China Changjiang Mining & New Energy Co., Ltd.; Order of Suspension of Trading, 18813 [2011-8135]
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Federal Register / Vol. 76, No. 65 / Tuesday, April 5, 2011 / Notices
S. Benson, or sent via electronic mail to
Cyrus.Benson@opm.gov or faxed to
(202) 606–0910.
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Title: Disabled Dependent
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Total Burden Hours: 2,500.
U.S. Office of Personnel Management.
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BILLING CODE 8011–01–P
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to
ETNs
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
China Changjiang Mining & New
Energy Co., Ltd.; Order of Suspension
of Trading
April 1, 2011.
srobinson on DSKHWCL6B1PROD with NOTICES
[FR Doc. 2011–8135 Filed 4–1–11; 11:15 am]
[Release No. 34–64150; File No. SR–Phlx–
2011–38]
BILLING CODE 6325–38–P
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of China
Changjiang Mining & New Energy Co.,
Ltd. (‘‘CHJI’’), a Nevada corporation
previously known as North American
Gaming and Entertainment Corporation.
CHJI has headquarters and operations in
the People’s Republic of China and
trades in the over-the-counter market
under the symbol ‘‘CHJI.’’
Questions have arisen regarding the
accuracy and completeness of
information contained in CHJI’s public
filings with the Commission concerning,
among other things, the company’s
financial statements for 2009 and 2010.
CHJI has failed to disclose that (a) the
company filed its last periodic report on
Form 10–Q for the quarter ended
September 30, 2010 without the
15:18 Apr 04, 2011
By the Commission.
Elizabeth M. Murphy,
Secretary.
SECURITIES AND EXCHANGE
COMMISSION
[FR Doc. 2011–8055 Filed 4–4–11; 8:45 am]
VerDate Mar<15>2010
required review of the interim financial
statements by an independent public
accountant; and (b) the company’s
independent auditor has resigned,
withdrawn its audit opinion issued
April 16, 2010 relating to the audit of
the company’s consolidated financial
statements as of December 31, 2009, and
informed the company that the financial
statements for the quarters ended March
31, June 30, and September 30, 2010
could no longer be relied upon.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EDT, on April 1, 2011 through 11:59
p.m. EDT, on April 14, 2011.
Jkt 223001
March 30, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 22,
2011, NASDAQ OMX PHLX LLC (‘‘Phlx’’
or ‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Exchange’s Fee Schedule to codify the
Exchange’s existing practice of assessing
fees for transactions in exchange-traded
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00101
Fmt 4703
Sfmt 4703
18813
note (‘‘ETN’’) 3 options at the same rates
for exchange-traded fund (‘‘ETF’’)
options.4
While changes to the Fee Schedule
pursuant to this proposal are effective
upon filing, the Exchange has
designated these changes to be operative
on April 1, 2011.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaqtrader.com/
micro.aspx?id=PHLXfilings, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to codify the Exchange’s
existing practice of assessing fees for
transactions in ETN options at the same
rates for ETF options. Specifically, the
Exchange is proposing to amend Section
II of the Exchange’s Fee Schedule, titled
Equity Options Fees, and Section III,
titled Singly Listed Options, by
including references to ETNs in those
3 ETNs are also known as ‘‘Index-Linked
Securities,’’ which are designed for investors who
desire to participate in a specific market segment
by providing exposure to one or more identifiable
underlying securities, commodities, currencies,
derivative instruments or market indexes of the
foregoing. Index-Linked Securities are the nonconvertible debt of an issuer that have a term of at
least one (1) year but not greater than thirty (30)
years. Despite the fact that Index-Linked Securities
are linked to an underlying index, each trade as a
single, exchange-listed security. Accordingly, rules
pertaining to the listing and trading of standard
equity options apply to Index-Linked Securities.
4 An ETF is an open-ended registered investment
company under the Investment Company Act of
1940 that has received certain exemptive relief from
the Commission to allow secondary market trading
in the ETF shares. ETFs are generally index-based
products, in that each ETF holds a portfolio of
securities that is intended to provide investment
results that, before fees and expenses, generally
correspond to the price and yield performance of
the underlying benchmark index.
E:\FR\FM\05APN1.SGM
05APN1
]]>Agencies
[Federal Register Volume 76, Number 65 (Tuesday, April 5, 2011)]
[Notices]
[Page 18813]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-8135]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
China Changjiang Mining & New Energy Co., Ltd.; Order of
Suspension of Trading
April 1, 2011.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
China Changjiang Mining & New Energy Co., Ltd. (``CHJI''), a Nevada
corporation previously known as North American Gaming and Entertainment
Corporation. CHJI has headquarters and operations in the People's
Republic of China and trades in the over-the-counter market under the
symbol ``CHJI.''
Questions have arisen regarding the accuracy and completeness of
information contained in CHJI's public filings with the Commission
concerning, among other things, the company's financial statements for
2009 and 2010. CHJI has failed to disclose that (a) the company filed
its last periodic report on Form 10-Q for the quarter ended September
30, 2010 without the required review of the interim financial
statements by an independent public accountant; and (b) the company's
independent auditor has resigned, withdrawn its audit opinion issued
April 16, 2010 relating to the audit of the company's consolidated
financial statements as of December 31, 2009, and informed the company
that the financial statements for the quarters ended March 31, June 30,
and September 30, 2010 could no longer be relied upon.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed company is suspended for the period from 9:30 a.m. EDT, on
April 1, 2011 through 11:59 p.m. EDT, on April 14, 2011.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-8135 Filed 4-1-11; 11:15 am]
BILLING CODE 8011-01-P
