Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List; Correction, 70329 [2010-28864]

Download as PDF Federal Register / Vol. 75, No. 221 / Wednesday, November 17, 2010 / Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order approve or disapprove the proposed rule change or (B) Institute proceedings to determine whether the proposed rule change should be disapproved. IV. Solicitation of Comments will also be available for inspection and copying at the principal office of FICC and on FICC’s Web site at https:// dtcc.com/downloads/legal/rule_filings/ 2010/ficc/2010-08.pdf. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FICC– 2010–08 and should be submitted on or before December 8, 2010. For the Commission by the Division of Trading and Markets, pursuant to delegated authority.6 Florence E. Harmon, Deputy Secretary. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: [FR Doc. 2010–28897 Filed 11–16–10; 8:45 am] Electronic Comments [Release No. 34–63072A; File No. SR– NYSEAmex–2010–97] • Use the Commissions Internet comment form (https://www.sec.gov/ rules/sro.shtml) or send an e-mail to rule-comments@sec.gov. Please include File Number SR–FICC–2010–08 on the subject line. mstockstill on DSKH9S0YB1PROD with NOTICES Paper Comments 16:21 Nov 16, 2010 SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List; Correction October 8, 2010. • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–FICC–2010–08. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Section, 100 F Street, NE., Washington, DC 20549–1090, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filings VerDate Mar<15>2010 BILLING CODE 8011–01–P Jkt 223001 Securities and Exchange Commission. AGENCY: ACTION: Notice; correction. The Securities and Exchange Commission published a document in the Federal Register of October 19, 2010 concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List. The document was dated incorrectly. SUMMARY: Yue Ding, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549, (202) 551–5842. FOR FURTHER INFORMATION CONTACT: Correction In the Federal Register of October 19, 2010, in FR Doc. 2010–26109, on page 64368, in the 23rd line of the second column, the date is corrected to read as noted above. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–28864 Filed 11–16–10; 8:45 am] SECURITIES AND EXCHANGE COMMISSION [Release No. 34–63307; File No. SR–MSRB– 2010–13] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A–7, on Assessments, and Rule A–8, on Rulemaking Procedures November 12, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on November 1, 2010, the Municipal Securities Rulemaking Board (‘‘Board’’ or ‘‘MSRB’’), filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the MSRB. The MSRB has designated the proposed rule change as concerned solely with the administration of the Board pursuant to Section 19(b)(3)(A)(iii) of the Act, and Rule 19b–4(f)(3) thereunder, which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The MSRB is filing a proposed rule change consisting of amendments to Rule A–7, on assessments, and Rule A– 8, on rulemaking procedures, to apply existing MSRB mechanisms and procedures for establishing assessments and undertaking rulemaking in connection with municipal advisors. The proposed rule change would apply to municipal advisors effective immediately. The text of the proposed rule change is available on the MSRB’s Web site at https://www.msrb.org/Rulesand-Interpretations/SEC-Filings/2010Filings.aspx, at the MSRB’s principal office, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the MSRB included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements BILLING CODE 8011–01–P 1 15 6 17 PO 00000 CFR 200.30–3(a)(12). Frm 00131 Fmt 4703 2 17 Sfmt 4703 70329 E:\FR\FM\17NON1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 17NON1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 75, Number 221 (Wednesday, November 17, 2010)]
[Notices]
[Page 70329]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-28864]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-63072A; File No. SR-NYSEAmex-2010-97]


Self-Regulatory Organizations; Notice of Filing and Immediate 
Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the 
Exchange Price List; Correction

October 8, 2010.
AGENCY: Securities and Exchange Commission.

ACTION: Notice; correction.

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SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register of October 19, 2010 concerning a Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC 
Amending the Exchange Price List. The document was dated incorrectly.

FOR FURTHER INFORMATION CONTACT: Yue Ding, Division of Trading and 
Markets, Securities and Exchange Commission, 100 F Street, NE., 
Washington, DC 20549, (202) 551-5842.

Correction

    In the Federal Register of October 19, 2010, in FR Doc. 2010-26109, 
on page 64368, in the 23rd line of the second column, the date is 
corrected to read as noted above.

Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-28864 Filed 11-16-10; 8:45 am]
BILLING CODE 8011-01-P

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