Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 38431-38432 [2011-16419]
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Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 / Notices
prescribed in the Rule. Rule 15c2–5
does not assure confidentiality for the
information retained under the rule.1
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the Paperwork Reduction Act
that does not display a valid OMB
control number.
Background documentation for this
information collection may be viewed at
the following link, https://
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an e-mail to:
Shagufta_Ahmed@omb.eop.gov ; and
(ii) Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
Dated: June 26, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–16426 Filed 6–29–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
srobinson on DSK4SPTVN1PROD with NOTICES
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549.
Extension:
Rule 17Ad–3(b); SEC File No. 270–
424; OMB Control No. 3235–0473.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
1 The records required by Rule 15c2–5 would be
available only for examination purposes of the
Commission staff, state securities authorities, and
the self-regulatory organizations. Subject to the
provisions of the Freedom of Information Act, 5
U.S.C. 552, and the Commission’s rules thereunder
(17 CFR 200.80(b)(4)(iii)), the Commission does not
generally publish or make available information
contained in any reports, summaries, analyses,
letters, or memoranda arising out of, in anticipation
of, or in connection with an examination or
inspection of the books and records of any person
or any other investigation.
VerDate Mar<15>2010
16:24 Jun 29, 2011
Jkt 223001
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for approval of extension of the
following previously approved
collection of information as discussed
below for Rule 17Ad–3(b) (17 CFR
240.17Ad–3(b)).
Rule 17Ad–3(b) requires registered
transfer agents that for each of two
consecutive months have failed to
turnaround at least 75% of all routine
items in accordance with the
requirements of Rule 17Ad–2(a) or to
process at least 75% of all routine items
in accordance with the requirements of
Rule 17Ad–2(a) to send to the chief
executive officer of each issuer for
which such registered transfer agent acts
a copy of the written notice required
under Rule 17Ad–2(c), (d), and (h). The
issuer may use the information
contained in the notices in several ways:
(1) To provide an early warning to the
issuer of the transfer agent’s noncompliance with the Commission’s
minimum performance standards
regarding registered transfer agents, and
(2) to assure that issuers are aware of
certain problems and poor performances
with respect to the transfer agents that
are servicing the issuer’s securities. If
the issuer does not receive notice of a
registered transfer agent’s failure to
comply with the Commission’s
minimum performance standards then
the issuer will be unable to take
remedial action to correct the problem
or to find another registered transfer
agent. Pursuant to Rule 17Ad–3(b), a
transfer agent that has already filed a
Notice of Non-Compliance with the
Commission pursuant to Rule 17Ad–2
will only be required to send a copy of
that notice to issuers when that transfer
agent fails to turnaround 75% of all
routine items or to process 75% of all
items.
The Commission estimates that only
two transfer agents will meet the
requirements of Rule 17Ad–3(b). If a
transfer agent fails to meet the minimum
requirements under 17Ad–3(b), such
transfer agent is simply sending a copy
of a form that had already been
produced for the Commission. The
Commission estimates a requirement
will take each respondent
approximately one hour to complete, for
a total annual estimate burden of two
hours at cost of approximately $60.00
for each hour, which reflect internal
labor costs. There are no external costs
associated with sending the notice to
issuers.
Please note that an agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number. No
PO 00000
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38431
person shall be subject to any penalty
for failing to comply with a collection
of information subject to the PRA that
does not display a valid Office of
Management and Budget (OMB) control
number.
Background documentation for this
information collection may be viewed at
the following link, https://
www.reginfo.gov. General comments
regarding the estimated burden hours
should be directed to: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or by sending an
e-mail to:
Shagufta_Ahmed@omb.eop.gov; and
(ii) Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, Virginia 22312; or by
sending an e-mail to:
PRA_Mailbox@sec.gov . Comments must
be submitted to OMB within 30 days of
this notice.
Dated: June 26, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–16427 Filed 6–29–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29708]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
June 24, 2011.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of June 2011.
A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202)551–8090.
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on July 19, 2011, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
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38432
Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 / Notices
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–8010.
Bryce Capital Funds
[File No. 811–21575]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 17,
2010, applicant transferred its assets to
the Dblaine Fund, a series of Dblaine
Investment Trust, based on net asset
value. Expenses of $15,971 incurred in
connection with the reorganization were
paid by Dblaine Capital, LLC, the
investment adviser to the surviving
fund.
Filing Dates: The application was
filed on December 17, 2010, and
amended on February 18, 2011 and June
20, 2011.
Applicant’s Address: 95 Allens Creek
Rd., Bldg. 1, Suite 201, Rochester, NY
14618.
Master Senior Floating Rate LLC
[File No. 811–10171]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On April 28,
2011, applicant made a final liquidating
distribution to its sole shareholder,
based on net asset value. No expenses
were incurred in connection with the
liquidation.
Filing Date: The application was filed
on May 20, 2011.
Applicant’s Address: 100 Bellevue
Parkway, Wilmington, DE 19809.
srobinson on DSK4SPTVN1PROD with NOTICES
[File No. 811–1884]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 1, 2011,
applicant transferred its assets to Capital
U.S. Equity Fund, a series of Capital
Private Client Services Funds, based on
net asset value. Expenses of $44,920
incurred in connection with the
reorganization were paid by Capital
Research and Management Company,
applicant’s investment adviser.
Filing Date: The application was filed
on May 25, 2011.
16:24 Jun 29, 2011
Natixis Cash Management Trust
[File No. 811–2819]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 11,
2011, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $14,340
incurred in connection with the
liquidation were paid by applicant and
applicant’s investment adviser, Natixis
Asset Management Advisors, L.P.
(‘‘Natixis’’). Outstanding expenses of
$351,059 will be paid by retained cash
and a receivable from Natixis.
Filing Date: The application was filed
on June 9, 2011.
Applicant’s Address: 399 Boylston
St., Boston, MA 02116.
Prudential Small-Cap Core Equity
Fund, Inc.
[File No. 811–8167]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 15,
2011, applicant transferred its assets to
Prudential Small Cap Value Fund, Inc.,
a series of Prudential Investments
Portfolio 5, based on net asset value.
Expenses of $276,000 incurred in
connection with the reorganization were
paid by Prudential Investments Portfolio
5, on behalf of the acquiring fund.
Filing Date: The application was filed
on June 13, 2011.
Applicant’s Address: Gateway Center
Three, 100 Mulberry St., Newark, NJ
07102–4077.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–16419 Filed 6–29–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Endowments
VerDate Mar<15>2010
Applicant’s Address: One Market,
Steuart Tower, Suite 2000, San
Francisco, CA 94105–1409.
Jkt 223001
[Investment Company Act Release No.
29707; 812–13831]
TIAA–CREF Funds, et al.; Notice of
Application
June 24, 2011.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under section 17(d) of the
Investment Company Act of 1940
(‘‘Act’’) and rule 17d–1 under the Act.
AGENCY:
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Applicants request an order to
permit certain registered open-end
investment companies in the same
group of investment companies to enter
into a special servicing agreement
(‘‘Special Servicing Agreement’’).
Applicants: TIAA–CREF Funds, on
behalf of its series, Lifecycle 2010 Fund,
Lifecycle 2015 Fund, Lifecycle 2020
Fund, Lifecycle 2025 Fund, Lifecycle
2030 Fund, Lifecycle 2035 Fund,
Lifecycle 2040 Fund, Lifecycle 2045
Fund, Lifecycle 2050 Fund, Lifecycle
2055 Fund, Lifecycle Retirement Income
Fund, Lifecycle Index 2010 Fund,
Lifecycle Index 2015 Fund, Lifecycle
Index 2020 Fund, Lifecycle Index 2025
Fund, Lifecycle Index 2030 Fund,
Lifecycle Index 2035 Fund, Lifecycle
Index 2040 Fund, Lifecycle Index 2045
Fund, Lifecycle Index 2050 Fund,
Lifecycle Index 2055 Fund, Lifecycle
Index Retirement Income Fund,
Managed Allocation Fund, Bond Fund,
Bond Index Fund, Bond Plus Fund,
Emerging Markets Equity Fund,
Emerging Markets Equity Index Fund,
Enhanced International Equity Index
Fund, Enhanced Large-Cap Growth
Index Fund, Enhanced Large-Cap Value
Index Fund, Equity Index Fund, Growth
& Income Fund, High-Yield Fund,
Inflation-Linked Bond Fund,
International Equity Fund, International
Equity Index Fund, Large-Cap Growth
Fund, Large-Cap Value Fund, Mid-Cap
Growth Fund, Mid-Cap Value Fund,
Money Market Fund, Real Estate
Securities Fund, Short-Term Bond
Fund, Small-Cap Equity Fund; Teachers
Advisors, Inc. (‘‘Advisors’’) Teachers
Personal Investors Services, Inc.
(‘‘TPIS’’) and each existing or future
registered open-end management
investment company or series thereof
that is part of the same ‘‘group of
investment companies’’ as TIAA–CREF
Funds (the ‘‘Trust’’) under Section
12(d)(1)(G)(ii) of the Act and (i) Is
advised by Advisors or any entity
controlling, controlled by, or under
common control with Advisors or (ii)
for which TPIS and any entity
controlling, controlled by or under
common control with TPIS serves as
principal underwriter (such investment
companies or series thereof, together
with the Trust and its series, the
‘‘Funds’’).1
Filing Dates: The application was
filed on October 5, 2010, and amended
on March 7, 2011. Applicants have
agreed to file an amendment during the
SUMMARY:
1 All entities that currently intend to rely on the
order have been named as applicants. Any other
entity that relies on the order in the future will
comply with the terms and conditions of the
application.
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]]>Agencies
[Federal Register Volume 76, Number 126 (Thursday, June 30, 2011)]
[Notices]
[Pages 38431-38432]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-16419]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29708]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
June 24, 2011.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
June 2011. A copy of each application may be obtained via the
Commission's website by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202)551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on July 19, 2011, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service.
[[Page 38432]]
Hearing requests should state the nature of the writer's interest, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-8010.
Bryce Capital Funds
[File No. 811-21575]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 17, 2010, applicant transferred
its assets to the Dblaine Fund, a series of Dblaine Investment Trust,
based on net asset value. Expenses of $15,971 incurred in connection
with the reorganization were paid by Dblaine Capital, LLC, the
investment adviser to the surviving fund.
Filing Dates: The application was filed on December 17, 2010, and
amended on February 18, 2011 and June 20, 2011.
Applicant's Address: 95 Allens Creek Rd., Bldg. 1, Suite 201,
Rochester, NY 14618.
Master Senior Floating Rate LLC
[File No. 811-10171]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On April 28,
2011, applicant made a final liquidating distribution to its sole
shareholder, based on net asset value. No expenses were incurred in
connection with the liquidation.
Filing Date: The application was filed on May 20, 2011.
Applicant's Address: 100 Bellevue Parkway, Wilmington, DE 19809.
Endowments
[File No. 811-1884]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 1, 2011, applicant transferred its
assets to Capital U.S. Equity Fund, a series of Capital Private Client
Services Funds, based on net asset value. Expenses of $44,920 incurred
in connection with the reorganization were paid by Capital Research and
Management Company, applicant's investment adviser.
Filing Date: The application was filed on May 25, 2011.
Applicant's Address: One Market, Steuart Tower, Suite 2000, San
Francisco, CA 94105-1409.
Natixis Cash Management Trust
[File No. 811-2819]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 11, 2011, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $14,340 incurred in connection with the liquidation were
paid by applicant and applicant's investment adviser, Natixis Asset
Management Advisors, L.P. (``Natixis''). Outstanding expenses of
$351,059 will be paid by retained cash and a receivable from Natixis.
Filing Date: The application was filed on June 9, 2011.
Applicant's Address: 399 Boylston St., Boston, MA 02116.
Prudential Small-Cap Core Equity Fund, Inc.
[File No. 811-8167]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 15, 2011, applicant transferred its
assets to Prudential Small Cap Value Fund, Inc., a series of Prudential
Investments Portfolio 5, based on net asset value. Expenses of $276,000
incurred in connection with the reorganization were paid by Prudential
Investments Portfolio 5, on behalf of the acquiring fund.
Filing Date: The application was filed on June 13, 2011.
Applicant's Address: Gateway Center Three, 100 Mulberry St.,
Newark, NJ 07102-4077.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-16419 Filed 6-29-11; 8:45 am]
BILLING CODE 8011-01-P
