Order Cancelling Registrations of Certain Transfer Agents, 16843-16844 [2011-7100]
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Federal Register / Vol. 76, No. 58 / Friday, March 25, 2011 / Notices
16843
DESCRIPTION OF MATERIAL
Name of applicant
Date of application
Date received
Application No.
Docket No.
Material type
Curtiss-Wright Electro-Mechanical Corporation.
Complete primary coolant
pump systems, related
equipment, and spare parts.
Total quantity
Enough for six AP–1000 (design) reactors.
End use
Construction, maintenance,
and operation of AP–1000
(design) nuclear reactors.
Recipient
country
China.
February 10, 2011
February 23, 2011
XR173
11005918
Dated this 18th day of March 2011 in
Rockville, Maryland.
For the Nuclear Regulatory Commission.
Nader L. Mamish,
Acting Deputy Director, Office of
International Programs.
[FR Doc. 2011–7084 Filed 3–24–11; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–64102]
Order Cancelling Registrations of
Certain Transfer Agents
March 21, 2011.
erowe on DSK5CLS3C1PROD with NOTICES
On November 4, 2010, notice was
published in the Federal Register that
the Securities and Exchange
Commission (‘‘Commission’’) intended
to issue an order, pursuant to Section
17A(c)(4)(B) of the Securities Act of
1934 (‘‘Act’’),1 cancelling the
registrations of certain transfer agents.2
For the reasons discussed below, the
Commission is cancelling the
registration of the transfer agents
identified in the attached Appendix.
For Further Information Contact: Jerry
W. Carpenter, Assistant Director, or
David Karasik, Special Counsel, at (202)
551–5710, U.S. Securities and Exchange
Commission, Division of Trading and
Markets, Room 7321 SP1, 100 F Street,
NE., Washington, DC 20549–7010, or by
e-mail at tradingandmarkets@sec.gov
with the phrase ‘‘Notice of Intention To
Cancel Transfer Agent Registration’’ in
the subject line.
Background:
Section 17A(c)(4)(B) of the Act
provides that if the Commission finds
that any transfer agent registered with
the Commission is no longer in
existence or has ceased to do business
as a transfer agent, the Commission
1 15
U.S.C. 78q–1(c)(4)(B).
Exchange Act Release No. 63211 (Oct.
29, 2010), 75 FR 68012.
shall by order cancel that transfer
agent’s registration. On November 4,
2010, the Commission published notice
of its intention to cancel the registration
of certain transfer agents whom it
believed were no longer in existence or
had ceased doing business as transfer
agents.3
In the notice, the Commission
identified 45 such transfer agents and
stated that at any time after December
15, 2010, which was 41 days after the
notice was published in the Federal
Register, the Commission intended to
issue an order canceling the
registrations of any or all of the
identified transfer agents. Three transfer
agents contacted the Commission to
object to the cancellation of their
registrations stating that they have not
ceased doing business as a transfer
agent. The Commission has decided not
to cancel the registration of these three
transfer agents at this time. Two other
transfer agents contacted the
Commission regarding the cancellation
of their registrations but did not object
to such cancellation. None of the
remaining 40 identified transfer agents
contacted the Commission to object to
the cancellation of their registrations.
Accordingly, the Commission is
cancelling the registrations of the 42
transfer agents identified in the
Appendix attached to this Order.
Order
On the basis of the foregoing, the
Commission finds that each of the
transfer agents whose name appears in
the attached Appendix either is no
longer in existence or has ceased doing
business as a transfer agent.
It is therefore ordered pursuant to
Section 17A(c)(4)(B) of the Act that the
registration as a transfer agent of each of
the transfer agents whose name appears
in the attached Appendix be and hereby
is cancelled.
For the Commission by the Division of
Trading and Markets pursuant to delegated
authority.4
Cathy H. Ahn,
Deputy Secretary.
Appendix
Transfer agent name
ADVEST TRANSFER SERVICES,
INC. ...........................................
AGN ASSOCIATES & STOCK
TRANSFER SERVICES, LLC ...
AMAZON NATURAL TREASURES.COM, INC ......................
Beverly National Corporation .......
CAPITAL FUND SERVICES, INC.
Cargill Investor Services, Inc. .......
CENTURY REALTY TRUST Co ..
CNB Bancorp, Inc. ........................
Compushare Transfer Corporation
Endless Investments, LLC ............
ELECTROCHEMICAL
INDUSTRIES FRUTAROM INC. ..........
First Choice National Stock
Transfer Agency Inc ..................
FORTUNE FUND ADMINISTRATION, INC. ................................
Francine Goodman (dba Maximvs
Transfer Services) .....................
GTI Corporate Transfer Agents
LLC ............................................
Guarantee Services CORP ..........
HOLA CORP ................................
HOWARD JOHNSON & COMPANY ........................................
InCap Fund Administration, Inc. ...
International Acquisitions & Holdings, Inc. ....................................
INCORP STOCK TRANSFER
INC ............................................
Lapeer County Bank & Trust Co.
Legends Financial Holding, Inc. ...
LIBERTY TRANSFER COMPANY
MANCHESTER
BENEFITS
GROUP, LTD ............................
MANCHESTER
EXCHANGE
TRUST LIMITED .......................
McGLADREY & PULLEN, LLP ....
Mercantile Bancorp, Inc. ...............
NICHOLAS VITO PELLETIERE
SECURITY
WEST
STOCK
TRANSFER ...............................
NuWave eSolutions Private Limited ............................................
2 Securities
VerDate Mar<15>2010
15:16 Mar 24, 2011
Jkt 223001
3 Id.
PO 00000
Frm 00120
4 17
Fmt 4703
Sfmt 4703
E:\FR\FM\25MRN1.SGM
CFR 200.30–3(a)(22).
25MRN1
File No.
8405855
8406255
8405839
8505474
8405909
8405683
8400082
8505383
8406194
8406178
8400814
8406154
8405672
8405926
8406151
8406145
8406047
8405555
8406124
8406164
8406042
8505250
8505534
8405474
8405891
8405810
8405806
8406226
8406090
8406170
16844
Federal Register / Vol. 76, No. 58 / Friday, March 25, 2011 / Notices
File No.
Transfer agent name
PACIFIC STOCK TRANSFERS
INC ............................................
PUBLIC STOCK TRANSFER
COMPANY dba/PUBLIC EASE
Royalty Stock Transfer .................
Select American Transfer Co. ......
Syntel, Inc. ....................................
TECHNOLOGY FUNDING CAPITAL CORPORATION ...............
The Commercial Bank ..................
THE NORTHERN SAVINGS &
LOAN COMPANY .....................
THE NYHART COMPANY, INC. ..
TRUSTMARK STOCK & TRANSFER INC ....................................
UAC INC. ......................................
Wulf International, Ltd ..................
the Commission’s Public Reference
Room.
8406088
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
8405866
8406189
8406152
8406142
8405738
8405867
8405867
8405722
8406073
8400293
8406180
[FR Doc. 2011–7100 Filed 3–24–11; 8:45 am]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–64105; File No. SR–BX–
2011–016]
Self-Regulatory Organizations;
NASDAQ OMX BX, Inc.; Notice of Filing
and Immediate Effectiveness Relating
to Changing the Starting Time
March 22, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 2 thereunder,
notice is hereby given that on March 15,
2011, NASDAQ OMX BX, Inc. (‘‘BX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
erowe on DSK5CLS3C1PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
certain rules of the Exchange’s equity
trading facility to change the starting
time from 8 a.m. Eastern Time (‘‘ET’’) to
7 a.m. ET. The Exchange proposes to
amend provisions of Exchange Rules
4120, 4420, 4421, 4617, 4751, 4752 and
4756 to reflect the proposed amended
starting time.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.nasdaqtrader.com/
micro.aspx?id=BXRulefilings, at the
principal office of the Exchange, and at
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Mar<15>2010
15:16 Mar 24, 2011
Jkt 223001
1. Purpose
The purpose of the proposed rule
change is to amend certain rules of the
Exchange to change the starting time
from 8 a.m. ET to 7 a.m. ET. More
specifically, the Exchange proposes to
amend the following Exchange rules in
the following manner:
i. Exchange Rule 4120(b)(4)(B) to
reflect that the ‘‘Pre-Market Session’’
means the trading session will begin at
7 a.m. ET instead of 8 a.m. ET.
ii. Exchange Rule 4420(i)(7) to reflect
that the Exchange may designate each
series of Portfolio Depository Receipts
for trading during a pre-market session
beginning at 7 a.m. instead of 8 a.m. ET.
iii. Exchange Rule 4420(j) to reflect
that the Exchange may designate each
series of Index Fund Shares for trading
during a pre-market session beginning at
7 a.m. ET instead of 8 a.m. ET.
iv. Exchange Rule 4421(a)(2) to reflect
that the information circular distributed
by the Exchange prior to the
commencement of trading in each UTP
Derivative Security contain applicable
trading hours for the UTP Derivative
Security and the risks of trading
beginning with the period starting from
7 a.m. ET instead of 8 a.m. ET.
v. Exchange Rule 4617 to reflect that
the normal business hours for the
trading platform begins at 7 a.m. ET
instead of 8 a.m. ET; and, Equity Market
Makers whose quotes are open before
9:30 a.m. ET or after 4 p.m. ET shall be
obligated to comply, while their quotes
are open, with all rules that are not by
their express terms, or by an official
interpretation of the Exchange,
inapplicable to any part of the period 7
a.m. to 9:30 a.m. or 4 p.m. to 7 p.m. ET
period instead of 8 a.m. to 9:30 a.m. or
4 p.m. to 7 p.m. ET.
PO 00000
Frm 00121
Fmt 4703
Sfmt 4703
vi. Exchange Rule 4751(h)(1) to reflect
that System Hours Immediate or
Cancel 3 orders must be will be [sic]
available for entry and execution from 7
a.m. ET instead of 8 ET.
vii. Exchange Rule 4751(h)(2) to
reflect that System Hours Day 4 orders
must remain available for potential
display and/or execution from 7 a.m. ET
instead of 8 a.m. ET.
viii. Exchange Rule 4751(h)(4) to
reflect that System Hours Expire Time 5
orders must remain for entry and
execution from 7 a.m. ET instead of 8
a.m. ET.
ix. Exchange Rule 4751(h)(8) to reflect
that ‘‘good-til-market close’’ 6 orders
must be available for entry and potential
execution from 7 a.m. ET instead of 8
ET.
x. Exchange Rule 4752(a)(1) to reflect
that the system shall add in time
priority all eligible Orders in accordance
with each order’s defined characteristics
at 7 a.m. instead of 8 a.m.
xi. Exchange Rule 4756(a)(3) to reflect
that orders can be entered into the
System (or previously entered orders
cancelled) from 7 a.m. ET instead of 8
a.m. ET.
xii. Exchange Rule 4756(b) to reflect
that Equities Market Makers, Order
Entry Firms, and Equities ECNs can
enter quotes into the system starting at
7 a.m. ET instead of 8 a.m. ET.
The Exchange is a fully electronic
system that accommodates diverse
business models and trading
preferences. Exchange utilizes
technology to aggregate and display
liquidity and make it available for
execution of orders. Exchange is
3 ‘‘System Hours Immediate or Cancel’’ shall
mean, for orders so designated, that if after entry
into the System the order (or a portion thereof) is
not marketable, the order (or unexecuted portion
thereof) shall be canceled and returned to the
entering Participant. See Exchange Rule 4751(h)(1).
4 ‘‘System Hours Day’’ shall mean, for orders so
designated, that if after entry into the System, the
order is not fully executed, the order (or the
unexecuted portion thereof) shall remain available
for potential display and/or execution from the
opening of the normal business day until 7 p.m.
Eastern Time on the day it was submitted unless
cancelled by the entering party. See Exchange Rule
4751(h)(2).
5 ‘‘System Hours Expire Time’’ or ‘‘SHEX’’ shall
mean, for orders so designated, that if after entry
into the System, the order is not fully executed, the
order (or the unexecuted portion thereof) shall
remain available for potential display and/or
execution for the amount of time specified by the
entering Participant (up to 7 p.m. on the day
entered) unless canceled by the entering party. See
Exchange Rule 4751(h)(4).
6 ‘‘Good-til-market close’’ shall mean for orders so
designated, that if after entry into the System, the
order is not fully executed, the order (or unexecuted
portion thereof) shall remain available for potential
display and/or execution until cancelled by the
entering party, or until 4 p.m., after which it shall
be returned to the entering party. See Exchange
Rule 4751(h)(8).
E:\FR\FM\25MRN1.SGM
25MRN1
]]>Agencies
[Federal Register Volume 76, Number 58 (Friday, March 25, 2011)]
[Notices]
[Pages 16843-16844]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-7100]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-64102]
Order Cancelling Registrations of Certain Transfer Agents
March 21, 2011.
On November 4, 2010, notice was published in the Federal Register
that the Securities and Exchange Commission (``Commission'') intended
to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities
Act of 1934 (``Act''),\1\ cancelling the registrations of certain
transfer agents.\2\ For the reasons discussed below, the Commission is
cancelling the registration of the transfer agents identified in the
attached Appendix.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78q-1(c)(4)(B).
\2\ Securities Exchange Act Release No. 63211 (Oct. 29, 2010),
75 FR 68012.
---------------------------------------------------------------------------
For Further Information Contact: Jerry W. Carpenter, Assistant
Director, or David Karasik, Special Counsel, at (202) 551-5710, U.S.
Securities and Exchange Commission, Division of Trading and Markets,
Room 7321 SP1, 100 F Street, NE., Washington, DC 20549-7010, or by e-
mail at tradingandmarkets@sec.gov with the phrase ``Notice of Intention
To Cancel Transfer Agent Registration'' in the subject line.
Background:
Section 17A(c)(4)(B) of the Act provides that if the Commission
finds that any transfer agent registered with the Commission is no
longer in existence or has ceased to do business as a transfer agent,
the Commission shall by order cancel that transfer agent's
registration. On November 4, 2010, the Commission published notice of
its intention to cancel the registration of certain transfer agents
whom it believed were no longer in existence or had ceased doing
business as transfer agents.\3\
---------------------------------------------------------------------------
\3\ Id.
---------------------------------------------------------------------------
In the notice, the Commission identified 45 such transfer agents
and stated that at any time after December 15, 2010, which was 41 days
after the notice was published in the Federal Register, the Commission
intended to issue an order canceling the registrations of any or all of
the identified transfer agents. Three transfer agents contacted the
Commission to object to the cancellation of their registrations stating
that they have not ceased doing business as a transfer agent. The
Commission has decided not to cancel the registration of these three
transfer agents at this time. Two other transfer agents contacted the
Commission regarding the cancellation of their registrations but did
not object to such cancellation. None of the remaining 40 identified
transfer agents contacted the Commission to object to the cancellation
of their registrations.
Accordingly, the Commission is cancelling the registrations of the
42 transfer agents identified in the Appendix attached to this Order.
Order
On the basis of the foregoing, the Commission finds that each of
the transfer agents whose name appears in the attached Appendix either
is no longer in existence or has ceased doing business as a transfer
agent.
It is therefore ordered pursuant to Section 17A(c)(4)(B) of the Act
that the registration as a transfer agent of each of the transfer
agents whose name appears in the attached Appendix be and hereby is
cancelled.
For the Commission by the Division of Trading and Markets
pursuant to delegated authority.\4\
---------------------------------------------------------------------------
\4\ 17 CFR 200.30-3(a)(22).
---------------------------------------------------------------------------
Cathy H. Ahn,
Deputy Secretary.
Appendix
------------------------------------------------------------------------
Transfer agent name File No.
------------------------------------------------------------------------
ADVEST TRANSFER SERVICES, INC................................ 8405855
AGN ASSOCIATES & STOCK TRANSFER SERVICES, LLC................ 8406255
AMAZON NATURAL TREASURES.COM, INC............................ 8405839
Beverly National Corporation................................. 8505474
CAPITAL FUND SERVICES, INC................................... 8405909
Cargill Investor Services, Inc............................... 8405683
CENTURY REALTY TRUST Co...................................... 8400082
CNB Bancorp, Inc............................................. 8505383
Compushare Transfer Corporation.............................. 8406194
Endless Investments, LLC..................................... 8406178
ELECTROCHEMICAL INDUSTRIES FRUTAROM INC...................... 8400814
First Choice National Stock Transfer Agency Inc.............. 8406154
FORTUNE FUND ADMINISTRATION, INC............................. 8405672
Francine Goodman (dba Maximvs Transfer Services)............. 8405926
GTI Corporate Transfer Agents LLC............................ 8406151
Guarantee Services CORP...................................... 8406145
HOLA CORP.................................................... 8406047
HOWARD JOHNSON & COMPANY..................................... 8405555
InCap Fund Administration, Inc............................... 8406124
International Acquisitions & Holdings, Inc................... 8406164
INCORP STOCK TRANSFER INC.................................... 8406042
Lapeer County Bank & Trust Co................................ 8505250
Legends Financial Holding, Inc............................... 8505534
LIBERTY TRANSFER COMPANY..................................... 8405474
MANCHESTER BENEFITS GROUP, LTD............................... 8405891
MANCHESTER EXCHANGE TRUST LIMITED............................ 8405810
McGLADREY & PULLEN, LLP...................................... 8405806
Mercantile Bancorp, Inc...................................... 8406226
NICHOLAS VITO PELLETIERE SECURITY WEST STOCK TRANSFER........ 8406090
NuWave eSolutions Private Limited............................ 8406170
[[Page 16844]]
PACIFIC STOCK TRANSFERS INC.................................. 8406088
PUBLIC STOCK TRANSFER COMPANY dba/PUBLIC EASE................ 8405866
Royalty Stock Transfer....................................... 8406189
Select American Transfer Co.................................. 8406152
Syntel, Inc.................................................. 8406142
TECHNOLOGY FUNDING CAPITAL CORPORATION....................... 8405738
The Commercial Bank.......................................... 8405867
THE NORTHERN SAVINGS & LOAN COMPANY.......................... 8405867
THE NYHART COMPANY, INC...................................... 8405722
TRUSTMARK STOCK & TRANSFER INC............................... 8406073
UAC INC...................................................... 8400293
Wulf International, Ltd...................................... 8406180
------------------------------------------------------------------------
[FR Doc. 2011-7100 Filed 3-24-11; 8:45 am]
BILLING CODE 8011-01-P
