Sunshine Act Meeting., 44057 [2011-18681]

Download as PDF Federal Register / Vol. 76, No. 141 / Friday, July 22, 2011 / Notices to executive compensation matters as required by Section 14A of the Securities Exchange Act, which was added by the Dodd-Frank Wall Street Reform and Consumer Protection Act. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. By the Commission. Elizabeth M. Murphy, Secretary. Dated: July 19, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–18505 Filed 7–21–11; 8:45 am] [FR Doc. 2011–18681 Filed 7–20–11; 4:15 pm] BILLING CODE 8011–01–P BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting. mstockstill on DSK4VPTVN1PROD with NOTICES made the necessary showing to justify granting a temporary exemption. Accordingly, It is hereby ordered, pursuant to section 9(c) of the Act, that the Applicants and the other Covered Persons are granted a temporary exemption from the provisions of section 9(a), effective forthwith, solely with respect to the Injunction, subject to the condition in the application, until the date the Commission takes final action on their application for a permanent order. Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on July 26, 2010 at 11 a.m., in the Auditorium, Room L–002. The subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to adopt Rule 13h–1 and Form 13H under Section 13(h) of the Securities Exchange Act, to establish a large trader reporting system to identify market participants that conduct a substantial amount of trading activity and collect information on their trading. Item 2: The Commission will consider whether to adopt amendments to rules and forms under the Securities Act of 1933 and Schedule 14A under the Securities Exchange Act of 1934, to replace references to credit ratings with alternative criteria. These amendments are in light of Section 939A of the DoddFrank Wall Street Reform and Consumer Protection Act. Item 3: The Commission will consider whether to re-propose rules related to shelf-eligibility for asset-backed securities and request additional comment on an outstanding proposal to require asset-level information about pool assets. Item 4: The Commission will consider whether to adopt rule and form amendments under the Securities Exchange Act of 1934 and the Investment Company Act of 1940 to require an institutional investment manager that is subject to Section 13(f) of the Securities Exchange Act to report annually how it voted proxies relating Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on July 26, 2011 at 10 a.m., in the Auditorium, Room L–002, to hear oral argument in an appeal by International Power Group, Ltd. (IPWG) from action by the Depository Trust Company (DTC). DTC operates an automated, centralized system for book-entry movement of securities positions in the accounts of its Participants, brokerdealers and other firms, with respect to trades of Eligible Securities. DTC provides two levels of services to its Participants for Eligible Securies: (1) A full range of depository services including book-entry delivery and settlement, and (2) custodial service. IPWG is a Delaware corporation, the common stock of which was accepted by the DTC as an Eligible Security for all purposes. On September 30, 2009, DTC issued an ‘‘Important Notice’’ that stated, ‘‘As a result of [certain civil litigation], DTC has suspended all services, except Custody Services, for [the common stock of IPWG].’’ IPWG challenges DTC’s issuance of the Important Notice. Issues likely to be considered at oral argument include whether the Commission has jurisdiction to hear IPWG’s challenge pursuant to Securities Exchange Act Section 19(f), and the extent to which DTC is required to provide fair procedures to issuers such as IPWG pursuant to Securities Exchange Act 17A(b)(3)(H). VerDate Mar<15>2010 17:59 Jul 21, 2011 Jkt 223001 PO 00000 Frm 00077 Fmt 4703 Sfmt 4703 44057 At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information, please contact the Office of the Secretary at (202) 551–5400. Dated: July 19, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–18680 Filed 7–20–11; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–64909; File No. SR–NSX– 2011–07] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.15 Consistent With the Implementation of the Adoption of Rule 15c3–5 Under the Act July 18, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on July 14, 2011, National Stock Exchange, Inc. filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change National Stock Exchange, Inc. (‘‘NSX®’’ or ‘‘Exchange’’) is proposing to amend NSX Rule 11.15 to make certain changes consistent with the implementation of the adoption of Rule 15c3–5 under the Act (the ‘‘Market Access Rule’’). The text of the proposed rule change is available on the Exchange’s Web site at http://www.nsx.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the 1 15 2 17 E:\FR\FM\22JYN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 22JYN1

Agencies

[Federal Register Volume 76, Number 141 (Friday, July 22, 2011)]
[Notices]
[Page 44057]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-18681]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting.

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on July 26, 2010 at 
11 a.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
    Item 1: The Commission will consider whether to adopt Rule 13h-1 
and Form 13H under Section 13(h) of the Securities Exchange Act, to 
establish a large trader reporting system to identify market 
participants that conduct a substantial amount of trading activity and 
collect information on their trading.
    Item 2: The Commission will consider whether to adopt amendments to 
rules and forms under the Securities Act of 1933 and Schedule 14A under 
the Securities Exchange Act of 1934, to replace references to credit 
ratings with alternative criteria. These amendments are in light of 
Section 939A of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act.
    Item 3: The Commission will consider whether to re-propose rules 
related to shelf-eligibility for asset-backed securities and request 
additional comment on an outstanding proposal to require asset-level 
information about pool assets.
    Item 4: The Commission will consider whether to adopt rule and form 
amendments under the Securities Exchange Act of 1934 and the Investment 
Company Act of 1940 to require an institutional investment manager that 
is subject to Section 13(f) of the Securities Exchange Act to report 
annually how it voted proxies relating to executive compensation 
matters as required by Section 14A of the Securities Exchange Act, 
which was added by the Dodd-Frank Wall Street Reform and Consumer 
Protection Act.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: July 19, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-18681 Filed 7-20-11; 4:15 pm]
BILLING CODE 8011-01-P