Order of Suspension of Trading; City Network, Inc., 28117-28118 [2011-11904]
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Federal Register / Vol. 76, No. 93 / Friday, May 13, 2011 / Notices
and regulations thereunder that are
applicable to a national securities
exchange, and, in particular, with the
requirements of Section 6(b) of the Act.8
In particular, the proposed change is
consistent with Section 6(b)(5) of the
Act,9 because it would promote just and
equitable principles of trade, remove
impediments to, and perfect the
mechanism of, a free and open market
and a national market system, and, in
general, protect investors and the public
interest. Specifically, the Exchange
believes that this proposal is in keeping
with those principles by promoting
increased transparency through the
dissemination of BYX data along with
information regarding the Exchange’s
internal latencies.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change imposes any
burden on competition.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 10 and Rule 19b–
4(f)(6) thereunder.11
A proposed rule change filed
pursuant to Rule 19b–4(f)(6) under the
Act 12 normally does not become
operative for 30 days after the date of its
filing. However, Rule 19b–4(f)(6) 13
permits the Commission to designate a
shorter time if such action is consistent
with the protection of investors and the
public interest. BYX requests that the
Commission waive the 30-day operative
8 15
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
10 15 U.S.C. 78s(b)(3)(A).
11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. BYX has satisfied this requirement.
12 17 CFR 240.19b–4(f)(6).
13 Id.
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delay in order to allow BYX to continue
to provide without interruption the Data
Feeds that are already available,
voluntary, and free to subscribers. In
addition, BYX requests waiver of the 30day operative delay for the Latency Feed
because it is ready for distribution,
voluntary, free to receive, and contains
only aggregate statistical information
related to the latency of the System.
BYX believes that waiver of the
operative delay will allow it to continue
providing market participants that use
the Data Feeds with useful real-time and
historical data concerning orders that
have been entered, executions that have
occurred, and the latency of the system,
consistent with other products provided
by other exchanges. The Commission
believes that waiving the 30-day
operative delay 14 is consistent with the
protection of investors and the public
interest and designates the proposal
operative upon filing.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
28117
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission,15 all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, on official business
days between the hours of 10 a.m. and
3 p.m. Copies of the filing also will be
available for inspection and copying at
the principal office of the Exchange. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–BYX–2011–012 and should
be submitted on or before June 3, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–11766 Filed 5–12–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–BYX–2011–012 on the
subject line.
Order of Suspension of Trading; City
Network, Inc.
May 11, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of City
Paper Comments
Network, Inc. because it has not filed
• Send paper comments in triplicate
any periodic reports since the period
to Elizabeth M. Murphy, Secretary,
ended September 30, 2006.
Securities and Exchange Commission,
The Commission is of the opinion that
100 F Street, NE., Washington, DC
the public interest and the protection of
20549–1090.
investors require a suspension of trading
in the securities of the above-listed
All submissions should refer to File
company. Therefore, it is ordered,
Number SR–BYX–2011–012. This file
pursuant to Section 12(k) of the
number should be included on the
subject line if e-mail is used. To help the Securities Exchange Act of 1934, that
trading in the securities of the aboveCommission process and review your
listed company is suspended for the
comments more efficiently, please use
14 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
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15 The text of the proposed rule change is
available on the Commission’s Web site at https://
www.sec.gov/rules/sro.shtml.
16 17 CFR 200.30–3(a)(12).
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28118
Federal Register / Vol. 76, No. 93 / Friday, May 13, 2011 / Notices
period from 9:30 a.m. EDT on May 11,
2011, through 11:59 p.m. EDT on May
24, 2011.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011–11904 Filed 5–11–11; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Order of Suspension of Trading;
American Resource Technologies, Inc.,
Apollo Resources International, Inc.,
Bloodhound Search Technologies,
Inc., BlueStar Health, Inc., Columbus
Networks Corp., Continental Fuels,
Inc., Data Race, Inc., Golden Oil Co.,
and Ness Energy International, Inc.,
Order of Suspension of Trading
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May 11, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of American
Resource Technologies, Inc. because it
has not filed any periodic reports since
the period ended June 30, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Apollo
Resources International, Inc. because it
has not filed any periodic reports since
the period ended September 30, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Bloodhound
Search Technologies, Inc. because it has
not filed any periodic reports since the
period ended September 30, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Bluestar
Health, Inc. because it has not filed any
periodic reports since the period ended
June 30, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Columbus
Networks Corporation because it has not
filed any periodic reports since the
period ended March 31, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Continental
Fuels, Inc. because it has not filed any
periodic reports since the period ended
June 30, 2008.
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It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Data Race,
Inc. because it has not filed any periodic
reports since the period ended
December 31, 2001.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Golden Oil
Co. because it has not filed any periodic
reports since the period ended
September 30, 1998.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Ness Energy
International, Inc. because it has not
filed any periodic reports since the
period ended December 31, 2006.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on May 11,
2011, through 11:59 p.m. EDT on May
24, 2011.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011–11905 Filed 5–11–11; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29666; 812–13902]
UBS AG., et al.; Notice of Application
and Temporary Order
May 9, 2011.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Temporary order and notice of
application for a permanent order under
section 9(c) of the Investment Company
Act of 1940 (‘‘Act’’).
AGENCY:
Applicants
have received a temporary order
exempting them from section 9(a) of the
Act, with respect to an injunction
entered against UBS Financial Services
Inc. (‘‘UBSFS’’) on May 6, 2011 by the
United States District Court for the
District of New Jersey (‘‘Injunction’’)
until the Commission takes final action
on an application for a permanent order.
Applicants also have applied for a
permanent order.
SUMMARY OF APPLICATION:
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UBSFS; UBS AG; UBS IB
Co-Investment 2001 GP Limited (‘‘ESC
GP’’); UBS Alternative and Quantitative
Investment LLC (‘‘UBS Alternative’’);
UBS Willow Management, L.L.C. (‘‘UBS
Willow’’), UBS Eucalyptus Management,
L.L.C. (‘‘UBS Eucalyptus’’) and UBS
Juniper Management, L.L.C. (‘‘UBS
Juniper’’) (UBS Willow, UBS
Eucalyptus, and UBS Juniper are
referred to collectively as ‘‘UBS
Alternative Managers’’); UBS Global
Asset Management (Americas) Inc.
(‘‘UBS Global AM Americas’’); and UBS
Global Asset Management (US) Inc.
(‘‘UBS Global AM US’’) (each an
‘‘Applicant’’ and collectively, the
‘‘Applicants’’).1
DATES: Filing Dates: The application was
filed on May 9, 2011.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on June 3, 2011, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090; Applicants: UBSFS, 1200 Harbor
Boulevard, Weehawken, NJ 07086; UBS
AG and ESC–GP, c/o UBS Investment
Bank, 677 Washington Boulevard,
Stamford, CT 06901; UBS Alternative,
677 Washington Boulevard, Stamford,
CT 06901; UBS Willow, UBS
Eucalyptus, and UBS Juniper, 299 Park
Avenue, 29th Floor, New York, NY
10171; UBS Global AM Americas, One
North Wacker Drive, Chicago, IL 60606
and UBS Global AM US, 1285 Avenue
of the Americas, 12th Floor, New York,
NY 10019.
FOR FURTHER INFORMATION CONTACT: Jean
E. Minarick, Senior Counsel, at 202–
551–6811 or Daniele Marchesani,
Branch Chief, at 202–551–6821
(Division of Investment Management,
APPLICANTS:
1 Applicants request that any relief granted
pursuant to the application also apply to any other
company of which USBFS is or may become an
affiliated person (together with the applicants, the
‘‘Covered Persons’’).
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[Federal Register Volume 76, Number 93 (Friday, May 13, 2011)]
[Notices]
[Pages 28117-28118]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-11904]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Order of Suspension of Trading; City Network, Inc.
May 11, 2011.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
City Network, Inc. because it has not filed any periodic reports since
the period ended September 30, 2006.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed company is suspended for
the
[[Page 28118]]
period from 9:30 a.m. EDT on May 11, 2011, through 11:59 p.m. EDT on
May 24, 2011.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2011-11904 Filed 5-11-11; 11:15 am]
BILLING CODE 8011-01-P