Sunshine Act Meeting, 21784 [2011-9434]
Download as PDF
21784
Federal Register / Vol. 76, No. 74 / Monday, April 18, 2011 / Notices
supporting documentation, may be
obtained by contacting the U.S. Office of
Personnel Management, Attention: Rob
Timmins, 1900 E Street, NW., Room
1425, Washington, DC 20415, or sent via
electronic mail to pmf@opm.gov, or
faxed to (202) 606–3040.
SUPPLEMENTARY INFORMATION: The OPM
Form 1300, Presidential Management
Fellows (PMF) Nomination Form, is
used by accredited colleges and
universities to nominate eligible
graduate students to the Presidential
Management Fellows (PMF) Program.
Information about the PMF Program
(e.g., eligibility, application and
nomination process, guidance for
academia, and a sample copy of the
OPM Form 1300) can be found at
https://www.pmf.gov.
Analysis
Agency: Employee Services, U.S.
Office of Personnel Management.
Title: OPM Form 1300—Presidential
Management Fellows (PMF) Nomination
Form.
OMB Number: 3206–0082.
Affected Public: Academic
institutions, graduate students, and
individuals.
Number of Respondents: 9,000.
Estimated Time per Respondent: 10
minutes.
Total Burden Hours: 1,500 hours.
U.S. Office of Personnel Management.
John Berry,
Director.
Commissioner Casey, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, April
21, 2011 will be:
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings;
An adjudicatory matter; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: April 14, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–9434 Filed 4–14–11; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–64294; File No. SR–Phlx2011–53]
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by NASDAQ
OMX PHLX LLC Relating to Amending
the Option Floor Procedures Advice F–
14 Regarding Executing Hedge and
Synthetic Options Orders Containing
Stock Components
Sunshine Act Meeting
April 13, 2011.
[FR Doc. 2011–9254 Filed 4–15–11; 8:45 am]
erowe on DSK5CLS3C1PROD with NOTICES
BILLING CODE 6325–38–P
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, April 21, 2011 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
VerDate Mar<15>2010
15:25 Apr 15, 2011
Jkt 223001
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 2 thereunder,
notice is hereby given that on April 8,
2011, NASDAQ OMX PHLX LLC (‘‘Phlx’’
or ‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal pursuant to Section 19(b)(3)(A)
of the Act 3 and Rule 19b–4(f)(6)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
Frm 00085
Fmt 4703
The Exchange proposes to amend the
Option Floor Procedures Advice F–14
regarding executing hedge and synthetic
options orders containing stock
components.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.nasdaqtrader.com/
micro.aspx?id=PHLXRulefilings, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to amend the Exchange’s
Option Floor Procedures Advice F–14
(the ‘‘OFPA F–14’’) regarding executing
hedge and synthetic options orders
containing stock components.
Specifically, the Exchange proposes to
modify the requirement that once the
credit or debit execution price to a
hedge or synthetic options order is
agreed upon, the stock portion of the
order must be effected prior to the
execution of the option portion.5
Instead, the Exchange proposes to
require that the stock portion of the
order, if any, must be executed at or
near the same time as the options
portion.
The qualified contingent trade
exemption (‘‘QCT Exemption’’) 6
exempts the component orders of a
qualified contingent trade (‘‘QCT’’) from
the trade [sic] provisions of Rule 611 of
5 See
Options Floor Procedures Advice F–14(d).
Securities Exchange Act Release No. 54389
(August 31), 71 FR 52829 (September 7, 2006),
amended by Securities Exchange Act Release No.
57620 (April 4, 2008), 73 FR 19271 (September 7,
2006)(‘‘QCT Exemption Order’’).
6 See
1 15
PO 00000
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Sfmt 4703
E:\FR\FM\18APN1.SGM
18APN1
Agencies
[Federal Register Volume 76, Number 74 (Monday, April 18, 2011)]
[Notices]
[Page 21784]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-9434]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, April
21, 2011 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Casey, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
April 21, 2011 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
An adjudicatory matter; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: April 14, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-9434 Filed 4-14-11; 4:15 pm]
BILLING CODE 8011-01-P