Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 68520 [2011-28585]
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Federal Register / Vol. 76, No. 214 / Friday, November 4, 2011 / Notices
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[FR Doc. 2011–28623 Filed 11–3–11; 8:45 am]
BILLING CODE P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29853]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
mstockstill on DSK4VPTVN1PROD with NOTICES
October 28, 2011.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of October,
2011. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
VerDate Mar<15>2010
17:06 Nov 03, 2011
Jkt 226001
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
November 25, 2011, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street NE.,
Washington, DC 20549–8010.
Keystone America Capital Preservation
and Income Fund [File No. 811–6237]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
December 30, 1994, applicant
transferred its assets to Keystone Capital
Preservation and Income Fund, based
on net asset value. Records listing the
expenses incurred in connection with
the reorganization are no longer
available.
Filing Date: The application was filed
on October 5, 2011.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Keystone Australia Funds Inc. [File No.
811–5832]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
December 30, 1994, applicant
transferred its assets to Keystone World
Bond Fund, then known as Keystone
America World Bond Fund, based on
net asset value. Records listing the
expenses incurred in connection with
the reorganization are no longer
available.
Filing Date: The application was filed
on September 27, 2011.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Global Real Estate Investments Fund
[File No. 811–22322]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On July 29, 2011,
applicant transferred its assets to James
Alpha Global Real Estate Investments
Portfolios, a series of Saratoga
Advantage Trust, based on net asset
value. Expenses of $80,330 incurred in
connection with the reorganization were
paid by Ascent Investment Advisors,
LLC, applicant’s investment adviser.
PO 00000
Frm 00126
Fmt 4703
Sfmt 4703
Filing Date: The application was filed
on September 27, 2011.
Applicant’s Address: Ascent
Investment Advisors, LLC, 5251 DTC
Parkway #935, Greenwood Village, CO
80111.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2011–28585 Filed 11–3–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–65660; File Nos. SR–
EDGA–2011–29; SR–EDGX–2011–28]
Self-Regulatory Organizations; EDGA
Exchange, Inc.; EDGX Exchange, Inc.;
Notice of Designation of Longer Period
for Commission Action on Proposed
Rule Changes Relating to
Amendments to EDGA and EDGX
Rules Regarding the Registration and
Obligations of Market Makers
October 31, 2011.
On August 30, 2011, EDGA Exchange,
Inc. and EDGX Exchange, Inc. (‘‘EDGA’’
and ‘‘EDGX,’’ or ‘‘Exchanges’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 proposed rule
changes relating to amendments to
EDGA and EDGX rules regarding the
registration and obligations of market
makers. The proposed rule changes
were published for comment in the
Federal Register on September 16,
2011.3
Section 19(b)(2) of the Act 4 provides
that, within forty-five days of the
publication of notice of the filing of a
proposed rule change, or within such
longer period as the Commission may
designate up to ninety days of such date
if it finds such longer period to be
appropriate and publishes its reasons
for so finding, the Commission shall
either approve or disapprove the
proposed rule change or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for these
filings is October 31, 2011.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 65315
(September 12, 2011), 76 FR 57772 (September 16,
2011) (SR–EDGX–2011–28); Securities Exchange
Act Release No. 65316 (September 12, 2011), 76 FR
57787 (SR–EDGA–2011–29).
4 15 U.S.C. 78s(b)(2).
2 17
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]]>Agencies
[Federal Register Volume 76, Number 214 (Friday, November 4, 2011)]
[Notices]
[Page 68520]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28585]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29853]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
October 28, 2011.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
October, 2011. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on November 25, 2011, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street NE., Washington, DC 20549-8010.
Keystone America Capital Preservation and Income Fund [File No. 811-
6237]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about December 30, 1994, applicant
transferred its assets to Keystone Capital Preservation and Income
Fund, based on net asset value. Records listing the expenses incurred
in connection with the reorganization are no longer available.
Filing Date: The application was filed on October 5, 2011.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Keystone Australia Funds Inc. [File No. 811-5832]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about December 30, 1994, applicant
transferred its assets to Keystone World Bond Fund, then known as
Keystone America World Bond Fund, based on net asset value. Records
listing the expenses incurred in connection with the reorganization are
no longer available.
Filing Date: The application was filed on September 27, 2011.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Global Real Estate Investments Fund [File No. 811-22322]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 29, 2011, applicant transferred its
assets to James Alpha Global Real Estate Investments Portfolios, a
series of Saratoga Advantage Trust, based on net asset value. Expenses
of $80,330 incurred in connection with the reorganization were paid by
Ascent Investment Advisors, LLC, applicant's investment adviser.
Filing Date: The application was filed on September 27, 2011.
Applicant's Address: Ascent Investment Advisors, LLC, 5251 DTC
Parkway 935, Greenwood Village, CO 80111.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2011-28585 Filed 11-3-11; 8:45 am]
BILLING CODE 8011-01-P
