal Register.
Dated: October 24, 2011.
Hillary Rodham Clinton,
Secretary of State.
In accordance with section 1(b) of
Executive Order 13224 of September 23,
2001, as amended (‘‘the Order’’), I
hereby determine that the individual
known as Shamil Salmanovich Basayev
no longer meets the criteria for
designation under the Order, and
therefore I hereby revoke the
designation of the aforementioned
individual as a Specially Designated
Global Terrorist pursuant to section 1(b)
of the Order.
This notice shall be published in the
Federal Register.
[FR Doc. 2011–28925 Filed 11–7–11; 8:45 am]
Dated: October 24, 2011.
Hillary Rodham Clinton,
Secretary of State.
SUMMARY:
[FR Doc. 2011–28922 Filed 11–7–11; 8:45 am]
BILLING CODE 4710–10–P
DEPARTMENT OF STATE
[Public Notice 7681]
mstockstill on DSK4VPTVN1PROD with NOTICES
In the Matter of the Designation of Mali
Khan also known as Madi Khan as a
Specially Designated Global Terrorist
Pursuant to Section 1(b) of Executive
Order 13224, as Amended
Acting under the authority of and in
accordance with section 1(b) of
Executive Order 13224 of September 23,
2001, as amended by Executive Order
13268 of July 2, 2002, and Executive
Order 13284 of January 23, 2003, I
hereby determine that the individual
known as Mali Khan, also known as
Madi Khan, committed, or poses a
significant risk of committing, acts of
terrorism that threaten the security of
U.S. nationals or the national security,
foreign policy, or economy of the United
States.
Consistent with the determination in
section 10 of Executive Order 13224 that
‘‘prior notice to persons determined to
be subject to the Order who might have
10 17
CFR 200.30–3(a)(12).
VerDate Mar<15>2010
16:29 Nov 07, 2011
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BILLING CODE 4710–10–P
TRADE AND DEVELOPMENT AGENCY
Notice of Request for Extension of a
Currently Approved Information
Collection
United States Trade and
Development.
ACTION: Request for comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35 et seq.), the U.S.
Trade and Development Agency has
submitted a request to the Office of
Management and Budget (OMB) to
review and approve an extension for a
currently approved information
collection for Evaluation of USTDA
Performance. USTDA published its first
Federal Register Notice on this
information request extension on July 7,
2011, at 76 FR 39975, at which time a
60-day comment period was announced.
No comments were received in response
to this notice at the end of the comment
period.
Comments are again being solicited
on: (1) Whether the proposed collection
of information is necessary for the
proper performance of the functions of
the agency, including whether the
information will have practical utility;
(2) the accuracy of the agency’s estimate
of the burden of the proposed collection
of information including the validity of
the methodology and assumptions used;
(3) ways to enhance the quality, utility,
and clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on those who are to respond, including
the use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
PO 00000
Frm 00081
Fmt 4703
Sfmt 4703
Comments must be received by
OMB by December 8, 2011 to be assured
of consideration.
ADDRESSES: Copies of the subject form
and the request for extension prepared
for submission to OMB may be obtained
from the Agency Submitting Officer.
Comments should be addressed as
follows: Desk Officer for USTDA, Office
of Information and Regulatory Affairs,
Office of Management and Budget
(OMB), Washington, DC 20503.
FOR ADDITIONAL INFORMATION CONTACT:
Contact Carolyn Hum, Administrative
Officer, Attn: PRA, U.S. Trade and
Development Agency, 1000 Wilson
Blvd., Suite 1600, Arlington, VA 22209–
3901; Tel.: (703) 875–4357, Fax: (703)
875–4009; Email: chum@ustda.gov.
SUPPLEMENTARY INFORMATION:
DATES:
Summary Collection Under Review
Type of Request: Extension of a
currently approved information
collection.
Expiration Date of Previous Approval:
12/31/2011.
Title: Evaluation of USTDA
Performance.
Form Number: USTDA 1000E–2011a.
Frequency of Use: annually for
duration of project.
Type of Respondents: Business or
other for profit; not-for-profit
institutions; farms; Federal Government.
Estimated Number of Responses:
3,000 per year.
Estimated Total Annual Burden on
Respondents: 1,000 hours per year.
Federal Cost: $416,289.
Authority for Information Collection:
Government Performance and Results
Act of 1993; 103 Public Law 62; 107
Stat. 285.
Abstract: USTDA and contractors will
collect information from various
stakeholders on USTDA-funded
activities regarding development impact
and/or commercial objectives as well as
evaluate success regarding GPRA and
OMB PART objectives.
Dated: November 1, 2011.
Carolyn Hum,
Administrative Officer.
[FR Doc. 2011–28783 Filed 11–7–11; 8:45 am]
BILLING CODE 8040–01–P
OFFICE OF THE UNITED STATES
TRADE REPRESENTATIVE
Generalized System of Preferences
(GSP): Initiation of a Review:
Designation of the Republic of South
Sudan as a Least Developed
Beneficiary Developing Country
Office of the United States
Trade Representative.
AGENCY:
E:\FR\FM\08NON1.SGM
08NON1
]]>Agencies
[Federal Register Volume 76, Number 216 (Tuesday, November 8, 2011)]
[Notices]
[Pages 69316-69318]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28828]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-65667; File No. SR-Phlx-2011-136]
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of
Filing of Proposed Rule Change Relating to Transfer of Exchange House
Accounts
November 2, 2011.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 \2\ thereunder, notice is hereby given
that on October 19, 2011, NASDAQ OMX PHLX LLC (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as described in
Items I, II, and III, below, which Items have been prepared by the
Exchange. The Commission is publishing this notice to solicit comments
on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange, pursuant to Section 19(b)(1) of the Act \3\ and Rule
19b-4 thereunder,\4\ proposes a new Exchange Rule 912 entitled
``Transfer of Accounts'' to codify a current Exchange policy with
respect to the transfer of accounts.
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78s(b)(1).
\4\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
The text of the proposed rule change is available on the Exchange's
Web site at https://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings,
at the principal office of the Exchange, and at the Commission's Public
Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.
[[Page 69317]]
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The purpose of the proposed rule change is to codify the Exchange's
current policy with respect to the transfer of accounts by
memorializing the policy in a new Exchange Rule 912 entitled ``Transfer
of Accounts.'' \5\ The proposed new rule should provide member
organizations guidance with respect to requests to transfer accounts
either to or from a member organization.\6\
---------------------------------------------------------------------------
\5\ Exchange Rule 912 is currently reserved. The Exchange
proposes to delete the word ``Reserved'' and insert this new Rule in
its place.
\6\ These accounts are Phlx member house accounts which are
assigned by the Exchange's Membership Department. These Phlx house
accounts are not customer accounts but rather are assigned to Phlx
member firms and utilized by members to transact business on the
Exchange. These accounts uniquely identify each member for various
reasons, including but not limited to: audit trail, clearing and
billing. This will have no impact on member registrations.
---------------------------------------------------------------------------
Proposed new Exchange Rule 912 would require a member organization
to notify the Exchange's Membership Department, in writing, to transfer
an account either to or from a member organization. The Exchange would
also require member organizations to execute a Letter of Indemnity \7\
in order to obligate the successor and assigns of the account(s) to
accept full responsibility for payment of all outstanding Exchange
fees, dues, fines and/or charges.
---------------------------------------------------------------------------
\7\ This is a standard form that is required to be completed by
members desiring to transfer their Phlx account.
---------------------------------------------------------------------------
By way of example, if a member organization acquired another member
organization and wished to maintain the acquired member's current
account assignments, the surviving member organization would be
required, pursuant to this proposed Rule, to submit a request to the
Exchange's Membership Department for a transfer of those accounts to
itself. Another example might be an individual currently employed as a
member by one organization who elects to transfer his affiliation to
another member organization. In that regard, that individual may wish
to maintain the account that is already assigned and request that the
Membership Department reassign the account to the new member
organization. Any member organization may request an account transfer
from the Exchange's Membership Department. However, both member
organizations involved must consent to the transfer prior to it
becoming effective.
2. Statutory Basis
The Exchange believes that its proposal is consistent with Section
6(b) of the Act \8\ in general, and furthers the objectives of Section
6(b)(5) of the Act \9\ in particular, in that it is designed to promote
just and equitable principles of trade, to remove impediments to and
perfect the mechanism of a free and open market and a national market
system, and, in general to protect investors and the public interest,
by providing an accommodation for members and member organizations who
desire to transfer accounts. The Exchange believes that memorializing
its current policy within an Exchange Rule will provide member
organizations clear guidelines on procedures related to transfers of
accounts. In addition, the Exchange will require member organizations
to execute a Letter of Indemnity to clearly delineate which firm has
responsibility for liabilities associated with the accounts. The
Exchange believes that the proposed rule creates an orderly process for
allowing such transfers and reduces risk by clearly allocating
financial responsibilities with respect to the accounts.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b).
\9\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of publication of this notice in the
Federal Register or within such longer period (i) As the Commission may
designate up to 90 days of such date if it finds such longer period to
be appropriate and publishes its reasons for so finding or (ii) as to
which the Exchange consents, the Commission shall: (a) By order approve
or disapprove such proposed rule change, or (b) institute proceedings
to determine whether the proposed rule change should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-Phlx-2011-136 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-Phlx-2011-136. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-Phlx-2011-136 and should be
submitted on or before November 29, 2011.
[[Page 69318]]
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
---------------------------------------------------------------------------
\10\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2011-28828 Filed 11-7-11; 8:45 am]
BILLING CODE 8011-01-P
