Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps); Correction, 52042 [2011-21190]

Download as PDF 52042 Federal Register / Vol. 76, No. 161 / Friday, August 19, 2011 / Notices Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–FINRA–2011–040 on the subject line. Paper Comments For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Elizabeth M. Murphy, Secretary. [FR Doc. 2011–21176 Filed 8–18–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. [Release No. 34–64892A; File No. SR– FINRA–2011–034] those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA–2011–040 and should be submitted on or before September 9, 2011. ‘‘V. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,1 that the proposed rule change (SR–FINRA– 2011–034), be, and hereby is, approved on an accelerated basis.’’ Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval All submissions should refer to File Number SR–FINRA–2011–040. This file of Proposed Rule Change To Amend FINRA Rule 4240 (Margin number should be included on the subject line if e-mail is used. To help the Requirements for Credit Default Swaps); Correction Commission process and review your comments more efficiently, please use August 15, 2011. only one method. The Commission will FR Doc. No. 2011–18221, beginning post all comments on the Commission’s on page 43360 for Wednesday, July 20, 2011, contained an error. Release No. Internet website (https://www.sec.gov/ 34–64892 (‘‘Release’’) approved a rules/sro.shtml). Copies of the proposed rule change on an accelerated submission, all subsequent basis filed by FINRA (File No. SR– amendments, all written statements FINRA–2011–034). Section V of the with respect to the proposed rule Release was inadvertently omitted. change that are filed with the Accordingly, the conclusion of the Commission, and all written Release is added to read as noted below. communications relating to the On page 43363, column 1, following proposed rule change between the Commission and any person, other than line 6, insert: jlentini on DSK4TPTVN1PROD with NOTICES V. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,9 that the proposed rule change (SR–FINRA– 2011–040) is approved on an accelerated basis. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.2 Elizabeth M. Murphy, Secretary. [FR Doc. 2011–21190 Filed 8–18–11; 8:45 am] By the Commission. Elizabeth M. Murphy, Secretary. BILLING CODE 8011–01–P [FR Doc. 2011–21336 Filed 8–17–11; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION SMALL BUSINESS ADMINISTRATION [File No. 500–1] [Disaster Declaration #12734 and #12735] Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.; Order of Suspension of Trading Iowa Disaster #IA–00035 August 17, 2011. SUMMARY: It appears to the Securities and Exchange Commission that there is a 10 17 CFR 200.30–3(a)(12). U.S.C. 78s(b)(2). 2 17 CFR 200.30–3(a)(12). 1 15 9 15 U.S.C. 78s(b)(2). VerDate Mar<15>2010 18:32 Aug 18, 2011 Jkt 223001 lack of current and accurate information concerning the securities of Auriga Laboratories, Inc. because it has not filed any periodic reports since the period ended March 31, 2008. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Curon Medical, Inc. because it has not filed any periodic reports since the period ended June 30, 2006. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Goldstate Corp. because it has not filed any periodic reports since the period ended March 31, 2002. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of OneWorld Systems, Inc. because it has not filed any periodic reports since the period ended December 31, 1999. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of PracticeXpert, Inc. because it has not filed any periodic reports since the period ended June 30, 2006. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on August 17, 2011, through 11:59 p.m. EDT on August 30, 2011. PO 00000 Frm 00111 Fmt 4703 Sfmt 4703 U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a notice of an Administrative declaration of a disaster for the State of Iowa Dated. Incident: Severe Storms and Flash Flooding. Incident Period: 07/27/2011 through 07/28/2011. E:\FR\FM\19AUN1.SGM 19AUN1

Agencies

[Federal Register Volume 76, Number 161 (Friday, August 19, 2011)]
[Notices]
[Page 52042]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-21190]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-64892A; File No. SR-FINRA-2011-034]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Filing and Order Granting Accelerated 
Approval of Proposed Rule Change To Amend FINRA Rule 4240 (Margin 
Requirements for Credit Default Swaps); Correction

August 15, 2011.
    FR Doc. No. 2011-18221, beginning on page 43360 for Wednesday, July 
20, 2011, contained an error. Release No. 34-64892 (``Release'') 
approved a proposed rule change on an accelerated basis filed by FINRA 
(File No. SR-FINRA-2011-034). Section V of the Release was 
inadvertently omitted. Accordingly, the conclusion of the Release is 
added to read as noted below. On page 43363, column 1, following line 
6, insert:

``V. Conclusion

    It is therefore ordered, pursuant to Section 19(b)(2) of the 
Act,\1\ that the proposed rule change (SR-FINRA-2011-034), be, and 
hereby is, approved on an accelerated basis.''
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\2\
---------------------------------------------------------------------------

    \2\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-21190 Filed 8-18-11; 8:45 am]
BILLING CODE 8011-01-P
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