Federal Motor Vehicle Safety Standards; Denial of Petition for Rulemaking; School Buses, 53102-53112 [2011-21596]
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Federal Register / Vol. 76, No. 165 / Thursday, August 25, 2011 / Proposed Rules
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Authority: 49 U.S.C. 60101 et seq.; 49 CFR
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Issued in Washington, DC, on August 18,
2011.
Jeffrey D. Wiese,
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[FR Doc. 2011–21753 Filed 8–24–11; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA–2011–0131]
Federal Motor Vehicle Safety
Standards; Denial of Petition for
Rulemaking; School Buses
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation.
AGENCY:
Denial of petition for
rulemaking.
ACTION:
This document denies a
petition for rulemaking from the Center
for Auto Safety (CAS) and 21 others
asking that NHTSA mandate the
installation of three-point seat belts
(lap/shoulder belts) for all seating
positions on all school buses. We are
denying the petition because we have
not found a safety problem supporting
a Federal requirement for lap/shoulder
belts on large school buses, which are
already very safe. The decision to install
seat belts on school buses should be left
to State and local jurisdictions, which
can weigh the need for, benefits and
consequences of installing belts on large
school buses and best decide whether
their particular pupil transportation
programs merit installation of the
devices.
Overview
This document denies a petition for
rulemaking from the CAS and others 1
(hereinafter referred to as the ‘‘CAS
petition’’) asking NHTSA to mandate
the installation of three-point seat belts
(lap/shoulder belt) for all seating
positions on large school buses.2
Federal Motor Vehicle Safety
Standard (FMVSS) No. 222, ‘‘School bus
passenger seating and crash protection,’’
requires lap/shoulder belts for all
seating positions on small school buses,
and requires that passengers on large
school buses be protected through a
concept called
‘‘compartmentalization.’’ 3 The
deceleration experienced by small
school buses necessitates installation of
the belts for adequate occupant crash
protection. For large school buses, we
have determined there is not a safety
problem warranting national action to
require the addition of lap/shoulder
belts to these vehicles. Large school
buses are very safe due to their greater
weight and higher seating height than
most other vehicles, high visibility to
motorists, and occupant protection
through compartmentalization. The
vehicles have compiled an excellent
safety record.
In considering the issue of seat belts
for large school buses, NHTSA has been
mindful that a requirement for seat belts
SUMMARY:
For
legal issues: Ms. Deirdre Fujita, Office of
the Chief Counsel, NCC–112, phone
(202) 366–2992. For non-legal issues:
Ms. Shashi Kuppa, Office of
Crashworthiness Standards, NVS–113,
phone (202) 366–3827. You can reach
both of these officials at the National
Highway Traffic Safety Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590.
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FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
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1 The petition, dated March 9, 2010 on CAS
letterhead, described itself as from the following
groups and individuals in addition to the CAS: the
National Coalition for School Bus Safety, Public
Citizen, Consumers for Auto Reliability and Safety,
Consumers Union, KidsandCars.org, Advocates for
Highway and Auto Safety, Consumer Federation of
America, SafetyBeltSafe U.S.A., the Trauma
Foundation, the American Academy of Pediatrics
(AAP), the American Association of Orthopaedic
Surgeons, the Orthopaedic Trauma Association,
2safeschools.org, Safe Ride News, the Advocacy
Institute for Children, Belt Up School Kids, the
Coalition for Child Safety, Nancy Bauder, Lynn
Brown/Rhea Vogel, Ruth Spaulding, and Norm
Cherkis.
2 ‘‘School bus’’ is defined in 49 CFR 571.3 as a
bus that is sold, or introduced in interstate
commerce, for purposes that include carrying
students to and from school or related events, but
does not include a bus designed and sold for
operation as a common carrier in urban
transportation. A ‘‘bus’’ is a motor vehicle, except
a trailer, designed for carrying more than 10
persons. In this document, when we refer to ‘‘large’’
school buses, we refer to school buses with a gross
vehicle weight rating (GVWR) of more than 4,536
kilograms (kg) (10,000 pounds (lb)). These large
school buses may transport as many as 90 students.
‘‘Small’’ school buses are school buses with a
GVWR of 4,536 kg (10,000 lb) or less. Generally,
these small school buses seat 15 persons or fewer,
or have one or two wheelchair seating positions.
3 Compartmentalization is a protective envelope
formed of strong, closely spaced seats that have
energy absorbing seat backs so that passengers are
cushioned and contained by the seat in front in the
event of a school bus crash. Compartmentalization
is described more fully in the next section of this
denial notice.
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could affect funding for school
transportation. A Federal requirement
for seat belts on large school buses will
increase the cost to purchase and
operate the vehicles, which would
impact school budgets. Increased costs
to purchase and operate large school
buses could reduce the availability of
school bus service overall, and reduce
school bus ridership. The reduced
ridership may result in more students
finding alternative, less safe means of
getting to or from school or related
events, such as riding in private
vehicles—often with a teenage driver.
When alternative means are used, the
risk of traffic-related injury or fatality to
children is greater than when a large
school bus is used.
As such, there are many factors to be
weighed in deciding whether seat belts
should be installed on large school
buses. Throughout the past 34 years that
compartmentalization and the school
bus safety standards have been in effect,
the agency has openly and continuously
considered the merits of a seat belt
requirement for large school buses. (See,
e.g., responses to petitions to require
seat belt anchorages and seat belt
assemblies, 41 FR 28506 (July 12, 1976)
and 48 FR 47032 (October 17, 1983);
response to petition for rulemaking to
prohibit the installation of lap belts on
large school buses, 71 FR 40057 (July
14, 2006).)
Most recently, NHTSA discussed the
issue of requiring seat belts on large
school buses at length in a rulemaking
proceeding completed in 2010
(Regulation Identifier Number (RIN)
2127–AK09) (NPRM upgrading school
bus passenger crash protection, 72 FR
65509 (November 21, 2007); final rule,
73 FR 62744 (October 21, 2008)); (RIN
2127–AK49) response to petitions for
reconsideration, 75 FR 66686 (October
29, 2010)). NHTSA undertook the
rulemaking to raise the minimum seat
back height on school bus passenger
seats, require small school buses to have
lap/shoulder belts at each passenger
seating position (the small buses were
previously required to provide at least
lap belts 4), and incorporate test
procedures to test lap/shoulder belts in
small school buses and voluntarilyinstalled lap/shoulder belts in large
school buses. The test procedures
ensure both the strength of the seat belt
systems and the compatibility of the
4 Small school buses are different from large ones
in that they are built on the same chassis and frame
as a light truck and thereby have similar crash
characteristics of a light truck. The upgraded seat
belt requirements (from lap belts to lap/shoulder
belts) on these vehicles reflects the similar upgrade
to lap/shoulder belts in other passenger vehicles.
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seat belt systems with
compartmentalization.
In that rulemaking, the agency
presented up-to-date information and
discussed the reasoning behind the
agency’s decision not to propose to
require seat belts in large school buses.
The NPRM and final rule preambles
presented data and findings from the
following studies of the National
Transportation Safety Board (NTSB),
National Academy of Sciences (NAS),
and NHTSA (in chronological order):
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Studies
• NTSB, 1987
In 1987, the NTSB reported on its
investigation of forty-three poststandard school bus crashes.5 The NTSB
concluded that most fatalities and
injuries in school bus crashes occurred
because the occupant seating positions
were directly in line with the crash
forces, and that seat belts would not
have prevented those injuries and
fatalities. (NTSB/SS–87/01, Safety
Study, Crashworthiness of Large Poststandard School Buses, March 1987,
National Transportation Safety Board.)
• NAS, 1989
A 1989 NAS study concluded that the
overall potential benefits of requiring
seat belts on large school buses were
insufficient to justify a Federal mandate
for installation. The NAS also stated
that funds used to purchase and
maintain seat belts might be better spent
on other school bus safety programs
with the potential to save more lives
and reduce more injuries. (Special
Report 222, Improving School Bus
Safety, National Academy of Sciences,
Transportation Research Board,
Washington, DC 1989).
• NTSB, 1999
In 1999, the NTSB reported on six
school bus crashes it investigated in
which passenger fatalities or serious
injuries occurred away from the area of
vehicle impact. The NTSB found
compartmentalization to be an effective
means of protecting passengers in
school bus crashes. However, because
many of those passengers injured in the
six crashes were believed to have been
thrown from their compartments, the
NTSB believed other means of occupant
protection should be examined. (NTSB/
SIR–99/04, Highway Safety Report, Bus
Crashworthiness Issues, September
1999, National Transportation Safety
Board).
• NAS, 2002
In 2002, the NAS published a study
that analyzed the safety of various
transportation modes used by school
5 FMVSS No. 222 became effective on April 1,
1977.
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children to get to and from school and
school-related activities. The NAS
found that among 815 school-age
children killed in motor vehicle crashes
during normal school travel hours each
year, less than 0.6 percent are
passengers in school buses, 1.8 percent
are children outside the bus near the
loading/unloading zone, 22 percent are
students walking/bicycling, and 75
percent are in crashes involving
passenger vehicles, especially those
with teen drivers. The report stated that
changes in any one characteristic of
school travel can lead to dramatic
changes in the overall risk to the student
population. Thus, the NAS concluded,
it is important for school transportation
decisions to take into account all
potential aspects of any changes in
school transportation. (Special Report
269, ‘‘The Relative Risks of School
Travel: A National Perspective and
Guidance for Local Community Risk
Assessment,’’ Transportation Research
Board of the National Academies, 2002.)
• NHTSA, 2002
In 2002, NHTSA issued a report to
Congress detailing school bus occupant
safety and analyzing options for
improvement. NHTSA concluded that
compartmentalization effectively
lowered injury measures by distributing
crash forces with the padded seating
surface. Lap belts showed little to no
benefit in reducing serious/fatal
injuries. The agency determined that
properly used lap/shoulder belts have
the potential to be effective in reducing
fatalities and injuries for not only
frontal collisions, but also rollover
crashes where seat belt systems are
particularly effective in reducing
ejection. However, the addition of lap/
shoulder belts on buses would increase
capital costs and reduce seating capacity
on the buses. (‘‘Report to Congress,
School Bus Safety: Crashworthiness
Research, April 2002,’’ https://
www.nhtsa.gov/DOT/NHTSA/NRD/
Multimedia/PDFs/Crashworthiness/
SchoolBus/SBReportFINAL.pdf.)
In addition, the agency considered the
public discussions at a July 11, 2007
roundtable meeting with State and local
government policymakers, school bus
and seat manufacturers, pupil
transportation associations, and
consumer groups. (Notice of public
meeting, 72 FR 30739, June 4, 2007,
Docket NHTSA–2007–28103.)
The agency explained in the NPRM
and final rule preambles of the
documents comprising RIN 2127–AK09
that, after considering all available
information, NHTSA was not able to
conclude that requiring seat belts on
large school buses would protect
passengers against an unreasonable risk
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of death or injury in an accident.
NHTSA continued: ‘‘Whether the same
conclusion can be made by a State or
local jurisdiction is a matter for local
decision-makers and we encourage them
to make the decisions most appropriate
for their individual needs to most safely
transport their students to and from
school.’’ Id. 73 FR at 62745.
Following publication of the final
rule, CAS et al. submitted the petition
for rulemaking discussed today to
require lap/shoulder belts on large
school buses. The petition refers to a
‘‘Highway Accident Brief’’ published
November 12, 2009 by the NTSB.
Also following publication of the final
rule, the State of Alabama completed a
comprehensive study to evaluate the
merits of having lap/shoulder belts on
newly purchased large school buses in
Alabama. Among other factors, the State
evaluated the rate of seat belt use, the
effects on bus discipline, the attitudes of
other stakeholders, the loss of capacity
attributable to seat belts, and cost
effectiveness of requiring lap/shoulder
seat belts. The study found that, for
Alabama, the cost and consequences of
ordering the seat belts on large school
buses would exceed the benefit. The
authors concluded that if funding is to
be spent on school bus safety, more
lives could be saved in Alabama by
investing in enhanced safety measures
in loading/unloading zones.
Additionally, following publication of
the final rule, NHTSA completed an
estimate of possible impacts that
reduced school bus ridership might
have on traffic-related injury or fatality.
This analysis is discussed later in this
document. The agency undertook the
analysis to understand, in a more
comprehensive manner, the possible
consequences of a national requirement
for seat belts on large school buses. If a
national requirement were imposed,
how could such a requirement affect the
availability of school bus service? How
might reduced availability of school bus
service impact pupil transportation
safety? The analysis is illustrative in
nature and is based on established
economic methodologies. Under the
described conditions, the agency
estimates that the increased risk from
students finding alternative, less safe
means of getting to and from school
could result in an increase of 10 to 19
school transportation fatalities annually.
After carefully considering the
petition for rulemaking and all the
above information, the agency is
denying the petition.
The agency notes that part of the
response repeats some discussion from
the November 21, 2007 NPRM and the
October 21, 2008 final rule comprising
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RIN 2127–AK09, supra. The discussion
is set forth again here because it is
relevant, particularly because a large
part of the petitioners’ ‘‘facts which it is
claimed establish that an order is
necessary’’ 6 are not new, having been
previously raised to the agency and to
which NHTSA has responded. The
agency is repeating some of the
discussion set forth in the November 21,
2007 NPRM and the October 21, 2008
final rule for completeness, and to
provide a context for discussion of the
petition.
Discussion
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Introduction
School buses are one of the safest
forms of transportation in the United
States. Every year, approximately
485,500 school buses travel
approximately 4.2 billion miles to
transport 23 million children to and
from school and school-related
activities.7 The school bus occupant
fatality rate of 0.23 fatalities per 100
million vehicle miles traveled (VMT) is
nearly 6 times lower than the rates for
passenger cars (1.29 per 100 million
VMT 8). The safety of current school
buses was confirmed by NAS in 2002.9
The agency estimates that an average
of 19 school-age children die in school
bus-related traffic crashes 10 each year: 5
are occupants of school buses and 14 are
pedestrians near the loading/unloading
zone of the school bus.11 These numbers
do not include school-age children who
are killed going to or from school using
means other than by school buses.
The CAS petition cited an American
Association of Pediatrics (AAP) analysis
of the National Electronic Injury
Surveillance System (NEISS). The AAP
analysis indicated that there are 17,000
school bus-related nonfatal injuries
annually, among which 7,200 were
crash related, 4,060 were during
boarding/alighting, 1,160 were slips/fall
related, 860 were non-crash related, and
6 49 CFR 552.4(c), Requirements for petition for
rulemaking.
7 Based on the 2006–07 school year, ‘‘School Bus
Fleet, 2009 Fact Book,’’ page 30.
8 2008 Traffic Safety Facts FARS/GES Annual
Report, https://www-nrd.nhtsa.dot.gov/
Pubs/811170.pdf.
9 National Academy of Sciences, Special Report
269: The Relative Risks of School Travel: A
National Perspective and Guidance for Local
Community Risk Assessment, National Research
Council, Washington, DC, September 2002.
10 A school bus-related crash is a crash which
involves, either directly or indirectly, a school bus
body vehicle (e.g., a yellow school bus), or a nonschool bus functioning as a school bus (e.g. a transit
bus functioning as a school bus), transporting
children to or from school or school-related
activities.
11 School Transportation-Related Crashes, Traffic
Safety Facts 2008 Data, DOT HS 811 165.
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3,750 were of other/unknown cause.
Among those injured in this study, 97
percent were treated and released from
the hospital. Most of these injuries were
of minor severity (strains, sprains, and
bruises).
We agree with the petitioners that
school bus crashes are an important
public health priority. Due to regulation
in this area and public interest in the
safety of school buses, school buses are
very safe vehicles. The Motor Vehicle
and School Bus Safety Amendments of
1974, which amended the National
Traffic and Motor Vehicle Safety Act
(Vehicle Safety Act), directed NHTSA to
issue motor vehicle safety standards
applicable to school buses and school
bus equipment. In response to this
legislation, NHTSA revised several of its
safety standards to improve existing
requirements for school buses, extended
ones for other vehicle classes to those
buses, and issued new safety standards
exclusively for school buses. FMVSS
No. 222 was promulgated to improve
protection to school bus passengers
during crashes and sudden driving
maneuvers.
Effective since 1977, FMVSS No. 222
contains occupant protection
requirements for school bus seating
positions and restraining barriers. Its
requirements for school buses with
GVWRs of 4,536 kilogram (kg) (10,000
pound (lb)) or less differ from those set
for school buses with GVWRs greater
than 4,536 kg (10,000 lb), because the
‘‘crash pulse,’’ or deceleration,
experienced by the small school buses
is more severe than that of the large
buses in similar collisions. For the small
school buses, the standard includes
requirements that all seating positions
must be equipped with properly
installed seat belts for passengers.
NHTSA decided that seat belts were
necessary on small school buses to
provide adequate crash protection for
the occupants.
For large school buses, FMVSS No.
222 relies on requirements for
‘‘compartmentalization’’ to provide
passenger crash protection.
Investigations of school bus crashes
prior to issuance of FMVSS No. 222
found the school bus seat was a
significant factor in causing injury.
NHTSA found that the seat failed the
passengers in three principal respects:
By being too weak, too low, and too
hostile (39 FR 27584; July 30, 1974). In
response to this finding, NHTSA
developed a set of requirements which
comprise the compartmentalization
system.
Compartmentalization ensures that
passengers are cushioned and contained
by the seats in the event of a school bus
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crash by requiring school bus seats to be
positioned in a manner that provides a
compact, protected area surrounding
each seat. If a seat is not
compartmentalized by a seat back in
front of it, compartmentalization must
be provided by a padded and protective
restraining barrier. The seats and
restraining barriers must be strong
enough to maintain their integrity in a
crash yet flexible enough to be capable
of deflecting in a manner which absorbs
the energy of the occupant. They must
meet specified height requirements and
be constructed, by use of substantial
padding or other means, so that they
provide protection when they are
impacted by the head and legs of a
passenger. Compartmentalization
minimizes the hostility of the crash
environment and limits the range of
movement of an occupant. The
compartmentalization approach ensures
that high levels of crash protection are
provided to each passenger independent
of any action on the part of the occupant
to buckle up.
Nonetheless, throughout the past 34
years that compartmentalization and the
school bus safety standards have been in
effect, the agency has openly and
continuously considered the
consequences, pros and cons, of a seat
belt requirement for large school buses.
The most recent detailed discussion of
the issue was in NHTSA’s October 21,
2008 final rule.
October 21, 2008 Final Rule
On October 21, 2008, the agency
issued a final rule, supra, upgrading the
passenger protection requirements for
school buses. The NPRM preceding the
final rule discussed the agency’s
considerations when we drafted the
NPRM as to whether to propose
requiring lap/shoulder belts in large
school buses. We considered whether
Federal enhancements on an already
very safe vehicle were reasonable and
appropriate, given the low safety need 12
and especially when the cost of
installing and maintaining lap/shoulder
belts on the buses could impact the
ability of transportation providers to
transport children to or from school or
spend funds in other areas affecting
pupil safety. After considering that large
school buses were already very safe, and
12 As indicated earlier, among 19 school-age child
fatalities in school transportation-related crashes
each year, 5 are passengers of school buses while
14 are killed outside the school bus at or near the
loading/unloading zone, by motorists passing the
bus or by the school bus itself. Children inside the
bus are typically killed in crashes when they are in
the direct zone of intrusion of the impacting vehicle
or object, in such circumstances seat belts will not
be effective in preventing the fatality.
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after considering the possibility that seat
belts on large school buses could affect
school bus service and ridership,
NHTSA decided not to propose to
require lap/shoulder belts on large
school buses.
The agency estimated the benefit that
seat belts in large school buses may offer
in frontal, side, and rollover crashes. For
frontal crashes, we estimated the
benefits of seat belts by using the sled
test data obtained from NHTSA’s 2002
school bus safety study. For estimating
the incremental benefits of seat belts in
rollover and side crashes, the agency
used the effectiveness estimates of 74
percent for rollover crashes and 21
percent for side crashes attributed to
seat belts in passenger cars.13 We
estimated that lap/shoulder seat belts
would save about 2 lives per year and
prevent about 1,900 crash injuries, of
which 97 percent are of minor/moderate
severity (mainly cuts and bruises),
assuming every child wore them
correctly on every trip.
The agency estimated that the
incremental cost of installing lap/
shoulder belts on a new 45-inch school
bus seat to be $467–$599 and that on a
30-inch seat to be $375–$487. The
incremental cost of newer seat designs
that minimize any loss in seating
capacity due to seat belts was estimated
to be within these cost ranges.
Assuming that an average large school
bus has 11 rows of seats with 2 seats per
row, we estimated the incremental cost
of installing lap/shoulder belts in large
school buses to be $5,485–$7,346. (This
cost does not include added fuel costs
to operate the buses, which would
increase due to the added weight from
the seat belt system and different school
bus seats.) The benefits would be
achieved at a cost of between $23 and
$36 million per equivalent life saved.
(This estimate of cost per equivalent life
saved did not factor in increased fuel
costs or the effect of the loss in seating
capacity.)
After considering all available
information, NHTSA was not able to
conclude that there exists an
13 The benefits analysis is explained in the Final
Regulatory Evaluation (FRE), Final Rule to Upgrade
School Bus Passenger Crash Protection in FMVSS
Nos. 207, 208, 210, and 222, Docket No. NHTSA–
2008–0163–0002, https://www.regulations.gov. We
used the passenger car effectiveness estimates
because real-world data on the effectiveness of seat
belts on buses is not available. Data are available
on the effectiveness of seat belts on passenger cars
and light trucks. We used the passenger car
effectiveness estimates to calculate the effectiveness
of seat belts in school bus side impact and rollover
events because the passenger car effectiveness is
closer to what we expect for school buses. The light
truck effectiveness estimates are highly influenced
by ejections, which are not common in large school
buses.
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unreasonable risk of death or injury in
an accident that justified an FMVSS
requirement for seat belts on large
school buses.14 Aside from the fact that
large school buses were already very
safe, real world data showed that
fatalities and injuries occurring in
school bus loading/unloading zones,
and fatalities and injuries associated
with other school transportation modes
(walking, biking, transporting in private
vehicles), are significantly higher than
those occurring in the school bus. The
agency determined that a Federal
requirement for seat belts to address
fatalities and injuries on large school
buses would not be appropriate since
large school buses were very safe and
the cost of such a requirement would
likely impact the monies available to
local jurisdictions to use toward their
pupil transportation programs. The
greater cost to buy and operate a school
bus with seat belts may reduce the
number of school buses available for
pupil transportation and divert the
limited school transportation funds
away from important safety programs,
such as driver and pupil training on safe
loading/unloading practices.
In the October 2008 final rule, the
agency affirmed that States and local
jurisdictions should continue to have
the choice of whether to order seat belts
on their large school buses since belts
could enhance compartmentalization.
We stated our view that States and local
school districts are better able to analyze
school transportation risks particular to
them and identify approaches to best
manage and reduce those safety risks.
The agency encouraged local officials
to make the decisions most appropriate
for their individual needs to most safely
transport their students to and from
school. (Final rule, 73 FR at 62745.)
The Petition
The CAS petition requests the agency
to mandate a lap/shoulder belt
requirement for all seating positions on
14 Under the Vehicle Safety Act, NHTSA is
authorized to prescribe motor vehicle safety
standards that are practicable, that meet the need
for motor vehicle safety, and that are stated in
objective terms. Under the Safety Act, ‘‘motor
vehicle safety’’ means the performance of a motor
vehicle or motor vehicle equipment in a way that
protects the public against unreasonable risk of
accidents occurring because of the design,
construction, or performance of a motor vehicle,
and against unreasonable risk of death or injury in
an accident. * * *’’ 49 U.S.C. 30102(a)(8). After
considering all available information, we could not
conclude that a requirement for seat belts on large
school buses would protect against an unreasonable
risk of accident or an unreasonable risk of death or
injury in an accident. 73 FR at 62745. Based on
available information, we concluded that a sciencebased, data-driven determination that there should
be a Federal requirement for seat belts could not be
supported.
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53105
all school buses. The petitioners
disagree with the agency’s discussion in
the November 21, 2007 NPRM and
October 21, 2008 final rule on this
subject (RIN 2127–AK09) and believe
that the agency ‘‘ignored’’ NTSB
recommendation NTSB/SIR–99/04
(1999).15 NTSB/SIR–99/04
recommended, among other things, that
NHTSA develop performance standards
for school bus occupant protection
systems that account for frontal impacts,
side impacts, rear impacts, and rollovers
(Recommendation H–99–45), and
recommended that NHTSA require new
school buses to have an occupant crash
protection system that meets the new
performance standards and retains
passengers within the seating
compartment throughout the accident
sequence of all accident scenarios (H–
99–46). The petitioners state that NTSB
classified NHTSA’s response to H–99–
46 as ‘‘Closed—Unacceptable
Action.’’ 16
The petitioners provided an overview
of the development of seat belts in
motor vehicles, starting in the 1950s,
and expressed dissatisfaction with
FMVSS No. 222 due to the standard’s
specifying, since 1977, requirements for
compartmentalization for large school
buses and not for seat belts. They base
many of their arguments for a seat belt
requirement on what they believe to be
limitations of compartmentalization,
views that were previously expressed,
most recently in response to the 2007
NPRM of RIN 2127–AK09, by
proponents of the opinion that NHTSA
should require seat belts on large school
buses.
The petitioners cite an NTSB
Highway Accident Brief 17 regarding a
May 28, 2008, school bus rollover
accident near Milton, Florida, in which
all the passengers were wearing lap
belts and only one sustained a serious
injury (according to the NTSB, the
injury was possibly due to a loosely
worn belt.) The NTSB determined that
injury severity in the Milton, Florida
crash ‘‘was mitigated by the use of lap
belts.’’ The petitioners state that NTSB
referred to a similar rollover crash in
15 National Transportation Safety Board, Highway
Special Investigation Report, Bus Crashworthiness
Issues, September 21, 1999.
16 With regard to H–99–45, the NTSB explains in
the Highway Accident Brief NTSB/HAB–9/03,
footnote 4 that ‘‘[t]he Board’s vote on the status of
Safety Recommendation H–99–45 was split, with
two members voting ‘Closed—Acceptable
Alternative Action’ and two members voting
‘Closed—Unacceptable Action.’ As a result of the
split vote, Safety Recommendation H–99–45
remained ‘Open—Acceptable Response.’ ’’
17 National Transportation Safety Board, Highway
Accident Brief, School Bus Loss of Control and
Rollover, Interstate 10, Near Milton, Florida, May
28, 2008, NTSB/HAB–09/03.
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Flagstaff, Arizona, on August 14, 1996.
In the Arizona crash, the large school
bus did not have passenger seat belts,
and the accident resulted in multiple
ejections and one passenger sustaining
lifetime crippling injuries.18
The petitioners also believe that
NHTSA should require seat belts on
large school buses because there has
been a ‘‘thirty-year history of failure by
school districts and states to voluntarily
install belts on large school buses.’’ The
petition refers to a January 9, 2010 fatal
crash in Hartford, Connecticut,
involving a school bus carrying 16
students and 2 adult passengers, which
did not have seat belts.19 The petition
states that following the crash, there was
a State move to require seat belts on
school buses, but it was unsuccessful.
‘‘History has demonstrated that * * *
voluntary implementations by school
authorities are extremely rare unless the
vehicle construction improvement is
required by law or regulatory standard
at time of manufacture.’’
NHTSA Response to Petition
NHTSA has considered the question
of whether seat belts should be required
on large school buses from the inception
of compartmentalization and the school
bus safety standards and has reassessed
its decisions repeatedly. Each time, after
analyzing the implications of a seat belt
requirement and all available
information, we have concluded that a
seat belt requirement for large school
buses has not been shown to be
warranted.
We have discussed our position
regarding the need for seat belts on large
school buses at length in the 2007
NPRM and 2008 final rule documents of
RIN 2127–AK09. To the extent the
petitioners’ assertions are repetitive of
previously discussed points-of-view,
our positions on the issues are set forth
at length in the November 21, 2007 and
October 21, 2008 preambles, and are
summarized above. For plain language
purposes and to avoid redundancy
when possible, we do not repeat the
detailed discussion here; interested
persons can review those documents for
the agency’s full response to the issues.
In Appendix A of today’s document, we
address a few miscellaneous issues the
petitioners raised, in a question-andanswer format.
18 The NTSB/HAB–09/03 calls the Florida and
Arizona accidents ‘‘comparable.’’ The NTSB
document does not have a statement about the
possible effect of belts in the Arizona accident.
19 According to the petitioners, the school bus
‘‘crashed through a roadside guardrail, plummeted
down a 20-foot drop-off, and ended in the ravine
below. One child was killed, and fifteen were
injured.’’
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We carefully considered NTSB’s
recommendation H–99–46 when we
developed the 2007 NPRM and 2008
final rule documents. We recognized in
the RIN 2127–AK09 rulemaking that
seat belts in large school buses may
have some effect on reducing the risk of
harm in frontal, side and rollover
crashes, since seat belts can help
restrain occupants within the seat and
prevent their ejection and impact with
interior surfaces. We estimated that in
frontal, side and rollover crashes, lap/
shoulder belts would save 2 lives
annually.20
After considering all views, including
H–99–46, we could not agree with those
asking us to propose to require seat belts
on large school buses. We assessed the
safety need for seat belts. Since school
buses are already very safe and are the
safest mode of school transportation, a
seat belt mandate would result in very
few benefits.
We also weighed that safety need
against possible negative consequences
of requiring seat belts on large school
buses. The greater cost to purchase and
operate a large school bus with seat
belts may reduce the number of school
buses available for pupil transportation,
and/or divert limited school
transportation funds away from other
necessary safety programs, such as
driver and pupil training on safe
loading/unloading practices. We
determined that it would be
inappropriate for NHTSA to require seat
belts given the low safety need for the
belts, when such a decision has a direct
bearing on the ability of the local
decision-makers to allocate and spend
limited pupil transportation resources
on other school transportation safety
needs that are likely to garner greater
benefits, perhaps at lower cost.
It bears repeating that the agency has
been acutely aware that a decision on
requiring seat belts in large school buses
cannot ignore the implications of such
a requirement on pupil transportation
costs. The agency has been attentive to
the fact that, as a result of requiring
belts on large school buses, school bus
purchasers would have to buy and
operate belt-equipped vehicles
regardless of whether seat belts would
20 This number is low because in side crashes,
children are typically killed when they are in the
direct zone of intrusion of the impacting vehicle or
object. Seat belts would be unlikely to be effective
in preventing the side crash fatality. NHTSA is
conducting research to determine how the
passenger compartment can be made more
protective to mitigate injurious impacts with
interior surfaces. In rollover crashes, seat belts are
effective in mitigating occupant ejections, but real
world data show that school bus passenger fatalities
and injuries in rollover events are rare (8 serious
injuries and 2 fatalities annually).
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be appropriate for their needs. NHTSA
has concluded that those costs should
not be imposed on all purchasers of
school buses when large school buses
are currently very safe. In the area of
school transportation especially, where
a number of needs are competing for
limited funds, we did not believe there
was reason to limit the policymaking
discretion of the States and local
governments in deciding school
transportation issues.
As presented later in this document,
our analysis shows that a National lap/
shoulder belt requirement for large
school buses could result in an increase
of 10 to 19 student fatalities annually in
the U.S. A State or local jurisdiction,
that is able to, could adjust its budget in
the face of a seat belt mandate to avoid
impacting its pupil transportation safety
program in a manner that might result
in this net increase in student fatalities.
However, each State or local jurisdiction
will differ in its ability to adjust to the
cost impacts of a belt mandate.
Moreover, even if a State or local
jurisdiction were able to adjust its
budget, the soundness of a public policy
that imposes this burden on State or
local jurisdictions is debatable when the
incremental benefit from seat belts on
large school buses is so low. We believe
that the decision to reallocate local
resources to account for a seat belt
mandate should be a matter left to the
policymaking discretion of the State or
local authorities.
It is true that seat belts have been
proven beneficial in rollover crashes.
However, real world data show that
school bus passenger fatalities and
injuries in rollover events are rare. The
CAS petition cites two school bus
accidents in support of its position that
there is a safety need for seat belts on
large school buses. We cannot agree that
citing to these rare instances of fatal
rollover crashes forms the basis for a
finding of a problem of national
significance that warrants trumping
local policymaking on this matter.
Under the Vehicle Safety Act, the
Federal motor vehicle safety standards
we issue must ‘‘meet the need for motor
vehicle safety.’’ ‘‘Motor vehicle safety’’
means the performance of a motor
vehicle or motor vehicle equipment in
a way that protects the public against
unreasonable risk of accidents occurring
because of the design, construction, or
performance of a motor vehicle, and
against unreasonable risk of death or
injury in an accident * * *’’ 49 U.S.C.
30102(a)(8). In large school buses, fatal
rollover crashes are rare (approximately
1 crash per year, resulting in 2 fatalities
annually), as are fatal side impact
crashes in which seat belts would have
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prevented death or serious injury. Fatal
non-rollover frontal crashes in large
school buses are uncommon (less than
1 crash per year). Large school buses are
already very safe vehicles. More
important, as explained below,
requiring seat belts on large school
buses is likely to have the effect of
increasing fatalities related to school
transportation. After considering all
available information, we cannot
conclude there is an unreasonable risk
of death or injury in an accident that
warrants a Federal requirement for seat
belts on large school buses.
srobinson on DSK4SPTVN1PROD with PROPOSALS
The Role of States and Local School
Districts
The petitioners state a Federal
requirement for seat belts on large
school buses is needed because there
has been a ‘‘thirty-year history of failure
by school districts and states to
voluntarily install belts on large school
buses.’’
We strongly disagree with
characterizing a State’s decision not to
order seat belts on large school buses as
a ‘‘failure.’’ We believe that it is most
appropriate if the decision to order seat
belts on large school buses were left to
the States and local jurisdictions rather
than to NHTSA. 73 FR at 62750. States
and local school districts are better able
to recognize and analyze school
transportation risks particular to their
areas and identify approaches to best
manage and reduce those safety risks.
Local officials are in the best position to
decide whether to purchase seat belts,
since the officials must weigh a
multitude of unique considerations
bearing on purchasing decisions,
especially when faced with budgetary
constraints. Contrary to the petitioners’
view, we believe that if, after weighing
all the considerations, a purchaser
decides not to purchase the belts, then
the purchaser is determining what is
best for its needs. 73 FR at 62752.
An example of a State’s undertaking
a comprehensive assessment of whether
to purchase belts for large school buses
is illustrated by the State of Alabama. Its
study is summarized below.
Alabama Study Group on School Bus
Seat Belts
On September 30, 2010, at the
direction of Alabama Governor Bob
Riley, Alabama issued a comprehensive
study evaluating the need for seat belts
in its school buses.21 Governor Riley
21 Turner, D., Anderson, K., Tedla, E., Lindly, J.,
Brown, D., ‘‘Cost-Effectiveness of Lap/Shoulder
Seat Belts on Large Alabama School Buses,’’
September 30, 2010. https://docs.alsde.edu/
documents/120/
Pilot_Project_Cost_Effectiveness.pdf.
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had formed a Study Group on School
Bus Seat Belts in the wake of a tragic
school bus crash in Huntsville 22 that
took the lives of four students in
November 2006. The Study Group’s
report, ‘‘Cost-Effectiveness of Lap/
Shoulder Seat Belts on Large Alabama
School Buses,’’ was issued as part of an
Alabama School Bus Seat Belt Pilot
Project. The project was conducted for
the Alabama State Department of
Education and the Governor’s Study
Group on School Bus Seat Belts by the
University Transportation Center for
Alabama, at the University of Alabama
in Huntsville.
The goal of the project was to explore
the implementation of lap/shoulder
belts on newly-purchased large school
buses in Alabama. The study included
determining the rate of seat belt use, the
effects on bus discipline, the attitudes of
other stakeholders, the loss of capacity
attributable to seat belts, and cost
effectiveness of requiring lap/shoulder
seat belts. The study also considered
flexible seating systems in its analysis.23
The study found that school buses in
Alabama travelled 83 million miles in
2009–2010 and on an average had 560
traffic crashes annually. The authors
noted that school bus crashes per mile
travelled is significantly lower than that
of other vehicles in the State. In
addition, since 1976, there were only
five pupil fatalities inside of Alabama
school buses.
As part of the pilot project, 12 school
buses in the state were equipped with
lap/shoulder belts. Researchers
observed over 125,000 pupils inside the
school buses, and determined that the
average seat belt use in Alabama school
buses was approximately 61.5 percent.
Seat belt use was found to be quite
variable in different buses, ranging from
4.8 to 94.5 percent. The study noted a
5 to 18 percent reduction in seating
capacity of school buses with seat belts.
The study reported that the estimated
net benefit of implementing seat belts
on Alabama school buses was ¥$104
million to ¥$125 million. The net
benefit is negative because the cost of
the seat belts exceeds the benefit.
The authors of the study
recommended using more cost-effective
safety measures, other than
implementing seat belts across
Alabama’s large school bus fleet. Most
22 National Transportation Safety Board, NTSB/
HAB–09/02, Highway Accident Brief: School Bus
Bridge Override Following Collision With
Passenger Vehicle, Huntsville, Alabama, November
20, 2006, adopted November 2009.
23 These newly-developed seating systems have
lap/shoulder belts and are reconfigurable to
accommodate either three smaller students or two
larger students.
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53107
school bus pupil fatalities in Alabama
occur outside the buses, in or near
loading/unloading zones. The authors
concluded that if funding is to be spent
on school bus safety, more lives could
be saved by investing in enhanced
safety measures in loading/unloading
zones.
NHTSA believes that the Alabama
study reinforces the view that a Federal
mandate requiring seat belts on large
school buses would be an overreaching
venture for the agency. States such as
Alabama have decided that more lives
would be saved in the State if its
resources were spent on safety measures
other than the installation of seat belts.
Given the limited safety need at issue,
we are not convinced there is merit for
NHTSA to override a State’s
conclusions.
The petitioners were unsatisfied that
only six States have laws requiring seat
belts on large school buses. We do not
view this low number as an indicator
that the States have ‘‘failed.’’ Instead,
we see it as a reflection of a stance taken
by the States that their efforts and
monies are better spent trying to keep
children safe other than by the
installation of seat belts on vehicles that
are already very safe. For States such as
Alabama, it is a decision taken after a
thorough consideration of the issue.
NHTSA Analysis on the Changes in
School Transportation Fatalities Due to
a Seat Belt Requirement on Large
School Buses
NHTSA conducted an analysis of
accident data to estimate, in a manner
not previously explored, how a National
lap/shoulder belt requirement for large
school buses might affect the current
pupil transportation arena as it is today.
The analysis illustrates that a National
lap/shoulder belt requirement could
result in more children’s lives lost than
saved.
The 2002 NAS study described earlier
in this document indicated that the
safest means for students to get to
school 24 is by a school bus. Among
school-aged children killed annually in
motor vehicle crashes during normal
school travel hours, only 0.5 percent
were passengers on school buses and 1.5
percent were pedestrians involved in
school bus-related crashes. Seventy-five
percent of the annual fatalities were to
occupants in passenger vehicles and 24
percent were to those walking or riding
a bicycle.
Yet, there are many ways to get to
school. If a school bus is not used to
transport a child to school, other means
24 By ‘‘school,’’ we mean to or from school or
related events. See 49 CFR 571.3, ‘‘school bus.’’
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will be used to get to school. Those
other means of getting to school are
associated with higher safety risks.
In previous documents, NHTSA has
expressed concern that, when making
regulatory decisions on possible
enhancements to school bus safety, the
agency must bear in mind how
improvements in one area might have
an adverse effect on programs in other
areas. The net effect on safety could be
negative if the costs of purchasing and
maintaining the seat belts and ensuring
their correct use results in nonimplementation or reduced efficacy of
other pupil transportation programs that
affect child safety. For example, if
school bus service were reduced
because of the costs to purchase and
operate large seat belt-equipped school
buses, more children would have to get
to school using alternative, less safe
ways to get to school.
NHTSA has analyzed accident data to
estimate possible consequences on
overall school transportation fatalities
and injuries if a Federal requirement for
seat belts on large school buses were
adopted.25 NHTSA used data from the
School Bus Fleet, 2010 Fact Book, the
2009 National Household Travel
Survey,26 and the Fatality Analysis
Reporting System (FARS). To analyze
the effects of lap/shoulder belts on the
demand for school buses, we applied
the theory of elasticity of demand.
Elasticity is an economic term that
measures responsiveness of one
economic variable to a change in
another economic variable. In this case,
we are examining the change in demand
for school buses when there is an
increase in the cost of a bus.
FARS data files for the period 2000 to
2008 were analyzed to determine the
number of school-age children killed in
motor vehicle crashes during the time of
school transportation to and from school
(Monday to Friday between 6 AM to 9
AM and 2 PM to 5 PM) of the school
year (September 1 to June 15). As shown
in Table 1 below, the analysis showed
that among 6,869 fatalities of school-age
children (5–18 year olds), 0.5 percent
were occupants in school buses, 78.6
percent were in passenger vehicles, 12.1
percent were pedestrians, 4.9 percent
were motorcycle riders and occupants of
other vehicles, and 3.5 percent were
pedalcyclists. Only 3.8 percent of the
6,869 fatalities were in school busrelated crashes 27 among which a
majority were passenger vehicle
occupants and pedestrians as shown in
Table 1.
TABLE 1—SCHOOL-AGE CHILDREN (5–18 YEAR-OLD) KILLED IN MOTOR VEHICLE TRAFFIC CRASHES DURING NORMAL
WEEKDAY SCHOOL TRANSPORTATION HOURS (MONDAY–FRIDAY, 6 A.M.–9 A.M. AND 2 P.M.–5 P.M.) OF THE SCHOOL
YEAR (SEPTEMBER 1–JUNE 15) CATEGORIZED BY MODE OF TRANSPORTATION AND WHETHER THE CRASH WAS
SCHOOL BUS-RELATED. FARS 2000–2008
Not school busrelated
School-age children (5–18 year-old)
Number
School bus-related
Number
Percent
Percent
Total
Number
Percent
Occupant in School Bus Body Type Vehicle or Vehicle Used as School
Bus .......................................................................................................
Occupant of Other Bus Type ...................................................................
Passenger Vehicle Occupant ..................................................................
Motorcycle Rider ......................................................................................
Occupant of All Other Vehicle Types ......................................................
Pedestrian ................................................................................................
Bicyclist ....................................................................................................
Other/Unknown ........................................................................................
** 1
2
5268
128
198
748
233
27
0.0
0.0
76.7
1.9
2.9
10.9
3.4
0.4
37
0
131
3
5
81
6
1
0.5
0.0
1.9
0.0
0.1
1.2
0.1
0.0
38
2
5399
131
203
829
239
28
0.55
0.0
78.6
1.9
3.0
12.1
3.5
0.4
Total ..................................................................................................
6605
96.2
264
3.8
6869
100.0
** A van-based school bus that was not functioning as a school bus at the time of the crash.
Table 2, below, shows the student
miles traveled in the different school
transportation modes, obtained from the
2009 National Household Travel
Survey. Among 123,266 million miles
traveled annually by school-age
children to and from school, 69.5
percent was in passenger vehicles, 25.3
percent was in school buses, 2.1 percent
was walking and 0.4 percent was riding
a bicycle.
TABLE 2—DISTRIBUTION OF STUDENT MILES TRAVELED TO-AND-FROM SCHOOL AND SCHOOL-RELATED ACTIVITIES BY
TRANSPORTATION MODE
[Source: National Household Travel Survey—2009]
Million miles traveled
Mode of travel
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Morning
School Buses ...................................................................................................................
Other Buses .....................................................................................................................
Passenger Vehicles .........................................................................................................
Pedestrian ........................................................................................................................
Bicycles ............................................................................................................................
Other (Motorcycle, Other Vehicles) .................................................................................
25 ‘‘Changes in School Bus Travel by Requiring
Lap/Shoulder Belts and the Effect on Fatalities,’’
National Highway Traffic Safety Administration,
February 2011. A copy has been placed in the
docket for today’s document.
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15407.6
868.8
39752.7
904.6
137.0
429.5
26 2009 National Household Travel Survey: U.S.
Department of Transportation, Federal Highway
Administration, February, 2011, https://
nhts.ornl.gov/download.shtml.
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Afternoon
15793.7
977.5
45975.3
1629.4
320.2
816.2
Total
31201.3
1846.4
85728.0
2534.0
457.2
1245.7
Percent
25.3
1.5
69.5
2.1
0.4
1.0
27 A school bus-related crash is a crash which
involves, either directly or indirectly, a school bus
body vehicle, or other type of bus functioning as a
school bus, transporting children to or from school
or school-related activities.
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TABLE 2—DISTRIBUTION OF STUDENT MILES TRAVELED TO-AND-FROM SCHOOL AND SCHOOL-RELATED ACTIVITIES BY
TRANSPORTATION MODE—Continued
[Source: National Household Travel Survey—2009]
Million miles traveled
Mode of travel
Morning
Afternoon
Total
Percent
Unknown ..........................................................................................................................
236.0
18.1
254.1
0.2
Total ..........................................................................................................................
57736.2
65530.3
123266.5
....................
In order to determine the number of
fatalities per 100 million miles traveled
by school-age children to and from
school and school-related activities, the
fatality data for the years 2000–2008
(Table 1) were used along with the
estimates of student miles traveled to
and from school in 2009 28 shown in
Table 2. An estimate of annual fatalities
for each school transportation mode was
determined by dividing the number of
fatalities in 2000–2008 (from Table 1) by
9. The school-age child fatalities per 100
million miles traveled to and from
school was determined by dividing the
average annual fatalities for each
transportation mode by the
corresponding total miles traveled in
that mode (Table 2). This analysis is
shown in Table 3.
TABLE 3—NUMBER OF SCHOOL-AGE CHILD FATALITIES PER 100 MILLION MILES TRAVELED BY STUDENTS TO AND FROM
SCHOOL AND SCHOOL-RELATED ACTIVITIES
Number of
fatalities
2000–2008
Mode of travel
School Buses ...................................................................................................................
Other Buses .....................................................................................................................
Passenger Vehicles .........................................................................................................
Pedestrian ........................................................................................................................
Bicycles ............................................................................................................................
Other (Motorcycle, Other Vehicles) .................................................................................
Unknown ..........................................................................................................................
* 37
*3
5399
829
239
334
28
Annual
fatalities
4.1
0.3
599.9
92.1
26.6
37.1
3.1
Miles
traveled in
2009
(million
miles)
31201.3
1846.4
85728.0
2534.0
457.2
1245.7
254.1
Fatalities
per 100
million miles
0.01
0.02
0.70
3.64
5.81
2.98
1.22
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* The van-based school bus in Table 1 that was not functioning as a school bus at the time of the crash was put in the category ‘‘other buses’’
in Table 3.
In order to evaluate the change in
fatality due to a Federal requirement for
seat belts on all school buses, the agency
examined different types of bus seats
with seat belts, their costs, and any
changes in seating capacity in the bus
by replacing existing seats with seats
with seat belts. In the October 2008 final
rule, the agency estimated that the cost
of a large school bus (66–72 passengers)
without seat belts is $75,000 and the
incremental cost of adding seat belts on
large school buses is $5,485 to $7,345
per bus. Some State officials have
suggested that seats with seat belts cost
closer to $10,296.29 The agency
estimated that these seats with seat belts
could result in a loss in bus capacity by
as much as 17 percent, depending on
the mix of students riding in the buses.
In recent years, flexible school bus
seat designs (flex-seats) have emerged in
the marketplace where lap/shoulder
belts on these bench seats can be
adjusted to provide two lap/shoulder
belts for two average-size high school
students or three lap/shoulder belts for
three elementary school students. These
flex-seats with seat belts offer the
potential for maintaining the original
bus capacity. We do not have cost
estimates for flex-seats but expect it to
be in the range of the high cost estimate
($10,296). To estimate the maximum
benefit for lap/shoulder belts, we only
considered the flex-seat designs which
can potentially limit any loss in bus
capacity. Therefore, the percentage
increase in cost of a large school bus
with lap/shoulder belts without any
resulting loss in capacity is 13.7 percent
(=$10,296/$75,000).
For determining the effect on demand
for school buses due to an increase in
cost 30 of a new bus, we estimated a
Price Elasticity of Demand (PED) value
for school buses. PED is a measure of
the responsiveness of the quantity
demanded of a good or service to the
change in its price and is calculated as
the percent change in the quantity
demanded divided by the percent
change in price.31 In this case, we are
assessing the percentage change in the
number of new school buses purchased
by school districts, for a percentage
change in the price of new school buses
due to a requirement for lap/shoulder
belts.
In economic terms, the overriding
factor in determining the PED is the
willingness and ability of consumers
after a price change to postpone
consumption decisions concerning the
good and to search for substitutes. A
number of factors can thus affect the
PED of a good or service including:
1. The availability of substitute goods
and services: The more easily available
28 The distribution of student travel modes has
not changed by much since the 2002 National
Household Transportation survey.
29 Presentation by Charlie Hood, Director of
Student Transportation in the Florida Department
of Eductation at the July 11, 2007 Public Meeting
on the issue of seat belts in large school buses,
Docket No. NHTSA–2007–28103–0016, https://
www.regulations.gov.
30 This cost does not include operating and
maintenance costs (such as additional fuel cost due
to increase in weight of the bus and additional cost
to maintain seat belts).
31 PED = (percentage change in quantity
demanded) / (percentage change in price).
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the substitute goods and services, the
higher the PED is likely to be.
2. Percentage of Income: The higher
the percentage of the consumer’s
income that the good or service
represents, the higher the PED tends to
be.
3. Necessity: The more necessary the
good or service is, the lower the PED for
the good or service.
4. Duration of price change: The
longer the price change holds, the
higher the PED is likely to be since there
is more time available to find
substitutes.
5. Who pays: When the purchaser
does not directly pay for the good, the
PED is likely to be lower.
Various research methods are used to
calculate PEDs in real life, including
analysis of historic sales data and
surveys of customer preferences. To
determine the PED for school bus
transportation, the agency examined
PEDs associated with public
transportation.32 The bus transit fare
PED values, published by the American
Public Transportation Association
(APTA) and widely used for transit
planning and modeling in North
America, suggest PED values in the
range of 0.36 to 0.43. This APTA
estimate was based on a study of the
short-term (less than two years) effects
of fare changes in 52 U.S. transit
systems during the late 1980s. Based on
extensive research, Transportation
Research Laboratory (TRL) 33 calculated
that bus fare PED values average around
0.4 in the short-run, 0.56 in the medium
run, and 1.0 over the long run, while
metro rail fare elasticities are 0.3 in the
short run and 0.6 in the long run.
We believe that the PED estimates for
school bus transportation are likely to
be similar to that for transit systems
since the alternative services are similar
(use of personal car, walking, or biking).
Since a mandate for seat belts on school
buses would not be a temporary cost
increase and would be applicable to all
new buses sold after the compliance
date of such a rule, we are only
considering PED in the long run. The
cost of school bus transportation is an
indirect cost to the consumer; therefore,
we expect the PED for school buses to
be a little lower than the estimates of
PED in the long run for transit buses and
metro rail. We do not expect the PED
value for school bus transportation to be
equal to 1.0 34 because we expect that
school districts will find creative ways
to maximize school transportation
service in spite of the added cost of new
school buses.35 Therefore, based on the
available PED values for transit systems,
we estimate PED values for school bus
transportation to range between 0.35
and 0.6.
When school district officials are
faced with installing lap/shoulder belts
in school buses, they will purchase the
number of buses according to their
budget. If their budget is limited, using
PED values from 0.35 to 0.6 for school
buses, a 13.7 percent increase in the
price of a school bus would result in a
4.795 (13.7 × 0.35) percent to 8.22 (13.7
× 0.6) percent decrease in quantity
demanded. We have assumed that the
percentage decrease in the demand for
school buses results in a similar
decrease in school bus ridership (in this
case, decrease in student miles traveled
in school buses). The decrease in school
bus ridership would result in students
taking other modes of transportation to
and from school. We assume that the
students who no longer can take the
school bus would adopt a mode of travel
roughly in the same proportion as that
being used currently by those who do
not use the school bus.
Thus, we distributed the decrease in
student miles traveled by school buses
among the other modes of travel in
accordance with the proportion of
vehicle miles traveled in non-school bus
travel modes presented in Table 2,
above. Based on the redistributed
student miles traveled, we estimated the
number of fatalities associated with the
different transportation modes, using
the fatalities per 100 million vehicle
miles traveled for the different
transportation modes in Table 3, above.
Table 4 presents the redistribution of
vehicle miles traveled and the resulting
number of fatalities for an 8.22 percent
reduction in vehicle miles traveled in
school buses (corresponding to a PED of
0.6).
TABLE 4—STUDENT MILES TRAVELED AND ANNUAL FATALITIES FOR BASELINE CONDITION (NO SEAT BELTS ON SCHOOL
BUSES) AND REDISTRIBUTED VEHICLE MILES TRAVELED AND ASSOCIATED ANNUAL FATALITIES FOR A REDUCTION IN
SCHOOL BUS MILES TRAVELED BY 8.22 PERCENT CORRESPONDING TO A PED = 0.6
Miles traveled (millions)
Annual fatalities
Mode of travel
Baseline (table 3)
Redistributed 1
Baseline (table 3)
Redistributed 2
School Buses ...................................................................
Other Buses .....................................................................
Passenger Vehicles .........................................................
Pedestrian ........................................................................
Bicycles ............................................................................
Other (Motorcycle, Other Vehicles) .................................
Unknown ..........................................................................
31201.3
1846.4
85728.0
2534.0
457.2
1245.7
254.1
28636.6
1897.8
88116.2
2604.6
469.9
1280.4
261.1
4.1
0.3
599.9
92.1
26.6
37.1
3.1
3.8
0.3
616.6
94.7
27.3
38.1
3.2
Total ..........................................................................
123266.5
123266.5
763.2
784.0
1 School
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bus miles traveled were reduced by 8.22 percent of the baseline and these miles were redistributed according to the proportion of vehicle miles traveled in non-school bus transportation modes in Table 2. This column represents the student miles traveled to and from school in
the various transportation modes when all school buses have seat belts.
2 The redistributed annual fatalities were computed by multiplying the fatalities per 100 million miles (last column in Table 3) with the redistributed miles traveled in this table. This column represents the number of fatalities due to a reduction of school bus service by 8.22 percent.
32 Transportation Elasticities—How Prices and
other Factors Effect Travel Behavior, Transportation
Demand Management (TDM) Strategies
Encyclopedia, Victoria Transport Policy Institute,
https://www.vtpi.org/tdm/
tdm11.htm#_Toc161022586.
33 TRL (2004), The Demand for Public Transit: A
Practical Guide, Transportation Research
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Laboratory, Report TRL 593 (https://www.trl.co.uk);
at https://www.demandforpublictransport.co.uk.
This 240-page document is a detailed analysis of
factors that affect transit demand, including
demographic and geographic factors, price, service
quality and the price of other modes.
34 PED = 1.0 implies that the percentage decrease
in the number of school buses bought by a school
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district is equal to the percentage increase in the
cost of a new school bus.
35 One such option would be reducing operations
to a 4-day school week which is currently under
consideration in 13 percent of the school districts
nationwide. NAPT School Bus Fleet Magazine, June
2010.
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In the October 21, 2008 final rule, the
agency estimated that seat belts on
school buses would prevent 2 fatalities
annually. Therefore, the annual
redistributed school bus fatalities in
Table 4 are reduced by 2 due to seat
belts (i.e., 3.8 ¥ 2 = 1.8). Similarly, the
total number of school transportation
fatalities when all school buses are
required to have seat belts is 782 (i.e.,
784 ¥ 2 = 782). This total number is
18.8 fatalities more than the baseline
when seat belts are not required on
school buses. Therefore, for a PED = 0.6
for school buses, the requirement for
seat belts on school buses would result
in 18.8 more school transportationrelated fatalities per year even though
seat belts are expected to save 2 lives
annually. Using a PED = 0.35 (the lower
estimate of the PED range), the number
of redistributed fatalities is 775.4. After
subtracting the estimated 2 lives saved
by seat belts on school buses, the
increase in school transportation
fatalities when all school buses are
required to have seat belts is 10.2
compared to the baseline.
This analysis suggests that there could
be an overall increase of 10.2–18.8
school transportation fatalities if seat
belts are required on all school buses.
The cost estimates used in this analysis
assume that there is no loss in capacity.
Since school buses are the safest form of
school transportation, any reduction in
capacity per bus will result in more
school transportation fatalities than
when there is no loss in capacity. The
cost estimates in our analysis also do
not account for added fuel costs that
would incur due to more fuel being
used to operate heavier school buses
equipped with seat belt systems.
Conclusion
After carefully considering all aspects
of the petition, the agency has decided
to deny it. In the 2007 NPRM and 2008
final rule documents, we considered but
did not agree with NTSB’s
recommendation H–99–46 to the extent
that the recommendation asked NHTSA
to require lap/shoulder belts on large
school buses. The petitioners have not
presented information to suggest that
the agency’s decision not to require lap/
shoulder belts on large school buses was
incorrect.
The agency’s latest analysis indicates
that a requirement for lap/shoulder belts
on all school buses may result in an
additional 10 to 19 school
transportation fatalities than currently
where there is no such Federal
requirement. A State or local
jurisdiction, that is able to, could adjust
its budget to avoid impacting its pupil
transportation safety program in a
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manner that might result in this net
increase in student fatalities in the face
of a seat belt mandate. However, we
believe that the decision to reallocate
local resources to account for seat belts
should be a matter left to the
policymaking discretion of the State or
local authorities. Large school buses are
already very safe. States or local
authorities should continue to have the
discretion to decide whether their
efforts and monies should be spent on
seat belts on large school buses, or on
measures that could be more effective in
improving pupil transportation safety.
In accordance with 49 CFR part 552,
this completes the agency’s review of
the petition for rulemaking.
Authority: 49 U.S.C. 322, 30111, 30115,
30117, and 30162; delegation of authority at
49 CFR 1.50 and 501.8.
Issued on: August 18, 2011.
Christopher J. Bonanti,
Associate Administrator for Rulemaking.
Appendix A: Miscellaneous Issues
Raised by the Petitioners
Question 1. Why doesn’t NHTSA require
seat belts on large school buses when
NHTSA’s April 2002 report to Congress 36 on
school bus safety showed that lap/shoulder
belts offered the best level of protection
compared to lap belts or
compartmentalization alone? Didn’t the 2002
NHTSA report show that head injury
criterion (HIC) measurements were
significantly lower for lap/shoulder belts
than for compartmentalization and the seat
belts kept the dummies in their seats?
Answer: NHTSA’s 2002 school bus safety
study results provided information about
potential enhancements to large school bus
occupant protection that could be achieved
through the use of lap/shoulder seat belts.
The study involved simulations of a 48
km/h frontal crash test of a large school bus
(Type C) into a rigid barrier using a test sled
and various test dummies (representing 50th
percentile adult male, 5th percentile adult
female, and a 6-year old child) in various seat
and restraint configurations. The HIC
measurements were low and below the injury
assessment reference values (IARV) 37 for all
the dummies in all the restraint
environments (compartmentalization with
low and high seat backs, lap belts, and lap/
shoulder belts) except for the unrestrained
50th percentile male dummy in some tests
with low seat back height where the dummy
overrode the seat and contacted the dummy
in front. This issue was addressed in the
2008 final rule by requiring higher seat back
heights (increased from 20 inches to 24
36 National Highway Traffic Safety
Administration, Report to Congress—School Bus
Safety: Crashworthiness Research, April 2002,
https://www.nhtsa.gov/DOT/NHTSA/NRD/
Multimedia/PDFs/Crashworthiness/SchoolBus/
SBReportFINAL.pdf.
37 Injury assessment in accordance with that
specified in FMVSS No. 208, ‘‘Occupant crash
protection’’).
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53111
inches) to enhance protection through
compartmentalization for larger occupants.
The neck injury measures were above the
IARV in some tests with the unrestrained 6year-old child and 5th percentile female
dummy while they were below the IARVs
when restrained by lap/shoulder belts.
However, neck injuries are rare in real world
crashes so it is unclear how representative
the laboratory tests were of the real world
condition, e.g. how representative the test
dummies were of humans, the sled test of an
actual vehicle crash, and the magnitude of
the crash replicated as compared to realworld school bus crashes. Nevertheless, the
agency used these test results to determine
the incremental benefits garnered in frontal
crashes by the addition of lap/shoulder belts
to large school bus seats and is presented in
detail in NHTSA’s Final Regulatory
Evaluation (FRE) 38 accompanying the 2008
final rule. The FRE determined that the
addition of lap/shoulder belts in large school
buses would save 0.55 lives and 750 injuries
(97 percent of which are minor/moderate
severity) in frontal school bus crashes for 100
percent correct seat belt use. Using
effectiveness estimates for lap/shoulder belts
of 74 percent in rollover and 21 percent in
side impacts, the FRE estimated that lap/
shoulder belts on large school buses would
save 1.33 lives in rollover and 0.25 lives in
side impacts crashes when all occupants use
their seat belts. These benefits are relatively
low since school buses (with high back seats
for effective compartmentalization) are
already very safe and are the safest mode of
transportation to and from school. The costbenefit analysis in the FRE found that
installing lap/shoulder belts on all new large
school buses would cost $183–$252 million
annually and save 2 lives and 1,900 injuries
per year for 100 percent correct belt use.
Due to the limited funds available for
school transportation, a Federal requirement
for seat belts on all school buses may reduce
school bus service and as a result school bus
ridership. We are concerned that the reduced
bus ridership may result in more student
fatalities, since riding in private vehicles is
less safe than riding a large school bus
without seat belts. Our analysis presented in
this notice shows that a Federal mandate for
seat belts on large school buses could result
in 10–19 more school children being killed
annually while traveling to and from school.
Therefore, the agency continues to not
support a Federal requirement for seat belts
on large school buses. We believe that States
and local school districts are better able to
analyze school transportation risks particular
to them and identify approaches to best
manage and reduce these safety risks. The
final rule, while not requiring seat belts on
large school buses, provides appropriate
performance requirements for these systems
if school districts determine that seat belt
installation is in their best interest.
Question 2. In a document submitted after
publication of the October 21, 2008 final rule,
Public Citizen (PC) submitted a post-final
38 Final Regulatory Evaluation of the Final Rule
to Upgrade School Bus Passenger Crash Protection
in FMVSS Nos. 207, 208, 210, and 222, October
2008, Docket No. NHTSA–2008–0163–0002, https://
www.regulations.gov.
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rule comment objecting to NHTSA’s decision
not to require lap/shoulder belts on large
school buses. For a summary of the comment,
see 75 FR at 66694. Among other things, PC
objected to the cost and benefit analysis of
the Final Regulatory Evaluation (FRE). PC
raised the question: why didn’t the FRE
‘‘discuss the effect of ‘economies of scale’ in
reducing the incremental cost of adding belts
to the buses * * * Economies of scale and
learning by doing can significantly reduce
costs, but NHTSA’s economic analyses makes
no mention of these efforts.’’
Answer: We have evaluated this comment
and do not believe that the ‘‘economies of
scale’’ and ‘‘learning by doing’’ will
significantly reduce the cost of requiring lap/
shoulder belts in large school buses. The lap/
shoulder belts in large school buses are
similar to the lap/shoulder belts that are sold
for the many millions of light duty vehicles,
so the economies of scale for webbing,
buckles, and retractors have already been
achieved. There will be little economies of
scale by the seat manufacturers; since they
are just replacing one seat with one equipped
with lap/shoulder belts. Again, they are just
installing a different seat and perhaps a
different seat track. We also do not agree that
‘‘learning by doing’’ will decrease the cost of
installing lap/shoulder belts in large school
buses because school bus manufacturers
already know how to install lap/shoulder
belts in large school buses.
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Question 3. In its comments to the final
rule, PC stated that lap-only belts should not
be permitted in school buses. PC stated that
in 1999 the NTSB suggested there may be
potential for greater injuries in occupants
restrained using lap-only belts in side
crashes. Why hasn’t NHTSA banned lap belts
in large school buses?
Answer: The agency explained in the final
rule that it has studied lap belts in frontal
crashes in the school bus research program 39
and analyzed data from States which include
side impact and rollovers, and could not
determine that lap belts translate to an
overall greater safety risk. Our real world
data indicates that lap belts are as effective
as lap/shoulder belts in rollover crashes, and
benefit far side occupants in side impacts
involving these vehicles.
PC provided no data to support the
implication that lap belts may be harmful in
side impacts, and we disagree with its view
of the 1999 NTSB study. The NTSB came to
the conclusion in the 1999 report that ‘‘* * *
because injuries occurred for all restraint
conditions in the simulated accidents and
because injury levels varied depending upon
occupant kinematics and seating location, the
Safety Board concludes that it cannot be
determined whether the current design of
available restraint systems for large school
buses would have reduced the risk of injury
39 Report to Congress, School Bus Safety:
Crashworthiness Research, April 2002.
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to the school bus passengers in these
accidents.’’
The NTSB has since studied two school
bus crashes where lap-only belts have been
beneficial in mitigating injuries in side
impact and rollover crashes. In its review of
the March 2000 side impact collision
between a school bus and a freight train near
the Tennessee and Georgia border 40 and the
May 2008 school bus rollover near Milton,
Florida,41 the NTSB concluded that
passenger injuries were reduced because of
lap belts. We note that the Milton, Florida
crash, where the school bus was equipped
with lap belts, was cited by the petitioners,
among which PC was a signatory, as an
exemplar case where seat belts on large
school buses were effective in preventing
fatalities and serious injuries. Given the
available information, the agency declines to
change its position on the allowance of lap
belts on large school buses in response to
PC’s comment.
[FR Doc. 2011–21596 Filed 8–24–11; 8:45 am]
BILLING CODE 4910–59–P
40 ‘‘Collision of CSXT Freight Train and Murray
County School District School Bus at Railroad/
Highway Grade Crossing, Conasauga, Tennessee,’’
March 28, 2000; National Transportation Safety
Board, HAR 01/03, December 2001.
41 ‘‘School Bus Loss of Control and Rollover, on
Interstate 10, near Milton, Florida,’’ May 28, 2008;
National Transportation Safety Board, HAB–09–03,
November 2009.
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Agencies
[Federal Register Volume 76, Number 165 (Thursday, August 25, 2011)]
[Proposed Rules]
[Pages 53102-53112]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-21596]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-2011-0131]
Federal Motor Vehicle Safety Standards; Denial of Petition for
Rulemaking; School Buses
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation.
ACTION: Denial of petition for rulemaking.
-----------------------------------------------------------------------
SUMMARY: This document denies a petition for rulemaking from the Center
for Auto Safety (CAS) and 21 others asking that NHTSA mandate the
installation of three-point seat belts (lap/shoulder belts) for all
seating positions on all school buses. We are denying the petition
because we have not found a safety problem supporting a Federal
requirement for lap/shoulder belts on large school buses, which are
already very safe. The decision to install seat belts on school buses
should be left to State and local jurisdictions, which can weigh the
need for, benefits and consequences of installing belts on large school
buses and best decide whether their particular pupil transportation
programs merit installation of the devices.
FOR FURTHER INFORMATION CONTACT: For legal issues: Ms. Deirdre Fujita,
Office of the Chief Counsel, NCC-112, phone (202) 366-2992. For non-
legal issues: Ms. Shashi Kuppa, Office of Crashworthiness Standards,
NVS-113, phone (202) 366-3827. You can reach both of these officials at
the National Highway Traffic Safety Administration, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Overview
This document denies a petition for rulemaking from the CAS and
others \1\ (hereinafter referred to as the ``CAS petition'') asking
NHTSA to mandate the installation of three-point seat belts (lap/
shoulder belt) for all seating positions on large school buses.\2\
---------------------------------------------------------------------------
\1\ The petition, dated March 9, 2010 on CAS letterhead,
described itself as from the following groups and individuals in
addition to the CAS: the National Coalition for School Bus Safety,
Public Citizen, Consumers for Auto Reliability and Safety, Consumers
Union, KidsandCars.org, Advocates for Highway and Auto Safety,
Consumer Federation of America, SafetyBeltSafe U.S.A., the Trauma
Foundation, the American Academy of Pediatrics (AAP), the American
Association of Orthopaedic Surgeons, the Orthopaedic Trauma
Association, 2safeschools.org, Safe Ride News, the Advocacy
Institute for Children, Belt Up School Kids, the Coalition for Child
Safety, Nancy Bauder, Lynn Brown/Rhea Vogel, Ruth Spaulding, and
Norm Cherkis.
\2\ ``School bus'' is defined in 49 CFR 571.3 as a bus that is
sold, or introduced in interstate commerce, for purposes that
include carrying students to and from school or related events, but
does not include a bus designed and sold for operation as a common
carrier in urban transportation. A ``bus'' is a motor vehicle,
except a trailer, designed for carrying more than 10 persons. In
this document, when we refer to ``large'' school buses, we refer to
school buses with a gross vehicle weight rating (GVWR) of more than
4,536 kilograms (kg) (10,000 pounds (lb)). These large school buses
may transport as many as 90 students. ``Small'' school buses are
school buses with a GVWR of 4,536 kg (10,000 lb) or less. Generally,
these small school buses seat 15 persons or fewer, or have one or
two wheelchair seating positions.
---------------------------------------------------------------------------
Federal Motor Vehicle Safety Standard (FMVSS) No. 222, ``School bus
passenger seating and crash protection,'' requires lap/shoulder belts
for all seating positions on small school buses, and requires that
passengers on large school buses be protected through a concept called
``compartmentalization.'' \3\ The deceleration experienced by small
school buses necessitates installation of the belts for adequate
occupant crash protection. For large school buses, we have determined
there is not a safety problem warranting national action to require the
addition of lap/shoulder belts to these vehicles. Large school buses
are very safe due to their greater weight and higher seating height
than most other vehicles, high visibility to motorists, and occupant
protection through compartmentalization. The vehicles have compiled an
excellent safety record.
---------------------------------------------------------------------------
\3\ Compartmentalization is a protective envelope formed of
strong, closely spaced seats that have energy absorbing seat backs
so that passengers are cushioned and contained by the seat in front
in the event of a school bus crash. Compartmentalization is
described more fully in the next section of this denial notice.
---------------------------------------------------------------------------
In considering the issue of seat belts for large school buses,
NHTSA has been mindful that a requirement for seat belts could affect
funding for school transportation. A Federal requirement for seat belts
on large school buses will increase the cost to purchase and operate
the vehicles, which would impact school budgets. Increased costs to
purchase and operate large school buses could reduce the availability
of school bus service overall, and reduce school bus ridership. The
reduced ridership may result in more students finding alternative, less
safe means of getting to or from school or related events, such as
riding in private vehicles--often with a teenage driver. When
alternative means are used, the risk of traffic-related injury or
fatality to children is greater than when a large school bus is used.
As such, there are many factors to be weighed in deciding whether
seat belts should be installed on large school buses. Throughout the
past 34 years that compartmentalization and the school bus safety
standards have been in effect, the agency has openly and continuously
considered the merits of a seat belt requirement for large school
buses. (See, e.g., responses to petitions to require seat belt
anchorages and seat belt assemblies, 41 FR 28506 (July 12, 1976) and 48
FR 47032 (October 17, 1983); response to petition for rulemaking to
prohibit the installation of lap belts on large school buses, 71 FR
40057 (July 14, 2006).)
Most recently, NHTSA discussed the issue of requiring seat belts on
large school buses at length in a rulemaking proceeding completed in
2010 (Regulation Identifier Number (RIN) 2127-AK09) (NPRM upgrading
school bus passenger crash protection, 72 FR 65509 (November 21, 2007);
final rule, 73 FR 62744 (October 21, 2008)); (RIN 2127-AK49) response
to petitions for reconsideration, 75 FR 66686 (October 29, 2010)).
NHTSA undertook the rulemaking to raise the minimum seat back height on
school bus passenger seats, require small school buses to have lap/
shoulder belts at each passenger seating position (the small buses were
previously required to provide at least lap belts \4\), and incorporate
test procedures to test lap/shoulder belts in small school buses and
voluntarily-installed lap/shoulder belts in large school buses. The
test procedures ensure both the strength of the seat belt systems and
the compatibility of the
[[Page 53103]]
seat belt systems with compartmentalization.
---------------------------------------------------------------------------
\4\ Small school buses are different from large ones in that
they are built on the same chassis and frame as a light truck and
thereby have similar crash characteristics of a light truck. The
upgraded seat belt requirements (from lap belts to lap/shoulder
belts) on these vehicles reflects the similar upgrade to lap/
shoulder belts in other passenger vehicles.
---------------------------------------------------------------------------
In that rulemaking, the agency presented up-to-date information and
discussed the reasoning behind the agency's decision not to propose to
require seat belts in large school buses. The NPRM and final rule
preambles presented data and findings from the following studies of the
National Transportation Safety Board (NTSB), National Academy of
Sciences (NAS), and NHTSA (in chronological order):
Studies
NTSB, 1987
In 1987, the NTSB reported on its investigation of forty-three
post-standard school bus crashes.\5\ The NTSB concluded that most
fatalities and injuries in school bus crashes occurred because the
occupant seating positions were directly in line with the crash forces,
and that seat belts would not have prevented those injuries and
fatalities. (NTSB/SS-87/01, Safety Study, Crashworthiness of Large
Post-standard School Buses, March 1987, National Transportation Safety
Board.)
---------------------------------------------------------------------------
\5\ FMVSS No. 222 became effective on April 1, 1977.
---------------------------------------------------------------------------
NAS, 1989
A 1989 NAS study concluded that the overall potential benefits of
requiring seat belts on large school buses were insufficient to justify
a Federal mandate for installation. The NAS also stated that funds used
to purchase and maintain seat belts might be better spent on other
school bus safety programs with the potential to save more lives and
reduce more injuries. (Special Report 222, Improving School Bus Safety,
National Academy of Sciences, Transportation Research Board,
Washington, DC 1989).
NTSB, 1999
In 1999, the NTSB reported on six school bus crashes it
investigated in which passenger fatalities or serious injuries occurred
away from the area of vehicle impact. The NTSB found
compartmentalization to be an effective means of protecting passengers
in school bus crashes. However, because many of those passengers
injured in the six crashes were believed to have been thrown from their
compartments, the NTSB believed other means of occupant protection
should be examined. (NTSB/SIR-99/04, Highway Safety Report, Bus
Crashworthiness Issues, September 1999, National Transportation Safety
Board).
NAS, 2002
In 2002, the NAS published a study that analyzed the safety of
various transportation modes used by school children to get to and from
school and school-related activities. The NAS found that among 815
school-age children killed in motor vehicle crashes during normal
school travel hours each year, less than 0.6 percent are passengers in
school buses, 1.8 percent are children outside the bus near the
loading/unloading zone, 22 percent are students walking/bicycling, and
75 percent are in crashes involving passenger vehicles, especially
those with teen drivers. The report stated that changes in any one
characteristic of school travel can lead to dramatic changes in the
overall risk to the student population. Thus, the NAS concluded, it is
important for school transportation decisions to take into account all
potential aspects of any changes in school transportation. (Special
Report 269, ``The Relative Risks of School Travel: A National
Perspective and Guidance for Local Community Risk Assessment,''
Transportation Research Board of the National Academies, 2002.)
NHTSA, 2002
In 2002, NHTSA issued a report to Congress detailing school bus
occupant safety and analyzing options for improvement. NHTSA concluded
that compartmentalization effectively lowered injury measures by
distributing crash forces with the padded seating surface. Lap belts
showed little to no benefit in reducing serious/fatal injuries. The
agency determined that properly used lap/shoulder belts have the
potential to be effective in reducing fatalities and injuries for not
only frontal collisions, but also rollover crashes where seat belt
systems are particularly effective in reducing ejection. However, the
addition of lap/shoulder belts on buses would increase capital costs
and reduce seating capacity on the buses. (``Report to Congress, School
Bus Safety: Crashworthiness Research, April 2002,'' https://www.nhtsa.gov/DOT/NHTSA/NRD/Multimedia/PDFs/Crashworthiness/SchoolBus/SBReportFINAL.pdf.)
In addition, the agency considered the public discussions at a July
11, 2007 roundtable meeting with State and local government
policymakers, school bus and seat manufacturers, pupil transportation
associations, and consumer groups. (Notice of public meeting, 72 FR
30739, June 4, 2007, Docket NHTSA-2007-28103.)
The agency explained in the NPRM and final rule preambles of the
documents comprising RIN 2127-AK09 that, after considering all
available information, NHTSA was not able to conclude that requiring
seat belts on large school buses would protect passengers against an
unreasonable risk of death or injury in an accident. NHTSA continued:
``Whether the same conclusion can be made by a State or local
jurisdiction is a matter for local decision-makers and we encourage
them to make the decisions most appropriate for their individual needs
to most safely transport their students to and from school.'' Id. 73 FR
at 62745.
Following publication of the final rule, CAS et al. submitted the
petition for rulemaking discussed today to require lap/shoulder belts
on large school buses. The petition refers to a ``Highway Accident
Brief'' published November 12, 2009 by the NTSB.
Also following publication of the final rule, the State of Alabama
completed a comprehensive study to evaluate the merits of having lap/
shoulder belts on newly purchased large school buses in Alabama. Among
other factors, the State evaluated the rate of seat belt use, the
effects on bus discipline, the attitudes of other stakeholders, the
loss of capacity attributable to seat belts, and cost effectiveness of
requiring lap/shoulder seat belts. The study found that, for Alabama,
the cost and consequences of ordering the seat belts on large school
buses would exceed the benefit. The authors concluded that if funding
is to be spent on school bus safety, more lives could be saved in
Alabama by investing in enhanced safety measures in loading/unloading
zones.
Additionally, following publication of the final rule, NHTSA
completed an estimate of possible impacts that reduced school bus
ridership might have on traffic-related injury or fatality. This
analysis is discussed later in this document. The agency undertook the
analysis to understand, in a more comprehensive manner, the possible
consequences of a national requirement for seat belts on large school
buses. If a national requirement were imposed, how could such a
requirement affect the availability of school bus service? How might
reduced availability of school bus service impact pupil transportation
safety? The analysis is illustrative in nature and is based on
established economic methodologies. Under the described conditions, the
agency estimates that the increased risk from students finding
alternative, less safe means of getting to and from school could result
in an increase of 10 to 19 school transportation fatalities annually.
After carefully considering the petition for rulemaking and all the
above information, the agency is denying the petition.
The agency notes that part of the response repeats some discussion
from the November 21, 2007 NPRM and the October 21, 2008 final rule
comprising
[[Page 53104]]
RIN 2127-AK09, supra. The discussion is set forth again here because it
is relevant, particularly because a large part of the petitioners'
``facts which it is claimed establish that an order is necessary'' \6\
are not new, having been previously raised to the agency and to which
NHTSA has responded. The agency is repeating some of the discussion set
forth in the November 21, 2007 NPRM and the October 21, 2008 final rule
for completeness, and to provide a context for discussion of the
petition.
---------------------------------------------------------------------------
\6\ 49 CFR 552.4(c), Requirements for petition for rulemaking.
---------------------------------------------------------------------------
Discussion
Introduction
School buses are one of the safest forms of transportation in the
United States. Every year, approximately 485,500 school buses travel
approximately 4.2 billion miles to transport 23 million children to and
from school and school-related activities.\7\ The school bus occupant
fatality rate of 0.23 fatalities per 100 million vehicle miles traveled
(VMT) is nearly 6 times lower than the rates for passenger cars (1.29
per 100 million VMT \8\). The safety of current school buses was
confirmed by NAS in 2002.\9\
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\7\ Based on the 2006-07 school year, ``School Bus Fleet, 2009
Fact Book,'' page 30.
\8\ 2008 Traffic Safety Facts FARS/GES Annual Report, https://www-nrd.nhtsa.dot.gov/Pubs/811170.pdf.
\9\ National Academy of Sciences, Special Report 269: The
Relative Risks of School Travel: A National Perspective and Guidance
for Local Community Risk Assessment, National Research Council,
Washington, DC, September 2002.
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The agency estimates that an average of 19 school-age children die
in school bus-related traffic crashes \10\ each year: 5 are occupants
of school buses and 14 are pedestrians near the loading/unloading zone
of the school bus.\11\ These numbers do not include school-age children
who are killed going to or from school using means other than by school
buses.
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\10\ A school bus-related crash is a crash which involves,
either directly or indirectly, a school bus body vehicle (e.g., a
yellow school bus), or a non-school bus functioning as a school bus
(e.g. a transit bus functioning as a school bus), transporting
children to or from school or school-related activities.
\11\ School Transportation-Related Crashes, Traffic Safety Facts
2008 Data, DOT HS 811 165.
---------------------------------------------------------------------------
The CAS petition cited an American Association of Pediatrics (AAP)
analysis of the National Electronic Injury Surveillance System (NEISS).
The AAP analysis indicated that there are 17,000 school bus-related
nonfatal injuries annually, among which 7,200 were crash related, 4,060
were during boarding/alighting, 1,160 were slips/fall related, 860 were
non-crash related, and 3,750 were of other/unknown cause. Among those
injured in this study, 97 percent were treated and released from the
hospital. Most of these injuries were of minor severity (strains,
sprains, and bruises).
We agree with the petitioners that school bus crashes are an
important public health priority. Due to regulation in this area and
public interest in the safety of school buses, school buses are very
safe vehicles. The Motor Vehicle and School Bus Safety Amendments of
1974, which amended the National Traffic and Motor Vehicle Safety Act
(Vehicle Safety Act), directed NHTSA to issue motor vehicle safety
standards applicable to school buses and school bus equipment. In
response to this legislation, NHTSA revised several of its safety
standards to improve existing requirements for school buses, extended
ones for other vehicle classes to those buses, and issued new safety
standards exclusively for school buses. FMVSS No. 222 was promulgated
to improve protection to school bus passengers during crashes and
sudden driving maneuvers.
Effective since 1977, FMVSS No. 222 contains occupant protection
requirements for school bus seating positions and restraining barriers.
Its requirements for school buses with GVWRs of 4,536 kilogram (kg)
(10,000 pound (lb)) or less differ from those set for school buses with
GVWRs greater than 4,536 kg (10,000 lb), because the ``crash pulse,''
or deceleration, experienced by the small school buses is more severe
than that of the large buses in similar collisions. For the small
school buses, the standard includes requirements that all seating
positions must be equipped with properly installed seat belts for
passengers. NHTSA decided that seat belts were necessary on small
school buses to provide adequate crash protection for the occupants.
For large school buses, FMVSS No. 222 relies on requirements for
``compartmentalization'' to provide passenger crash protection.
Investigations of school bus crashes prior to issuance of FMVSS No. 222
found the school bus seat was a significant factor in causing injury.
NHTSA found that the seat failed the passengers in three principal
respects: By being too weak, too low, and too hostile (39 FR 27584;
July 30, 1974). In response to this finding, NHTSA developed a set of
requirements which comprise the compartmentalization system.
Compartmentalization ensures that passengers are cushioned and
contained by the seats in the event of a school bus crash by requiring
school bus seats to be positioned in a manner that provides a compact,
protected area surrounding each seat. If a seat is not
compartmentalized by a seat back in front of it, compartmentalization
must be provided by a padded and protective restraining barrier. The
seats and restraining barriers must be strong enough to maintain their
integrity in a crash yet flexible enough to be capable of deflecting in
a manner which absorbs the energy of the occupant. They must meet
specified height requirements and be constructed, by use of substantial
padding or other means, so that they provide protection when they are
impacted by the head and legs of a passenger. Compartmentalization
minimizes the hostility of the crash environment and limits the range
of movement of an occupant. The compartmentalization approach ensures
that high levels of crash protection are provided to each passenger
independent of any action on the part of the occupant to buckle up.
Nonetheless, throughout the past 34 years that compartmentalization
and the school bus safety standards have been in effect, the agency has
openly and continuously considered the consequences, pros and cons, of
a seat belt requirement for large school buses. The most recent
detailed discussion of the issue was in NHTSA's October 21, 2008 final
rule.
October 21, 2008 Final Rule
On October 21, 2008, the agency issued a final rule, supra,
upgrading the passenger protection requirements for school buses. The
NPRM preceding the final rule discussed the agency's considerations
when we drafted the NPRM as to whether to propose requiring lap/
shoulder belts in large school buses. We considered whether Federal
enhancements on an already very safe vehicle were reasonable and
appropriate, given the low safety need \12\ and especially when the
cost of installing and maintaining lap/shoulder belts on the buses
could impact the ability of transportation providers to transport
children to or from school or spend funds in other areas affecting
pupil safety. After considering that large school buses were already
very safe, and
[[Page 53105]]
after considering the possibility that seat belts on large school buses
could affect school bus service and ridership, NHTSA decided not to
propose to require lap/shoulder belts on large school buses.
---------------------------------------------------------------------------
\12\ As indicated earlier, among 19 school-age child fatalities
in school transportation-related crashes each year, 5 are passengers
of school buses while 14 are killed outside the school bus at or
near the loading/unloading zone, by motorists passing the bus or by
the school bus itself. Children inside the bus are typically killed
in crashes when they are in the direct zone of intrusion of the
impacting vehicle or object, in such circumstances seat belts will
not be effective in preventing the fatality.
---------------------------------------------------------------------------
The agency estimated the benefit that seat belts in large school
buses may offer in frontal, side, and rollover crashes. For frontal
crashes, we estimated the benefits of seat belts by using the sled test
data obtained from NHTSA's 2002 school bus safety study. For estimating
the incremental benefits of seat belts in rollover and side crashes,
the agency used the effectiveness estimates of 74 percent for rollover
crashes and 21 percent for side crashes attributed to seat belts in
passenger cars.\13\ We estimated that lap/shoulder seat belts would
save about 2 lives per year and prevent about 1,900 crash injuries, of
which 97 percent are of minor/moderate severity (mainly cuts and
bruises), assuming every child wore them correctly on every trip.
---------------------------------------------------------------------------
\13\ The benefits analysis is explained in the Final Regulatory
Evaluation (FRE), Final Rule to Upgrade School Bus Passenger Crash
Protection in FMVSS Nos. 207, 208, 210, and 222, Docket No. NHTSA-
2008-0163-0002, https://www.regulations.gov. We used the passenger
car effectiveness estimates because real-world data on the
effectiveness of seat belts on buses is not available. Data are
available on the effectiveness of seat belts on passenger cars and
light trucks. We used the passenger car effectiveness estimates to
calculate the effectiveness of seat belts in school bus side impact
and rollover events because the passenger car effectiveness is
closer to what we expect for school buses. The light truck
effectiveness estimates are highly influenced by ejections, which
are not common in large school buses.
---------------------------------------------------------------------------
The agency estimated that the incremental cost of installing lap/
shoulder belts on a new 45-inch school bus seat to be $467-$599 and
that on a 30-inch seat to be $375-$487. The incremental cost of newer
seat designs that minimize any loss in seating capacity due to seat
belts was estimated to be within these cost ranges. Assuming that an
average large school bus has 11 rows of seats with 2 seats per row, we
estimated the incremental cost of installing lap/shoulder belts in
large school buses to be $5,485-$7,346. (This cost does not include
added fuel costs to operate the buses, which would increase due to the
added weight from the seat belt system and different school bus seats.)
The benefits would be achieved at a cost of between $23 and $36 million
per equivalent life saved. (This estimate of cost per equivalent life
saved did not factor in increased fuel costs or the effect of the loss
in seating capacity.)
After considering all available information, NHTSA was not able to
conclude that there exists an unreasonable risk of death or injury in
an accident that justified an FMVSS requirement for seat belts on large
school buses.\14\ Aside from the fact that large school buses were
already very safe, real world data showed that fatalities and injuries
occurring in school bus loading/unloading zones, and fatalities and
injuries associated with other school transportation modes (walking,
biking, transporting in private vehicles), are significantly higher
than those occurring in the school bus. The agency determined that a
Federal requirement for seat belts to address fatalities and injuries
on large school buses would not be appropriate since large school buses
were very safe and the cost of such a requirement would likely impact
the monies available to local jurisdictions to use toward their pupil
transportation programs. The greater cost to buy and operate a school
bus with seat belts may reduce the number of school buses available for
pupil transportation and divert the limited school transportation funds
away from important safety programs, such as driver and pupil training
on safe loading/unloading practices.
---------------------------------------------------------------------------
\14\ Under the Vehicle Safety Act, NHTSA is authorized to
prescribe motor vehicle safety standards that are practicable, that
meet the need for motor vehicle safety, and that are stated in
objective terms. Under the Safety Act, ``motor vehicle safety''
means the performance of a motor vehicle or motor vehicle equipment
in a way that protects the public against unreasonable risk of
accidents occurring because of the design, construction, or
performance of a motor vehicle, and against unreasonable risk of
death or injury in an accident. * * *'' 49 U.S.C. 30102(a)(8). After
considering all available information, we could not conclude that a
requirement for seat belts on large school buses would protect
against an unreasonable risk of accident or an unreasonable risk of
death or injury in an accident. 73 FR at 62745. Based on available
information, we concluded that a science-based, data-driven
determination that there should be a Federal requirement for seat
belts could not be supported.
---------------------------------------------------------------------------
In the October 2008 final rule, the agency affirmed that States and
local jurisdictions should continue to have the choice of whether to
order seat belts on their large school buses since belts could enhance
compartmentalization. We stated our view that States and local school
districts are better able to analyze school transportation risks
particular to them and identify approaches to best manage and reduce
those safety risks.
The agency encouraged local officials to make the decisions most
appropriate for their individual needs to most safely transport their
students to and from school. (Final rule, 73 FR at 62745.)
The Petition
The CAS petition requests the agency to mandate a lap/shoulder belt
requirement for all seating positions on all school buses. The
petitioners disagree with the agency's discussion in the November 21,
2007 NPRM and October 21, 2008 final rule on this subject (RIN 2127-
AK09) and believe that the agency ``ignored'' NTSB recommendation NTSB/
SIR-99/04 (1999).\15\ NTSB/SIR-99/04 recommended, among other things,
that NHTSA develop performance standards for school bus occupant
protection systems that account for frontal impacts, side impacts, rear
impacts, and rollovers (Recommendation H-99-45), and recommended that
NHTSA require new school buses to have an occupant crash protection
system that meets the new performance standards and retains passengers
within the seating compartment throughout the accident sequence of all
accident scenarios (H-99-46). The petitioners state that NTSB
classified NHTSA's response to H-99-46 as ``Closed--Unacceptable
Action.'' \16\
---------------------------------------------------------------------------
\15\ National Transportation Safety Board, Highway Special
Investigation Report, Bus Crashworthiness Issues, September 21,
1999.
\16\ With regard to H-99-45, the NTSB explains in the Highway
Accident Brief NTSB/HAB-9/03, footnote 4 that ``[t]he Board's vote
on the status of Safety Recommendation H-99-45 was split, with two
members voting `Closed--Acceptable Alternative Action' and two
members voting `Closed--Unacceptable Action.' As a result of the
split vote, Safety Recommendation H-99-45 remained `Open--Acceptable
Response.' ''
---------------------------------------------------------------------------
The petitioners provided an overview of the development of seat
belts in motor vehicles, starting in the 1950s, and expressed
dissatisfaction with FMVSS No. 222 due to the standard's specifying,
since 1977, requirements for compartmentalization for large school
buses and not for seat belts. They base many of their arguments for a
seat belt requirement on what they believe to be limitations of
compartmentalization, views that were previously expressed, most
recently in response to the 2007 NPRM of RIN 2127-AK09, by proponents
of the opinion that NHTSA should require seat belts on large school
buses.
The petitioners cite an NTSB Highway Accident Brief \17\ regarding
a May 28, 2008, school bus rollover accident near Milton, Florida, in
which all the passengers were wearing lap belts and only one sustained
a serious injury (according to the NTSB, the injury was possibly due to
a loosely worn belt.) The NTSB determined that injury severity in the
Milton, Florida crash ``was mitigated by the use of lap belts.'' The
petitioners state that NTSB referred to a similar rollover crash in
[[Page 53106]]
Flagstaff, Arizona, on August 14, 1996. In the Arizona crash, the large
school bus did not have passenger seat belts, and the accident resulted
in multiple ejections and one passenger sustaining lifetime crippling
injuries.\18\
---------------------------------------------------------------------------
\17\ National Transportation Safety Board, Highway Accident
Brief, School Bus Loss of Control and Rollover, Interstate 10, Near
Milton, Florida, May 28, 2008, NTSB/HAB-09/03.
\18\ The NTSB/HAB-09/03 calls the Florida and Arizona accidents
``comparable.'' The NTSB document does not have a statement about
the possible effect of belts in the Arizona accident.
---------------------------------------------------------------------------
The petitioners also believe that NHTSA should require seat belts
on large school buses because there has been a ``thirty-year history of
failure by school districts and states to voluntarily install belts on
large school buses.'' The petition refers to a January 9, 2010 fatal
crash in Hartford, Connecticut, involving a school bus carrying 16
students and 2 adult passengers, which did not have seat belts.\19\ The
petition states that following the crash, there was a State move to
require seat belts on school buses, but it was unsuccessful. ``History
has demonstrated that * * * voluntary implementations by school
authorities are extremely rare unless the vehicle construction
improvement is required by law or regulatory standard at time of
manufacture.''
---------------------------------------------------------------------------
\19\ According to the petitioners, the school bus ``crashed
through a roadside guardrail, plummeted down a 20-foot drop-off, and
ended in the ravine below. One child was killed, and fifteen were
injured.''
---------------------------------------------------------------------------
NHTSA Response to Petition
NHTSA has considered the question of whether seat belts should be
required on large school buses from the inception of
compartmentalization and the school bus safety standards and has
reassessed its decisions repeatedly. Each time, after analyzing the
implications of a seat belt requirement and all available information,
we have concluded that a seat belt requirement for large school buses
has not been shown to be warranted.
We have discussed our position regarding the need for seat belts on
large school buses at length in the 2007 NPRM and 2008 final rule
documents of RIN 2127-AK09. To the extent the petitioners' assertions
are repetitive of previously discussed points-of-view, our positions on
the issues are set forth at length in the November 21, 2007 and October
21, 2008 preambles, and are summarized above. For plain language
purposes and to avoid redundancy when possible, we do not repeat the
detailed discussion here; interested persons can review those documents
for the agency's full response to the issues. In Appendix A of today's
document, we address a few miscellaneous issues the petitioners raised,
in a question-and-answer format.
We carefully considered NTSB's recommendation H-99-46 when we
developed the 2007 NPRM and 2008 final rule documents. We recognized in
the RIN 2127-AK09 rulemaking that seat belts in large school buses may
have some effect on reducing the risk of harm in frontal, side and
rollover crashes, since seat belts can help restrain occupants within
the seat and prevent their ejection and impact with interior surfaces.
We estimated that in frontal, side and rollover crashes, lap/shoulder
belts would save 2 lives annually.\20\
---------------------------------------------------------------------------
\20\ This number is low because in side crashes, children are
typically killed when they are in the direct zone of intrusion of
the impacting vehicle or object. Seat belts would be unlikely to be
effective in preventing the side crash fatality. NHTSA is conducting
research to determine how the passenger compartment can be made more
protective to mitigate injurious impacts with interior surfaces. In
rollover crashes, seat belts are effective in mitigating occupant
ejections, but real world data show that school bus passenger
fatalities and injuries in rollover events are rare (8 serious
injuries and 2 fatalities annually).
---------------------------------------------------------------------------
After considering all views, including H-99-46, we could not agree
with those asking us to propose to require seat belts on large school
buses. We assessed the safety need for seat belts. Since school buses
are already very safe and are the safest mode of school transportation,
a seat belt mandate would result in very few benefits.
We also weighed that safety need against possible negative
consequences of requiring seat belts on large school buses. The greater
cost to purchase and operate a large school bus with seat belts may
reduce the number of school buses available for pupil transportation,
and/or divert limited school transportation funds away from other
necessary safety programs, such as driver and pupil training on safe
loading/unloading practices. We determined that it would be
inappropriate for NHTSA to require seat belts given the low safety need
for the belts, when such a decision has a direct bearing on the ability
of the local decision-makers to allocate and spend limited pupil
transportation resources on other school transportation safety needs
that are likely to garner greater benefits, perhaps at lower cost.
It bears repeating that the agency has been acutely aware that a
decision on requiring seat belts in large school buses cannot ignore
the implications of such a requirement on pupil transportation costs.
The agency has been attentive to the fact that, as a result of
requiring belts on large school buses, school bus purchasers would have
to buy and operate belt-equipped vehicles regardless of whether seat
belts would be appropriate for their needs. NHTSA has concluded that
those costs should not be imposed on all purchasers of school buses
when large school buses are currently very safe. In the area of school
transportation especially, where a number of needs are competing for
limited funds, we did not believe there was reason to limit the
policymaking discretion of the States and local governments in deciding
school transportation issues.
As presented later in this document, our analysis shows that a
National lap/shoulder belt requirement for large school buses could
result in an increase of 10 to 19 student fatalities annually in the
U.S. A State or local jurisdiction, that is able to, could adjust its
budget in the face of a seat belt mandate to avoid impacting its pupil
transportation safety program in a manner that might result in this net
increase in student fatalities. However, each State or local
jurisdiction will differ in its ability to adjust to the cost impacts
of a belt mandate. Moreover, even if a State or local jurisdiction were
able to adjust its budget, the soundness of a public policy that
imposes this burden on State or local jurisdictions is debatable when
the incremental benefit from seat belts on large school buses is so
low. We believe that the decision to reallocate local resources to
account for a seat belt mandate should be a matter left to the
policymaking discretion of the State or local authorities.
It is true that seat belts have been proven beneficial in rollover
crashes. However, real world data show that school bus passenger
fatalities and injuries in rollover events are rare. The CAS petition
cites two school bus accidents in support of its position that there is
a safety need for seat belts on large school buses. We cannot agree
that citing to these rare instances of fatal rollover crashes forms the
basis for a finding of a problem of national significance that warrants
trumping local policymaking on this matter.
Under the Vehicle Safety Act, the Federal motor vehicle safety
standards we issue must ``meet the need for motor vehicle safety.''
``Motor vehicle safety'' means the performance of a motor vehicle or
motor vehicle equipment in a way that protects the public against
unreasonable risk of accidents occurring because of the design,
construction, or performance of a motor vehicle, and against
unreasonable risk of death or injury in an accident * * *'' 49 U.S.C.
30102(a)(8). In large school buses, fatal rollover crashes are rare
(approximately 1 crash per year, resulting in 2 fatalities annually),
as are fatal side impact crashes in which seat belts would have
[[Page 53107]]
prevented death or serious injury. Fatal non-rollover frontal crashes
in large school buses are uncommon (less than 1 crash per year). Large
school buses are already very safe vehicles. More important, as
explained below, requiring seat belts on large school buses is likely
to have the effect of increasing fatalities related to school
transportation. After considering all available information, we cannot
conclude there is an unreasonable risk of death or injury in an
accident that warrants a Federal requirement for seat belts on large
school buses.
The Role of States and Local School Districts
The petitioners state a Federal requirement for seat belts on large
school buses is needed because there has been a ``thirty-year history
of failure by school districts and states to voluntarily install belts
on large school buses.''
We strongly disagree with characterizing a State's decision not to
order seat belts on large school buses as a ``failure.'' We believe
that it is most appropriate if the decision to order seat belts on
large school buses were left to the States and local jurisdictions
rather than to NHTSA. 73 FR at 62750. States and local school districts
are better able to recognize and analyze school transportation risks
particular to their areas and identify approaches to best manage and
reduce those safety risks. Local officials are in the best position to
decide whether to purchase seat belts, since the officials must weigh a
multitude of unique considerations bearing on purchasing decisions,
especially when faced with budgetary constraints. Contrary to the
petitioners' view, we believe that if, after weighing all the
considerations, a purchaser decides not to purchase the belts, then the
purchaser is determining what is best for its needs. 73 FR at 62752.
An example of a State's undertaking a comprehensive assessment of
whether to purchase belts for large school buses is illustrated by the
State of Alabama. Its study is summarized below.
Alabama Study Group on School Bus Seat Belts
On September 30, 2010, at the direction of Alabama Governor Bob
Riley, Alabama issued a comprehensive study evaluating the need for
seat belts in its school buses.\21\ Governor Riley had formed a Study
Group on School Bus Seat Belts in the wake of a tragic school bus crash
in Huntsville \22\ that took the lives of four students in November
2006. The Study Group's report, ``Cost-Effectiveness of Lap/Shoulder
Seat Belts on Large Alabama School Buses,'' was issued as part of an
Alabama School Bus Seat Belt Pilot Project. The project was conducted
for the Alabama State Department of Education and the Governor's Study
Group on School Bus Seat Belts by the University Transportation Center
for Alabama, at the University of Alabama in Huntsville.
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\21\ Turner, D., Anderson, K., Tedla, E., Lindly, J., Brown, D.,
``Cost-Effectiveness of Lap/Shoulder Seat Belts on Large Alabama
School Buses,'' September 30, 2010. https://docs.alsde.edu/documents/120/Pilot_Project_Cost_Effectiveness.pdf.
\22\ National Transportation Safety Board, NTSB/HAB-09/02,
Highway Accident Brief: School Bus Bridge Override Following
Collision With Passenger Vehicle, Huntsville, Alabama, November 20,
2006, adopted November 2009.
---------------------------------------------------------------------------
The goal of the project was to explore the implementation of lap/
shoulder belts on newly-purchased large school buses in Alabama. The
study included determining the rate of seat belt use, the effects on
bus discipline, the attitudes of other stakeholders, the loss of
capacity attributable to seat belts, and cost effectiveness of
requiring lap/shoulder seat belts. The study also considered flexible
seating systems in its analysis.\23\
---------------------------------------------------------------------------
\23\ These newly-developed seating systems have lap/shoulder
belts and are reconfigurable to accommodate either three smaller
students or two larger students.
---------------------------------------------------------------------------
The study found that school buses in Alabama travelled 83 million
miles in 2009-2010 and on an average had 560 traffic crashes annually.
The authors noted that school bus crashes per mile travelled is
significantly lower than that of other vehicles in the State. In
addition, since 1976, there were only five pupil fatalities inside of
Alabama school buses.
As part of the pilot project, 12 school buses in the state were
equipped with lap/shoulder belts. Researchers observed over 125,000
pupils inside the school buses, and determined that the average seat
belt use in Alabama school buses was approximately 61.5 percent. Seat
belt use was found to be quite variable in different buses, ranging
from 4.8 to 94.5 percent. The study noted a 5 to 18 percent reduction
in seating capacity of school buses with seat belts.
The study reported that the estimated net benefit of implementing
seat belts on Alabama school buses was -$104 million to -$125 million.
The net benefit is negative because the cost of the seat belts exceeds
the benefit.
The authors of the study recommended using more cost-effective
safety measures, other than implementing seat belts across Alabama's
large school bus fleet. Most school bus pupil fatalities in Alabama
occur outside the buses, in or near loading/unloading zones. The
authors concluded that if funding is to be spent on school bus safety,
more lives could be saved by investing in enhanced safety measures in
loading/unloading zones.
NHTSA believes that the Alabama study reinforces the view that a
Federal mandate requiring seat belts on large school buses would be an
overreaching venture for the agency. States such as Alabama have
decided that more lives would be saved in the State if its resources
were spent on safety measures other than the installation of seat
belts. Given the limited safety need at issue, we are not convinced
there is merit for NHTSA to override a State's conclusions.
The petitioners were unsatisfied that only six States have laws
requiring seat belts on large school buses. We do not view this low
number as an indicator that the States have ``failed.'' Instead, we see
it as a reflection of a stance taken by the States that their efforts
and monies are better spent trying to keep children safe other than by
the installation of seat belts on vehicles that are already very safe.
For States such as Alabama, it is a decision taken after a thorough
consideration of the issue.
NHTSA Analysis on the Changes in School Transportation Fatalities Due
to a Seat Belt Requirement on Large School Buses
NHTSA conducted an analysis of accident data to estimate, in a
manner not previously explored, how a National lap/shoulder belt
requirement for large school buses might affect the current pupil
transportation arena as it is today. The analysis illustrates that a
National lap/shoulder belt requirement could result in more children's
lives lost than saved.
The 2002 NAS study described earlier in this document indicated
that the safest means for students to get to school \24\ is by a school
bus. Among school-aged children killed annually in motor vehicle
crashes during normal school travel hours, only 0.5 percent were
passengers on school buses and 1.5 percent were pedestrians involved in
school bus-related crashes. Seventy-five percent of the annual
fatalities were to occupants in passenger vehicles and 24 percent were
to those walking or riding a bicycle.
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\24\ By ``school,'' we mean to or from school or related events.
See 49 CFR 571.3, ``school bus.''
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Yet, there are many ways to get to school. If a school bus is not
used to transport a child to school, other means
[[Page 53108]]
will be used to get to school. Those other means of getting to school
are associated with higher safety risks.
In previous documents, NHTSA has expressed concern that, when
making regulatory decisions on possible enhancements to school bus
safety, the agency must bear in mind how improvements in one area might
have an adverse effect on programs in other areas. The net effect on
safety could be negative if the costs of purchasing and maintaining the
seat belts and ensuring their correct use results in non-implementation
or reduced efficacy of other pupil transportation programs that affect
child safety. For example, if school bus service were reduced because
of the costs to purchase and operate large seat belt-equipped school
buses, more children would have to get to school using alternative,
less safe ways to get to school.
NHTSA has analyzed accident data to estimate possible consequences
on overall school transportation fatalities and injuries if a Federal
requirement for seat belts on large school buses were adopted.\25\
NHTSA used data from the School Bus Fleet, 2010 Fact Book, the 2009
National Household Travel Survey,\26\ and the Fatality Analysis
Reporting System (FARS). To analyze the effects of lap/shoulder belts
on the demand for school buses, we applied the theory of elasticity of
demand. Elasticity is an economic term that measures responsiveness of
one economic variable to a change in another economic variable. In this
case, we are examining the change in demand for school buses when there
is an increase in the cost of a bus.
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\25\ ``Changes in School Bus Travel by Requiring Lap/Shoulder
Belts and the Effect on Fatalities,'' National Highway Traffic
Safety Administration, February 2011. A copy has been placed in the
docket for today's document.
\26\ 2009 National Household Travel Survey: U.S. Department of
Transportation, Federal Highway Administration, February, 2011,
https://nhts.ornl.gov/download.shtml.
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FARS data files for the period 2000 to 2008 were analyzed to
determine the number of school-age children killed in motor vehicle
crashes during the time of school transportation to and from school
(Monday to Friday between 6 AM to 9 AM and 2 PM to 5 PM) of the school
year (September 1 to June 15). As shown in Table 1 below, the analysis
showed that among 6,869 fatalities of school-age children (5-18 year
olds), 0.5 percent were occupants in school buses, 78.6 percent were in
passenger vehicles, 12.1 percent were pedestrians, 4.9 percent were
motorcycle riders and occupants of other vehicles, and 3.5 percent were
pedalcyclists. Only 3.8 percent of the 6,869 fatalities were in school
bus-related crashes \27\ among which a majority were passenger vehicle
occupants and pedestrians as shown in Table 1.
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\27\ A school bus-related crash is a crash which involves,
either directly or indirectly, a school bus body vehicle, or other
type of bus functioning as a school bus, transporting children to or
from school or school-related activities.
Table 1--School-Age Children (5-18 Year-Old) Killed in Motor Vehicle Traffic Crashes During Normal Weekday
School Transportation Hours (Monday-Friday, 6 a.m.-9 a.m. and 2 p.m.-5 p.m.) of the School Year (September 1-
June 15) Categorized by Mode of Transportation and Whether the Crash Was School Bus-Related. FARS 2000-2008
----------------------------------------------------------------------------------------------------------------
Not school bus- School bus-related Total
related -------------------------------------------
School-age children (5-18 year-old) ----------------------
Number Percent Number Percent Number Percent
----------------------------------------------------------------------------------------------------------------
Occupant in School Bus Body Type Vehicle or ** 1 0.0 37 0.5 38 0.55
Vehicle Used as School Bus...................
Occupant of Other Bus Type.................... 2 0.0 0 0.0 2 0.0
Passenger Vehicle Occupant.................... 5268 76.7 131 1.9 5399 78.6
Motorcycle Rider.............................. 128 1.9 3 0.0 131 1.9
Occupant of All Other Vehicle Types........... 198 2.9 5 0.1 203 3.0
Pedestrian.................................... 748 10.9 81 1.2 829 12.1
Bicyclist..................................... 233 3.4 6 0.1 239 3.5
Other/Unknown................................. 27 0.4 1 0.0 28 0.4
-----------------------------------------------------------------
Total..................................... 6605 96.2 264 3.8 6869 100.0
----------------------------------------------------------------------------------------------------------------
** A van-based school bus that was not functioning as a school bus at the time of the crash.
Table 2, below, shows the student miles traveled in the different
school transportation modes, obtained from the 2009 National Household
Travel Survey. Among 123,266 million miles traveled annually by school-
age children to and from school, 69.5 percent was in passenger
vehicles, 25.3 percent was in school buses, 2.1 percent was walking and
0.4 percent was riding a bicycle.
Table 2--Distribution of Student Miles Traveled To-and-From School and School-Related Activities by
Transportation Mode
[Source: National Household Travel Survey--2009]
----------------------------------------------------------------------------------------------------------------
Million miles traveled
Mode of travel ---------------------------------------------------
Morning Afternoon Total Percent
----------------------------------------------------------------------------------------------------------------
School Buses................................................ 15407.6 15793.7 31201.3 25.3
Other Buses................................................. 868.8 977.5 1846.4 1.5
Passenger Vehicles.......................................... 39752.7 45975.3 85728.0 69.5
Pedestrian.................................................. 904.6 1629.4 2534.0 2.1
Bicycles.................................................... 137.0 320.2 457.2 0.4
Other (Motorcycle, Other Vehicles).......................... 429.5 816.2 1245.7 1.0
[[Page 53109]]
Unknown..................................................... 236.0 18.1 254.1 0.2
---------------------------------------------------
Total................................................... 57736.2 65530.3 123266.5 ...........
----------------------------------------------------------------------------------------------------------------
In order to determine the number of fatalities per 100 million
miles traveled by school-age children to and from school and school-
related activities, the fatality data for the years 2000-2008 (Table 1)
were used along with the estimates of student miles traveled to and
from school in 2009 \28\ shown in Table 2. An estimate of annual
fatalities for each school transportation mode was determined by
dividing the number of fatalities in 2000-2008 (from Table 1) by 9. The
school-age child fatalities per 100 million miles traveled to and from
school was determined by dividing the average annual fatalities for
each transportation mode by the corresponding total miles traveled in
that mode (Table 2). This analysis is shown in Table 3.
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\28\ The distribution of student travel modes has not changed by
much since the 2002 National Household Transportation survey.
Table 3--Number of School-Age Child Fatalities per 100 Million Miles Traveled by Students To and From School and
School-Related Activities
----------------------------------------------------------------------------------------------------------------
Miles
Number of traveled in Fatalities
Mode of travel fatalities Annual 2009 per 100
2000-2008 fatalities (million million
miles) miles
----------------------------------------------------------------------------------------------------------------
School Buses................................................ * 37 4.1 31201.3 0.01
Other Buses................................................. * 3 0.3 1846.4 0.02
Passenger Vehicles.......................................... 5399 599.9 85728.0 0.70
Pedestrian.................................................. 829 92.1 2534.0 3.64
Bicycles.................................................... 239 26.6 457.2 5.81
Other (Motorcycle, Other Vehicles).......................... 334 37.1 1245.7 2.98
Unknown..................................................... 28 3.1 254.1 1.22
----------------------------------------------------------------------------------------------------------------
* The van-based school bus in Table 1 that was not functioning as a school bus at the time of the crash was put
in the category ``other buses'' in Table 3.
In order to evaluate the change in fatality due to a Federal
requirement for seat belts on all school buses, the agency examined
different types of bus seats with seat belts, their costs, and any
changes in seating capacity in the bus by replacing existing seats with
seats with seat belts. In the October 2008 final rule, the agency
estimated that the cost of a large school bus (66-72 passengers)
without seat belts is $75,000 and the incremental cost of adding seat
belts on large school buses is $5,485 to $7,345 per bus. Some State
officials have suggested that seats with seat belts cost closer to
$10,296.\29\ The agency estimated that these seats with seat belts
could result in a loss in bus capacity by as much as 17 percent,
depending on the mix of students riding in the buses.
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\29\ Presentation by Charlie Hood, Director of Student
Transportation in the Florida Department of Eductation at the July
11, 2007 Public Meeting on the issue of seat belts in large school
buses, Docket No. NHTSA-2007-28103-0016, https://www.regulations.gov.
---------------------------------------------------------------------------
In recent years, flexible school bus seat designs (flex-seats) have
emerged in the marketplace where lap/shoulder belts on these bench
seats can be adjusted to provide two lap/shoulder belts for two
average-size high school students or three lap/shoulder belts for three
elementary school students. These flex-seats with seat belts offer the
potential for maintaining the original bus capacity. We do not have
cost estimates for flex-seats but expect it to be in the range of the
high cost estimate ($10,296). To estimate the maximum benefit for lap/
shoulder belts, we only considered the flex-seat designs which can
potentially limit any loss in bus capacity. Therefore, the percentage
increase in cost of a large school bus with lap/shoulder belts without
any resulting loss in capacity is 13.7 percent (=$10,296/$75,000).
For determining the effect on demand for school buses due to an
increase in cost \30\ of a new bus, we estimated a Price Elasticity of
Demand (PED) value for school buses. PED is a measure of the
responsiveness of the quantity demanded of a good or service to the
change in its price and is calculated as the percent change in the
quantity demanded divided by the percent change in price.\31\ In this
case, we are assessing the percentage change in the number of new
school buses purchased by school districts, for a percentage change in
the price of new school buses due to a requirement for lap/shoulder
belts.
---------------------------------------------------------------------------
\30\ This cost does not include operating and maintenance costs
(such as additional fuel cost due to increase in weight of the bus
and additional cost to maintain seat belts).
\31\ PED = (percentage change in quantity demanded) /
(percentage change in price).
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In economic terms, the overriding factor in determining the PED is
the willingness and ability of consumers after a price change to
postpone consumption decisions concerning the good and to search for
substitutes. A number of factors can thus affect the PED of a good or
service including:
1. The availability of substitute goods and services: The more
easily available
[[Page 53110]]
the substitute goods and services, the higher the PED is likely to be.
2. Percentage of Income: The higher the percentage of the
consumer's income that the good or service represents, the higher the
PED tends to be.
3. Necessity: The more necessary the good or service is, the lower
the PED for the good or service.
4. Duration of price change: The longer the price change holds, the
higher the PED is likely to be