Proposed Collection; Comment Request, 7594 [2011-2933]
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Federal Register / Vol. 76, No. 28 / Thursday, February 10, 2011 / Notices
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Ted Wackler,
Deputy Chief of Staff.
[FR Doc. 2011–3039 Filed 2–9–11; 8:45 am]
BILLING CODE P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 103; SEC File No. 270–410; OMB
Control No. 3235–0466.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval for Rule 103 of Regulation
M (17 CFR 242.103)—Nasdaq Passive
Market Making.
Rule 103 permits passive market
making in Nasdaq securities during a
distribution. A distribution participant
that seeks use of this exception would
be required to disclose to third parties
its intention to engage in passive market
making.
There are approximately 298
respondents per year that require an
aggregate total of 298 hours to comply
with this rule. Each respondent makes
an estimated 1 annual response. Each
response takes approximately 1 hour to
complete. Thus, the total compliance
burden per year is 298 burden hours.
The total compliance labor cost for the
PO 00000
Frm 00064
Fmt 4703
Sfmt 4703
respondents is approximately
$19,966.00, resulting in an estimated
labor cost of compliance for the
respondent per response of
approximately $67.00 (i.e., $19,966.00/
298 responses).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to:
Thomas Bayer, Chief Information
Officer, Securities and Exchange
Commission, C/O Remi Pavlik-Simon,
6432 General Green Way, Alexandria,
Virginia 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted within 60 days of this
notice.
Dated: February 3, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–2933 Filed 2–9–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 104; SEC File No. 270–411; OMB
Control No. 3235–0465.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
E:\FR\FM\10FEN1.SGM
10FEN1
Agencies
[Federal Register Volume 76, Number 28 (Thursday, February 10, 2011)]
[Notices]
[Page 7594]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-2933]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy,
Washington, DC 20549-0213.
Extension:
Rule 103; SEC File No. 270-410; OMB Control No. 3235-0466.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval for Rule 103 of Regulation M (17 CFR
242.103)--Nasdaq Passive Market Making.
Rule 103 permits passive market making in Nasdaq securities during
a distribution. A distribution participant that seeks use of this
exception would be required to disclose to third parties its intention
to engage in passive market making.
There are approximately 298 respondents per year that require an
aggregate total of 298 hours to comply with this rule. Each respondent
makes an estimated 1 annual response. Each response takes approximately
1 hour to complete. Thus, the total compliance burden per year is 298
burden hours. The total compliance labor cost for the respondents is
approximately $19,966.00, resulting in an estimated labor cost of
compliance for the respondent per response of approximately $67.00
(i.e., $19,966.00/298 responses).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Comments should be directed to: Thomas Bayer, Chief Information
Officer, Securities and Exchange Commission, C/O Remi Pavlik-Simon,
6432 General Green Way, Alexandria, Virginia 22312 or send an e-mail
to: PRA_Mailbox@sec.gov. Comments must be submitted within 60 days of
this notice.
Dated: February 3, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-2933 Filed 2-9-11; 8:45 am]
BILLING CODE 8011-01-P