In the Matter of Corestream Energy, Inc. (f/k/a Zealous, Inc.); Order of Suspension of Trading, 18587 [2011-8038]
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Federal Register / Vol. 76, No. 64 / Monday, April 4, 2011 / Notices
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suspended for the period from 9:30 a.m.
EDT on March 31, 2011, through 11:59
p.m. EDT on April 13, 2011.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–8038 Filed 3–31–11; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–64141; File No. SR–Phlx–
2011–32]
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by NASDAQ
OMX PHLX LLC Relating to Inactive
Nominees and Dividend and Merger
Strategy Definitions
March 29, 2011.
[File No. 500–1]
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 24,
2011, NASDAQ OMX PHLX LLC (‘‘Phlx’’
or ‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
In the Matter of Corestream Energy,
Inc. (f/k/a Zealous, Inc.); Order of
Suspension of Trading
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Dated: March 29, 2011.
Yoira Diaz-Sanabria,
Reactor Safety Branch B, Advisory Committee
on Reactor Safeguards.
[FR Doc. 2011–7889 Filed 4–1–11; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Emcdonald on DSK2BSOYB1PROD with NOTICES
March 31, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Corestream
Energy, Inc. (‘‘Corestream’’) (f/k/a
Zealous, Inc.) because it has failed to
file certain periodic reports with the
Commission and because of questions
regarding the accuracy and adequacy of
statements made by Corestream in press
releases concerning, among other things,
the acquisition of certain oil wells.
Corestream is quoted on OTC Link
(previously the Pink Sheets) operated by
OTC Markets Group, Inc. under the
ticker symbol ‘‘ZLUS.’’
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
VerDate Mar<15>2010
18:47 Apr 01, 2011
Jkt 223001
The Exchange proposes to amend the
Exchange’s Fee Schedule to apply the
Trading Floor Personnel Registration
Fee to Inactive Nominees.3 In addition,
the Exchange is proposing to amend the
dividend and merger strategy text in the
Exchange’s Fee Schedule to add
specificity to those definitions.
While changes to the Fee Schedule
pursuant to this proposal are effective
upon filing, the Exchange has
designated these changes to be operative
on April 1, 2011.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 The term ‘‘inactive nominee’’ means a natural
person associated with and designated as such by
a member organization and who has been approved
for such status and is registered as such with the
Membership Department. An inactive nominee
shall have no rights or privileges under a permit
unless and until said inactive nominee becomes
admitted as a member of the Exchange pursuant to
the By-Laws and Rules of the Exchange. An inactive
nominee merely stands ready to exercise rights
under a permit upon notice by the member
organization to the Membership Department on an
expedited basis. See Exchange Rule 1(i).
2 17
PO 00000
Frm 00078
Fmt 4703
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18587
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaqtrader.com/
micro.aspx?id=PHLXfilings, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to amend the Exchange’s Fee
Schedule to provide that an Inactive
Nominee must pay the Trading Floor
Personnel Registration Fee in order to
recover certain administrative expenses
associated with Inactive Nominees. An
Inactive Nominee’s status requires
additional administration because the
Inactive Nominee is also deemed a clerk
for the purpose of Exchange Rule 1090.
Pursuant to By-Law Article X, Section
12–10, to be eligible as an Inactive
Nominee, an individual must be
approved as eligible to hold a permit in
accordance with the Exchange’s ByLaws and Rules. An Inactive Nominee
does not have any rights or privileges of
a permit holder unless and until the
Inactive Nominee becomes an effective
permit holder and all applicable
Exchange fees are paid.4
The Inactive Nominee allows a
member to have additional flexibility in
obtaining coverage on the trading floor.
An Inactive Nominee stands ready to
assume a membership upon notice by
the member requesting that a specific
permit be transferred intra-firm on an
expedited and temporary basis. This
transfer allows an Inactive Nominee to
become an effective member of the
4 An Inactive Nominee is currently required to
pay $500 every 6 months for the privilege of
maintaining an Inactive Nominee Status. See the
Inactive Nominee Fee on the Exchange’s Fee
Schedule. See also Exchange By-Law Article X,
Section 12–10.
E:\FR\FM\04APN1.SGM
04APN1
Agencies
[Federal Register Volume 76, Number 64 (Monday, April 4, 2011)]
[Notices]
[Page 18587]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-8038]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Corestream Energy, Inc. (f/k/a Zealous, Inc.);
Order of Suspension of Trading
March 31, 2011.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Corestream Energy, Inc. (``Corestream'') (f/k/a Zealous, Inc.) because
it has failed to file certain periodic reports with the Commission and
because of questions regarding the accuracy and adequacy of statements
made by Corestream in press releases concerning, among other things,
the acquisition of certain oil wells. Corestream is quoted on OTC Link
(previously the Pink Sheets) operated by OTC Markets Group, Inc. under
the ticker symbol ``ZLUS.''
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed company is suspended for the period from 9:30 a.m. EDT on
March 31, 2011, through 11:59 p.m. EDT on April 13, 2011.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-8038 Filed 3-31-11; 4:15 pm]
BILLING CODE 8011-01-P