Submission for OMB Review; Comment Request, 28826 [2011-12155]

Download as PDF 28826 Federal Register / Vol. 76, No. 96 / Wednesday, May 18, 2011 / Notices displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, http://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: May 13, 2011. Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–12201 Filed 5–17–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. estimate that Form 40–F takes approximately 427 hours per response and is filed by approximately 205 respondents. We estimate that 25% of the 427 hours per response (106.75 hours) is prepared by the issuer for a total reporting burden of 21,884 (106.75 hours per response x 205 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, http://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: May 11, 2011. Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–12155 Filed 5–17–11; 8:45 am] BILLING CODE 8011–01–P srobinson on DSKHWCL6B1PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget this request for approval of extension of the previously approved collection of information discussed below. Form 40–F (17 CFR 249.240f) is used by certain Canadian issuers to register a class of securities under Section 12 of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) (15 U.S.C. 78l) or as an annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (15 U.S.C. 78m(a) or 78o(d)). The information required in the Form 40–F is used by investors making investment decisions with respect to the securities of such Canadian companies. All information provided to the Commission is available for public review. Information provided by Form 40–F is mandatory. We [Release No. 34–64476; File No. SR–BYX– 2011–009] 16:31 May 17, 2011 Jkt 223001 Self-Regulatory Organizations; BATS Y–Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y– Exchange, Inc. To Amend BYX Rule 11.9, Entitled ‘‘Orders and Modifiers’’ and BYX Rule 11.13, Entitled ‘‘Order Execution’’ May 12, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on May 9, 2011, BATS Y–Exchange, Inc. (the ‘‘Exchange’’ or ‘‘BYX’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. Frm 00101 Fmt 4703 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change Background The Exchange proposes a change to its order handling procedures to allow both Non-Displayed Orders 3 and orders subject to price sliding that are not executable at their most aggressive price to be executed at one-half minimum price variation less aggressive than that price. The reference to the most ‘‘aggressive’’ price, as used in this filing, means for bids the highest price the User is willing to pay, and for offers the lowest price at which the User is willing to sell. The Exchange believes that the proposed change to its order handling procedures will allow for tighter spreads on the Exchange and will provide both sides of a given transaction with price improvement not otherwise available without such change. In addition to the proposed changes to its order handling procedures, the Exchange proposes to modify the Exchange’s rules to make clear that an 3 As defined in Rule 11.9(c)(11), a Non-Displayed Order is ‘‘a market or limit order that is not displayed on the Exchange.’’ 1 15 PO 00000 I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend BYX Rule 11.9, entitled ‘‘Orders and Modifiers’’ and BYX Rule 11.13, entitled ‘‘Order Execution.’’ The text of the proposed rule change is available at the Exchange’s Web site at http://www.batstrading.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. 1. Purpose Extension: Form 40–F; OMB Control No. 3235–0381; SEC File No. 270–335 . VerDate Mar<15>2010 by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. Sfmt 4703 E:\FR\FM\18MYN1.SGM 18MYN1

Agencies

[Federal Register Volume 76, Number 96 (Wednesday, May 18, 2011)]
[Notices]
[Page 28826]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-12155]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Form 40-F; OMB Control No. 3235-0381; SEC File No. 270-335 .

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for approval of extension of the previously 
approved collection of information discussed below.
    Form 40-F (17 CFR 249.240f) is used by certain Canadian issuers to 
register a class of securities under Section 12 of the Securities 
Exchange Act of 1934 (``Exchange Act'') (15 U.S.C. 78l) or as an annual 
report pursuant to Section 13(a) or 15(d) of the Exchange Act (15 
U.S.C. 78m(a) or 78o(d)). The information required in the Form 40-F is 
used by investors making investment decisions with respect to the 
securities of such Canadian companies. All information provided to the 
Commission is available for public review. Information provided by Form 
40-F is mandatory. We estimate that Form 40-F takes approximately 427 
hours per response and is filed by approximately 205 respondents. We 
estimate that 25% of the 427 hours per response (106.75 hours) is 
prepared by the issuer for a total reporting burden of 21,884 (106.75 
hours per response x 205 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, http://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for 
the Securities and Exchange Commission, Office of Information and 
Regulatory Affairs, Office of Management and Budget, Room 10102, New 
Executive Office Building, Washington, DC 20503, or by sending an e-
mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an 
e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.

    Dated: May 11, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-12155 Filed 5-17-11; 8:45 am]
BILLING CODE 8011-01-P