Weather Shield Manufacturing, Inc. Corporate Office, Medford, WI; Notice of Amended Negative Determination, 35026-35030 [2011-14818]
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35026
Federal Register / Vol. 76, No. 115 / Wednesday, June 15, 2011 / Notices
Signed in Washington, DC this 6th day of
June, 2011.
Del Min Amy Chen,
Certifying Officer, Office of Trade Adjustment
Assistance.
[FR Doc. 2011–14819 Filed 6–14–11; 8:45 am]
BILLING CODE 4510–FN–P
DEPARTMENT OF LABOR
Employment and Training
Administration
[TA–W–70,124; TA–W–70,124A]
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Hutchinson Technology, Inc., Including
On-Site Workers Leased From Doherty,
Including Workers Whose
Unemployment Insurance (UI) Wages
Are Paid Through Aramark Business
Facilities, LLC, Hutchinson, MN;
Hutchinson Technology, Inc., Including
On-Site Workers Leased From Doherty,
Including Workers Whose
Unemployment Insurance (UI) Wages
Are Paid Through Aramark Business
Facilities, LLC, Plymouth, MN;
Amended Certification Regarding
Eligibility To Apply for Worker
Adjustment Assistance
In accordance with Section 223 of the
Trade Act of 1974, as amended (‘‘Act’’),
19 U.S.C. 2273, the Department of Labor
issued a Certification of Eligibility to
Apply for Worker Adjustment
Assistance on September 18, 2009,
applicable to workers of Hutchinson
Technology, Inc., including on-site
leased workers from Doherty,
Hutchinson, Minnesota and Hutchinson
Technology, Inc., including on-site
leased workers of Doherty, Plymouth,
Minnesota. The notice was published in
the Federal Register on November 5,
2009 (74 FR 57337).
At the request of the petitioners, the
Department reviewed the certification
for workers of the subject firm. Workers
at the Hutchinson, Minnesota location
of the subject firm (TA–W–70,124)
produce suspension assemblies for
computer disk drives. Workers at the
Plymouth, Minnesota location of the
subject firm produce stampings of
components incorporated into finished
suspension assemblies produced by
workers at the Hutchinson, Minnesota
facility.
Information shows that on-site
workers from Aramark Business
Facilities, LLC became employees of
Hutchinson Technology, Inc., in
February 2011. Some workers separated
from employment at the Hutchinson
and Plymouth, Minnesota locations of
the subject firm had their wages
reported under a separate
unemployment insurance (UI) tax
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account under the name Aramark
Business Facilities, LLC.
Accordingly, the Department is
amending this certification to properly
reflect this matter.
The intent of the Department’s
certification is to include all workers of
Hutchinson Technologies who were
adversely affected by increased imports
of suspension assemblies for computer
disk drives and the components used in
the finished suspension assemblies.
The amended notice applicable to
TA–W–70,124 and TA–W–70,124A are
hereby issued as follows:
All workers of Hutchinson Technology,
Incorporated, including on-site leased
workers from Doherty, including workers
whose unemployment insurance (UI) wages
are paid through Aramark Business Facilities,
LLC, Hutchinson, Minnesota (TA–W–
70,124), and Hutchinson Technology,
Incorporated, including on-site leased
workers from Doherty, including workers
whose unemployment insurance (UI) wages
are paid through Aramark Business Facilities,
Plymouth, Minnesota (TA–W–70,124A), who
became totally or partially separated from
employment on or after May 18, 2008
through September 18, 2011, and all workers
in the group threatened with total or partial
separation from employment on date of
certification through two years from the date
of certification, are eligible to apply for
adjustment assistance under Chapter 2 of
Title II of the Trade Act of 1974, as amended.
Signed at Washington, DC this 6th day of
June 2011.
Del Min Amy Chen,
Certifying Officer, Office of Trade Adjustment
Assistance.
[FR Doc. 2011–14816 Filed 6–14–11; 8:45 am]
BILLING CODE 4510–FN–P
DEPARTMENT OF LABOR
Employment and Training
Administration
TA–W–72,673
Weather Shield Manufacturing, Inc.
Corporate Office, Medford, WI; Notice
of Amended Negative Determination
On May 3, 2011, the United States
Court of International Trade (USCIT)
granted the Department of Labor’s
request for voluntary remand to
complete the administrative record and
to file a determination that provides a
detailed explanation of its reliance upon
the five types of documents
inadvertently omitted from the
previously filed administrative record in
Former Employees of Weather Shield
Manufacturing, Inc. v. United States
Secretary of Labor (Court No. 10–
00299).
On July 16, 2009, the Department of
Labor (Department) issued a Negative
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Determination regarding eligibility to
apply for Trade Adjustment Assistance
(TAA) applicable to workers and former
workers of Weather Shield
Manufacturing, Inc., Corporate Office,
Medford, Wisconsin (subject facility)
covered by TA–W–72,673. Amended
Administrative Record (AAR) 64.
Workers at the subject facility (subject
worker group) supply administrative
support services related to the
production of doors and windows at
various domestic locations of Weather
Shield Manufacturing, Inc. AAR 67. The
Department’s Notice of determination
was published in the Federal Register
on August 2, 2009 (75 FR 45163). AAR
77.
The authority for these issuances is
the Trade Act of 1974, as amended by
the Trade and Globalization Adjustment
Assistance Act of 2009 (Division B, Title
I, Subtitle I of the American Recovery
and Reinvestment Act of 2009, Pub. L.
111–5), hereafter referred to as TGAAA.
As explained in the determination,
workers of a firm who filed a petition
for TAA under TGAAA may be eligible
for worker adjustment assistance, under
the statutory criteria in effect at the time
this petition was filed, if they satisfy the
criteria of subsection (a), (c) or (f) of
Section 222 of the Act, 19 U.S.C.
2272(a), (c), (f) (2009).
For the Department to issue a
certification for workers under Section
222(a) of the Act, 19 U.S.C.
2272(a) (2009), the following three
criteria must be met:
I. The first criterion (set forth in Section
222(a)(1) of the Act, 19 U.S.C. 2282(a)(1))
requires that a significant number or
proportion of the workers in the workers’
firm must have become totally or
partially separated or be threatened with
total or partial separation.
II. The second criterion (set forth in Section
222(a)(2) of the Act, 19 U.S.C. 2272(a)(2))
may be met in one of two ways:
(A) Increased Imports Path:
(i) Sales or production, or both, at the
workers’ firm must have decreased
absolutely, AND
(ii) (I) Imports of articles or services like or
directly competitive with articles or
services produced or supplied by the
workers’ firm have increased, OR
(II)(aa) Imports of articles like or directly
competitive with articles into which the
component part produced by the
workers’ firm was directly incorporated
have increased; OR
(II)(bb) Imports of articles like or directly
competitive with articles which are
produced directly using the services
supplied by the workers’ firm have
increased; OR
(III) Imports of articles directly
incorporating component parts not
produced in the U.S. that are like or
directly competitive with the article into
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which the component part produced by
the workers’ firm was directly
incorporated have increased.
(B) Shift in Production or Supply Path:
(i)(I) There has been a shift by the workers’
firm to a foreign country in the
production of articles or supply of
services like or directly competitive with
those produced/supplied by the workers’
firm; OR
(i)(II) There has been an acquisition from
a foreign country by the workers’ firm of
articles/services that are like or directly
competitive with those produced/
supplied by the workers’ firm.
III. The third criterion requires that the
increase in imports or shift/acquisition
must have contributed importantly to the
workers’ separation or threat of
separation. See Sections 222(a)(2)(A)(iii)
and 222(a)(2)(B)(ii) of the Act, 19 U.S.C.
2272(a)(2)(A)(iii), 2272(a)(2)(B)(ii).
29 CFR 90.2 states that ‘‘Increased
imports means that imports have
increased either absolutely or relative to
domestic production compared to a
representative base period. The
representative base period shall be one
year consisting of the four quarters
immediately preceding the date which
is the twelve months prior to the date
of the petition.’’
Section 222(d) of the Act, 19 U.S.C.
2272(d) (2009), defines the terms
‘‘Supplier’’ and ‘‘Downstream
Producer.’’ For the Department to issue
a secondary worker certification under
Section 222(c) of the Act, 19 U.S.C.
2272(c) (2009), to workers of a Supplier
or a Downstream Producer, the
following criteria must be met:
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(1) A significant number or proportion of
the workers in the workers’ firm or an
appropriate subdivision of the firm have
become totally or partially separated, or are
threatened to become totally or partially
separated;
(2) The workers’ firm is a Supplier or
Downstream Producer to a firm that
employed a group of workers who received
a certification of eligibility under Section
222(a) of the Act, 19 U.S.C. 2272(a), and such
supply or production is related to the article
or service that was the basis for such
certification; and
(3) Either
(A) The workers’ firm is a supplier and the
component parts it supplied to the firm
described in paragraph (2) accounted for at
least 20 percent of the production or sales of
the workers’ firm; or
(B) A loss of business by the workers’ firm
with the firm described in paragraph (2)
contributed importantly to the workers’
separation or threat of separation.
Workers of a firm may also be
considered eligible to apply for TAA
under TGAAA if they are publicly
identified by name by the International
Trade Commission (ITC) as a member of
a domestic industry in an investigation
resulting in a category of determination
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that is listed in Section 222(f) of the Act,
19 U.S.C. 2272(f)(2009).
The group eligibility requirements for
workers of a firm under Section 222(f)
of the Act, 19 U.S.C. 2272(f)(2009), can
be satisfied if the following criteria are
met:
(1) The workers’ firm is publicly identified
by name by the International Trade
Commission as a member of a domestic
industry in an investigation resulting in—
(A) An affirmative determination of serious
injury or threat thereof under section
202(b)(1);
(B) An affirmative determination of market
disruption or threat thereof under section
421(b)(1); or
(C) An affirmative final determination of
material injury or threat thereof under
section 705(b)(1)(A) or 735(b)(1)(A) of the
Tariff Act of 1930 (19 U.S.C. 1671d(b)(1)(A)
and 1673d(b)(1)(A));
(2) The petition is filed during the 1-year
period beginning on the date on which—
(A) A summary of the report submitted to
the President by the International Trade
Commission under section 202(f)(1) with
respect to the affirmative determination
described in paragraph (1)(A) is published in
the Federal Register under section 202(f)(3);
or
(B) Notice of an affirmative determination
described in subparagraph (1) is published in
the Federal Register; and
(3) The workers have become totally or
partially separated from the workers’ firm
within—
(A) The 1-year period described in
paragraph (2); or
(B) Notwithstanding section 223(b)(1), the
1-year period preceding the 1-year period
described in paragraph (2).
Summary of Investigation of TA–W–
72,673
This petition, covering workers and
former workers of Weather Shield
Manufacturing, Inc., Corporate Office,
Medford, Wisconsin, TA–W–72,673
(hereafter referred to as ‘‘WEATHER
SHIELD II’’), is dated October 23, 2009.
AAR 3. Therefore, the period of
investigation included the twelve month
period prior to October 2009 (hereafter
referred to as ‘‘the relevant period’’),
which is October 2008 through
September 2009, and the representative
base period for the investigation, which
is October 2007 through September
2008.
The initial negative determination in
Weather Shield II was based on the
findings that Weather Shield
Manufacturing, Inc. (subject firm) did
not, during the period under
investigation, shift to/acquire from a
foreign country the supply of services
like or directly competitive with the
administrative support services
supplied by the subject worker group;
that the subject worker group’s
separation, or threat of separation, was
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not related to any increase in imports of
like or directly competitive services;
that the subject worker group did not
supply a service that was directly used
in the production of an article, or the
supply of service, by a firm that
employed a worker group that is eligible
to apply for TAA based on the
aforementioned article or service; and
that the subject firm was not identified
by name in affirmative finding of injury
by the ITC. AAR 67–68.
During the investigation of WEATHER
SHIELD II, the Department surveyed the
subject firm’s major declining customers
regarding their purchases of doors and/
or windows in the relevant period. AAR
29–48. The survey revealed that
customer imports of articles like or
directly competitive with those
produced by the subject firm declined
in the relevant period, both in absolute
terms and relative to the purchases
made from the subject firm. AAR 29–48,
53–56.
By application dated August 23, 2009,
a petitioner requested administrative
reconsideration on the Department’s
determination, stating that ‘‘Case
number TA–W–72,673 is the same
company and division as petition TA–
64,725—Weather Shield Employees
[‘‘WEATHER SHIELD I’’].’’ AAR 78, 86,
93, 101, 108.
Because the petitioner did not supply
facts not previously considered or
provide additional documentation
indicating that there was either: (1) A
mistake in the determination of facts not
previously considered, or (2) a
misinterpretation of facts or of the law
justifying reconsideration of the initial
determination, the Department issued a
Notice of Negative Determination
Regarding Application for
Reconsideration for the subject worker
group on September 10, 2009. AAR 115.
The negative determination on
reconsideration stated, in part, that
‘‘The petition date of TA–W–64,725 is
December 17, 2008. The petition date of
TA–W–72,673 is October 23, 2009.
Because the investigation periods in the
two cases are different, the findings in
TA–W–64,725 cannot be used as the
basis for a certification of TA–W–
72,673.’’ AAR 117. The Department’s
Notice of Negative Determination
Regarding Application for
Reconsideration in WEATHER SHIELD
II was published in the Federal Register
on September 21, 2009 (75 FR 57519).
AAR 120.
In response to the Plaintiff’s
complaint filed with the USCIT, dated
October 8, 2009, regarding WEATHER
SHIELD II, the Department filed an
administrative record that consisted of
the materials upon which the
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Department relied in making its
determination with regards to the
subject worker group’s eligibility to
apply for TAA. However, this record did
not include documents that were
considered in WEATHER SHIELD I, and
which were also considered during the
investigation of WEATHER SHIELD II as
the basis for this determination.
In Plaintiffs’ Motion to Supplement
the Administrative Record, dated March
30, 2011, Plaintiffs indicated that the
record did not include documentation
in support of the negative determination
(‘‘the administrative record does not
include any supporting questionnaire
responses or source documents for
Weather Shield’s 2008 sales, nor does it
provide any explanation for the 2009
data. The administrative record also
does not include any customer list or
any list of the customers to whom Labor
issued questionnaires.’’) The materials
to which Plaintiffs refer were part of the
investigation of WEATHER SHIELD I
(the case also referenced in the request
for reconsideration).
The Department’s Motion for
Voluntary Remand stated that the
Department sought to complete the
administrative record by adding
material received during the
investigation of WEATHER SHIELD I
that was considered during the
investigation of WEATHER SHIELD II
and, therefore, should have been
included in the administrative record:
the customer surveys received during
the remand investigation of WEATHER
SHIELD I; the complete customer list
obtained during the remand
investigation of WEATHER SHIELD I;
the Non-Production Questionnaire and
Confidential Data Request forms
received during the initial investigation
of WEATHER SHIELD I; documents
providing the sales figures obtained
during the remand investigation of
WEATHER SHIELD; and the
investigative report from the initial
investigation of WEATHER SHIELD.
The Department also explained in the
motion that a remand was necessary for
the Department to prepare a thorough
explanation of how it relied on the
afore-mentioned documents from the
investigation of WEATHER SHIELD I
and a more detailed factual and/or legal
analysis in support of the remand
determination in WEATHER SHIELD II.
Consistent with the USCIT’s Order,
the Department is filing an amended
administrative record, which includes
the following documents:
1. Forms completed during Weather
Shield I: three Confidential Data
Request (CDR) forms (OMB No. 1205–
0342) (AAR 127, 132, 137), and one
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Non-Production Questionnaire (OMB
No. 1205–0447) (AAR 122);
2. E-mail correspondence (dated May
4, 2009) between the Department and a
Weather Shield company official (AAR
143);
3. Investigative Report (IR) for
Weather Shield I (AAR 145);
4. Customer list obtained during
Weather Shield I* (AAR 209; and
5. Customer Surveys conducted
during Weather Shield I (AAR 149, 152,
155, 158, 161, 164, 167, 170, 173, 176,
179, 182, 185, 188, 191, 194, 197, 199,
202).
*The list is very large, consisting of
numerous customers who constitute less
than one percent of subject firm sales,
and has been submitted as part of the
administrative record via compact disk.
Understanding the remand
investigation of WEATHER SHIELD I
places the investigation of WEATHER
SHIELD II into perspective.
Furthermore, a comparison of the
conditions that existed during the
relevant time periods of each case and
the appropriate regulations sheds light
on the misconception that the
certification issued by the Department
in WEATHER SHIELD I could be a basis
for the Department to issue a
certification in WEATHER SHIELD II.
While the subject worker group
covered by WEATHER SHIELD I is the
same as the subject worker group
covered by WEATHER SHIELD II, the
investigations of the subject worker
group cover different time periods in
WEATHER SHIELD I and WEATHER
SHIELD II:
WEATHER SHIELD I—
• Petition date is December 18, 2008.
• The relevant period is calendar year
2008.
• The representative base period is
calendar year 2007.
WEATHER SHIELD II—
• Petition date is October 23, 2009.
• The relevant period is October 2008
through September 2009.
• The representative base period is
October 2007 through September 2008.
Significantly, the relevant period of
WEATHER SHIELD I overlaps the
representative base period in WEATHER
SHIELD II by only a few months.
Summary of Remand Investigation of
TA–W–64,725 (WEATHER SHIELD I)
On December 17, 2008, the
WEATHER SHIELD I petition for TAA
and Alternative Trade Adjustment
Assistance (ATAA) was filed on behalf
of workers and former workers of
Weather Shield Manufacturing, Inc.,
Corporate Office, Medford, Wisconsin.
AAR 79.
The Department determined in the
initial and reconsideration
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investigations in WEATHER SHIELD I
that imports of articles like or directly
competitive with those produced by the
subject firm did not contribute
importantly to worker separations at the
subject facility and that the subject firm
did not shift production to a foreign
country. AAR 79–81. A sample survey
of the subject firm’s major declining
domestic customers revealed negligible
imports of products like or directly
competitive with those produced by
workers at the subject firm. AAR 80–81.
During the remand investigation of
WEATHER SHIELD I, the Department
obtained an extensive customer list from
the subject firm and conducted a larger
sample customer survey to determine
whether or not there were increased
customer imports during the relevant
period (calendar year 2008) of articles
like or directly competitive with doors
and/or windows, when compared to the
representative base period (calendar
year 2007). AAR 82–83. The expanded
survey constituted 16% of the subject
firm’s declining customers. The
expanded customer survey revealed
increased imports during calendar year
2008 when compared to 2007 import
levels. AAR 83.
On August 9, 2009, the Department
issued a certification in WEATHER
SHIELD I applicable to workers of
Weather Shield Manufacturing, Inc.,
Corporate Office, Medford, Wisconsin,
who became totally or partially
separated from employment on or after
December 17, 2007, through August 9,
2012. AAR 79.
Following the Department’s practice,
the WEATHER SHIELD I certification
covered workers separated in the year
preceding the date of the petition and
continued for two years after the date of
certification. AAR 84. Under the
Department’s practice, which is
consistent with the remedial purposes
of the TAA Program, certifications
usually cover workers separated during
at least a three-year period (beginning
with the impact date, as defined in 29
CFR 90.2, and ending at the expiration
of the two-year period following the
determination) so that the broadest
group of workers at a firm are eligible
to apply for trade readjustment
assistance under Section 233(a)(2) of the
Trade Act, as amended.
In WEATHER SHIELD I, however, the
certification covers a much longer
period (more than four and a half years)
because the certification was not issued
on remand until August 9, 2009. Had
the Department issued the certification
on April 29, 2009, the certification
period would have covered December
17, 2007 through April 29, 2011 (a
period of three years and four months).
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Investigation of TA–W–72,673
(WEATHER SHIELD II)
The petitioners in WEATHER SHIELD
II stated no reason for the workers’
separations other than ‘‘the economy’’
(AAR 3, 7) and stated in an attachment
that the subject firm operated several
domestic facilities. AAR 4, 8. According
to the subject firm, the separations were
due to the collapse of the domestic
housing market and the corresponding
decreased demand for windows and
doors used in residential units. AAR 59.
A pre-institution screening for
duplicative petitions revealed that there
was a related case: TA–W–64,725. AAR
9.
The record of the findings of an
investigation is summarized in an
Investigative Report (IR) that is unique
to each case. While the WEATHER
SHIELD I IR (AAR 145–148) did not
play a meaningful role in the
determination of WEATHER SHIELD II,
the Department reviewed it in
consideration of WEATHER SHIELD II
because it is a related document.
Specifically, the WEATHER SHIELD I IR
discussed the operations of the subject
facility in the context of the operations
of the subject firm. AAR 145. It
explained the services that the subject
worker group supplied during the
investigation period for WEATHER
SHIELD I which were the same as for
WEATHER SHIELD II (the investigation
period of WEATHER SHIELD I and
WEATHER SHIELD II overlapped by a
few months). AAR 145. The WEATHER
SHIELD I IR summarized the
relationships between the subject
facility and the three Weather Shield
production facilities that were
supported by the subject facility during
the investigation period. AAR 146–147.
The WEATHER SHIELD I IR also
clarified the different articles produced
at the three production facilities. AAR
146–147. The WEATHER SHIELD I IR
also described the difference between
the two Medford, Wisconsin facilities
and the services supplied by the subject
worker group at the subject facility.
AAR 146–147.
The remand investigation of
WEATHER SHIELD I and the initial
investigation of WEATHER SHIELD II
were conducted concurrently because
the Complaint in WEATHER SHIELD I
was filed with the USCIT on January 19,
2010 (two and half months after the
petitioners filed WEATHER SHIELD II
on October 26, 2009). Therefore, the
Department reviewed material obtained
during the investigations of WEATHER
SHIELD I as well as material obtained
during the investigation of WEATHER
SHIELD II in determining whether the
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subject worker group in WEATHER
SHIELD II met the eligibility criteria set
forth in TGAAA.
The Department reviewed material
obtained during the investigations of
WEATHER SHIELD I during the
investigation of WEATHER SHIELD II.
Specifically, the Department reviewed
the Non-Production Questionnaire
(AAR 22, 122) and three Confidential
Data Request (CDR) forms submitted
during the initial investigation of
WEATHER SHIELD I (AAR 127–142), an
e-mail exchange (dated May 4, 2009)
between the Department and a Weather
Shield official (AAR 143–144); the
investigative report for the initial
investigation (AAR 145–148); the
customer list obtained during the
remand investigation of WEATHER
SHIELD I (AAR 209); and the results of
the expanded customer survey
conducted during the remand
investigation of WEATHER SHIELD I.
AAR 149–208.
During the investigation of the
WEATHER SHIELD II petition, the
subject firm confirmed that a significant
number or proportion of the workers at
the subject facility had been totally or
partially separated from employment, or
threatened with such separation. AAR
59. As such, the Department determined
that Section 222(a)(1) has been satisfied
and continued its investigation to
determine whether either Section
222(a)(2)(A) or Section 222(a)(2)(B) have
been met.
The Department determined, based on
information provided by the subject
firm during WEATHER SHIELD II, that
there was not shift to a foreign country
or acquisition from a foreign country by
the subject firm in the supply of services
like or directly competitive with those
supplied by the subject worker group.
AAR 51, 59. Therefore, the Department
determined that Section 222(a)(2)(B) has
not been satisfied and continued its
investigation to determine whether
Section 222(a)(2)(A) was met.
Section 222(a)(2)(A) has two criteria:
(i) That sales or production, or both, at
the workers’ firm must have decreased
absolutely and (ii) that there have been
increased imports.
The Department determined that sales
and production at the subject firm
declined during the relevant period of
the WEATHER SHIELD II investigation
based in its review of material from the
WEATHER SHIELD I investigation, as
follows.
The Department reviewed the NonProduction Questionnaire (NPQ)
supplied in the initial investigation of
WEATHER SHIELD I. AAR 22, 122. The
NPQ confirmed information supplied
during the investigation of WEATHER
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35029
SHIELD II that workers at the subject
facility supplied services related to
administration, human resources,
accounting, sales, and marketing to
three Weather Shield production
facilities and that workers at the subject
facility did not produce an article. AAR
22, 122.
Having ascertained that the subject
worker group did not produce an article,
but supplied services in support of
production at other subject firm
facilities and there was no shift to a
foreign country by the subject firm in
the supply of like or directly
competitive services, the Department
investigated whether there had been
decreased sales and/or production
declines and, if so, whether there were
increased imports (per 29 CFR 90.2) of
windows and/or doors (or like or
directly competitive articles) by
reviewing the CDRs submitted by the
subject firm during the WEATHER
SHIELD I investigation. AAR 127–142.
The relevant period for the WEATHER
SHIELD II investigation is October 2008
through September 2009, and the
representative base period is October
2007 through September 2008.
According to the NPQ submitted
during WEATHER SHIELD I (AAR 22,
122), the subject facility supported three
production facilities of the subject firm.
AAR 24, 123. Therefore, the Department
reviewed the three CDRs for those
facilities (400 Legacy Lane, Park Falls,
Wisconsin; 642 Whelan Avenue,
Medford, Wisconsin; and 320 E. Worden
Avenue, Ladysmith, Wisconsin) which
were also submitted during WEATHER
SHIELD I (AAR 127–142) to determine
whether or not there were sales and/or
production declines.
The afore-mentioned CDRs revealed
that the Park Falls, Wisconsin facility
produced doors (AAR 137), while both
the Ladysmith, Wisconsin facility (AAR
127) and the Medford, Wisconsin
facility (AAR 132) produced windows.
The CDRs also revealed that all three
facilities shut down in January 2009.
AAR 127, 132, 137. As such, the
Department determined that subject
firm production had declined
absolutely.
Information obtained from the subject
firm during Weather Shield II consisted
of only sales data for calendar 2009
(AAR 51, 52) (as noted above,
production at the three subject firm
facilities supported by the subject
worker group had ceased in January
2009). AAR 127, 132, 137. In order to
determine whether subject firm sales
had declined, the Department reviewed
existing material in WEATHER SHIELD
I for sales figures for the representative
base period for WEATHER SHIELD II: A
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May 4, 2009 e-mail obtained during the
investigation of WEATHER SHIELD I
that contained subject firm sales figures
for calendar year 2008. AAR 143. By
comparing the sales data from
WEATHER SHIELD I with the sales data
from WEATHER SHIELD II, the
Department was able to ascertain that
subject firm sales declined during 2009
from 2008 levels.
Based on information obtained from
the afore-mentioned WEATHER SHIELD
I material (IR [AAR 145], NPQ [AAR 22,
122], CDRs [AAR 127–142], and the May
4, 2009 e-mail [AAR 143]), the
Department determined that Section
222(a)(2)(A)(i) had been met and
continued its investigation to determine
whether Section 222(a)(2)(A)(ii) was
met.
The Department determined that, for
the relevant period of WEATHER
SHIELD II, unlike the earlier relevant
period for the WEATHER SHIELD I
investigation, the requirements of
Section 222(a)(2)(A)(ii) were not met,
based on its review of material from the
WEATHER SHIELD I investigation, as
follows.
The Department considered the
complete customer list obtained during
WEATHER SHIELD I (AAR 209) and the
results of the customer surveys
conducted during the remand
investigation of WEATHER SHIELD I.
AAR 149–208.
The Department used the customer
list provided during the WEATHER
SHIELD I remand investigation (AAR
209) to conduct the customer survey in
WEATHER SHIELD II. AAR 29–48. The
Department surveyed only those
customers with sales data for the year
2009, the relevant time period for the
WEATHER SHIELD II investigation.
AAR 29–48, 62–63. The WEATHER
SHIELD II customers surveyed consisted
of 16% of subject firm sales in 2008 and
13% of subject firm sales in 2009. AAR
53–56, 62–63.
The WEATHER SHIELD II
investigation customer survey responses
were combined with the responses of
the same customers received during the
WEATHER SHIELD I remand
investigation for year 2008 to conduct a
comparative analysis. AAR 53–56, 61–
63. As noted above, the Department had
conducted an expansive sample
customer survey in WEATHER SHIELD
I approximately three months before
administering the customer survey for
WEATHER SHIELD II. The analysis of
overall subject firm sales, purchases
made by the surveyed customers, and
direct and indirect imports, did not
reveal increased imports, per 29 CFR
90.2, by the surveyed customers. AAR
53–56, 61–63.
VerDate Mar<15>2010
16:42 Jun 14, 2011
Jkt 223001
Further, as noted in the initial
WEATHER SHIELD II determination,
U.S. aggregate imports of metal/wood
doors and windows (and like or directly
competitive articles) declined from 2008
to 2009. AAR 57–58. As noted above,
most of the customers on the customer
list that was submitted in WEATHER
SHIELD I (AAR 209) constituted a very
small portion of the subject firm’s sales;
therefore, the results of an analysis of
aggregate data of like or directly
competitive articles is relevant because
it is representative of the import activity
of the subject firm’s customer base
during the relevant period of WEATHER
SHIELD II.
The Department’s determination is
not inconsistent with the four
affirmative TAA decisions attached to
Plaintiffs’ Motion to Supplement the
Administrative Record before the USCIT
in Court No. 10–00299. Workers of
Springs Window Fashions, LLC (TA–
W–73,575) and Simpson Door Company
(TA–W–65,585) were certified as
eligible to apply for TAA based in part
on the investigative findings that
Criterion 2 was met because their
respective companies shifted
production of window coverings and
components, and solid wood stile and
rail doors to Mexico and Canada,
respectively, during the relevant periods
of those investigations. Workers of JeldWen Premium Doors (TA–W–71,644)
and Woodgrain Millworks, Inc. (TA–W–
65,461), were certified as eligible to
apply for TAA based in part on the
investigative findings that Criterion 2
was met because of increased imports or
increased reliance on imported articles
like or directly competitive with the
articles produced by those companies.
Those certifications involved different
relevant periods.
Because increased imports is defined
by 29 CFR 90.2, and the date of the
petition determines the relevant period
and the representative base period, facts
that were the basis for certifications
involving earlier-filed petitions cannot
be the basis for a certification in
WEATHER SHIELD II, just as the
certification in WEATHER SHIELD I
cannot be the basis for a certification in
WEATHER SHIELD II.
Additionally, with respect to Section
222(c) of the Act, 19 U.S.C. 2272(c), the
investigation revealed that the workers
could not be certified as adversely
affected secondary workers because the
subject firm did not produce an article
or supply a service that was used by a
firm with TAA-certified workers in the
production of an article or supply of a
service that was the basis for TAA
certification.
PO 00000
Frm 00078
Fmt 4703
Sfmt 4703
Finally, the group eligibility
requirements under Section 222(f) of the
Act, 19 U.S.C. 2272(f), have not been
met because the subject firm has not
been identified by name in an
affirmative finding of injury by the
International Trade Commission.
Based on the afore-mentioned
findings, the Department determined
that the subject worker group was not
eligible to apply for TAA.
Conclusion
After careful review of material
consisting of the complete
administrative record, I determine that
workers of Weather Shield
Manufacturing, Inc., Corporate Office,
Medford, Wisconsin, who supply
corporate office support services for
metal/wood windows and doors, are
denied eligibility to apply for
adjustment assistance under Section 223
of the Act, 19 U.S.C. 2273.
Signed in Washington, DC on this 3rd day
of June, 2011.
Del Min Amy Chen,
Certifying Officer, Office of Trade Adjustment
Assistance.
[FR Doc. 2011–14818 Filed 6–14–11; 8:45 am]
BILLING CODE 4510–FN–P
DEPARTMENT OF LABOR
Employment and Training
Administration
[TA–W–71,572; TA–W–71,572A; TA–W–
71,572B; TA–W–71,572C]
Amended Revised Determination on
Reconsideration
TA–W–71,572
SEVERSTAL WHEELING, INC., A
SUBSIDIARY OF SEVERSTAL NORTH
AMERICA, INC., CURRENTLY KNOWN
AS RG STEEL WHEELING, LLC,
MARTINS FERRY, OHIO
TA–W–71,572A
SEVERSTAL WHEELING, INC., A
SUBSIDIARY OF SEVERSTAL NORTH
AMERICA, INC., CURRENTLY KNOWN
AS RG STEEL WHEELING, LLC,
YORKVILLE, OHIO
TA–W–71,572B
SEVERSTAL WHEELING, INC., A
SUBSIDIARY OF SEVERSTAL NORTH
AMERICA, INC., CURRENTLY KNOWN
AS RG STEEL WHEELING, LLC, MINGO
JUNCTION, OHIO
TA–W–71,572C
SEVERSTAL WHEELING, INC., A
SUBSIDIARY OF SEVERSTAL NORTH
AMERICA, INC., CURRENTLY KNOWN
AS RG STEEL WHEELING, LLC,
STEUBENVILLE, OHIO
In accordance with Section 223 of the
Trade Act of 1974, as amended (‘‘Act’’),
19 U.S.C. 2273, the Department of Labor
issued a Notice of Revised
E:\FR\FM\15JNN1.SGM
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Agencies
[Federal Register Volume 76, Number 115 (Wednesday, June 15, 2011)]
[Notices]
[Pages 35026-35030]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-14818]
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Employment and Training Administration
TA-W-72,673
Weather Shield Manufacturing, Inc. Corporate Office, Medford, WI;
Notice of Amended Negative Determination
On May 3, 2011, the United States Court of International Trade
(USCIT) granted the Department of Labor's request for voluntary remand
to complete the administrative record and to file a determination that
provides a detailed explanation of its reliance upon the five types of
documents inadvertently omitted from the previously filed
administrative record in Former Employees of Weather Shield
Manufacturing, Inc. v. United States Secretary of Labor (Court No. 10-
00299).
On July 16, 2009, the Department of Labor (Department) issued a
Negative Determination regarding eligibility to apply for Trade
Adjustment Assistance (TAA) applicable to workers and former workers of
Weather Shield Manufacturing, Inc., Corporate Office, Medford,
Wisconsin (subject facility) covered by TA-W-72,673. Amended
Administrative Record (AAR) 64. Workers at the subject facility
(subject worker group) supply administrative support services related
to the production of doors and windows at various domestic locations of
Weather Shield Manufacturing, Inc. AAR 67. The Department's Notice of
determination was published in the Federal Register on August 2, 2009
(75 FR 45163). AAR 77.
The authority for these issuances is the Trade Act of 1974, as
amended by the Trade and Globalization Adjustment Assistance Act of
2009 (Division B, Title I, Subtitle I of the American Recovery and
Reinvestment Act of 2009, Pub. L. 111-5), hereafter referred to as
TGAAA.
As explained in the determination, workers of a firm who filed a
petition for TAA under TGAAA may be eligible for worker adjustment
assistance, under the statutory criteria in effect at the time this
petition was filed, if they satisfy the criteria of subsection (a), (c)
or (f) of Section 222 of the Act, 19 U.S.C. 2272(a), (c), (f) (2009).
For the Department to issue a certification for workers under
Section 222(a) of the Act, 19 U.S.C. 2272(a) (2009), the following
three criteria must be met:
I. The first criterion (set forth in Section 222(a)(1) of the Act,
19 U.S.C. 2282(a)(1)) requires that a significant number or
proportion of the workers in the workers' firm must have become
totally or partially separated or be threatened with total or
partial separation.
II. The second criterion (set forth in Section 222(a)(2) of the Act,
19 U.S.C. 2272(a)(2)) may be met in one of two ways:
(A) Increased Imports Path:
(i) Sales or production, or both, at the workers' firm must have
decreased absolutely, AND
(ii) (I) Imports of articles or services like or directly
competitive with articles or services produced or supplied by the
workers' firm have increased, OR
(II)(aa) Imports of articles like or directly competitive with
articles into which the component part produced by the workers' firm
was directly incorporated have increased; OR
(II)(bb) Imports of articles like or directly competitive with
articles which are produced directly using the services supplied by
the workers' firm have increased; OR
(III) Imports of articles directly incorporating component parts
not produced in the U.S. that are like or directly competitive with
the article into
[[Page 35027]]
which the component part produced by the workers' firm was directly
incorporated have increased.
(B) Shift in Production or Supply Path:
(i)(I) There has been a shift by the workers' firm to a foreign
country in the production of articles or supply of services like or
directly competitive with those produced/supplied by the workers'
firm; OR
(i)(II) There has been an acquisition from a foreign country by
the workers' firm of articles/services that are like or directly
competitive with those produced/supplied by the workers' firm.
III. The third criterion requires that the increase in imports or
shift/acquisition must have contributed importantly to the workers'
separation or threat of separation. See Sections 222(a)(2)(A)(iii)
and 222(a)(2)(B)(ii) of the Act, 19 U.S.C. 2272(a)(2)(A)(iii),
2272(a)(2)(B)(ii).
29 CFR 90.2 states that ``Increased imports means that imports have
increased either absolutely or relative to domestic production compared
to a representative base period. The representative base period shall
be one year consisting of the four quarters immediately preceding the
date which is the twelve months prior to the date of the petition.''
Section 222(d) of the Act, 19 U.S.C. 2272(d) (2009), defines the
terms ``Supplier'' and ``Downstream Producer.'' For the Department to
issue a secondary worker certification under Section 222(c) of the Act,
19 U.S.C. 2272(c) (2009), to workers of a Supplier or a Downstream
Producer, the following criteria must be met:
(1) A significant number or proportion of the workers in the
workers' firm or an appropriate subdivision of the firm have become
totally or partially separated, or are threatened to become totally
or partially separated;
(2) The workers' firm is a Supplier or Downstream Producer to a
firm that employed a group of workers who received a certification
of eligibility under Section 222(a) of the Act, 19 U.S.C. 2272(a),
and such supply or production is related to the article or service
that was the basis for such certification; and
(3) Either
(A) The workers' firm is a supplier and the component parts it
supplied to the firm described in paragraph (2) accounted for at
least 20 percent of the production or sales of the workers' firm; or
(B) A loss of business by the workers' firm with the firm
described in paragraph (2) contributed importantly to the workers'
separation or threat of separation.
Workers of a firm may also be considered eligible to apply for TAA
under TGAAA if they are publicly identified by name by the
International Trade Commission (ITC) as a member of a domestic industry
in an investigation resulting in a category of determination that is
listed in Section 222(f) of the Act, 19 U.S.C. 2272(f)(2009).
The group eligibility requirements for workers of a firm under
Section 222(f) of the Act, 19 U.S.C. 2272(f)(2009), can be satisfied if
the following criteria are met:
(1) The workers' firm is publicly identified by name by the
International Trade Commission as a member of a domestic industry in
an investigation resulting in--
(A) An affirmative determination of serious injury or threat
thereof under section 202(b)(1);
(B) An affirmative determination of market disruption or threat
thereof under section 421(b)(1); or
(C) An affirmative final determination of material injury or
threat thereof under section 705(b)(1)(A) or 735(b)(1)(A) of the
Tariff Act of 1930 (19 U.S.C. 1671d(b)(1)(A) and 1673d(b)(1)(A));
(2) The petition is filed during the 1-year period beginning on
the date on which--
(A) A summary of the report submitted to the President by the
International Trade Commission under section 202(f)(1) with respect
to the affirmative determination described in paragraph (1)(A) is
published in the Federal Register under section 202(f)(3); or
(B) Notice of an affirmative determination described in
subparagraph (1) is published in the Federal Register; and
(3) The workers have become totally or partially separated from
the workers' firm within--
(A) The 1-year period described in paragraph (2); or
(B) Notwithstanding section 223(b)(1), the 1-year period
preceding the 1-year period described in paragraph (2).
Summary of Investigation of TA-W-72,673
This petition, covering workers and former workers of Weather
Shield Manufacturing, Inc., Corporate Office, Medford, Wisconsin, TA-W-
72,673 (hereafter referred to as ``WEATHER SHIELD II''), is dated
October 23, 2009. AAR 3. Therefore, the period of investigation
included the twelve month period prior to October 2009 (hereafter
referred to as ``the relevant period''), which is October 2008 through
September 2009, and the representative base period for the
investigation, which is October 2007 through September 2008.
The initial negative determination in Weather Shield II was based
on the findings that Weather Shield Manufacturing, Inc. (subject firm)
did not, during the period under investigation, shift to/acquire from a
foreign country the supply of services like or directly competitive
with the administrative support services supplied by the subject worker
group; that the subject worker group's separation, or threat of
separation, was not related to any increase in imports of like or
directly competitive services; that the subject worker group did not
supply a service that was directly used in the production of an
article, or the supply of service, by a firm that employed a worker
group that is eligible to apply for TAA based on the aforementioned
article or service; and that the subject firm was not identified by
name in affirmative finding of injury by the ITC. AAR 67-68.
During the investigation of WEATHER SHIELD II, the Department
surveyed the subject firm's major declining customers regarding their
purchases of doors and/or windows in the relevant period. AAR 29-48.
The survey revealed that customer imports of articles like or directly
competitive with those produced by the subject firm declined in the
relevant period, both in absolute terms and relative to the purchases
made from the subject firm. AAR 29-48, 53-56.
By application dated August 23, 2009, a petitioner requested
administrative reconsideration on the Department's determination,
stating that ``Case number TA-W-72,673 is the same company and division
as petition TA-64,725--Weather Shield Employees [``WEATHER SHIELD
I''].'' AAR 78, 86, 93, 101, 108.
Because the petitioner did not supply facts not previously
considered or provide additional documentation indicating that there
was either: (1) A mistake in the determination of facts not previously
considered, or (2) a misinterpretation of facts or of the law
justifying reconsideration of the initial determination, the Department
issued a Notice of Negative Determination Regarding Application for
Reconsideration for the subject worker group on September 10, 2009. AAR
115.
The negative determination on reconsideration stated, in part, that
``The petition date of TA-W-64,725 is December 17, 2008. The petition
date of TA-W-72,673 is October 23, 2009. Because the investigation
periods in the two cases are different, the findings in TA-W-64,725
cannot be used as the basis for a certification of TA-W-72,673.'' AAR
117. The Department's Notice of Negative Determination Regarding
Application for Reconsideration in WEATHER SHIELD II was published in
the Federal Register on September 21, 2009 (75 FR 57519). AAR 120.
In response to the Plaintiff's complaint filed with the USCIT,
dated October 8, 2009, regarding WEATHER SHIELD II, the Department
filed an administrative record that consisted of the materials upon
which the
[[Page 35028]]
Department relied in making its determination with regards to the
subject worker group's eligibility to apply for TAA. However, this
record did not include documents that were considered in WEATHER SHIELD
I, and which were also considered during the investigation of WEATHER
SHIELD II as the basis for this determination.
In Plaintiffs' Motion to Supplement the Administrative Record,
dated March 30, 2011, Plaintiffs indicated that the record did not
include documentation in support of the negative determination (``the
administrative record does not include any supporting questionnaire
responses or source documents for Weather Shield's 2008 sales, nor does
it provide any explanation for the 2009 data. The administrative record
also does not include any customer list or any list of the customers to
whom Labor issued questionnaires.'') The materials to which Plaintiffs
refer were part of the investigation of WEATHER SHIELD I (the case also
referenced in the request for reconsideration).
The Department's Motion for Voluntary Remand stated that the
Department sought to complete the administrative record by adding
material received during the investigation of WEATHER SHIELD I that was
considered during the investigation of WEATHER SHIELD II and,
therefore, should have been included in the administrative record: the
customer surveys received during the remand investigation of WEATHER
SHIELD I; the complete customer list obtained during the remand
investigation of WEATHER SHIELD I; the Non-Production Questionnaire and
Confidential Data Request forms received during the initial
investigation of WEATHER SHIELD I; documents providing the sales
figures obtained during the remand investigation of WEATHER SHIELD; and
the investigative report from the initial investigation of WEATHER
SHIELD. The Department also explained in the motion that a remand was
necessary for the Department to prepare a thorough explanation of how
it relied on the afore-mentioned documents from the investigation of
WEATHER SHIELD I and a more detailed factual and/or legal analysis in
support of the remand determination in WEATHER SHIELD II.
Consistent with the USCIT's Order, the Department is filing an
amended administrative record, which includes the following documents:
1. Forms completed during Weather Shield I: three Confidential Data
Request (CDR) forms (OMB No. 1205-0342) (AAR 127, 132, 137), and one
Non-Production Questionnaire (OMB No. 1205-0447) (AAR 122);
2. E-mail correspondence (dated May 4, 2009) between the Department
and a Weather Shield company official (AAR 143);
3. Investigative Report (IR) for Weather Shield I (AAR 145);
4. Customer list obtained during Weather Shield I* (AAR 209; and
5. Customer Surveys conducted during Weather Shield I (AAR 149,
152, 155, 158, 161, 164, 167, 170, 173, 176, 179, 182, 185, 188, 191,
194, 197, 199, 202).
*The list is very large, consisting of numerous customers who
constitute less than one percent of subject firm sales, and has been
submitted as part of the administrative record via compact disk.
Understanding the remand investigation of WEATHER SHIELD I places
the investigation of WEATHER SHIELD II into perspective. Furthermore, a
comparison of the conditions that existed during the relevant time
periods of each case and the appropriate regulations sheds light on the
misconception that the certification issued by the Department in
WEATHER SHIELD I could be a basis for the Department to issue a
certification in WEATHER SHIELD II.
While the subject worker group covered by WEATHER SHIELD I is the
same as the subject worker group covered by WEATHER SHIELD II, the
investigations of the subject worker group cover different time periods
in WEATHER SHIELD I and WEATHER SHIELD II:
WEATHER SHIELD I--
Petition date is December 18, 2008.
The relevant period is calendar year 2008.
The representative base period is calendar year 2007.
WEATHER SHIELD II--
Petition date is October 23, 2009.
The relevant period is October 2008 through September
2009.
The representative base period is October 2007 through
September 2008.
Significantly, the relevant period of WEATHER SHIELD I overlaps the
representative base period in WEATHER SHIELD II by only a few months.
Summary of Remand Investigation of TA-W-64,725 (WEATHER SHIELD I)
On December 17, 2008, the WEATHER SHIELD I petition for TAA and
Alternative Trade Adjustment Assistance (ATAA) was filed on behalf of
workers and former workers of Weather Shield Manufacturing, Inc.,
Corporate Office, Medford, Wisconsin. AAR 79.
The Department determined in the initial and reconsideration
investigations in WEATHER SHIELD I that imports of articles like or
directly competitive with those produced by the subject firm did not
contribute importantly to worker separations at the subject facility
and that the subject firm did not shift production to a foreign
country. AAR 79-81. A sample survey of the subject firm's major
declining domestic customers revealed negligible imports of products
like or directly competitive with those produced by workers at the
subject firm. AAR 80-81.
During the remand investigation of WEATHER SHIELD I, the Department
obtained an extensive customer list from the subject firm and conducted
a larger sample customer survey to determine whether or not there were
increased customer imports during the relevant period (calendar year
2008) of articles like or directly competitive with doors and/or
windows, when compared to the representative base period (calendar year
2007). AAR 82-83. The expanded survey constituted 16% of the subject
firm's declining customers. The expanded customer survey revealed
increased imports during calendar year 2008 when compared to 2007
import levels. AAR 83.
On August 9, 2009, the Department issued a certification in WEATHER
SHIELD I applicable to workers of Weather Shield Manufacturing, Inc.,
Corporate Office, Medford, Wisconsin, who became totally or partially
separated from employment on or after December 17, 2007, through August
9, 2012. AAR 79.
Following the Department's practice, the WEATHER SHIELD I
certification covered workers separated in the year preceding the date
of the petition and continued for two years after the date of
certification. AAR 84. Under the Department's practice, which is
consistent with the remedial purposes of the TAA Program,
certifications usually cover workers separated during at least a three-
year period (beginning with the impact date, as defined in 29 CFR 90.2,
and ending at the expiration of the two-year period following the
determination) so that the broadest group of workers at a firm are
eligible to apply for trade readjustment assistance under Section
233(a)(2) of the Trade Act, as amended.
In WEATHER SHIELD I, however, the certification covers a much
longer period (more than four and a half years) because the
certification was not issued on remand until August 9, 2009. Had the
Department issued the certification on April 29, 2009, the
certification period would have covered December 17, 2007 through April
29, 2011 (a period of three years and four months).
[[Page 35029]]
Investigation of TA-W-72,673 (WEATHER SHIELD II)
The petitioners in WEATHER SHIELD II stated no reason for the
workers' separations other than ``the economy'' (AAR 3, 7) and stated
in an attachment that the subject firm operated several domestic
facilities. AAR 4, 8. According to the subject firm, the separations
were due to the collapse of the domestic housing market and the
corresponding decreased demand for windows and doors used in
residential units. AAR 59. A pre-institution screening for duplicative
petitions revealed that there was a related case: TA-W-64,725. AAR 9.
The record of the findings of an investigation is summarized in an
Investigative Report (IR) that is unique to each case. While the
WEATHER SHIELD I IR (AAR 145-148) did not play a meaningful role in the
determination of WEATHER SHIELD II, the Department reviewed it in
consideration of WEATHER SHIELD II because it is a related document.
Specifically, the WEATHER SHIELD I IR discussed the operations of the
subject facility in the context of the operations of the subject firm.
AAR 145. It explained the services that the subject worker group
supplied during the investigation period for WEATHER SHIELD I which
were the same as for WEATHER SHIELD II (the investigation period of
WEATHER SHIELD I and WEATHER SHIELD II overlapped by a few months). AAR
145. The WEATHER SHIELD I IR summarized the relationships between the
subject facility and the three Weather Shield production facilities
that were supported by the subject facility during the investigation
period. AAR 146-147. The WEATHER SHIELD I IR also clarified the
different articles produced at the three production facilities. AAR
146-147. The WEATHER SHIELD I IR also described the difference between
the two Medford, Wisconsin facilities and the services supplied by the
subject worker group at the subject facility. AAR 146-147.
The remand investigation of WEATHER SHIELD I and the initial
investigation of WEATHER SHIELD II were conducted concurrently because
the Complaint in WEATHER SHIELD I was filed with the USCIT on January
19, 2010 (two and half months after the petitioners filed WEATHER
SHIELD II on October 26, 2009). Therefore, the Department reviewed
material obtained during the investigations of WEATHER SHIELD I as well
as material obtained during the investigation of WEATHER SHIELD II in
determining whether the subject worker group in WEATHER SHIELD II met
the eligibility criteria set forth in TGAAA.
The Department reviewed material obtained during the investigations
of WEATHER SHIELD I during the investigation of WEATHER SHIELD II.
Specifically, the Department reviewed the Non-Production Questionnaire
(AAR 22, 122) and three Confidential Data Request (CDR) forms submitted
during the initial investigation of WEATHER SHIELD I (AAR 127-142), an
e-mail exchange (dated May 4, 2009) between the Department and a
Weather Shield official (AAR 143-144); the investigative report for the
initial investigation (AAR 145-148); the customer list obtained during
the remand investigation of WEATHER SHIELD I (AAR 209); and the results
of the expanded customer survey conducted during the remand
investigation of WEATHER SHIELD I. AAR 149-208.
During the investigation of the WEATHER SHIELD II petition, the
subject firm confirmed that a significant number or proportion of the
workers at the subject facility had been totally or partially separated
from employment, or threatened with such separation. AAR 59. As such,
the Department determined that Section 222(a)(1) has been satisfied and
continued its investigation to determine whether either Section
222(a)(2)(A) or Section 222(a)(2)(B) have been met.
The Department determined, based on information provided by the
subject firm during WEATHER SHIELD II, that there was not shift to a
foreign country or acquisition from a foreign country by the subject
firm in the supply of services like or directly competitive with those
supplied by the subject worker group. AAR 51, 59. Therefore, the
Department determined that Section 222(a)(2)(B) has not been satisfied
and continued its investigation to determine whether Section
222(a)(2)(A) was met.
Section 222(a)(2)(A) has two criteria: (i) That sales or
production, or both, at the workers' firm must have decreased
absolutely and (ii) that there have been increased imports.
The Department determined that sales and production at the subject
firm declined during the relevant period of the WEATHER SHIELD II
investigation based in its review of material from the WEATHER SHIELD I
investigation, as follows.
The Department reviewed the Non-Production Questionnaire (NPQ)
supplied in the initial investigation of WEATHER SHIELD I. AAR 22, 122.
The NPQ confirmed information supplied during the investigation of
WEATHER SHIELD II that workers at the subject facility supplied
services related to administration, human resources, accounting, sales,
and marketing to three Weather Shield production facilities and that
workers at the subject facility did not produce an article. AAR 22,
122.
Having ascertained that the subject worker group did not produce an
article, but supplied services in support of production at other
subject firm facilities and there was no shift to a foreign country by
the subject firm in the supply of like or directly competitive
services, the Department investigated whether there had been decreased
sales and/or production declines and, if so, whether there were
increased imports (per 29 CFR 90.2) of windows and/or doors (or like or
directly competitive articles) by reviewing the CDRs submitted by the
subject firm during the WEATHER SHIELD I investigation. AAR 127-142.
The relevant period for the WEATHER SHIELD II investigation is October
2008 through September 2009, and the representative base period is
October 2007 through September 2008.
According to the NPQ submitted during WEATHER SHIELD I (AAR 22,
122), the subject facility supported three production facilities of the
subject firm. AAR 24, 123. Therefore, the Department reviewed the three
CDRs for those facilities (400 Legacy Lane, Park Falls, Wisconsin; 642
Whelan Avenue, Medford, Wisconsin; and 320 E. Worden Avenue, Ladysmith,
Wisconsin) which were also submitted during WEATHER SHIELD I (AAR 127-
142) to determine whether or not there were sales and/or production
declines.
The afore-mentioned CDRs revealed that the Park Falls, Wisconsin
facility produced doors (AAR 137), while both the Ladysmith, Wisconsin
facility (AAR 127) and the Medford, Wisconsin facility (AAR 132)
produced windows. The CDRs also revealed that all three facilities shut
down in January 2009. AAR 127, 132, 137. As such, the Department
determined that subject firm production had declined absolutely.
Information obtained from the subject firm during Weather Shield II
consisted of only sales data for calendar 2009 (AAR 51, 52) (as noted
above, production at the three subject firm facilities supported by the
subject worker group had ceased in January 2009). AAR 127, 132, 137. In
order to determine whether subject firm sales had declined, the
Department reviewed existing material in WEATHER SHIELD I for sales
figures for the representative base period for WEATHER SHIELD II: A
[[Page 35030]]
May 4, 2009 e-mail obtained during the investigation of WEATHER SHIELD
I that contained subject firm sales figures for calendar year 2008. AAR
143. By comparing the sales data from WEATHER SHIELD I with the sales
data from WEATHER SHIELD II, the Department was able to ascertain that
subject firm sales declined during 2009 from 2008 levels.
Based on information obtained from the afore-mentioned WEATHER
SHIELD I material (IR [AAR 145], NPQ [AAR 22, 122], CDRs [AAR 127-142],
and the May 4, 2009 e-mail [AAR 143]), the Department determined that
Section 222(a)(2)(A)(i) had been met and continued its investigation to
determine whether Section 222(a)(2)(A)(ii) was met.
The Department determined that, for the relevant period of WEATHER
SHIELD II, unlike the earlier relevant period for the WEATHER SHIELD I
investigation, the requirements of Section 222(a)(2)(A)(ii) were not
met, based on its review of material from the WEATHER SHIELD I
investigation, as follows.
The Department considered the complete customer list obtained
during WEATHER SHIELD I (AAR 209) and the results of the customer
surveys conducted during the remand investigation of WEATHER SHIELD I.
AAR 149-208.
The Department used the customer list provided during the WEATHER
SHIELD I remand investigation (AAR 209) to conduct the customer survey
in WEATHER SHIELD II. AAR 29-48. The Department surveyed only those
customers with sales data for the year 2009, the relevant time period
for the WEATHER SHIELD II investigation. AAR 29-48, 62-63. The WEATHER
SHIELD II customers surveyed consisted of 16% of subject firm sales in
2008 and 13% of subject firm sales in 2009. AAR 53-56, 62-63.
The WEATHER SHIELD II investigation customer survey responses were
combined with the responses of the same customers received during the
WEATHER SHIELD I remand investigation for year 2008 to conduct a
comparative analysis. AAR 53-56, 61-63. As noted above, the Department
had conducted an expansive sample customer survey in WEATHER SHIELD I
approximately three months before administering the customer survey for
WEATHER SHIELD II. The analysis of overall subject firm sales,
purchases made by the surveyed customers, and direct and indirect
imports, did not reveal increased imports, per 29 CFR 90.2, by the
surveyed customers. AAR 53-56, 61-63.
Further, as noted in the initial WEATHER SHIELD II determination,
U.S. aggregate imports of metal/wood doors and windows (and like or
directly competitive articles) declined from 2008 to 2009. AAR 57-58.
As noted above, most of the customers on the customer list that was
submitted in WEATHER SHIELD I (AAR 209) constituted a very small
portion of the subject firm's sales; therefore, the results of an
analysis of aggregate data of like or directly competitive articles is
relevant because it is representative of the import activity of the
subject firm's customer base during the relevant period of WEATHER
SHIELD II.
The Department's determination is not inconsistent with the four
affirmative TAA decisions attached to Plaintiffs' Motion to Supplement
the Administrative Record before the USCIT in Court No. 10-00299.
Workers of Springs Window Fashions, LLC (TA-W-73,575) and Simpson Door
Company (TA-W-65,585) were certified as eligible to apply for TAA based
in part on the investigative findings that Criterion 2 was met because
their respective companies shifted production of window coverings and
components, and solid wood stile and rail doors to Mexico and Canada,
respectively, during the relevant periods of those investigations.
Workers of Jeld-Wen Premium Doors (TA-W-71,644) and Woodgrain
Millworks, Inc. (TA-W-65,461), were certified as eligible to apply for
TAA based in part on the investigative findings that Criterion 2 was
met because of increased imports or increased reliance on imported
articles like or directly competitive with the articles produced by
those companies. Those certifications involved different relevant
periods.
Because increased imports is defined by 29 CFR 90.2, and the date
of the petition determines the relevant period and the representative
base period, facts that were the basis for certifications involving
earlier-filed petitions cannot be the basis for a certification in
WEATHER SHIELD II, just as the certification in WEATHER SHIELD I cannot
be the basis for a certification in WEATHER SHIELD II.
Additionally, with respect to Section 222(c) of the Act, 19 U.S.C.
2272(c), the investigation revealed that the workers could not be
certified as adversely affected secondary workers because the subject
firm did not produce an article or supply a service that was used by a
firm with TAA-certified workers in the production of an article or
supply of a service that was the basis for TAA certification.
Finally, the group eligibility requirements under Section 222(f) of
the Act, 19 U.S.C. 2272(f), have not been met because the subject firm
has not been identified by name in an affirmative finding of injury by
the International Trade Commission.
Based on the afore-mentioned findings, the Department determined
that the subject worker group was not eligible to apply for TAA.
Conclusion
After careful review of material consisting of the complete
administrative record, I determine that workers of Weather Shield
Manufacturing, Inc., Corporate Office, Medford, Wisconsin, who supply
corporate office support services for metal/wood windows and doors, are
denied eligibility to apply for adjustment assistance under Section 223
of the Act, 19 U.S.C. 2273.
Signed in Washington, DC on this 3rd day of June, 2011.
Del Min Amy Chen,
Certifying Officer, Office of Trade Adjustment Assistance.
[FR Doc. 2011-14818 Filed 6-14-11; 8:45 am]
BILLING CODE 4510-FN-P