Spyker Automobielen B.V.; Receipt of Application for Temporary Exemption from FMVSS No. 126, 49533-49536 [2011-20283]
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Federal Register / Vol. 76, No. 154 / Wednesday, August 10, 2011 / Notices
number of this document (NHTSA–
2010–0116) in your comments.
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information specified in our
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James F. Simons,
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[FR Doc. 2011–20234 Filed 8–9–11; 8:45 am]
BILLING CODE 4910–59–P
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49533
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2011–0114]
Spyker Automobielen B.V.; Receipt of
Application for Temporary Exemption
from FMVSS No. 126
AGENCY: National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of receipt of petition for
a temporary exemption from Federal
Motor Vehicle Safety Standard (FMVSS)
No. 126, Electronic Stability Control
Systems.
SUMMARY: In accordance with the
procedures in 49 CFR Part 555, Spyker
Automobielen B.V. (Spyker) has applied
for a temporary exemption for its C line
of vehicles from the requirements of
FMVSS No. 126, the standard for
electronic stability control systems. The
basis of the application is that
compliance would cause substantial
economic hardship to a manufacturer
that has tried in good faith to comply
with the standard.
NHTSA is publishing this notice of
receipt of the application in accordance
with the requirements of 49 U.S.C.
30113(b)(2), and has made no judgment
on the merits of the application.
DATES: You should submit your
comments not later than August 25,
2011.
FOR FURTHER INFORMATION CONTACT:
Thomas Healy, Office of the Chief
Counsel, NCC–112, National Highway
Traffic Safety Administration, 1200 New
Jersey Avenue, SE., West Building 4th
Floor, Room W41–212, Washington, DC
20590. Telephone: (202) 366–2992; Fax:
(202) 366–3820.
Comments: We invite you to submit
comments on the application described
above. You may submit comments
identified by the docket number at the
heading of this notice by any of the
following methods:
• Web Site: https://
www.regulations.gov. Follow the
instructions for submitting comments
on the electronic docket site by clicking
on ‘‘Help and Information’’ or ‘‘Help/
Info.’’
• Fax: 1–202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
• Hand Delivery: 1200 New Jersey
Avenue, SE., West Building Ground
Floor, Room W12–140, Washington, DC,
between 9 am and 5 pm, Monday
through Friday, except Federal holidays.
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49534
Federal Register / Vol. 76, No. 154 / Wednesday, August 10, 2011 / Notices
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency name and docket
number. Note that all comments
received will be posted without change
to https://www.regulations.gov, including
any personal information provided.
Please see the Privacy Act discussion
below. We will consider all comments
received before the close of business on
the comment closing date indicated
above. To the extent possible, we will
also consider comments filed after the
closing date.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov at any time or to
1200 New Jersey Avenue, SE., West
Building Ground Floor, Room W12–140,
Washington, DC 20590, between 9 am
and 5 pm, Monday through Friday,
except Federal holidays. Telephone:
(202) 366–9826.
Privacy Act: Anyone is able to search
the electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://www.dot.gov/
privacy.html.
Confidential Business Information: If
you wish to submit any information
under a claim of confidentiality, you
should submit three copies of your
complete submission, including the
information you claim to be confidential
business information, to the Chief
Counsel, NHTSA, at the address given
under FOR FURTHER INFORMATION
CONTACT. In addition, you should
submit two copies, from which you
have deleted the claimed confidential
business information, to Docket
Management at the address given above.
When you send a comment containing
information claimed to be confidential
business information, you should
include a cover letter setting forth the
information specified in our
confidential business information
regulation (49 CFR Part 512).
SUPPLEMENTARY INFORMATION:
I. Overview of Petition for Economic
Hardship Exemption
In accordance with 49 U.S.C. 30113
and the procedures in 49 CFR Part 555,
Temporary Exemption from Motor
Vehicle Safety and Bumper Standards,
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Spyker has submitted a petition (dated
November 19, 2010) asking the agency
for a temporary exemption from the
requirements of FMVSS No. 126,
Electronic Stability Control Systems, for
its C line of vehicles. The basis for the
application is that compliance would
cause substantial economic hardship to
a manufacturer that has tried in good
faith to comply with the standard.
NHTSA established part 555 to
implement the statutory provisions
concerning temporary exemptions.
Vehicle manufacturers may apply for
temporary exemptions from Federal
motor vehicle safety standards on
several bases, one of which is that
compliance would cause substantial
economic hardship to a manufacturer
that has tried in good faith to comply
with the standard.
A manufacturer is eligible to apply for
a hardship exemption if its total motor
vehicle production in its most recent
year of production did not exceed
10,000 vehicles, as determined by the
NHTSA Administrator (49 U.S.C.
30113).
A petitioner must provide specified
information in submitting a petition for
exemption. Foremost among these
requirements are that the petitioner
must set forth the basis of the
application under 49 CFR 555.6, and the
reasons why the exemption would be in
the public interest and, as applicable,
consistent with the objectives of the
National Traffic and Motor Vehicle
Safety Act (Safety Act), 49 U.S.C.
Chapter 301. In a petition for economic
hardship, the petitioner must explain in
detail ‘‘how compliance or failure to
obtain an exemption would cause
substantial economic hardship.’’ 49 CFR
555.6(a)(1). The petition must also
describe the efforts of the petitioner to
comply with the standard at issue.
The agency closely examines and
considers the information provided by
manufacturers in support of these
factors, and, in addition, pursuant to 49
U.S.C. 30113(b)(3)(A), determines
whether an exemption is in the public
interest and consistent with the Safety
Act. Spyker requests a temporary
exemption until September 1, 2013.
Copies of Spyker’s petition 1 are
available for review and have been
placed in the docket for this notice.
1 Spyker
has requested confidential treatment
under 49 CFR Part 512 for certain business and
financial information submitted as part of its
petition for temporary exemption. Accordingly, the
information placed in the docket does not contain
the information that is the subject of this request.
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II. Electronic Stability Control Systems
Requirements
NHTSA published a final rule
requiring that vehicles with a gross
vehicle weight rating of 4,536 kilograms
(kg) (10,000 pounds) and less be
equipped with electronic stability
control (ESC) in April of 2007. The rule
seeks to reduce the risk of rollover
crashes by assisting the driver in
maintaining control of his or her vehicle
in situations in which the vehicle begins
to lose directional stability at the rear
wheels (spin out) or directional control
at the front wheels (plow out).
Preventing single-vehicle loss-of
control crashes is the most effective way
to reduce deaths resulting from rollover
crashes. NHTSA’s crash data study
shows that ESC systems reduce fatal
single-vehicle crashes of passenger cars
by 36 percent and fatal single-vehicle
crashes of LTVs (light trucks and vans,
including pickup trucks, SUVs,
minivans, and full-size vans) by 63
percent.2 The agency further estimates
that ESC has the potential to prevent 70
percent of the fatal passenger car
rollovers and 88 percent of the fatal LTV
rollovers that would otherwise occur in
single-vehicle crashes.3
ESC utilizes automatic computercontrolled braking of the individual
wheels of the vehicle in order to assist
the driver in maintaining vehicle
control. An anti-lock brake system
(ABS) is a prerequisite for an ESC
system because ESC uses many of the
same components as ABS. Thus, the
cost of complying with FMVSS No. 126
is less for vehicle models already
equipped with ABS. The ESC
requirement becomes effective as to
Spyker September 1, 2011.
III. Spyker’s Petition
Spyker bases its request for exemption
on the argument that compliance with
FMVSS No. 126 ‘‘would cause
substantial economic hardship to a
manufacturer that has tried to comply
with the standard in good faith.’’ 49
U.S.C. 30113(b)(3)(B)(i). Spyker requests
that the exemption period begin on
September 1, 2011 and extend 24
months until September 1, 2013.
A. Eligibility
A manufacturer is eligible to apply for
a hardship exemption if its total motor
vehicle production in its most recent
year of production did not exceed
2 Dang, J., Statistical Analysis of the Effectiveness
of Electronic Stability Control (ESC) Systems—Final
Report, DOT HS 810 794, U.S. Department of
Transportation, Washington, DC (July 2007).
Available at Docket No. NHTSA–2007–28629, item
2.
3 Id.
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Federal Register / Vol. 76, No. 154 / Wednesday, August 10, 2011 / Notices
10,000 vehicles, as determined by the
NHTSA Administrator (49 U.S.C.
30113(d)). In determining whether a
manufacturer of a vehicle meets that
criterion, NHTSA considers whether a
second vehicle manufacturer also might
be deemed the manufacturer of that
vehicle. The statutory provisions
governing motor vehicle safety (49
U.S.C. Chapter 301) do not state that a
manufacturer has substantial
responsibility as manufacturer of a
vehicle simply because it owns or
controls a second manufacturer that
assembled that vehicle. However, the
agency considers the statutory
definition of ‘‘manufacturer’’ (49 U.S.C.
30102) to be sufficiently broad to
include sponsors, depending on the
circumstances. NHTSA has stated that a
manufacturer may be deemed to be a
sponsor and thus a manufacturer of a
vehicle assembled by a second
manufacturer if the first manufacturer
had a substantial role in the
development and manufacturing
process of that vehicle.
Spyker Automobielen B.V. is a small
volume manufacturer of luxury sports
cars. Since 2005, Spyker Automobielen
B.V. has manufactured less than 100
vehicles annually worldwide, and the
company projects that it will
manufacture 103 vehicles in 2011.
However, the petition states that Spyker
Automobielen B.V. is a wholly owned
subsidiary of Spyker Cars NV, a publicly
traded Netherlands corporation. Spyker
Cars NV also owns Saab Automobile
AG, a large Swedish car manufacturer.
Spyker asserts that Spyker
Automobielen B.V. is financially and
operationally independent from Saab
Automobile AG and that, based on past
NHTSA determinations regarding the
issue of sponsorship, Spyker
Automobielen B.V. remains eligible for
a temporary exemption based on
economic hardship.
Since filing its petition, Spyker has
informed the agency that Spyker Cars
NV plans to sell Spyker Automobielen
B.V. to CPP Global Holdings, a private
holding company in the United
Kingdom. Because of the relationship
between Spyker Automobielen B.V.,
Spyker Cars NV, and Saab Automobile
AG, and, in light of the plans to sell
Spyker Automobielen B.V. to CPP
Global Holdings, NHTSA will closely
examine whether Spyker is eligible for
a financial hardship exemption. NHTSA
specifically requests comments on the
issue of Spyker’s eligibility.
B. Substantial Economic Hardship
Spyker states that it is suffering
financial hardship because of lower
than anticipated sales volumes due to
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the recent world wide economic
recession. Specifically, Spyker suffered
a net operating loss of approximately
132,000,000 Euros ($171,600,000) 4 from
2004 to 2009. Spyker projected a further
loss in 2010 of 12,000,000 Euros
($15,600,000). Based on 2011–2013
financial projections, Spyker estimates
that, if its petition were denied, it would
bear a loss over three years of more than
41,000,000 Euros ($53,300,000) as
opposed to an 8,000,000 Euros
($10,400,000) loss should the petition be
granted, representing a difference of
33,000,000 Euros ($42,900,000). Spyker
also states that the loss of sales in the
U.S. that would result if the exemption
petition were denied could not be made
up in the rest of the world because the
U.S. is the largest and most important
market for the vehicle. Spyker argues
that such consequences demonstrate
‘‘substantial economic hardship’’ within
the meaning of 49 U.S.C.
30113(b)(3)(B)(i).
C. Good Faith Efforts To Comply
Spyker states that in 2008 it began
working with Bosch Engineering, GmbH
(Bosch) to develop an ESC system for
the Spyker C line and D line models.
Spyker states that in order to develop an
ESC system, it first had to develop a
new ABS system. In an effort to achieve
compliance with FMVSS No. 126,
Spyker has developed a vehicle to test
its new ABS system and created a new
ABS software package. Under its
original testing schedule, Spyker
planned to complete development of the
ABS/ESC system before the September
1, 2011 compliance date of FMVSS No.
126. However, due to the drop in sales
resulting from the global economic
recession, Spyker did not have funds
available to continue ESC development
as planned.
Spyker states that its inability to
commence testing in 2010 delayed its
development schedule for ESC because
it will have to wait an additional year
for winter conditions necessary to test
ESC.5 Spyker states that it has spent
781,000 Euros ($1,015,300) developing
an ESC system thus far. Spyker states
that it will likely not have sufficient
funds to continue work on its ESC
system until the end of 2011. Spyker
states that it will be able to have a test
vehicle completed by the end of 2012
and an ESC system fully developed by
2013.
4 All dollar values are based on an exchange rate
of 1 Euro = $1.30.
5 Spyker states that it does not have the available
financial resources to travel to other parts of the
world to conduct winter testing and thus must wait
for winter in Europe to complete ESC testing.
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49535
D. Public Interest
The petitioner put forth several
arguments in favor of a finding that the
requested exemption is consistent with
the public interest and would not have
a significant adverse impact on safety.
Specifically:
1. Spyker states that the exempted
vehicles will comply with all FMVSSs
other than the advanced airbag
requirements of FMVSS No. 208,
Occupant crash protection, and the
standard that is the subject of this
exemption request.6
2. The petitioner states that an
exemption will benefit U.S.
employment and U.S. companies
because Spyker vehicles are distributed
by a U.S. company, Spyker of North
America, and are sold and serviced in
the U.S. through a network of 18
dealers. Spyker argues that the denial of
this exemption will negatively impact
these companies.
3. Spyker argues that if the exemption
is not granted, U.S. consumer choice
would be harmed and that the agency
has long maintained that the Safety Act
seeks, if possible, to avoid limiting
consumer choice.
4. The petitioner argues that given
their exotic design and highperformance nature, the C line vehicles
are not expected to be used extensively,
nor are they expected to carry children
with any significant frequency.
IV. Issuance of Notice of Final Action
Upon receiving a petition, NHTSA
conducts an initial review of the
petition with respect to whether the
petition is complete and whether the
petitioner appears to be eligible to apply
for the requested petition. The agency
has tentatively concluded that the
petition is complete and that the
petitioner is eligible to apply for the
requested exemption. The agency has
not made any judgment on the merits of
the application and is placing a nonconfidential copy of the petition in the
docket.
We are providing a 15-day comment
period in an effort to provide a decision
with respect to the petition before the
September 1, 2011 compliance date for
FMVSS No. 126. After considering
public comments and other available
information, we will publish a notice of
final action on the application in the
Federal Register.
6 Spyker also submitted a request for an extension
of its previously granted exemption from
compliance with the advanced air bag requirements
of FMVSS No. 208 on October 13, 2010.
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49536
Federal Register / Vol. 76, No. 154 / Wednesday, August 10, 2011 / Notices
Issued on: August 5, 2011.
Christopher J. Bonanti,
Associate Administrator for Rulemaking.
[FR Doc. 2011–20283 Filed 8–9–11; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
[REG–146895–05; TD 9412]
Proposed Collection; Comment
Request for Regulation Project
AGENCY: Internal Revenue Service (IRS),
Treasury.
ACTION: Notice and request for
comments.
SUMMARY: The Department of the
Treasury, as part of its continuing effort
to reduce paperwork and respondent
burden, invites the general public and
other Federal agencies to take this
opportunity to comment on proposed
and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13(44 U.S.C.
3506(c)(2)(A)). Currently, the IRS is
soliciting comments concerning election
to expense certain refineries.
DATES: Written comments should be
received on or before October 11, 2011
to be assured of consideration.
ADDRESSES: Direct all written comments
to Yvette Lawrence, Internal Revenue
Service, Room 6129, 1111 Constitution
Avenue, NW., Washington, DC 20224.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the regulations should be
directed to Allan Hopkins at Internal
Revenue Service, Room 6129, 1111
Constitution Avenue, NW., Washington,
DC 20224, or at (202) 622–6665, or
through the Internet at
Allan.M.Hopkins@irs.gov.
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SUPPLEMENTARY INFORMATION:
Title: Election To Expense Certain
Refineries.
OMB Number: 1545–2103.
Regulation Project Number: REG–
146895–05 (TD 9412).
Abstract: This document contains
temporary regulations relating to the
election to expense qualified refinery
property under section 179C of the
Internal Revenue Code, and affects
taxpayers who own refineries located in
the United States. These temporary
regulations reflect changes to the law
made by the Energy Policy Act of 2005.
The text of these temporary regulations
also serves as the text of the proposed
Regulations.
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17:48 Aug 09, 2011
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Current Actions: There is no change to
this existing regulation.
Type of Review: Extension of a
currently approved collection.
Affected Public: Business or other forprofit organizations.
Estimated Number of Respondents:
12.
Estimated Time per Respondent: 10
Hours.
Estimated Total Annual Burden
Hours: 120.
The following paragraph applies to all
of the collections of information covered
by this notice:
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid OMB control number.
Books or records relating to a collection
of information must be retained as long
as their contents may become material
in the administration of any internal
revenue law. Generally, tax returns and
tax return information are confidential,
as required by 26 U.S.C. 6103.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. All
comments will become a matter of
public record. Comments are invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
Approved: August 3, 2011.
Yvette Lawrence,
IRS Reports Clearance Officer.
[FR Doc. 2011–20220 Filed 8–9–11; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
[REG–209826–96]
Proposed Collection; Comment
Request for Regulation Project
AGENCY: Internal Revenue Service (IRS),
Treasury.
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ACTION: Notice and request for
comments.
SUMMARY: The Department of the
Treasury, as part of its continuing effort
to reduce paperwork and respondent
burden, invites the general public and
other Federal agencies to take this
opportunity to comment on proposed
and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13 (44 U.S.C.
3506(c)(2)(A)). Currently, the IRS is
soliciting comments concerning
application of the grantor trust rules to
nonexempt employees’ trusts.
DATES: Written comments should be
received on or before October 11, 2011
to be assured of consideration.
ADDRESSES: Direct all written comments
to Yvette Lawrence, Internal Revenue
Service, Room 6129, 1111 Constitution
Avenue, NW., Washington, DC 20224.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the regulations should be
directed to Allan Hopkins at Internal
Revenue Service, Room 6129, 1111
Constitution Avenue, NW., Washington,
DC 20224, or at (202) 622–6665, or
through the Internet at
Allan.M.Hopkins@irs.gov.
SUPPLEMENTARY INFORMATION:
Title: Application of the Grantor Trust
Rules to Nonexempt Employees’ Trusts.
OMB Number: 1545–1498.
Regulation Project Number: REG–
209826–96.
Abstract: This regulation provides
rules for the application of the grantor
trust rules to certain nonexempt
employees’ trusts. Under Section 1.671–
1(h)(3)(iii) of the regulation, the
overfunded amount for certain foreign
employees’ trusts will be reduced to the
extent the taxpayer demonstrates to the
Commissioner, and indicates on a
statement attached to a timely filed
Form 5471, that the overfunded amount
is attributable to a reasonable funding
exception. The IRS needs this
information to determine accurately the
portion of the trust that is properly
treated as owned by the employer.
Current Actions: There is no change to
this existing regulation.
Type of Review: Extension of
currently approved collection.
Affected Public: Business or other forprofit organizations.
Estimated Number of Respondents:
1,000.
Estimated Time per Respondent: 1
hour.
Estimated Total Annual Burden
Hours: 1,000.
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Agencies
[Federal Register Volume 76, Number 154 (Wednesday, August 10, 2011)]
[Notices]
[Pages 49533-49536]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-20283]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
[Docket No. NHTSA-2011-0114]
Spyker Automobielen B.V.; Receipt of Application for Temporary
Exemption from FMVSS No. 126
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of receipt of petition for a temporary exemption from
Federal Motor Vehicle Safety Standard (FMVSS) No. 126, Electronic
Stability Control Systems.
-----------------------------------------------------------------------
SUMMARY: In accordance with the procedures in 49 CFR Part 555, Spyker
Automobielen B.V. (Spyker) has applied for a temporary exemption for
its C line of vehicles from the requirements of FMVSS No. 126, the
standard for electronic stability control systems. The basis of the
application is that compliance would cause substantial economic
hardship to a manufacturer that has tried in good faith to comply with
the standard.
NHTSA is publishing this notice of receipt of the application in
accordance with the requirements of 49 U.S.C. 30113(b)(2), and has made
no judgment on the merits of the application.
DATES: You should submit your comments not later than August 25, 2011.
FOR FURTHER INFORMATION CONTACT: Thomas Healy, Office of the Chief
Counsel, NCC-112, National Highway Traffic Safety Administration, 1200
New Jersey Avenue, SE., West Building 4th Floor, Room W41-212,
Washington, DC 20590. Telephone: (202) 366-2992; Fax: (202) 366-3820.
Comments: We invite you to submit comments on the application
described above. You may submit comments identified by the docket
number at the heading of this notice by any of the following methods:
Web Site: https://www.regulations.gov. Follow the
instructions for submitting comments on the electronic docket site by
clicking on ``Help and Information'' or ``Help/Info.''
Fax: 1-202-493-2251.
Mail: U.S. Department of Transportation, Docket
Operations, M-30, Room W12-140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590.
Hand Delivery: 1200 New Jersey Avenue, SE., West Building
Ground Floor, Room W12-140, Washington, DC, between 9 am and 5 pm,
Monday through Friday, except Federal holidays.
[[Page 49534]]
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Instructions: All submissions must include the agency name and
docket number. Note that all comments received will be posted without
change to https://www.regulations.gov, including any personal
information provided. Please see the Privacy Act discussion below. We
will consider all comments received before the close of business on the
comment closing date indicated above. To the extent possible, we will
also consider comments filed after the closing date.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov at any time or to
1200 New Jersey Avenue, SE., West Building Ground Floor, Room W12-140,
Washington, DC 20590, between 9 am and 5 pm, Monday through Friday,
except Federal holidays. Telephone: (202) 366-9826.
Privacy Act: Anyone is able to search the electronic form of all
comments received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://www.dot.gov/privacy.html.
Confidential Business Information: If you wish to submit any
information under a claim of confidentiality, you should submit three
copies of your complete submission, including the information you claim
to be confidential business information, to the Chief Counsel, NHTSA,
at the address given under FOR FURTHER INFORMATION CONTACT. In
addition, you should submit two copies, from which you have deleted the
claimed confidential business information, to Docket Management at the
address given above. When you send a comment containing information
claimed to be confidential business information, you should include a
cover letter setting forth the information specified in our
confidential business information regulation (49 CFR Part 512).
SUPPLEMENTARY INFORMATION:
I. Overview of Petition for Economic Hardship Exemption
In accordance with 49 U.S.C. 30113 and the procedures in 49 CFR
Part 555, Temporary Exemption from Motor Vehicle Safety and Bumper
Standards, Spyker has submitted a petition (dated November 19, 2010)
asking the agency for a temporary exemption from the requirements of
FMVSS No. 126, Electronic Stability Control Systems, for its C line of
vehicles. The basis for the application is that compliance would cause
substantial economic hardship to a manufacturer that has tried in good
faith to comply with the standard.
NHTSA established part 555 to implement the statutory provisions
concerning temporary exemptions. Vehicle manufacturers may apply for
temporary exemptions from Federal motor vehicle safety standards on
several bases, one of which is that compliance would cause substantial
economic hardship to a manufacturer that has tried in good faith to
comply with the standard.
A manufacturer is eligible to apply for a hardship exemption if its
total motor vehicle production in its most recent year of production
did not exceed 10,000 vehicles, as determined by the NHTSA
Administrator (49 U.S.C. 30113).
A petitioner must provide specified information in submitting a
petition for exemption. Foremost among these requirements are that the
petitioner must set forth the basis of the application under 49 CFR
555.6, and the reasons why the exemption would be in the public
interest and, as applicable, consistent with the objectives of the
National Traffic and Motor Vehicle Safety Act (Safety Act), 49 U.S.C.
Chapter 301. In a petition for economic hardship, the petitioner must
explain in detail ``how compliance or failure to obtain an exemption
would cause substantial economic hardship.'' 49 CFR 555.6(a)(1). The
petition must also describe the efforts of the petitioner to comply
with the standard at issue.
The agency closely examines and considers the information provided
by manufacturers in support of these factors, and, in addition,
pursuant to 49 U.S.C. 30113(b)(3)(A), determines whether an exemption
is in the public interest and consistent with the Safety Act. Spyker
requests a temporary exemption until September 1, 2013. Copies of
Spyker's petition \1\ are available for review and have been placed in
the docket for this notice.
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\1\ Spyker has requested confidential treatment under 49 CFR
Part 512 for certain business and financial information submitted as
part of its petition for temporary exemption. Accordingly, the
information placed in the docket does not contain the information
that is the subject of this request.
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II. Electronic Stability Control Systems Requirements
NHTSA published a final rule requiring that vehicles with a gross
vehicle weight rating of 4,536 kilograms (kg) (10,000 pounds) and less
be equipped with electronic stability control (ESC) in April of 2007.
The rule seeks to reduce the risk of rollover crashes by assisting the
driver in maintaining control of his or her vehicle in situations in
which the vehicle begins to lose directional stability at the rear
wheels (spin out) or directional control at the front wheels (plow
out).
Preventing single-vehicle loss-of control crashes is the most
effective way to reduce deaths resulting from rollover crashes. NHTSA's
crash data study shows that ESC systems reduce fatal single-vehicle
crashes of passenger cars by 36 percent and fatal single-vehicle
crashes of LTVs (light trucks and vans, including pickup trucks, SUVs,
minivans, and full-size vans) by 63 percent.\2\ The agency further
estimates that ESC has the potential to prevent 70 percent of the fatal
passenger car rollovers and 88 percent of the fatal LTV rollovers that
would otherwise occur in single-vehicle crashes.\3\
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\2\ Dang, J., Statistical Analysis of the Effectiveness of
Electronic Stability Control (ESC) Systems--Final Report, DOT HS 810
794, U.S. Department of Transportation, Washington, DC (July 2007).
Available at Docket No. NHTSA-2007-28629, item 2.
\3\ Id.
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ESC utilizes automatic computer-controlled braking of the
individual wheels of the vehicle in order to assist the driver in
maintaining vehicle control. An anti-lock brake system (ABS) is a
prerequisite for an ESC system because ESC uses many of the same
components as ABS. Thus, the cost of complying with FMVSS No. 126 is
less for vehicle models already equipped with ABS. The ESC requirement
becomes effective as to Spyker September 1, 2011.
III. Spyker's Petition
Spyker bases its request for exemption on the argument that
compliance with FMVSS No. 126 ``would cause substantial economic
hardship to a manufacturer that has tried to comply with the standard
in good faith.'' 49 U.S.C. 30113(b)(3)(B)(i). Spyker requests that the
exemption period begin on September 1, 2011 and extend 24 months until
September 1, 2013.
A. Eligibility
A manufacturer is eligible to apply for a hardship exemption if its
total motor vehicle production in its most recent year of production
did not exceed
[[Page 49535]]
10,000 vehicles, as determined by the NHTSA Administrator (49 U.S.C.
30113(d)). In determining whether a manufacturer of a vehicle meets
that criterion, NHTSA considers whether a second vehicle manufacturer
also might be deemed the manufacturer of that vehicle. The statutory
provisions governing motor vehicle safety (49 U.S.C. Chapter 301) do
not state that a manufacturer has substantial responsibility as
manufacturer of a vehicle simply because it owns or controls a second
manufacturer that assembled that vehicle. However, the agency considers
the statutory definition of ``manufacturer'' (49 U.S.C. 30102) to be
sufficiently broad to include sponsors, depending on the circumstances.
NHTSA has stated that a manufacturer may be deemed to be a sponsor and
thus a manufacturer of a vehicle assembled by a second manufacturer if
the first manufacturer had a substantial role in the development and
manufacturing process of that vehicle.
Spyker Automobielen B.V. is a small volume manufacturer of luxury
sports cars. Since 2005, Spyker Automobielen B.V. has manufactured less
than 100 vehicles annually worldwide, and the company projects that it
will manufacture 103 vehicles in 2011. However, the petition states
that Spyker Automobielen B.V. is a wholly owned subsidiary of Spyker
Cars NV, a publicly traded Netherlands corporation. Spyker Cars NV also
owns Saab Automobile AG, a large Swedish car manufacturer. Spyker
asserts that Spyker Automobielen B.V. is financially and operationally
independent from Saab Automobile AG and that, based on past NHTSA
determinations regarding the issue of sponsorship, Spyker Automobielen
B.V. remains eligible for a temporary exemption based on economic
hardship.
Since filing its petition, Spyker has informed the agency that
Spyker Cars NV plans to sell Spyker Automobielen B.V. to CPP Global
Holdings, a private holding company in the United Kingdom. Because of
the relationship between Spyker Automobielen B.V., Spyker Cars NV, and
Saab Automobile AG, and, in light of the plans to sell Spyker
Automobielen B.V. to CPP Global Holdings, NHTSA will closely examine
whether Spyker is eligible for a financial hardship exemption. NHTSA
specifically requests comments on the issue of Spyker's eligibility.
B. Substantial Economic Hardship
Spyker states that it is suffering financial hardship because of
lower than anticipated sales volumes due to the recent world wide
economic recession. Specifically, Spyker suffered a net operating loss
of approximately 132,000,000 Euros ($171,600,000) \4\ from 2004 to
2009. Spyker projected a further loss in 2010 of 12,000,000 Euros
($15,600,000). Based on 2011-2013 financial projections, Spyker
estimates that, if its petition were denied, it would bear a loss over
three years of more than 41,000,000 Euros ($53,300,000) as opposed to
an 8,000,000 Euros ($10,400,000) loss should the petition be granted,
representing a difference of 33,000,000 Euros ($42,900,000). Spyker
also states that the loss of sales in the U.S. that would result if the
exemption petition were denied could not be made up in the rest of the
world because the U.S. is the largest and most important market for the
vehicle. Spyker argues that such consequences demonstrate ``substantial
economic hardship'' within the meaning of 49 U.S.C. 30113(b)(3)(B)(i).
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\4\ All dollar values are based on an exchange rate of 1 Euro =
$1.30.
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C. Good Faith Efforts To Comply
Spyker states that in 2008 it began working with Bosch Engineering,
GmbH (Bosch) to develop an ESC system for the Spyker C line and D line
models. Spyker states that in order to develop an ESC system, it first
had to develop a new ABS system. In an effort to achieve compliance
with FMVSS No. 126, Spyker has developed a vehicle to test its new ABS
system and created a new ABS software package. Under its original
testing schedule, Spyker planned to complete development of the ABS/ESC
system before the September 1, 2011 compliance date of FMVSS No. 126.
However, due to the drop in sales resulting from the global economic
recession, Spyker did not have funds available to continue ESC
development as planned.
Spyker states that its inability to commence testing in 2010
delayed its development schedule for ESC because it will have to wait
an additional year for winter conditions necessary to test ESC.\5\
Spyker states that it has spent 781,000 Euros ($1,015,300) developing
an ESC system thus far. Spyker states that it will likely not have
sufficient funds to continue work on its ESC system until the end of
2011. Spyker states that it will be able to have a test vehicle
completed by the end of 2012 and an ESC system fully developed by 2013.
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\5\ Spyker states that it does not have the available financial
resources to travel to other parts of the world to conduct winter
testing and thus must wait for winter in Europe to complete ESC
testing.
---------------------------------------------------------------------------
D. Public Interest
The petitioner put forth several arguments in favor of a finding
that the requested exemption is consistent with the public interest and
would not have a significant adverse impact on safety. Specifically:
1. Spyker states that the exempted vehicles will comply with all
FMVSSs other than the advanced airbag requirements of FMVSS No. 208,
Occupant crash protection, and the standard that is the subject of this
exemption request.\6\
---------------------------------------------------------------------------
\6\ Spyker also submitted a request for an extension of its
previously granted exemption from compliance with the advanced air
bag requirements of FMVSS No. 208 on October 13, 2010.
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2. The petitioner states that an exemption will benefit U.S.
employment and U.S. companies because Spyker vehicles are distributed
by a U.S. company, Spyker of North America, and are sold and serviced
in the U.S. through a network of 18 dealers. Spyker argues that the
denial of this exemption will negatively impact these companies.
3. Spyker argues that if the exemption is not granted, U.S.
consumer choice would be harmed and that the agency has long maintained
that the Safety Act seeks, if possible, to avoid limiting consumer
choice.
4. The petitioner argues that given their exotic design and high-
performance nature, the C line vehicles are not expected to be used
extensively, nor are they expected to carry children with any
significant frequency.
IV. Issuance of Notice of Final Action
Upon receiving a petition, NHTSA conducts an initial review of the
petition with respect to whether the petition is complete and whether
the petitioner appears to be eligible to apply for the requested
petition. The agency has tentatively concluded that the petition is
complete and that the petitioner is eligible to apply for the requested
exemption. The agency has not made any judgment on the merits of the
application and is placing a non-confidential copy of the petition in
the docket.
We are providing a 15-day comment period in an effort to provide a
decision with respect to the petition before the September 1, 2011
compliance date for FMVSS No. 126. After considering public comments
and other available information, we will publish a notice of final
action on the application in the Federal Register.
[[Page 49536]]
Issued on: August 5, 2011.
Christopher J. Bonanti,
Associate Administrator for Rulemaking.
[FR Doc. 2011-20283 Filed 8-9-11; 8:45 am]
BILLING CODE 4910-59-P