Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc., 52375-52377 [2011-21349]
Download as PDF
Federal Register / Vol. 76, No. 162 / Monday, August 22, 2011 / Notices
Commission to assess the impact of the
Exchange’s authority to receive direct
inbound routes of option orders via
NOS (including the attendant
obligations and conditions) while the
Commission evaluates the Exchange’s
pending rule change to make the pilot
program permanent.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires the Exchange to give the
Commission written notice of the Exchange’s intent
to file the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
10 See SR–Phlx-2011–116, Item 7.
jlentini on DSK4TPTVN1PROD with NOTICES
9 17
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IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not significantly affect the
protection of investors or the public
interest, does not impose any significant
burden on competition, and, by its
terms, does not become operative for 30
days from the date on which it was
filed, or such shorter time as the
Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 8 and Rule 19b–
4(f)(6) thereunder.9
The Exchange has requested that the
Commission waive the 30-day operative
delay. The Exchange believes that the
proposed rule change does not
significantly affect the protection of
investors or the public interest because
it seeks to extend for a limited period
a currently operating pilot program so as
to allow the Exchange and Commission
to assess whether to make the pilot
permanent in accordance with its
attendant obligations and conditions.10
The Commission believes that waiver of
the operative delay is consistent with
the protection of investors and the
public interest because such waiver
would allow the pilot period to be
extended without undue delay through
November 25, 2011 while the
Exchange’s proposal to make the pilot
8 15
permanent is under consideration.
Therefore, the Commission designates
the proposal operative upon filing.11
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Phlx-2011–116 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–Phlx-2011–116. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room on official business
days between the hours of 10 a.m. and
3 p.m. Copies of such filing also will be
available for inspection and copying at
11 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
52375
the principal offices of the Exchange.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–Phlx-2011–116, and should
be submitted on or before September 12,
2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–21320 Filed 8–19–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–65143; File No. SR–BYX–
2011–016]
Self-Regulatory Organizations; BATS
Y-Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Related to Fees for Use
of BATS Y-Exchange, Inc.
August 16, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
12, 2011, BATS Y-Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BYX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
by the Exchange. The Exchange has
designated the proposed rule change as
one establishing or changing a member
due, fee, or other charge imposed by the
Exchange under Section 19(b)(3)(A)(ii)
of the Act 3 and Rule 19b–4(f)(2)
thereunder,4 which renders the
proposed rule change effective upon
filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
fee schedule applicable to Members 5 of
12 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
5 A Member is any registered broker or dealer that
has been admitted to membership in the Exchange.
1 15
E:\FR\FM\22AUN1.SGM
22AUN1
52376
Federal Register / Vol. 76, No. 162 / Monday, August 22, 2011 / Notices
the Exchange pursuant to BYX Rules
15.1(a) and (c). Changes to the fee
schedule pursuant to this proposal will
be effective upon filing.
The text of the proposed rule change
is available at the Exchange’s Web site
at https://www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
jlentini on DSK4TPTVN1PROD with NOTICES
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to modify its
fee schedule applicable to use of the
Exchange in order to modify pricing
related to executions that occur on
EDGA EXCHANGE, Inc. (‘‘EDGA’’)
through either a BYX + EDGA
Destination Specific Order 6 or through
the Exchange’s TRIM routing strategy.7
EDGA is implementing certain pricing
changes effective August 1, 2011,
including introduction of a fee to
remove liquidity of $0.0006 per share.
To maintain a direct pass through of the
applicable cost to execute at EDGA, the
Exchange proposes to charge $0.0006
per share for an order routed through its
TRIM routing strategy and executed on
EDGA. Similarly, because EDGA is part
of the Exchange’s ‘‘One Under’’ pricing
program for Destination Specific Orders,
the Exchange intends to continue to
charge $0.0001 per share less than if a
Member executed an order directly on
EDGA. Accordingly, the Exchange
proposes to charge $0.0005 per share for
an order routed as a Destination Specific
Order to EDGA and executed on EDGA,
which is $0.0001 per share less than
EDGA charges directly. The Exchange’s
‘‘One Under’’ pricing does not apply to
securities priced below $1.00. In
addition, the Exchange will maintain
the pricing currently charged by the
Exchange for all other Destination
Specific Orders.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder that
are applicable to a national securities
exchange, and, in particular, with the
requirements of Section 6 of the Act.8
Specifically, the Exchange believes that
the proposed rule change is consistent
with Section 6(b)(4) of the Act,9 in that
it provides for the equitable allocation
of reasonable dues, fees and other
charges among members and other
persons using any facility or system
which the Exchange operates or
controls. The Exchange notes that it
operates in a highly competitive market
in which market participants can
readily direct order flow to competing
venues if they deem fee levels at a
particular venue to be excessive. The
Exchange believes that the proposed
changes to certain of the Exchange’s
non-standard routing fees and strategies
are competitive, fair and reasonable, and
non-discriminatory in that they are
equally applicable to all Members and
are designed to mirror or provide a
discount to the cost applicable to the
execution if such routed orders were
executed directly by the Member at
EDGA Exchange.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change imposes any
burden on competition.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
No written comments were solicited
or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Pursuant to Section 19(b)(3)(A)(ii) of
the Act 10 and Rule 19b–4(f)(2)
thereunder,11 the Exchange has
designated this proposal as establishing
or changing a due, fee, or other charge
applicable to the Exchange’s Members
and non-members, which renders the
proposed rule change effective upon
filing.
At any time within 60 days of the
filing of the proposed rule change, the
8 15
U.S.C. 78f.
U.S.C. 78f(b)(4).
10 15 U.S.C. 78s(b)(3)(A)(ii).
11 17 CFR 240.19b–4(f)(2).
9 15
6 As
7 As
defined in BYX Rule 11.9(c)(12).
defined in BYX Rule 11.13(a)(3)(G).
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17:16 Aug 19, 2011
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Fmt 4703
Sfmt 4703
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form https://www.sec.gov/
rules/sro.shtml); or
• Send an E-mail to rulecomments@sec.gov. Please include File
No. SR–BYX–2011–016 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–BYX–2011–016. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of
10 a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–BYX–
E:\FR\FM\22AUN1.SGM
22AUN1
Federal Register / Vol. 76, No. 162 / Monday, August 22, 2011 / Notices
2011–016 and should be submitted on
or before September 12, 2011.
18, 2011 through 11:59 p.m. EDT on
August 31, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Elizabeth M. Murphy,
Secretary.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011–21481 Filed 8–18–11; 4:15 pm]
BILLING CODE 8011–01–P
[FR Doc. 2011–21349 Filed 8–19–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Colorado Wyoming Reserve Co., Grant
Life Sciences, Inc., NOXSO Corp.,
Omni Medical Holdings, Inc., and TSI,
Inc., Order of Suspension of Trading
Consolidated Energy, Inc., Diamond
Home Services, Inc., Goran Capital
Inc., Kingsley Coach, Inc. (The),
Knockout Holdings, Inc., and Kuhlman
Co., Inc.; Order of Suspension of
Trading
August 18, 2011.
August 18, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Colorado
Wyoming Reserve Company because it
has not filed any periodic reports since
the period ended March 31, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Grant Life
Sciences, Inc. because it has not filed
any periodic reports since the period
ended March 31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of NOXSO
Corp. because it has not filed any
periodic reports since the period ended
December 31, 2004.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Omni
Medical Holdings, Inc. because it has
not filed any periodic reports since the
period ended December 31, 2005.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of TSI, Inc.
because it has not filed any periodic
reports since the period ended
September 30, 2004.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on August
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of
Consolidated Energy, Inc. because it has
not filed any periodic reports since the
period ended September 30, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Diamond
Home Services, Inc. because it has not
filed any periodic reports since the
period ended September 30, 1999.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Goran
Capital Inc. because it has not filed any
periodic reports since the period ended
March 31, 2003.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Kingsley
Coach, Inc. (The) because it has not filed
any periodic reports since the period
ended March 31, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Knockout
Holdings, Inc. because it has not filed
any periodic reports since the period
ended June 30, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Kuhlman
Co., Inc. because it has not filed any
periodic reports since the period ended
October 28, 2006.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
jlentini on DSK4TPTVN1PROD with NOTICES
12 17
CFR 200.30–3(a)(12).
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17:16 Aug 19, 2011
Jkt 223001
PO 00000
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Fmt 4703
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on August
18, 2011, through 11:59 p.m. EDT on
August 31, 2011.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011–21480 Filed 8–18–11; 4:15 pm]
BILLING CODE 8011–01–P
[File No. 500–1]
[File No. 500–1]
52377
SMALL BUSINESS ADMINISTRATION
National Small Business Development
Center Advisory Board
U.S. Small Business
Administration (SBA).
AGENCY:
Sfmt 4703
Notice of open Federal Advisory
Committee meetings.
ACTION:
The SBA is issuing this notice
to announce the location, date, time and
agenda for the Board Meeting of the
National Small Business Development
Center (SBDC) Advisory Board at the
ASBDC Conference.
SUMMARY:
Wednesday, September 7, 2011
from 8:30 a.m.–12 p.m.
DATES:
Manchester Grand Hyatt,
One Market Place, San Diego, CA 92101.
ADDRESSES:
Pursuant
to section 10(a) of the Federal Advisory
Committee Act (5 U.S.C. Appendix 2),
SBA announces the meetings of the
National SBDC Advisory Board. This
Board provides advice and counsel to
the SBA Administrator and Associate
Administrator for Small Business
Development Centers.
The purpose of these meetings is to
discuss following issues pertaining to
the SBDC Advisory Board.:
SUPPLEMENTARY INFORMATION:
—SBA Update.
—International Expansion.
—Use of Social Media.
—Member Roundtable.
The
meeting is open to the public however
advance notice of attendance is
requested. Anyone wishing to be a
listening participant must contact
Alanna Falcone by fax or e-mail. Her
contact information is Alanna Falcone,
Program Analyst, 409 Third Street, SW.,
Washington, DC 20416, Phone, 202–
619–1612, Fax 202–481–0134, e-mail,
alanna.falcone@sba.gov.
Additionally, if you need
accommodations because of a disability
or require additional information, please
FOR FURTHER INFORMATION CONTACT:
E:\FR\FM\22AUN1.SGM
22AUN1
Agencies
[Federal Register Volume 76, Number 162 (Monday, August 22, 2011)]
[Notices]
[Pages 52375-52377]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-21349]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-65143; File No. SR-BYX-2011-016]
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change Related to
Fees for Use of BATS Y-Exchange, Inc.
August 16, 2011.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on August 12, 2011, BATS Y-Exchange, Inc. (the ``Exchange'' or
``BYX'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II
and III below, which Items have been prepared by the Exchange. The
Exchange has designated the proposed rule change as one establishing or
changing a member due, fee, or other charge imposed by the Exchange
under Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2)
thereunder,\4\ which renders the proposed rule change effective upon
filing with the Commission. The Commission is publishing this notice to
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(ii).
\4\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend the fee schedule applicable to
Members \5\ of
[[Page 52376]]
the Exchange pursuant to BYX Rules 15.1(a) and (c). Changes to the fee
schedule pursuant to this proposal will be effective upon filing.
---------------------------------------------------------------------------
\5\ A Member is any registered broker or dealer that has been
admitted to membership in the Exchange.
---------------------------------------------------------------------------
The text of the proposed rule change is available at the Exchange's
Web site at https://www.batstrading.com, at the principal office of the
Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant parts of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to modify its fee schedule applicable to use
of the Exchange in order to modify pricing related to executions that
occur on EDGA EXCHANGE, Inc. (``EDGA'') through either a BYX + EDGA
Destination Specific Order \6\ or through the Exchange's TRIM routing
strategy.\7\ EDGA is implementing certain pricing changes effective
August 1, 2011, including introduction of a fee to remove liquidity of
$0.0006 per share. To maintain a direct pass through of the applicable
cost to execute at EDGA, the Exchange proposes to charge $0.0006 per
share for an order routed through its TRIM routing strategy and
executed on EDGA. Similarly, because EDGA is part of the Exchange's
``One Under'' pricing program for Destination Specific Orders, the
Exchange intends to continue to charge $0.0001 per share less than if a
Member executed an order directly on EDGA. Accordingly, the Exchange
proposes to charge $0.0005 per share for an order routed as a
Destination Specific Order to EDGA and executed on EDGA, which is
$0.0001 per share less than EDGA charges directly. The Exchange's ``One
Under'' pricing does not apply to securities priced below $1.00. In
addition, the Exchange will maintain the pricing currently charged by
the Exchange for all other Destination Specific Orders.
---------------------------------------------------------------------------
\6\ As defined in BYX Rule 11.9(c)(12).
\7\ As defined in BYX Rule 11.13(a)(3)(G).
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the requirements of the Act and the rules and regulations
thereunder that are applicable to a national securities exchange, and,
in particular, with the requirements of Section 6 of the Act.\8\
Specifically, the Exchange believes that the proposed rule change is
consistent with Section 6(b)(4) of the Act,\9\ in that it provides for
the equitable allocation of reasonable dues, fees and other charges
among members and other persons using any facility or system which the
Exchange operates or controls. The Exchange notes that it operates in a
highly competitive market in which market participants can readily
direct order flow to competing venues if they deem fee levels at a
particular venue to be excessive. The Exchange believes that the
proposed changes to certain of the Exchange's non-standard routing fees
and strategies are competitive, fair and reasonable, and non-
discriminatory in that they are equally applicable to all Members and
are designed to mirror or provide a discount to the cost applicable to
the execution if such routed orders were executed directly by the
Member at EDGA Exchange.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f.
\9\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change imposes
any burden on competition.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
No written comments were solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Pursuant to Section 19(b)(3)(A)(ii) of the Act \10\ and Rule 19b-
4(f)(2) thereunder,\11\ the Exchange has designated this proposal as
establishing or changing a due, fee, or other charge applicable to the
Exchange's Members and non-members, which renders the proposed rule
change effective upon filing.
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(3)(A)(ii).
\11\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form https://www.sec.gov/rules/sro.shtml); or
Send an E-mail to rule-comments@sec.gov. Please include
File No. SR-BYX-2011-016 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-BYX-2011-016. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-BYX-
[[Page 52377]]
2011-016 and should be submitted on or before September 12, 2011.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
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\12\ 17 CFR 200.30-3(a)(12).
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Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-21349 Filed 8-19-11; 8:45 am]
BILLING CODE 8011-01-P