Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit, 45309 [C1-2011-17957]

Download as PDF Federal Register / Vol. 76, No. 145 / Thursday, July 28, 2011 / Notices rmajette on DSK89S0YB1PROD with NOTICES number of executed contracts in the option issue equals the Specified Engagement Size. While the Risk Monitor Mechanism serves an important risk management purpose, the Exchange states that it operates consistent with the firm quote obligations of a broker-dealer pursuant to Rule 602 of Regulation NMS. Specifically, proposed paragraph (c) provides that any marketable orders or quotes that are executable against a Participant’s quotation that are received prior to the time the Risk Monitor Mechanism is engaged will be automatically executed at the price up to the Participant’s size, regardless of whether such an execution results in executions in excess of the Participant’s Specified Engagement Size. Accordingly, the Risk Monitor Mechanism cannot be used to circumvent a Participant’s firm quote obligation. Proposed Section 19(d) further provides that the system will automatically reset the counting program and commence a new specified time period when: (i) A previous counting period has expired and a transaction occurs in any series in such option; or (ii) the Participant refreshes his/her quotation, in a series for which an order has been executed (thus commencing the specified time period) prior to the expiration of the specified time period. III. Discussion and Commission’s Findings After careful review, the Commission finds that the proposed rule change is consistent with the requirements of Section 6 of the Act 6 and the rules and regulations thereunder applicable to a national securities exchange.7 In particular, the Commission finds that the proposed rule change is consistent with Section 6(b)(5) of the Act,8 which requires, among other things, that the Exchange’s rules be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. The Commission believes that the proposed rule change should provide NOM Participants 6 15 U.S.C. 78f. 7 In approving this proposed rule change, the Commission has considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). 8 15 U.S.C. 78f(b)(5). VerDate Mar<15>2010 15:51 Jul 27, 2011 Jkt 223001 assistance in effectively managing their quotations. IV. Conclusion It Is Therefore Ordered, pursuant to Section 19(b)(2) of the Act,9 that the proposed rule change (SR–NASDAQ– 2011–077) be, and hereby is, approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Elizabeth M. Murphy, Secretary. [FR Doc. 2011–19051 Filed 7–27–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–64864; File No. SR–DTC– 2011–06] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit July 12, 2011. 45309 Economic Injury (EIDL) Loan Application Deadline Date: 04/20/2012. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 07/20/2011, Private Non-Profit organizations that provide essential services of governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Claiborne, Grainger, Henderson, Knox, Loudon, Marion. The Interest Rates are: Correction Percent In notice document 2011–17957 appearing on pages 42149–42150 in the issue of Monday, July 18, 2011, make the following correction: On page 42150, in the second column, in the 16th line, ‘‘[insert date 21 days from publication in the Federal Register]’’ should read ‘‘August 8, 2011’’. For Physical Damage: Non-Profit Organizations with Credit Available Elsewhere ... Non-Profit Organizations without Credit Available Elsewhere ..................................... For Economic Injury: Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.250 3.000 3.000 [FR Doc. C1–2011–17957 Filed 7–27–11; 8:45 am] BILLING CODE 1505–01–D The number assigned to this disaster for physical damage is 12704B and for economic injury is 12705B. SMALL BUSINESS ADMINISTRATION (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) [Disaster Declaration #12704 and #12705] Tennessee Disaster #TN–00058 U.S. Small Business Administration. ACTION: Notice. Lisa Lopez-Suarez, Acting Associate Administrator for Disaster Assistance. [FR Doc. 2011–19161 Filed 7–27–11; 8:45 am] AGENCY: BILLING CODE 8025–01–P This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Tennessee (FEMA–4005– DR), dated 07/20/2011. Incident: Severe Storms, Straight-line Winds, Tornadoes, and Flooding. Incident Period: 06/18/2011 through 06/24/2011. Effective Date: 07/20/2011. Physical Loan Application Deadline Date: 09/19/2011. SUMMARY: 9 15 U.S.C. 78s(b)(2). CFR 200.30–3(a)(12). 10 17 PO 00000 Frm 00089 Fmt 4703 Sfmt 4703 SOCIAL SECURITY ADMINISTRATION [Docket No. SSA–2011–0057] Social Security Ruling 11–1p; Titles II and XVI: Procedures for Handling Requests To File Subsequent Applications for Disability Benefits Social Security Administration. Notice of Social Security Ruling AGENCY: ACTION: (SSR) We are giving notice of SSR 11–1p, in which we explain our new SUMMARY: E:\FR\FM\28JYN1.SGM 28JYN1

Agencies

[Federal Register Volume 76, Number 145 (Thursday, July 28, 2011)]
[Notices]
[Page 45309]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2011-17957]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-64864; File No. SR-DTC-2011-06]


Self-Regulatory Organizations; The Depository Trust Company; 
Notice of Filing of Proposed Rule Change To Amend Rules Relating to the 
Early Redemption of Certificates of Deposit

July 12, 2011.

Correction

    In notice document 2011-17957 appearing on pages 42149-42150 in the 
issue of Monday, July 18, 2011, make the following correction:
    On page 42150, in the second column, in the 16th line, ``[insert 
date 21 days from publication in the Federal Register]'' should read 
``August 8, 2011''.

[FR Doc. C1-2011-17957 Filed 7-27-11; 8:45 am]
BILLING CODE 1505-01-D