Sunshine Act Meeting, 26776-26777 [2011-11422]

Download as PDF 26776 Federal Register / Vol. 76, No. 89 / Monday, May 9, 2011 / Notices Dated: May 4, 2011. Richard J. Laufer, Technical Coordinator, Office of the Secretary. Week of June 6, 2011—Tentative Monday, June 6, 2011 10 a.m.—Meeting with the Advisory Committee on Reactor Safeguards (ACRS) (Public Meeting) (Contact: Tanny Santos, 301–415–7270). [FR Doc. 2011–11350 Filed 5–5–11; 4:15 pm] BILLING CODE 7590–01–P This meeting will be webcast live at the Web address—http://www.nrc.gov. Week of June 13, 2011—Tentative Submission for OMB Review; Comment Request Thursday, June 16, 2011 9:30 a.m.—Briefing on the Progress of the Task Force Review of NRC Processes and Regulations Following Events in Japan (Public Meeting) (Contact: Nathan Sanfilippo, 301– 415–3951). This meeting will be webcast live at the Web address—http://www.nrc.gov. WReier-Aviles on DSKGBLS3C1PROD with NOTICES Week of June 20, 2011—Tentative There are no meetings scheduled for the week of June 20, 2011. * * * * * * The schedule for Commission meetings is subject to change on short notice. To verify the status of meetings, call (recording)—(301) 415–1292. Contact person for more information: Rochelle Bavol, (301) 415–1651. * * * * * The NRC Commission Meeting Schedule can be found on the Internet at: http://www.nrc.gov/public-involve/ public-meetings/schedule.html. * * * * * The NRC provides reasonable accommodation to individuals with disabilities where appropriate. If you need a reasonable accommodation to participate in these public meetings, or need this meeting notice or the transcript or other information from the public meetings in another format (e.g., Braille, large print), please notify Bill Dosch, Chief, Work Life and Benefits Branch, at 301–415–6200, TDD: 301– 415–2100, or by e-mail at william.dosch@nrc.gov. Determinations on requests for reasonable accommodation will be made on a caseby-case basis. * * * * * This notice is distributed electronically to subscribers. If you no longer wish to receive it, or would like to be added to the distribution, please contact the Office of the Secretary, Washington, DC 20555 (301–415–1969), or send an e-mail to darlene.wright@nrc.gov. VerDate Mar<15>2010 15:23 May 06, 2011 Jkt 223001 SECURITIES AND EXCHANGE COMMISSION Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Electronic Data Collection System; OMB Control No. 3235–0672; SEC File No. 270–621. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the new collection of information summarized below. The Commission plans to submit this extension for a current collection of information to the Office of Management and Budget for approval. The Securities and Exchange Commission has begun the design of a new Electronic Data Collection System database (the Database) and invites comment on the Database that will support information provided by the general public that would like to file a tip or complaint with the Commission. The Database is a web based e-filed dynamic report based on technology that pre-populates and establishes a series of questions based on the data that the individual enters. The individual will then complete specific information on the subject(s) and nature of the suspicious activity, using the data elements appropriate to the type of complaint or subject. The first phase of the Database was released as a pilot in March 2011. Any public suggestions that are received during the pilot phase will be reviewed and changes will be considered. The final version will be available Fall 2011. There are no costs associated with this collection. The public interface to the Database is available using the Tips, Complaints and Referrals Portal. Information is provided voluntarily. Estimated number of annual responses = 25,000. Estimated annual reporting burden = 12,500 hours (30 minutes per submission). PO 00000 Frm 00092 Fmt 4703 Sfmt 4703 Written comments are invited on: (a) Whether this collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency’s estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Background documentation for this information collection may be viewed at the following Web site, http:// www.reginfo.gov. Please direct general comments to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to Shagufta Ahmed at Shagufta_Ahmed@omb.eop.gov; Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted within 30 days of this notice. May 3, 2011. Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–11189 Filed 5–6–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, May 12, 2011 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. E:\FR\FM\09MYN1.SGM 09MYN1 Federal Register / Vol. 76, No. 89 / Monday, May 9, 2011 / Notices Commissioner Casey, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matter of the Closed Meeting scheduled for Thursday, May 12, 2011 will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Adjudicatory matters; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: May 5, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–11422 Filed 5–5–11; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–64381; File No. SR–Phlx– 2011–57] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees May 3, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that, on April 25, 2011, NASDAQ OMX PHLX LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. WReier-Aviles on DSKGBLS3C1PROD with NOTICES I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Section VI of the Exchange’s Fee Schedule pertaining to the Active SQF Port Fee. While changes to the Fee Schedule pursuant to this proposal are effective 1 15 2 17 U.S.C. 78s(b)(1). CFR 240.19b–4. VerDate Mar<15>2010 15:23 May 06, 2011 Jkt 223001 upon filing, the Exchange has designated these changes to be operative on May 2, 2011. The text of the proposed rule change is available on the Exchange’s Web site at http://nasdaqtrader.com/ micro.aspx?id=PHLXfilings, at the principal office of the Exchange, at the Commission’s Public Reference Room, and on the Commission’s Web site at http://www.sec.gov. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose 26777 and send quotes into Phlx XL.6 Active SQF ports are ports that receive inbound quotes at any time within that month.7 The Exchange currently assesses the following Active SQF Port Fees: Number of active SQF ports 0–4 ............................................ 5–18 .......................................... 19–40 ........................................ 41 and over .............................. Cost per port per month $350 1,250 2,350 3,000 The Exchange currently caps the Active SQF Port Fees at $40,000 per month.8 The Exchange proposes to cap the Active SQF Port Fee at $500 per month for member organizations that: (i) Are Phlx Only Members, as defined above; and (ii) have 50 or less SQT assignments affiliated with their member organization. All other member organizations would continue to be capped at $40,000 per month. The Exchange proposes to add text to the Fee Schedule to define a Phlx Only Member and indicate which caps apply to which categories and member organizations. While changes to the Fee Schedule pursuant to this proposal are effective upon filing, the Exchange has designated these changes to be operative on May 2, 2011. The Exchange proposes to amend the 2. Statutory Basis Active SQF Port Fee in Section VI of the The Exchange believes that its Exchange’s Fee Schedule, titled ‘‘Access proposal to amend its Fee Schedule is Service, Cancellation, Membership, consistent with Section 6(b) of the Act 9 Regulatory and Other Fees,’’ in order that the Exchange may provide an equal opportunity to all members to access the quotations electronically from off the floor of the Exchange. Specialized Quote Feed (‘‘SQF’’) data at 6 See Securities Exchange Act Release No. 63034 a lower cost. Specifically, the Exchange (October 4, 2010), 75 FR 62441 (October 8, 2010) proposes to cap Active SQF Ports at (SR–Phlx 2010–124). 7 The current version, SQF 6.0, allows member $500 per month for member organizations to access, information such as organizations that meet the following execution reports, execution report messages, criteria: (i) Are not members of another auction notifications, and administrative data national securities exchange (‘‘Phlx Only through a single feed. Other data that is available on SQF 6.0 includes: (1) Options Auction Members’’); and (ii) have 50 or less Notifications (e.g., opening imbalance, market Streaming Quote Trader (‘‘SQT’’) 3 exhaust, PIXL or other information currently assignments 4 affiliated with the provided on SQF 5.0); (2) Options Symbol Directory member organization. Messages (currently provided on SQF 5.0); (3) System Event Messages (e.g., start of messages, start SQF is an interface that enables specialists, SQTs and Remote Streaming of system hours, start of quoting, start of opening); (4) Complex Order Strategy Auction Notifications Quote Traders (‘‘RSQTs’’) 5 to connect (COLA); (5) Complex Order Strategy messages; (6) 3 An SQT is defined in Exchange Rule 1014(b)(ii)(A) as an ROT who has received permission from the Exchange to generate and submit option quotations electronically in options to which such SQT is assigned. 4 See Exchange Rules 1014(b) and 507 for qualifications relating to assignments. 5 A RSQT is defined in Exchange Rule in 1014(b)(ii)(B) as an ROT that is a member or member organization with no physical trading floor presence who has received permission from the Exchange to generate and submit option quotations electronically in options to which such RSQT has been assigned. An RSQT may only submit such PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 Option Trading Action Messages (e.g., trading halts, resumption of trading); and (7) Complex Strategy Trading Action Message (e.g., trading halts, resumption of trading). 8 This cap expires on November 30, 2011. See Securities Exchange Act Release Nos. 63619 (December 29, 2010), 76 FR 614 (January 5, 2011) (SR–Phlx–2010–181); and 63780 (January 26, 2011), 76 FR 5846 (February 2, 2011) (SR–Phlx–2011–07). Also, the Exchange does not assess the above fees to a member organization for the use of SQF 5.0 active ports to the extent that the member organization is paying for the same (or greater) number of SQF 6.0 active ports. 9 15 U.S.C. 78f(b). E:\FR\FM\09MYN1.SGM 09MYN1

Agencies

[Federal Register Volume 76, Number 89 (Monday, May 9, 2011)]
[Notices]
[Pages 26776-26777]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-11422]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, May 12, 
2011 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matters at the Closed Meeting.

[[Page 26777]]

    Commissioner Casey, as duty officer, voted to consider the items 
listed for the Closed Meeting in a closed session.
    The subject matter of the Closed Meeting scheduled for Thursday, 
May 12, 2011 will be:

    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: May 5, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-11422 Filed 5-5-11; 4:15 pm]
BILLING CODE 8011-01-P