Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers, 40758 [2011-17305]

Download as PDF 40758 Federal Register / Vol. 76, No. 132 / Monday, July 11, 2011 / Notices 100 F Street, NE., Washington, DC 20549–1090. SECURITIES AND EXCHANGE COMMISSION All submissions should refer to File Number SR–MSRB–2011–07. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Web site (http://www.sec.gov/rules/ sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m.. Copies of such filing also will be available for inspection and copying at the MSRB’s offices. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–MSRB–2011–07 and should be submitted on or before August 1, 2011. [Release No. 34–64809; File No. SR–NYSE– 2011–20] For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–17245 Filed 7–8–11; 8:45 am] erowe on DSK5CLS3C1PROD with NOTICES BILLING CODE 8011–01–P 10 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 15:30 Jul 08, 2011 Jkt 223001 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add New Section 907.00 to the Listed Company Manual That Sets Forth Certain Complimentary Products and Services That Are Offered to Currently and Newly Listed Issuers July 5, 2011. On May 5, 2011, the New York Stock Exchange LLC (‘‘NYSE’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 a proposed rule change to amend the NYSE’s Listed Company Manual to set forth certain complimentary products and services, and their commercial value, that are offered by the Exchange to currently and newly listed issuers. The proposed rule change was published for comment in the Federal Register on May 23, 2011.3 The Commission received sixteen comment letters on the proposal.4 The Commission also received a comment letter from NYSE in response to the commenters.5 Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 64506 (May 17, 2011), 76 FR 29806 (May 23, 2011). 4 See Letters to the Commission, from Ronald Russo, GLX, Inc., dated May 18, 2011; Bryan Degnan, Taylor Rafferty Associates, dated May 19, 2011; Jennifer Kaminsky, dated May 19, 2011; Anonymous, dated May 19, 2011; Todd Allen, dated May 19, 2011; Brian Rivel, President, Rivel Research Group, dated May 20, 2011; Jerry Falkner, May 22, 2011; Enzo Villani, President, MZ North America, dated June 6, 2011; John Fairir, dated June 7, 2011; Michael Pepe, CEO, PrecisionIR Group, dated June 7, 2011; Michael O’Connell, Director IR Solutions, SNL Financial, dated June 10, 2011; Dominic Jones, President, IR Web Reporting International, Inc., dated June 15, 2011; Darrell Heaps, CEO, Q4 Web System, dated June 16, 2011; Dominic Jones, President, IR Web Reporting International, Inc., dated June 29, 2011; and e-mails to Robert Cook, Director, Division of Trading and Markets and David Shillman, Associate Director, Division of Trading and Markets, from Patrick Healy, CEO, Issuer Advisory Group, LLC, dated June 26, 2011 and June 28, 2011. 5 See Letter to Elizabeth M. Murphy, Secretary, Commission, from Janet L. McGinness, Senior Vice President—Legal and Corporate Secretary, NYSE, dated June 27, 2011. 6 15 U.S.C. 78s(b)(2). PO 00000 1 15 Frm 00082 Fmt 4703 Sfmt 4703 to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for this filing is July 7, 2011. The Commission is extending the 45day time period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the Exchange’s proposal, as described above, and to consider the comment letters that have been submitted in connection with the proposed rule change. Accordingly, pursuant to Section 19(b)(2) of the Act,7 the Commission designates August 21, 2011 as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File Number SR–NYSE–2011–20). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–17305 Filed 7–8–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–64805; File No. SR–ISE– 2011–30] Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Complex Orders July 5, 2011. I. Introduction On May 23, 2011, the International Securities Exchange, LLC (the ‘‘Exchange’’ or ‘‘ISE’’), filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to allow complex orders in options classes traded on the ISE’s Optimise trading platform to be entered into the Price 7 15 U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 8 17 E:\FR\FM\11JYN1.SGM 11JYN1

Agencies

[Federal Register Volume 76, Number 132 (Monday, July 11, 2011)]
[Notices]
[Page 40758]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-17305]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-64809; File No. SR-NYSE-2011-20]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Designation of a Longer Period for Commission Action on 
Proposed Rule Change To Add New Section 907.00 to the Listed Company 
Manual That Sets Forth Certain Complimentary Products and Services That 
Are Offered to Currently and Newly Listed Issuers

 July 5, 2011.
    On May 5, 2011, the New York Stock Exchange LLC (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to amend the NYSE's Listed Company Manual to set 
forth certain complimentary products and services, and their commercial 
value, that are offered by the Exchange to currently and newly listed 
issuers. The proposed rule change was published for comment in the 
Federal Register on May 23, 2011.\3\ The Commission received sixteen 
comment letters on the proposal.\4\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 64506 (May 17, 
2011), 76 FR 29806 (May 23, 2011).
    \4\ See Letters to the Commission, from Ronald Russo, GLX, Inc., 
dated May 18, 2011; Bryan Degnan, Taylor Rafferty Associates, dated 
May 19, 2011; Jennifer Kaminsky, dated May 19, 2011; Anonymous, 
dated May 19, 2011; Todd Allen, dated May 19, 2011; Brian Rivel, 
President, Rivel Research Group, dated May 20, 2011; Jerry Falkner, 
May 22, 2011; Enzo Villani, President, MZ North America, dated June 
6, 2011; John Fairir, dated June 7, 2011; Michael Pepe, CEO, 
PrecisionIR Group, dated June 7, 2011; Michael O'Connell, Director 
IR Solutions, SNL Financial, dated June 10, 2011; Dominic Jones, 
President, IR Web Reporting International, Inc., dated June 15, 
2011; Darrell Heaps, CEO, Q4 Web System, dated June 16, 2011; 
Dominic Jones, President, IR Web Reporting International, Inc., 
dated June 29, 2011; and e-mails to Robert Cook, Director, Division 
of Trading and Markets and David Shillman, Associate Director, 
Division of Trading and Markets, from Patrick Healy, CEO, Issuer 
Advisory Group, LLC, dated June 26, 2011 and June 28, 2011.
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    The Commission also received a comment letter from NYSE in response 
to the commenters.\5\
---------------------------------------------------------------------------

    \5\ See Letter to Elizabeth M. Murphy, Secretary, Commission, 
from Janet L. McGinness, Senior Vice President--Legal and Corporate 
Secretary, NYSE, dated June 27, 2011.
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \6\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day for this filing is July 7, 2011.
---------------------------------------------------------------------------

    \6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission is extending the 45-day time period for Commission 
action on the proposed rule change. The Commission finds that it is 
appropriate to designate a longer period within which to take action on 
the proposed rule change so that it has sufficient time to consider the 
Exchange's proposal, as described above, and to consider the comment 
letters that have been submitted in connection with the proposed rule 
change.
    Accordingly, pursuant to Section 19(b)(2) of the Act,\7\ the 
Commission designates August 21, 2011 as the date by which the 
Commission should either approve or disapprove, or institute 
proceedings to determine whether to disapprove, the proposed rule 
change (File Number SR-NYSE-2011-20).
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    \7\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\8\
---------------------------------------------------------------------------

    \8\ 17 CFR 200.30-3(a)(31).
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Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-17305 Filed 7-8-11; 8:45 am]
BILLING CODE 8011-01-P