Sunshine Act Meeting, 70310 [2010-29075]

Download as PDF 70310 Federal Register / Vol. 75, No. 221 / Wednesday, November 17, 2010 / Notices Management & Professional Earnings in the Securities Industry 2009, as modified by Commission staff to account for an 1,800 hour work year and multiplied by 5.35 to account for bonuses, firm size, employee benefits and overhead. The Commission estimates the total cost for all 1,000 municipal advisors to hire outside counsel to review their compliance with the requirements of Rule 15Ba2–6T and Form MA–T to be approximately $400,000. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to: Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, Virginia 22312 or send an e-mail to: PRA_Mailbox@sec.gov. November 12, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–28983 Filed 11–16–10; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION mstockstill on DSKH9S0YB1PROD with NOTICES Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on November 19, 2010 at 10 a.m., in the Auditorium, Room L–002. The subject matter of the Open Meeting will be: 1. The Commission will consider whether to propose new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules and rule amendments are designed to give effect to provisions VerDate Mar<15>2010 16:21 Nov 16, 2010 Jkt 223001 of Title IV of the Dodd-Frank Act that, among other things, increase the statutory threshold for registration by investment advisers with the Commission, require advisers to hedge funds and other private funds to register with the Commission, and address reporting by certain investment advisers that are exempt from registration. 2. The Commission will consider whether to propose rules that would implement new exemptions from the registration requirements of the Investment Advisers Act of 1940 for advisers to venture capital funds and advisers with less than $150 million in private fund assets under management in the United States. These exemptions were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules also would clarify the meaning of certain terms included in a new exemption for foreign private advisers. 3. The Commission will consider whether to propose new rules under Section 763(i) of the Dodd-Frank Wall Street Reform and Consumer Protection Act governing the security-based swap data repository registration process, the duties of such repositories, and the core principles applicable to such repositories. 4. The Commission will consider whether to propose Regulation SBSR under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act to provide for the reporting of security-based swap information to registered security-based swap data repositories or the Commission and the public dissemination of security-based swap transaction, volume, and pricing information. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: November 12, 2010. Elizabeth M. Murphy, Secretary. [FR Doc. 2010–29075 Filed 11–15–10; 11:15 am] BILLING CODE 8011–01–P PO 00000 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–63285; File No. SR–BX– 2010–074] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ OMX BX Equities System November 9, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 27, 2010, NASDAQ OMX BX, Inc. (‘‘BX’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by BX. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change BX proposes to modify pricing for BX members using the NASDAQ OMX BX Equities System. BX will implement the proposed change on November 1, 2010. The text of the proposed rule change is available at https:// nasdaqomxbx.cchwallstreet.com, at BX’s principal office, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, BX included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. BX has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose BX is proposing to modify its fees for trades that execute at prices at or above $1. BX has a pricing model under which members are charged for the execution 1 15 2 17 Frm 00112 Fmt 4703 Sfmt 4703 E:\FR\FM\17NON1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 17NON1

Agencies

[Federal Register Volume 75, Number 221 (Wednesday, November 17, 2010)]
[Notices]
[Page 70310]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29075]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on November 19, 2010 
at 10 a.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
    1. The Commission will consider whether to propose new rules and 
rule amendments under the Investment Advisers Act of 1940 to implement 
provisions of the Dodd-Frank Wall Street Reform and Consumer Protection 
Act. These rules and rule amendments are designed to give effect to 
provisions of Title IV of the Dodd-Frank Act that, among other things, 
increase the statutory threshold for registration by investment 
advisers with the Commission, require advisers to hedge funds and other 
private funds to register with the Commission, and address reporting by 
certain investment advisers that are exempt from registration.
    2. The Commission will consider whether to propose rules that would 
implement new exemptions from the registration requirements of the 
Investment Advisers Act of 1940 for advisers to venture capital funds 
and advisers with less than $150 million in private fund assets under 
management in the United States. These exemptions were enacted as part 
of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The 
proposed rules also would clarify the meaning of certain terms included 
in a new exemption for foreign private advisers.
    3. The Commission will consider whether to propose new rules under 
Section 763(i) of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act governing the security-based swap data repository 
registration process, the duties of such repositories, and the core 
principles applicable to such repositories.
    4. The Commission will consider whether to propose Regulation SBSR 
under Title VII of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act to provide for the reporting of security-based swap 
information to registered security-based swap data repositories or the 
Commission and the public dissemination of security-based swap 
transaction, volume, and pricing information.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact: The Office of the 
Secretary at (202) 551-5400.

    Dated: November 12, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010-29075 Filed 11-15-10; 11:15 am]
BILLING CODE 8011-01-P
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