Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 68520 [2011-28585]

Download as PDF 68520 Federal Register / Vol. 76, No. 214 / Friday, November 4, 2011 / Notices but will not receive individualized feedback on any suggestions. No basis for claims against the U.S. Government shall arise as a result of a response to this request for information or from the Government’s use of such information. Inquiries Specific questions about this RFI should be directed to the following email address: publicaccess@ostp.gov. Form should include: [Assigned ID #] [Assigned Entry date] Name/Email Affiliation/Organization City, State Comment 1 Comment 2 Comment 3 Comment 4 Comment 5 Comment 6 Comment 7 Comment 8 Please identify any other items the Task Force might consider for Federal policies related to public access to peerreviewed scholarly publications resulting from federally supported research. {Attachment is: Please attach any documents that support your comments to the questions.} Ted Wackler, Deputy Chief of Staff. [FR Doc. 2011–28623 Filed 11–3–11; 8:45 am] BILLING CODE P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–29853] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 mstockstill on DSK4VPTVN1PROD with NOTICES October 28, 2011. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of October, 2011. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or an applicant using the Company name box, at http://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by VerDate Mar<15>2010 17:06 Nov 03, 2011 Jkt 226001 mail. Hearing requests should be received by the SEC by 5:30 p.m. on November 25, 2011, and should be accompanied by proof of service on the applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. For Further Information Contact: Diane L. Titus at (202) 551–6810, SEC, Division of Investment Management, Office of Investment Company Regulation, 100 F Street NE., Washington, DC 20549–8010. Keystone America Capital Preservation and Income Fund [File No. 811–6237] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On or about December 30, 1994, applicant transferred its assets to Keystone Capital Preservation and Income Fund, based on net asset value. Records listing the expenses incurred in connection with the reorganization are no longer available. Filing Date: The application was filed on October 5, 2011. Applicant’s Address: 200 Berkeley St., Boston, MA 02116. Keystone Australia Funds Inc. [File No. 811–5832] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On or about December 30, 1994, applicant transferred its assets to Keystone World Bond Fund, then known as Keystone America World Bond Fund, based on net asset value. Records listing the expenses incurred in connection with the reorganization are no longer available. Filing Date: The application was filed on September 27, 2011. Applicant’s Address: 200 Berkeley St., Boston, MA 02116. Global Real Estate Investments Fund [File No. 811–22322] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On July 29, 2011, applicant transferred its assets to James Alpha Global Real Estate Investments Portfolios, a series of Saratoga Advantage Trust, based on net asset value. Expenses of $80,330 incurred in connection with the reorganization were paid by Ascent Investment Advisors, LLC, applicant’s investment adviser. PO 00000 Frm 00126 Fmt 4703 Sfmt 4703 Filing Date: The application was filed on September 27, 2011. Applicant’s Address: Ascent Investment Advisors, LLC, 5251 DTC Parkway #935, Greenwood Village, CO 80111. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2011–28585 Filed 11–3–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–65660; File Nos. SR– EDGA–2011–29; SR–EDGX–2011–28] Self-Regulatory Organizations; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers October 31, 2011. On August 30, 2011, EDGA Exchange, Inc. and EDGX Exchange, Inc. (‘‘EDGA’’ and ‘‘EDGX,’’ or ‘‘Exchanges’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 proposed rule changes relating to amendments to EDGA and EDGX rules regarding the registration and obligations of market makers. The proposed rule changes were published for comment in the Federal Register on September 16, 2011.3 Section 19(b)(2) of the Act 4 provides that, within forty-five days of the publication of notice of the filing of a proposed rule change, or within such longer period as the Commission may designate up to ninety days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding, the Commission shall either approve or disapprove the proposed rule change or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for these filings is October 31, 2011. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 65315 (September 12, 2011), 76 FR 57772 (September 16, 2011) (SR–EDGX–2011–28); Securities Exchange Act Release No. 65316 (September 12, 2011), 76 FR 57787 (SR–EDGA–2011–29). 4 15 U.S.C. 78s(b)(2). 2 17 E:\FR\FM\04NON1.SGM 04NON1

Agencies

[Federal Register Volume 76, Number 214 (Friday, November 4, 2011)]
[Notices]
[Page 68520]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28585]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-29853]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

October 28, 2011.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October, 2011. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or an applicant 
using the Company name box, at http://www.sec.gov/search/search.htm or 
by calling (202) 551-8090. An order granting each application will be 
issued unless the SEC orders a hearing. Interested persons may request 
a hearing on any application by writing to the SEC's Secretary at the 
address below and serving the relevant applicant with a copy of the 
request, personally or by mail. Hearing requests should be received by 
the SEC by 5:30 p.m. on November 25, 2011, and should be accompanied by 
proof of service on the applicant, in the form of an affidavit or, for 
lawyers, a certificate of service. Hearing requests should state the 
nature of the writer's interest, the reason for the request, and the 
issues contested. Persons who wish to be notified of a hearing may 
request notification by writing to the Secretary, U.S. Securities and 
Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
    For Further Information Contact: Diane L. Titus at (202) 551-6810, 
SEC, Division of Investment Management, Office of Investment Company 
Regulation, 100 F Street NE., Washington, DC 20549-8010.

 Keystone America Capital Preservation and Income Fund [File No. 811-
6237]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On or about December 30, 1994, applicant 
transferred its assets to Keystone Capital Preservation and Income 
Fund, based on net asset value. Records listing the expenses incurred 
in connection with the reorganization are no longer available.
    Filing Date: The application was filed on October 5, 2011.
    Applicant's Address: 200 Berkeley St., Boston, MA 02116.

Keystone Australia Funds Inc. [File No. 811-5832]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On or about December 30, 1994, applicant 
transferred its assets to Keystone World Bond Fund, then known as 
Keystone America World Bond Fund, based on net asset value. Records 
listing the expenses incurred in connection with the reorganization are 
no longer available.
    Filing Date: The application was filed on September 27, 2011.
    Applicant's Address: 200 Berkeley St., Boston, MA 02116.

Global Real Estate Investments Fund [File No. 811-22322]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On July 29, 2011, applicant transferred its 
assets to James Alpha Global Real Estate Investments Portfolios, a 
series of Saratoga Advantage Trust, based on net asset value. Expenses 
of $80,330 incurred in connection with the reorganization were paid by 
Ascent Investment Advisors, LLC, applicant's investment adviser.
    Filing Date: The application was filed on September 27, 2011.
    Applicant's Address: Ascent Investment Advisors, LLC, 5251 DTC 
Parkway 935, Greenwood Village, CO 80111.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2011-28585 Filed 11-3-11; 8:45 am]
BILLING CODE 8011-01-P