Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers, 40758 [2011-17305]
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40758
Federal Register / Vol. 76, No. 132 / Monday, July 11, 2011 / Notices
100 F Street, NE., Washington, DC
20549–1090.
SECURITIES AND EXCHANGE
COMMISSION
All submissions should refer to File
Number SR–MSRB–2011–07. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all
subsequent amendments, all written
statements with respect to the proposed
rule change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m.. Copies of such filing
also will be available for inspection and
copying at the MSRB’s offices. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
All submissions should refer to File
Number SR–MSRB–2011–07 and should
be submitted on or before August 1,
2011.
[Release No. 34–64809; File No. SR–NYSE–
2011–20]
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–17245 Filed 7–8–11; 8:45 am]
erowe on DSK5CLS3C1PROD with NOTICES
BILLING CODE 8011–01–P
10 17
CFR 200.30–3(a)(12).
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Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of a Longer Period for
Commission Action on Proposed Rule
Change To Add New Section 907.00 to
the Listed Company Manual That Sets
Forth Certain Complimentary Products
and Services That Are Offered to
Currently and Newly Listed Issuers
July 5, 2011.
On May 5, 2011, the New York Stock
Exchange LLC (‘‘NYSE’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 a proposed rule
change to amend the NYSE’s Listed
Company Manual to set forth certain
complimentary products and services,
and their commercial value, that are
offered by the Exchange to currently and
newly listed issuers. The proposed rule
change was published for comment in
the Federal Register on May 23, 2011.3
The Commission received sixteen
comment letters on the proposal.4
The Commission also received a
comment letter from NYSE in response
to the commenters.5
Section 19(b)(2) of the Act 6 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 64506
(May 17, 2011), 76 FR 29806 (May 23, 2011).
4 See Letters to the Commission, from Ronald
Russo, GLX, Inc., dated May 18, 2011; Bryan
Degnan, Taylor Rafferty Associates, dated May 19,
2011; Jennifer Kaminsky, dated May 19, 2011;
Anonymous, dated May 19, 2011; Todd Allen,
dated May 19, 2011; Brian Rivel, President, Rivel
Research Group, dated May 20, 2011; Jerry Falkner,
May 22, 2011; Enzo Villani, President, MZ North
America, dated June 6, 2011; John Fairir, dated June
7, 2011; Michael Pepe, CEO, PrecisionIR Group,
dated June 7, 2011; Michael O’Connell, Director IR
Solutions, SNL Financial, dated June 10, 2011;
Dominic Jones, President, IR Web Reporting
International, Inc., dated June 15, 2011; Darrell
Heaps, CEO, Q4 Web System, dated June 16, 2011;
Dominic Jones, President, IR Web Reporting
International, Inc., dated June 29, 2011; and e-mails
to Robert Cook, Director, Division of Trading and
Markets and David Shillman, Associate Director,
Division of Trading and Markets, from Patrick
Healy, CEO, Issuer Advisory Group, LLC, dated
June 26, 2011 and June 28, 2011.
5 See Letter to Elizabeth M. Murphy, Secretary,
Commission, from Janet L. McGinness, Senior Vice
President—Legal and Corporate Secretary, NYSE,
dated June 27, 2011.
6 15 U.S.C. 78s(b)(2).
PO 00000
1 15
Frm 00082
Fmt 4703
Sfmt 4703
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is July 7, 2011.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the Exchange’s proposal, as
described above, and to consider the
comment letters that have been
submitted in connection with the
proposed rule change.
Accordingly, pursuant to Section
19(b)(2) of the Act,7 the Commission
designates August 21, 2011 as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File Number SR–NYSE–2011–20).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–17305 Filed 7–8–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–64805; File No. SR–ISE–
2011–30]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Order Approving a Proposed
Rule Change Relating to Complex
Orders
July 5, 2011.
I. Introduction
On May 23, 2011, the International
Securities Exchange, LLC (the
‘‘Exchange’’ or ‘‘ISE’’), filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
allow complex orders in options classes
traded on the ISE’s Optimise trading
platform to be entered into the Price
7 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
8 17
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11JYN1
]]>Agencies
[Federal Register Volume 76, Number 132 (Monday, July 11, 2011)]
[Notices]
[Page 40758]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17305]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-64809; File No. SR-NYSE-2011-20]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period for Commission Action on
Proposed Rule Change To Add New Section 907.00 to the Listed Company
Manual That Sets Forth Certain Complimentary Products and Services That
Are Offered to Currently and Newly Listed Issuers
July 5, 2011.
On May 5, 2011, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend the NYSE's Listed Company Manual to set
forth certain complimentary products and services, and their commercial
value, that are offered by the Exchange to currently and newly listed
issuers. The proposed rule change was published for comment in the
Federal Register on May 23, 2011.\3\ The Commission received sixteen
comment letters on the proposal.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 64506 (May 17,
2011), 76 FR 29806 (May 23, 2011).
\4\ See Letters to the Commission, from Ronald Russo, GLX, Inc.,
dated May 18, 2011; Bryan Degnan, Taylor Rafferty Associates, dated
May 19, 2011; Jennifer Kaminsky, dated May 19, 2011; Anonymous,
dated May 19, 2011; Todd Allen, dated May 19, 2011; Brian Rivel,
President, Rivel Research Group, dated May 20, 2011; Jerry Falkner,
May 22, 2011; Enzo Villani, President, MZ North America, dated June
6, 2011; John Fairir, dated June 7, 2011; Michael Pepe, CEO,
PrecisionIR Group, dated June 7, 2011; Michael O'Connell, Director
IR Solutions, SNL Financial, dated June 10, 2011; Dominic Jones,
President, IR Web Reporting International, Inc., dated June 15,
2011; Darrell Heaps, CEO, Q4 Web System, dated June 16, 2011;
Dominic Jones, President, IR Web Reporting International, Inc.,
dated June 29, 2011; and e-mails to Robert Cook, Director, Division
of Trading and Markets and David Shillman, Associate Director,
Division of Trading and Markets, from Patrick Healy, CEO, Issuer
Advisory Group, LLC, dated June 26, 2011 and June 28, 2011.
---------------------------------------------------------------------------
The Commission also received a comment letter from NYSE in response
to the commenters.\5\
---------------------------------------------------------------------------
\5\ See Letter to Elizabeth M. Murphy, Secretary, Commission,
from Janet L. McGinness, Senior Vice President--Legal and Corporate
Secretary, NYSE, dated June 27, 2011.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \6\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is July 7, 2011.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider the
Exchange's proposal, as described above, and to consider the comment
letters that have been submitted in connection with the proposed rule
change.
Accordingly, pursuant to Section 19(b)(2) of the Act,\7\ the
Commission designates August 21, 2011 as the date by which the
Commission should either approve or disapprove, or institute
proceedings to determine whether to disapprove, the proposed rule
change (File Number SR-NYSE-2011-20).
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-17305 Filed 7-8-11; 8:45 am]
BILLING CODE 8011-01-P
