Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule, 80104-80105 [2010-31930]

Download as PDF 80104 Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to 19(b)(3)(A) of the Act 10 and Rule 19b–4(f)(6) 11 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2010–163 on the subject line. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2010–163. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission,12 all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2010–163 and should be submitted on or before January 11, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.13 Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–31925 Filed 12–20–10; 8:45 am] BILLING CODE 8011–01–P srobinson on DSKHWCL6B1PROD with NOTICES • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, 10 15 11 17 VerDate Mar<15>2010 20:40 Dec 20, 2010 Jkt 223001 [Release No. 34–63544; File No. SR–C2– 2010–011] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the C2 Fees Schedule December 14, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on December 8, 2010, C2 Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘C2’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change C2 proposes to amend its Fees Schedule. The text of the proposed rule change is available on the Exchange’s Web site (https://www.cboe.org/legal), at the Exchange’s Office of the Secretary, and at the Commission. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change Paper Comments U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6). In addition, Rule 19b– 4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. NASDAQ has satisfied this requirement. SECURITIES AND EXCHANGE COMMISSION 12 The text of the proposed rule change is available on the Commission’s Web site at https:// www.sec.gov. 13 17 CFR 200.30–3(a)(12). PO 00000 Frm 00071 Fmt 4703 Sfmt 4703 1. Purpose C2 proposes to amend its Fee Schedule to clarify that the transaction fees in the Fee Schedule also apply to equity options listed on C2 that are not in the options penny pilot. The current transaction fee section of the C2 Fee 1 15 2 17 E:\FR\FM\21DEN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 21DEN1 Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Notices Schedule references that the transaction fees apply to ‘‘all multiply-listed, penny pilot equity and ETF options classes’’. The rule change will eliminate the ‘‘penny pilot’’ reference. 2. Statutory Basis The proposed rule change is consistent with Section 6(b) of the Act,3 in general, and furthers the objectives of Section 6(b)(4) 4 of the Act in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among C2 Trading Permit Holders and other persons using Exchange facilities. B. Self-Regulatory Organization’s Statement on Burden on Competition C2 does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The proposed rule change is designated by the Exchange as establishing or changing a due, fee, or other charge, thereby qualifying for effectiveness on filing pursuant to Section 19(b)(3)(A)(ii) 5 of the Act and subparagraph (f)(2) of Rule 19b–4 6 thereunder. At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. srobinson on DSKHWCL6B1PROD with NOTICES IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: 3 15 U.S.C. 78f(b). U.S.C. 78f(b)(4). 5 15 U.S.C. 78s(b)(3)(A)(ii). 6 17 CFR 240.19b–4(f)(2). 4 15 VerDate Mar<15>2010 20:40 Dec 20, 2010 Jkt 223001 Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–C2–2010–011 on the subject line. 80105 SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] Supatcha Resources Inc.; Order of Suspension of Trading December 17, 2010. It appears to the Securities and Exchange Commission that there is a Paper Comments lack of current and accurate information concerning the securities of Supatcha • Send paper comments in triplicate Resources Inc. (‘‘Supatcha’’) because of to Elizabeth Murphy, Secretary, questions regarding the accuracy of Securities and Exchange Commission, assertions by Supatcha in public 100 F Street, NE., Washington, DC statements to investors concerning, 20549–1090. among other things: (1) A geological report on certain mining prospects in All submissions should refer to File Ukraine; and (2) a tender offer for Number SR–C2–2010–011. This file Supatcha’s outstanding shares. number should be included on the The Commission is of the opinion that subject line if e-mail is used. To help the the public interest and the protection of Commission process and review your investors require a suspension of trading comments more efficiently, please use in the securities of the above-listed only one method. The Commission will company. post all comments on the Commission’s Therefore, it is ordered, pursuant to Internet Web site (https://www.sec.gov/ Section 12(k) of the Securities Exchange rules/sro.shtml). Copies of the Act of 1934, that trading of the submission, all subsequent securities of the above-listed company is amendments, all written statements suspended for the period from 9:30 a.m. with respect to the proposed rule EST, December 17, 2010 through 11:59 change that are filed with the p.m. EST, on December 31, 2010. Commission, and all written By the Commission. communications relating to the Elizabeth M. Murphy, proposed rule change between the Secretary. Commission and any person, other than [FR Doc. 2010–32096 Filed 12–17–10; 4:15 pm] those that may be withheld from the BILLING CODE 8011–01–P public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and DEPARTMENT OF STATE printing in the Commission’s Public [Public Notice: 6826] Reference Room, 100 F Street, NE., Washington, DC 20549, on official Meeting of Advisory Committee on business days between the hours of 10 International Communications and a.m. and 3 p.m. Copies of such filing Information Policy also will be available for inspection and The Department of State’s Advisory copying at the principal office of C2. All Committee on International comments received will be posted Communications and Information without change; the Commission does Policy (ACICIP) will hold a public not edit personal identifying meeting on January 13, 2011 from 9 a.m. information from submissions. You to 12 p.m. in the Loy Henderson should submit only information that you wish to make available publicly. All Auditorium of the Harry S. Truman Building of the U.S. Department of submissions should refer to File State. The Truman Building is located at Number SR–C2–2010–011 and should 2201 C Street, NW., Washington, DC be submitted on or before January 11, 20520. 2011. The committee provides a formal For the Commission, by the Division of channel for regular consultation and Trading and Markets, pursuant to delegated coordination on major economic, social authority.7 and legal issues and problems in international communications and Florence E. Harmon, information policy, especially as these Deputy Secretary. issues and problems involve users of [FR Doc. 2010–31930 Filed 12–20–10; 8:45 am] information and communications BILLING CODE 8011–01–P services, providers of such services, technology research and development, 7 17 CFR 200.30–3(a)(12). foreign industrial and regulatory policy, PO 00000 Frm 00072 Fmt 4703 Sfmt 4703 E:\FR\FM\21DEN1.SGM 21DEN1

Agencies

[Federal Register Volume 75, Number 244 (Tuesday, December 21, 2010)]
[Notices]
[Pages 80104-80105]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-31930]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-63544; File No. SR-C2-2010-011]


Self-Regulatory Organizations; C2 Options Exchange, Incorporated; 
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change 
To Amend the C2 Fees Schedule

December 14, 2010.
    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given 
that on December 8, 2010, C2 Options Exchange, Incorporated (the 
``Exchange'' or ``C2'') filed with the Securities and Exchange 
Commission (the ``Commission'') the proposed rule change as described 
in Items I and II below, which Items have been prepared by the 
Exchange. The Commission is publishing this notice to solicit comments 
on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    C2 proposes to amend its Fees Schedule. The text of the proposed 
rule change is available on the Exchange's Web site (https://www.cboe.org/legal), at the Exchange's Office of the Secretary, and at 
the Commission.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of and basis for the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    C2 proposes to amend its Fee Schedule to clarify that the 
transaction fees in the Fee Schedule also apply to equity options 
listed on C2 that are not in the options penny pilot. The current 
transaction fee section of the C2 Fee

[[Page 80105]]

Schedule references that the transaction fees apply to ``all multiply-
listed, penny pilot equity and ETF options classes''. The rule change 
will eliminate the ``penny pilot'' reference.
2. Statutory Basis
    The proposed rule change is consistent with Section 6(b) of the 
Act,\3\ in general, and furthers the objectives of Section 6(b)(4) \4\ 
of the Act in particular, in that it is designed to provide for the 
equitable allocation of reasonable dues, fees, and other charges among 
C2 Trading Permit Holders and other persons using Exchange facilities.
---------------------------------------------------------------------------

    \3\ 15 U.S.C. 78f(b).
    \4\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------

B. Self-Regulatory Organization's Statement on Burden on Competition

    C2 does not believe that the proposed rule change will impose any 
burden on competition not necessary or appropriate in furtherance of 
the purposes of the Act.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The proposed rule change is designated by the Exchange as 
establishing or changing a due, fee, or other charge, thereby 
qualifying for effectiveness on filing pursuant to Section 
19(b)(3)(A)(ii) \5\ of the Act and subparagraph (f)(2) of Rule 19b-4 
\6\ thereunder. At any time within 60 days of the filing of such 
proposed rule change, the Commission summarily may temporarily suspend 
such rule change if it appears to the Commission that such action is 
necessary or appropriate in the public interest, for the protection of 
investors, or otherwise in furtherance of the purposes of the Act.
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(3)(A)(ii).
    \6\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
     Send an e-mail to rule-comments@sec.gov. Please include 
File Number SR-C2-2010-011 on the subject line.

Paper Comments

     Send paper comments in triplicate to Elizabeth Murphy, 
Secretary, Securities and Exchange Commission, 100 F Street, NE., 
Washington, DC 20549-1090.

All submissions should refer to File Number SR-C2-2010-011. This file 
number should be included on the subject line if e-mail is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street, NE., 
Washington, DC 20549, on official business days between the hours of 10 
a.m. and 3 p.m. Copies of such filing also will be available for 
inspection and copying at the principal office of C2. All comments 
received will be posted without change; the Commission does not edit 
personal identifying information from submissions. You should submit 
only information that you wish to make available publicly. All 
submissions should refer to File Number SR-C2-2010-011 and should be 
submitted on or before January 11, 2011.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
---------------------------------------------------------------------------

    \7\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-31930 Filed 12-20-10; 8:45 am]
BILLING CODE 8011-01-P
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