Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 72848-72850 [2010-29725]
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Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices
srobinson on DSKHWCL6B1PROD with NOTICES
is not qualified for unemployment
benefits under any other law. RRB Form
UI–45, Claimant’s Statement—
Voluntary Leaving of Work, is used by
the RRB to obtain the claimant’s
statement when it is indicated by the
claimant, the claimant’s employer, or
another source that the claimant has
voluntarily left work. Completion of
Form UI–45 is required to obtain or
retain benefits. One response is received
from each respondent.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (75 FR 36451 on June 25,
2010) required by 44 U.S.C. 3506(c)(2).
That request elicited no comments.
Information Collection Request (ICR)
Title: Certification Regarding Rights to
Unemployment Benefits.
OMB Control Number: 3220–0079.
Form(s) submitted: UI–45.
Type of request: Extension without
change of a currently approved
collection.
Affected public: Individuals or
households, Business or-other-for profit.
Abstract: In administering the
disqualification for the voluntary
leaving of work provision of Section 4
of the Railroad Unemployment
Insurance Act, the Railroad Retirement
Board investigates an unemployment
claim that indicates that the claimant
left voluntarily. The certification obtains
information needed to determine if the
leaving was for good cause.
Changes Proposed: The RRB proposes
no changes to Form UI–45.
The burden estimate for the ICR is as
follows:
Estimated Completion Time for Form
UI–45: 5–15 minutes.
Estimated annual number of
respondents: 1,950.
Total annual responses: 2,900.
Total annual reporting hours: 487.
3. Title and Purpose of Information
Collection 3220–0149, Withholding
Certificate for Railroad Retirement
Monthly Annuity Payments.
The Internal Revenue Code requires
all payers of tax liable private pensions
to U.S. citizens to: (1) Notify each
recipient at least concurrent with initial
withholding that the payer is, in fact,
withholding benefits for tax liability and
that the recipient has the option of
electing not to have the payer withhold,
or to withhold at a specific rate; (2)
withhold benefits for tax purposes (in
the absence of the recipient’s election
not to withhold benefits); and (3) notify
all beneficiaries, at least annually, that
they have the option of changing their
withholding status or elect not to have
benefits withheld.
The Railroad Retirement Board
provides Form RRB–W4P, Withholding
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Certificate for Railroad Retirement
Payments, to its annuitants to exercise
their withholding options. Completion
of the form is required to obtain or
retain a benefit. One response is
requested of each respondent.
The RRB estimates that 25,000
annuitants utilize Form RRB W–4P
annually. The completion time for Form
RRB W–4P varies depending on
individual circumstances. The
estimated average(s) for Form RRB W–
4P is 39 minutes for recordkeeping, 24
minutes for learning about the law or
the form, and 59 minutes for preparing
the form.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (75 FR 58451 on
September 24, 2010) required by 44
U.S.C. 3506(c)(2). That request elicited
no comments.
Information Collection Request (ICR)
Title: Withholding Certificate for
Railroad Retirement Monthly Annuity
Payments.
OMB Control Number: 3220–0149.
Form(s) submitted: RRB–W–4P,
Withholding Certificate for Railroad
Retirement Monthly Annuity Payments.
Type of request: Extension without
change of a currently approved
collection.
Affected public: Individuals or
households.
Abstract: Under Public Law 98–76,
railroad retirement beneficiaries’ Tier II,
dual vested and supplemental benefits
are subject to income tax under private
pension rules. Under Public Law 99–
514, the non-social security equivalent
benefit portion of Tier 1 is also taxable
under private pension rules. The
collection obtains the information
needed by the Railroad Retirement
Board to implement the income tax
withholding provisions.
Changes Proposed: The RRB proposes
no changes to Form RRB–W–4P.
The burden estimate for the ICR is as
follows:
Estimated annual number of
respondents: 25,000.
Total annual responses: 25,000.
Total annual reporting hours: 1.
FOR FURTHER INFORMATION CONTACT:
Copies of the form and supporting
documents can be obtained from
Charles Mierzwa, the agency clearance
officer at (312–751–3363) or
Charles.Mierzwa@rrb.gov.
Comments regarding the information
collection should be addressed to
Patricia A. Henaghan, Railroad
Retirement Board, 844 North Rush
Street, Chicago, Illinois, 60611–2092 or
Patricia.Henaghan@rrb.gov and to the
OMB Desk Officer for the RRB, at the
PO 00000
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Office of Management and Budget,
Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 2010–29759 Filed 11–24–10; 8:45 am]
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29502]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
November 19, 2010.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of November
2010. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
December 14, 2010, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Nuveen Insured Florida Premium
Income Municipal Fund [File No. 811–
7120]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On October 19,
2009, applicant transferred its assets to
Nuveen Insured Municipal Opportunity
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Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices
Fund, Inc., based on net asset value.
Shareholders of applicant’s municipal
auction rate cumulative preferred shares
(‘‘preferred shares’’) received one share
of the acquiring fund’s preferred shares
for each preferred share of applicant.
Expenses of approximately $364,782
incurred in connection with the
reorganization were paid by applicant
and the acquiring fund.
Filing Dates: The application was
filed on November 4, 2009, and
amended on November 12, 2010.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
srobinson on DSKHWCL6B1PROD with NOTICES
Nuveen Insured Florida Tax-Free
Advantage Municipal Fund [File No.
811–21215]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On October 19,
2009, applicant transferred its assets to
Nuveen Insured Tax-Free Advantage
Municipal Fund, based on net asset
value. Shareholders of applicant’s
municipal auction rate cumulative
preferred shares (‘‘preferred shares’’)
received one share of the acquiring
fund’s preferred shares for each
preferred share of applicant. Expenses
of approximately $265,508 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on November 4, 2009, and
amended on November 12, 2010.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Eaton Vance Credit Opportunities Fund
[File No. 811–21820]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 12,
2010, applicant transferred its assets to
Eaton Vance Limited Duration Income
Fund, based on net asset value. All of
applicant’s auction preferred shares
were redeemed for cash equal to the
liquidation preference of those shares
plus all accrued but unpaid
distributions. Expenses of $62,647
incurred in connection with the
reorganization were paid by applicant
and Eaton Vance Management,
applicant’s investment adviser.
Filing Dates: The application was
filed on September 3, 2010, and
amended on October 28, 2010.
Applicant’s Address: Two
International Place, Boston, MA 02110.
AmeriPrime Funds [File No. 811–9096]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 6, 2005,
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applicant transferred its assets to
Unified Series Trust, based on net asset
value. Expenses of approximately
$22,372 incurred in connection with the
reorganization were paid by Unified
Fund Services, Inc., administrator for
applicant and the acquiring fund.
Filing Dates: The application was
filed on December 29, 2005, and
amended on November 4, 2010.
Applicant’s Address: 431 North
Pennsylvania St., Indianapolis, IN
46204.
AmeriPrime Advisors Trust [File No.
811–9541]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 23,
2005, applicant transferred its assets to
Unified Series Trust, based on net asset
value. Expenses of approximately
$15,845 incurred in connection with the
reorganization were paid by Unified
Fund Services, Inc., administrator for
applicant and the acquiring fund.
Filing Dates: The application was
filed on July 3, 2006, and amended on
November 4, 2010.
Applicant’s Address: 431 North
Pennsylvania St., Indianapolis, IN
46204.
High Yield Income Fund, Inc. [File No.
811–5296]
High Yield Plus Fund, Inc. [File No.
811–5468]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On June 19,
2009, each applicant transferred its
assets to Dryden High Yield Fund, Inc.,
based on net asset value. Expenses of
$153,500 and $157,500, respectively,
incurred in connection with the
reorganizations were paid by applicants.
Filing Dates: The applications were
filed on November 24, 2009, and
amended on October 26, 2010. A second
amendment was filed by High Yield
Plus Fund, Inc. on November 16, 2010.
Applicants’ Address: Gateway Center
Three, 100 Mulberry St., Newark, NJ
07102–4077.
Cash Accumulation Trust [File No. 811–
4060]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On May 20, 2010,
applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $187,000
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on October 29, 2010.
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Applicant’s Address: Gateway Center
Three, 100 Mulberry St., Newark, NJ
07102–4077.
Neuberger Berman Realty Income Fund
Inc. [File No. 811–21315]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 7, 2008,
applicant transferred its assets to
Neuberger Berman Real Estate Securities
Income Fund Inc. (the ‘‘Acquiring
Fund’’), based on net asset value.
Applicant’s preferred shareholders
received an equivalent number of shares
of a new series of preferred stock of the
Acquiring Fund. Expenses of $200,000
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on October 29, 2010.
Applicant’s Address: 605 Third Ave.,
2nd Floor, New York, NY 10158–0180.
Oak Value Trust [File No. 811–9000]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 7,
2010, applicant transferred its assets to
RS Capital Appreciation Fund, a series
of RS Investment Trust, based on net
asset value. Expenses of $546,124
incurred in connection with the
reorganization were paid by RS
Investment Management Co. LLC.
Filing Date: The application was filed
on October 22, 2010.
Applicant’s Address: 1450 Raleigh
Rd., Suite 220, Chapel Hill, NC 27517.
Pioneer Small Cap Value Fund [File No.
811–7985]
Pioneer Tax Free Income Fund [File No.
811–2704]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On August 28,
2009 and March 5, 2010, respectively,
each applicant transferred its assets to a
corresponding series of Pioneer Series
Trust II, based on net asset value.
Expenses of approximately $18,896 and
$49,527, respectively, incurred in
connection with the reorganizations
were paid by each applicant, the
acquiring fund, and Pioneer Investment
Management, Inc., investment adviser to
each applicant.
Filing Date: The applications were
filed on November 4, 2010.
Applicants’ Address: 60 State St.,
Boston, MA 02109.
Pioneer Mid Cap Growth Fund [File No.
811–3564]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On January 22,
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Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices
2010, applicant transferred its assets to
Pioneer Select Mid Cap Growth Fund, a
series of Pioneer Series Trust I, based on
net asset value. Expenses of
approximately $142,776 incurred in
connection with the reorganization were
paid by applicant, the acquiring fund,
and Pioneer Investment Management,
Inc., applicant’s investment adviser.
Filing Date: The application was filed
on November 2, 2010.
Applicant’s Address: 60 State St.,
Boston, MA 02109.
MONY America Variable Account S
[File No. 811–5100]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
requests deregistration based on
abandonment of registration. Applicant
is not now engaged, or intending to
engage, in any business activities other
than those necessary for winding up its
affairs.
Filing Dates: The application was
filed on October 22, 2010, and amended
on November 15, 2010.
Applicant’s Address: 1290 Avenue of
the Americas, New York, NY 10104.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–29725 Filed 11–24–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63340, File No. SR–MSRB–
2010–09]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Order Granting Approval of
Proposed Rule Change Consisting of
Fee Changes to Its Real-Time
Transaction Price Service and
Comprehensive Transaction Price
Service, and Termination of its T+1
Transaction Price Service
srobinson on DSKHWCL6B1PROD with NOTICES
November 18, 2010.
I. Introduction
On September 30, 2010, the
Municipal Securities Rulemaking Board
(‘‘MSRB’’ or ‘‘Board’’), filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Exchange Act’’),1 and Rule
19b–4 thereunder,2 a proposed rule
change relating to the MSRB’s Real-time
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Mar<15>2010
16:32 Nov 24, 2010
Jkt 223001
Transaction Reporting System (‘‘RTRS’’).
The proposed rule change was
published for comment in the Federal
Register on October 18, 2010.3 The
Commission received no comment
letters about the proposed rule change.
This order approves the proposed rule
change.
II. Description of the Proposed Rule
Change
The proposed rule change consists of
fee changes to the MSRB’s Real-Time
Transaction Price Service and
Comprehensive Transaction Price
Service of RTRS and the consolidation
into the Comprehensive Transaction
Price Service of its existing T+1
Transaction Price Service. In addition,
the proposed rule change would change
the name of the Real-Time Transaction
Price Service to the ‘‘MSRB Real-Time
Transaction Data Subscription Service’’
and would change the name of the
Comprehensive Transaction Price
Service to the ‘‘MSRB Comprehensive
Transaction Data Subscription Service.’’
The MSRB proposes an effective date for
this proposed rule change of January 1,
2011.
A more complete description of the
proposal is contained in the
Commission’s Notice.
III. Discussion and Commission
Findings
The Commission has carefully
considered the proposed rule change
and finds that the proposed rule change
is consistent with the requirements of
the Exchange Act and the rules and
regulations thereunder applicable to the
MSRB 4 and, in particular, the
requirements of Section 15B(b)(2)(J) of
the Exchange Act 5 and the rules and
regulations thereunder. Section
15B(b)(2)(J) of the Exchange Act
requires, in pertinent part, that the
MSRB’s rules shall:
Provide that each municipal securities
broker, municipal securities dealer, and
municipal advisor shall pay to the Board
such reasonable fees and charges as may be
necessary or appropriate to defray the costs
and expenses of operating and administering
the Board. Such rules shall specify the
amount of such fees and charges.
The Commission believes that the
proposed rule change is consistent with
the Exchange Act because the proposed
rule change provides for commercially
3 See Securities Exchange Act Release No. 63089
(October 13, 2010), 75 FR 63883 (the ‘‘Commission’s
Notice’’).
4 In approving this proposed rule change, the
Commission notes that it has considered the
proposed rule’s impact on efficiency, competition
and capital formation. 15 U.S.C. 78c(f).
5 15 U.S.C. 78o–4(b)(2)(J).
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reasonable fees to partially offset costs
associated with operating RTRS and
producing and disseminating
transaction reports to subscribers. The
proposal will become effective January
1, 2011, as requested by the MSRB.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Exchange Act,6
that the proposed rule change (SR–
MSRB–2010–09), be, and it hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–29720 Filed 11–24–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63331; File No. SR–FINRA–
2010–059]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of
Proposed Rule Change To Adopt
FINRA Rule 4360 (Fidelity Bonds) in
the Consolidated FINRA Rulebook
November 17, 2010.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (‘‘Act’’
or ‘‘Exchange Act’’) 2 and Rule 19b–4
thereunder,3 notice is hereby given that
on November 10, 2010, Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) (f/k/a National Association of
Securities Dealers, Inc. (‘‘NASD’’)) filed
with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by FINRA. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to adopt NASD
Rule 3020 (Fidelity Bonds) with certain
changes into the consolidated FINRA
rulebook as FINRA Rule 4360 (Fidelity
Bonds), taking into account
Incorporated NYSE Rule 319 (Fidelity
Bonds) and its Interpretation.
The text of the proposed rule change
is available on FINRA’s Web site at
https://www.finra.org, at the principal
6 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
7 17
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]]>Agencies
[Federal Register Volume 75, Number 227 (Friday, November 26, 2010)]
[Notices]
[Pages 72848-72850]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29725]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29502]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
November 19, 2010.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November 2010. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on December 14, 2010, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Nuveen Insured Florida Premium Income Municipal Fund [File No. 811-
7120]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On October
19, 2009, applicant transferred its assets to Nuveen Insured Municipal
Opportunity
[[Page 72849]]
Fund, Inc., based on net asset value. Shareholders of applicant's
municipal auction rate cumulative preferred shares (``preferred
shares'') received one share of the acquiring fund's preferred shares
for each preferred share of applicant. Expenses of approximately
$364,782 incurred in connection with the reorganization were paid by
applicant and the acquiring fund.
Filing Dates: The application was filed on November 4, 2009, and
amended on November 12, 2010.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen Insured Florida Tax-Free Advantage Municipal Fund [File No. 811-
21215]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On October
19, 2009, applicant transferred its assets to Nuveen Insured Tax-Free
Advantage Municipal Fund, based on net asset value. Shareholders of
applicant's municipal auction rate cumulative preferred shares
(``preferred shares'') received one share of the acquiring fund's
preferred shares for each preferred share of applicant. Expenses of
approximately $265,508 incurred in connection with the reorganization
were paid by applicant.
Filing Dates: The application was filed on November 4, 2009, and
amended on November 12, 2010.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Eaton Vance Credit Opportunities Fund [File No. 811-21820]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 12,
2010, applicant transferred its assets to Eaton Vance Limited Duration
Income Fund, based on net asset value. All of applicant's auction
preferred shares were redeemed for cash equal to the liquidation
preference of those shares plus all accrued but unpaid distributions.
Expenses of $62,647 incurred in connection with the reorganization were
paid by applicant and Eaton Vance Management, applicant's investment
adviser.
Filing Dates: The application was filed on September 3, 2010, and
amended on October 28, 2010.
Applicant's Address: Two International Place, Boston, MA 02110.
AmeriPrime Funds [File No. 811-9096]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 6, 2005, applicant transferred its
assets to Unified Series Trust, based on net asset value. Expenses of
approximately $22,372 incurred in connection with the reorganization
were paid by Unified Fund Services, Inc., administrator for applicant
and the acquiring fund.
Filing Dates: The application was filed on December 29, 2005, and
amended on November 4, 2010.
Applicant's Address: 431 North Pennsylvania St., Indianapolis, IN
46204.
AmeriPrime Advisors Trust [File No. 811-9541]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 23, 2005, applicant transferred
its assets to Unified Series Trust, based on net asset value. Expenses
of approximately $15,845 incurred in connection with the reorganization
were paid by Unified Fund Services, Inc., administrator for applicant
and the acquiring fund.
Filing Dates: The application was filed on July 3, 2006, and
amended on November 4, 2010.
Applicant's Address: 431 North Pennsylvania St., Indianapolis, IN
46204.
High Yield Income Fund, Inc. [File No. 811-5296]
High Yield Plus Fund, Inc. [File No. 811-5468]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On June
19, 2009, each applicant transferred its assets to Dryden High Yield
Fund, Inc., based on net asset value. Expenses of $153,500 and
$157,500, respectively, incurred in connection with the reorganizations
were paid by applicants.
Filing Dates: The applications were filed on November 24, 2009, and
amended on October 26, 2010. A second amendment was filed by High Yield
Plus Fund, Inc. on November 16, 2010.
Applicants' Address: Gateway Center Three, 100 Mulberry St.,
Newark, NJ 07102-4077.
Cash Accumulation Trust [File No. 811-4060]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On May 20, 2010, applicant made a liquidating
distribution to its shareholders based on net asset value. Expenses of
$187,000 incurred in connection with the liquidation were paid by
applicant.
Filing Date: The application was filed on October 29, 2010.
Applicant's Address: Gateway Center Three, 100 Mulberry St.,
Newark, NJ 07102-4077.
Neuberger Berman Realty Income Fund Inc. [File No. 811-21315]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 7,
2008, applicant transferred its assets to Neuberger Berman Real Estate
Securities Income Fund Inc. (the ``Acquiring Fund''), based on net
asset value. Applicant's preferred shareholders received an equivalent
number of shares of a new series of preferred stock of the Acquiring
Fund. Expenses of $200,000 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on October 29, 2010.
Applicant's Address: 605 Third Ave., 2nd Floor, New York, NY 10158-
0180.
Oak Value Trust [File No. 811-9000]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 7, 2010, applicant transferred
its assets to RS Capital Appreciation Fund, a series of RS Investment
Trust, based on net asset value. Expenses of $546,124 incurred in
connection with the reorganization were paid by RS Investment
Management Co. LLC.
Filing Date: The application was filed on October 22, 2010.
Applicant's Address: 1450 Raleigh Rd., Suite 220, Chapel Hill, NC
27517.
Pioneer Small Cap Value Fund [File No. 811-7985]
Pioneer Tax Free Income Fund [File No. 811-2704]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On August 28, 2009 and March 5, 2010,
respectively, each applicant transferred its assets to a corresponding
series of Pioneer Series Trust II, based on net asset value. Expenses
of approximately $18,896 and $49,527, respectively, incurred in
connection with the reorganizations were paid by each applicant, the
acquiring fund, and Pioneer Investment Management, Inc., investment
adviser to each applicant.
Filing Date: The applications were filed on November 4, 2010.
Applicants' Address: 60 State St., Boston, MA 02109.
Pioneer Mid Cap Growth Fund [File No. 811-3564]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On January 22,
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2010, applicant transferred its assets to Pioneer Select Mid Cap Growth
Fund, a series of Pioneer Series Trust I, based on net asset value.
Expenses of approximately $142,776 incurred in connection with the
reorganization were paid by applicant, the acquiring fund, and Pioneer
Investment Management, Inc., applicant's investment adviser.
Filing Date: The application was filed on November 2, 2010.
Applicant's Address: 60 State St., Boston, MA 02109.
MONY America Variable Account S [File No. 811-5100]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant requests deregistration based on
abandonment of registration. Applicant is not now engaged, or intending
to engage, in any business activities other than those necessary for
winding up its affairs.
Filing Dates: The application was filed on October 22, 2010, and
amended on November 15, 2010.
Applicant's Address: 1290 Avenue of the Americas, New York, NY
10104.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-29725 Filed 11-24-10; 8:45 am]
BILLING CODE 8011-01-P
