Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 68010-68012 [2010-27861]
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Federal Register / Vol. 75, No. 213 / Thursday, November 4, 2010 / Notices
amendments to licenses for operating
reactors or for activities associated with
review of applications for early site
permits and combined licenses for the
Office of New Reactors. The NRC staff
will also incorporate Revision 1 of SRP
Section 13.6.1 into the next revisions of
the Regulatory Guide 1.206, ‘‘Combined
License Applications for Nuclear Power
Plants,’’ and related guidance
documents.
Disposition: On June 10, 2010, the
NRC staff issued the proposed Revision
1 on SRP Section 13.6.1 on ‘‘Physical
Security—Combined License and
Operating Reactors,’’ ADAMS Accession
No. ML100350158. There were no
comments received on the proposed
revision. Therefore, the guidance is
issued as final without changes to the
proposed notification as stated above.
ADDRESSES: The NRC maintains
ADAMS, which provides text and image
files of NRC’s public documents. These
documents may be accessed through the
NRC’s Public Electronic Reading Room
on the Internet at https://www.nrc.gov/
reading-rm/adams.html. Persons who
do not have access to ADAMS or who
encounter problems in accessing the
documents located in ADAMS should
contact the NRC Public Document Room
reference staff at 1–800–397–4209,
301–415–4737, or by e-mail at
pdr.resource@nrc.gov.
Mr.
William F. Burton, Chief, Rulemaking
and Guidance Development Branch,
Division of New Reactor Licensing,
Office of New Reactors, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001; telephone at 301–415–
6332 or e-mail at
william.burton@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
The NRC
posts its issued staff guidance on the
NRC external Web page (https://
www.nrc.gov/reading-rm/doccollections/isg/).
SUPPLEMENTARY INFORMATION:
Dated at Rockville, Maryland, this 28th day
of October 2010.
For the Nuclear Regulatory Commission.
William F. Burton,
Chief, Rulemaking and Guidance
Development Branch, Division of New Reactor
Licensing.
ACTION:
Notice of meeting.
The Federal Salary Council
will meet on November 19, 2010, at the
time and location shown below. The
Council is an advisory body composed
of representatives of Federal employee
organizations and experts in the fields
of labor relations and pay policy. The
Council makes recommendations to the
President’s Pay Agent (the Secretary of
Labor and the Directors of the Office of
Management and Budget and the Office
of Personnel Management) about the
locality pay program for General
Schedule employees under section 5304
of title 5, United States Code. The
Council’s recommendations cover the
establishment or modification of locality
pay areas, the coverage of salary
surveys, the process of comparing
Federal and non-Federal rates of pay,
and the level of comparability payments
that should be paid.
The November meeting will be
devoted to reviewing the results of pay
comparisons and formulating its
recommendations to the President’s Pay
Agent on pay comparison methods,
locality pay rates, and locality pay areas
and boundaries for 2012. The meeting is
open to the public. Please contact the
Office of Personnel Management at the
address shown below if you wish to
submit testimony or present material to
the Council at the meeting.
DATES: November 19, 2010, at 10 a.m.
LOCATION: Office of Personnel
Management, 1900 E Street, NW., Room
5H17, Washington, DC.
FOR FURTHER INFORMATION CONTACT:
Charles D. Grimes, III, Deputy Associate
Director, Employee Services, Office of
Personnel Management, 1900 E Street,
NW., Room 7H31, Washington, DC
20415–8200. Phone (202) 606–2838;
FAX (202) 606–4264; or e-mail at payperformance-policy@opm.gov.
SUMMARY:
For the President’s Pay Agent.
John Berry,
Director.
[FR Doc. 2010–27835 Filed 11–3–10; 8:45 am]
BILLING CODE 6325–39–P
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 7590–01–P
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[FR Doc. 2010–27873 Filed 11–3–10; 8:45 am]
[Release No. IC–29493]
OFFICE OF PERSONNEL
MANAGEMENT
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
Federal Salary Council
October 29, 2010.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Office of Personnel
Management.
AGENCY:
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Act of 1940 for the month of October
2010. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202)551–8090.
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on November 19, 2010, and should
be accompanied by proof of service on
the applicant, in the form of an affidavit
or, for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Evergreen Leaders Trust
[File No. 811–8334]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on October 13, 2010, and amended
on October 25, 2010.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Federated Investment Portfolios
[File No. 811–7461]; Federated
Investment Trust [File No. 811–7477]
Summary: Applicants, a hub and
spoke, respectively, in a hub and spoke
structure, seek orders declaring that
they have ceased to be investment
companies. On September 25, 1998,
Federated Investment Trust redeemed
all of its interests in Federated
Investment Portfolios, whose assets
were distributed in-kind to Federated
Investment Trust at net asset value.
Also, on September 25, 1998, Federated
Investment Trust transferred its assets to
Federated Total Return Bond Fund, a
series of Federated Total Return Series,
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Federal Register / Vol. 75, No. 213 / Thursday, November 4, 2010 / Notices
Inc., based on net asset value.
Applicants incurred no expenses in
connection with the reorganization and
liquidation.
Filing Dates: The applications were
filed on August 3, 2010, and amended
on October 22, 2010.
Applicants’ Address: Federated
Investors Funds, 4000 Ericsson Dr.,
Warrendale, PA 15086–7561.
Stone Harbor Credit Recovery Income
Fund [File No. 811–22330]; Stone
Harbor Local Markets Income Fund
[File No. 811–22068]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
their securities and do not propose to
make a public offering or engage in
business of any kind.
Filing Dates: The applications were
filed on September 16, 2010 and
September 20, 2010, respectively, and
each was amended on October 14, 2010.
Applicants’ Address: ALPS Fund
Services, Inc., 1290 Broadway, Suite
1100, Denver, CO 80203.
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Pioneer Municipal and Equity Income
Trust [File No. 811–21448]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Between October
6, 2008 and October 24, 2008, applicant
redeemed its auction market preferred
shares at $25,000 per share, plus an
amount equal to accumulated but
unpaid dividends. On October 24, 2008,
applicant transferred its assets to
Pioneer Tax Free Income Fund, based
on net asset value. Expenses of
approximately $257,023 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on November 12, 2009, and
amended on September 29, 2010.
Applicant’s Address: 60 State St.,
Boston, MA 02109.
Torrey US Strategy Partners, LLC
[File No. 811–21066];
Torrey International Strategy Partners,
LLC [File No. 811–21067]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On July 27,
2010, each applicant made a final
liquidating distribution to its
shareholders, based on net asset value.
Expenses of approximately $128,797
and $37,004, respectively, incurred in
connection with the liquidations were
paid by applicants. Applicants have
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retained $40,435 and $31,640,
respectively, in cash to pay certain
expected liabilities.
Filing Date: The applications were
filed on October 8, 2010.
Applicants’ Address: 45 East Putnam
Ave., Suite 124, Greenwich, CT 06830.
Management, Inc., applicant’s
investment adviser.
Filing Date: The application was filed
on October 1, 2010.
Applicant’s Address: Wells Asset
Management, Inc., 6200 The Corners
Parkway, Norcross, GA 30092.
Morgan Stanley Global Opportunity
Bond Fund, Inc. [File No. 811–8460]
Hyperion Brookfield Collateralized
Securities Fund, Inc.
[File No. 811–21466]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 25,
2010, applicant transferred its assets to
Morgan Stanley Emerging Markets Debt
Fund, Inc., based on net asset value.
Expenses of approximately $169,949
incurred in connection with the
reorganization were paid by applicant
and the acquiring fund.
Filing Dates: The application was
filed on October 4, 2010 and amended
on October 14, 2010.
Applicant’s Address: c/o Morgan
Stanley Investment Management Inc.,
522 Fifth Ave., New York, NY 10036.
Emerging Markets Portfolio
[File No. 811–8332]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 24,
2010, applicant made a liquidating
distribution to its shareholders, based
on net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on October 6, 2010.
Applicant’s Address: Two
International Place, Boston, MA 02110.
Pennsylvania Avenue Funds
[File No. 811–21253]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 7, 2010,
applicant transferred its assets to
Quaker Event Arbitrage Fund, a series of
Quaker Investment Trust, based on net
asset value. Expenses of $1,740 incurred
in connection with the reorganization
were paid by applicant.
Filing Date: The application was filed
on October 7, 2010.
Applicant’s Address: 260 Water St.,
Brooklyn, NY 11201.
Wells Family of Real Estate Funds
[File No. 811–8355]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 18,
2009, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $221,161
incurred in connection with the
liquidation were paid by Wells Asset
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Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On August 6,
2010, applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of $38,500
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on September 21, 2010.
Applicant’s Address: Three World
Financial Center, 200 Vesey St., 10th
Floor, New York, NY 10281–1010.
ICAP Funds, Inc. [File No. 811–8850]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 26,
2010, each series of applicant
transferred its assets to the
corresponding shell series of MainStay
Funds Trust, based on net asset value.
Expenses of $108,347 incurred in
connection with the reorganization were
paid by applicant.
Filing Date: The application was filed
on October 8, 2010.
Applicant’s Address: 51 Madison
Ave., New York, NY 10010.
Castle Convertible Fund, Inc.
[File No. 811–2213]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 9,
2009, applicant transferred its assets to
Alger Convertible Fund, a series of The
Alger Funds, based on net asset value.
Expenses of $120,000 incurred in
connection with the reorganization were
paid by Fred Alger Management, Inc.,
applicant’s investment adviser.
Filing Date: The application was filed
on October 14, 2010.
Applicant’s Address: 111 Fifth Ave.,
New York, NY 10003.
Templeton Capital Accumulator Fund
[File No. 811–6198]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On May 20, 2005,
applicant transferred its assets to
Templeton Growth Fund, Inc., based on
net asset value. Expenses of $376,699
incurred in connection with the
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Federal Register / Vol. 75, No. 213 / Thursday, November 4, 2010 / Notices
reorganization were paid one-quarter by
the applicant, one-quarter by Templeton
Growth Fund, Inc., one-quarter by
Templeton Investment Counsel, LLC,
the applicant’s investment manager, and
one-quarter by Templeton Global
Advisors Limited, Templeton Growth
Fund, Inc.’s investment manager.
Filing Dates: The application was
filed on August 11, 2010 and amended
on October 22, 2010.
Applicant’s Address: 500 East
Broward Boulevard, Fort Lauderdale, FL
33394–3091.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
(‘‘Commission’’) intends to issue an
order, pursuant to Section 17A(c)(4)(B)
of the Securities Exchange Act of 1934
(‘‘Act’’),1 cancelling the registrations of
the transfer agents whose names appear
in the attached Appendix.
FOR FURTHER INFORMATION CONTACT: Jerry
W. Carpenter, Assistant Director, or
David Karasik, Special Counsel, at (202)
551–5710, U.S. Securities and Exchange
Commission, Division of Trading and
Markets, Room 7321 SP1, 100 F Street,
NE., Washington, DC 20549–7010 or by
e-mail at tradingandmarkets@sec.gov
with the phrase ‘‘Notice of Intention To
Cancel Transfer Agent Registration’’ in
the subject line.
Florence E. Harmon,
Deputy Secretary.
Background
[FR Doc. 2010–27861 Filed 11–3–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63211]
Notice of Intention To Cancel
Registrations of Certain Transfer
Agents
October 29, 2010.
Notice is hereby given that the
Securities and Exchange Commission
Section 17A(c)(4)(B) of the Act
provides that if the Commission finds
that any transfer agent registered with
the Commission is no longer in
existence or has ceased to do business
as a transfer agent, the Commission
shall by order cancel that transfer
agent’s registration.
Although the Commission has made
efforts to locate and to determine the
status of each of the transfer agents
listed in the Appendix, based on the
facts it has, the Commission believes
that each of those transfer agents is no
longer in existence or has ceased doing
business as a transfer agent.
Accordingly, at any time after December
15, 2010, the Commission intends to
issue an order cancelling the
registrations of the transfer agents listed
in the Appendix.
The representative of any transfer
agent listed in the Appendix who
believes the registration of the transfer
agent should not be cancelled must
notify the Commission in writing or by
e-mail prior to December 15, 2010.
Written notifications may be mailed to
Office of Clearance and Settlement,
Division of Trading and Markets, U.S.
Securities and Exchange Commission,
Room 7321 SP1, 100 F Street NE.,
Washington, DC 20459–7010. E-mail
notifications may be sent to
tradingandmarkets@sec.gov with the
phrase ‘‘Notice of Intention To Cancel
Transfer Agent Registration’’ in the
subject line.
For the Commission by the Division of
Trading and Markets, pursuant to delegated
authority.2
Florence E. Harmon,
Deputy Secretary.
APPENDIX
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Transfer agent
File No.
Advest Transfer Services, Inc .................................................................................................................................................................
AGN Associates & Stock Transfer Services, LLC ..................................................................................................................................
Amazon Natural Treasures.com, Inc .......................................................................................................................................................
Beverly National Corporation ...................................................................................................................................................................
Capital Fund Services, Inc ......................................................................................................................................................................
Capital Fund Services, Inc ......................................................................................................................................................................
Century Realty Trust Co ..........................................................................................................................................................................
CNB Bancorp, Inc ....................................................................................................................................................................................
Compushare Transfer Corporation ..........................................................................................................................................................
Endless Investments, LLC .......................................................................................................................................................................
Electrochemical Industries Frutarom Inc .................................................................................................................................................
First Choice National Stock Transfer Agency Inc ...................................................................................................................................
Fortune Fund Administration, Inc ............................................................................................................................................................
Francine Goodman (dba Maximvs Transfer Services) ...........................................................................................................................
GTI Corporate Transfer Agents LLC .......................................................................................................................................................
Guarantee Services Corp ........................................................................................................................................................................
Hola Corp .................................................................................................................................................................................................
Howard Johnson & Company ..................................................................................................................................................................
InCap Fund Administration, Inc ...............................................................................................................................................................
Incorp Stock Transfer Inc ........................................................................................................................................................................
International Acquisitions & Holdings, Inc ...............................................................................................................................................
Kingsdale Shareholder Services Inc .......................................................................................................................................................
Lapeer County Bank & Trust Co .............................................................................................................................................................
Legends Financial Holding, Inc ...............................................................................................................................................................
Liberty Transfer Company .......................................................................................................................................................................
Manchester Benefits Group, Ltd ..............................................................................................................................................................
Manchester Exchange Trust Limited .......................................................................................................................................................
McGladrey & Pullen, LLP ........................................................................................................................................................................
Mercantile Bancorp, Inc ...........................................................................................................................................................................
Nicholas Vito Pelletiere Security West Stock Transfer ...........................................................................................................................
NuWave eSolutions Private Limited ........................................................................................................................................................
1 15
U.S.C. 78q–1(c)(4)(B).
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]]>Agencies
[Federal Register Volume 75, Number 213 (Thursday, November 4, 2010)]
[Notices]
[Pages 68010-68012]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-27861]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29493]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
October 29, 2010.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
October 2010. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202)551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on November 19, 2010, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Evergreen Leaders Trust [File No. 811-8334]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Dates: The application was filed on October 13, 2010, and
amended on October 25, 2010.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Federated Investment Portfolios [File No. 811-7461]; Federated
Investment Trust [File No. 811-7477]
Summary: Applicants, a hub and spoke, respectively, in a hub and
spoke structure, seek orders declaring that they have ceased to be
investment companies. On September 25, 1998, Federated Investment Trust
redeemed all of its interests in Federated Investment Portfolios, whose
assets were distributed in-kind to Federated Investment Trust at net
asset value. Also, on September 25, 1998, Federated Investment Trust
transferred its assets to Federated Total Return Bond Fund, a series of
Federated Total Return Series,
[[Page 68011]]
Inc., based on net asset value. Applicants incurred no expenses in
connection with the reorganization and liquidation.
Filing Dates: The applications were filed on August 3, 2010, and
amended on October 22, 2010.
Applicants' Address: Federated Investors Funds, 4000 Ericsson Dr.,
Warrendale, PA 15086-7561.
Stone Harbor Credit Recovery Income Fund [File No. 811-22330]; Stone
Harbor Local Markets Income Fund [File No. 811-22068]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants have never made a public offering of their securities and do
not propose to make a public offering or engage in business of any
kind.
Filing Dates: The applications were filed on September 16, 2010 and
September 20, 2010, respectively, and each was amended on October 14,
2010.
Applicants' Address: ALPS Fund Services, Inc., 1290 Broadway, Suite
1100, Denver, CO 80203.
Pioneer Municipal and Equity Income Trust [File No. 811-21448]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Between
October 6, 2008 and October 24, 2008, applicant redeemed its auction
market preferred shares at $25,000 per share, plus an amount equal to
accumulated but unpaid dividends. On October 24, 2008, applicant
transferred its assets to Pioneer Tax Free Income Fund, based on net
asset value. Expenses of approximately $257,023 incurred in connection
with the reorganization were paid by applicant.
Filing Dates: The application was filed on November 12, 2009, and
amended on September 29, 2010.
Applicant's Address: 60 State St., Boston, MA 02109.
Torrey US Strategy Partners, LLC [File No. 811-21066]; Torrey
International Strategy Partners, LLC [File No. 811-21067]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On July
27, 2010, each applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of approximately
$128,797 and $37,004, respectively, incurred in connection with the
liquidations were paid by applicants. Applicants have retained $40,435
and $31,640, respectively, in cash to pay certain expected liabilities.
Filing Date: The applications were filed on October 8, 2010.
Applicants' Address: 45 East Putnam Ave., Suite 124, Greenwich, CT
06830.
Morgan Stanley Global Opportunity Bond Fund, Inc. [File No. 811-8460]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January
25, 2010, applicant transferred its assets to Morgan Stanley Emerging
Markets Debt Fund, Inc., based on net asset value. Expenses of
approximately $169,949 incurred in connection with the reorganization
were paid by applicant and the acquiring fund.
Filing Dates: The application was filed on October 4, 2010 and
amended on October 14, 2010.
Applicant's Address: c/o Morgan Stanley Investment Management Inc.,
522 Fifth Ave., New York, NY 10036.
Emerging Markets Portfolio [File No. 811-8332]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 24, 2010, applicant made a
liquidating distribution to its shareholders, based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on October 6, 2010.
Applicant's Address: Two International Place, Boston, MA 02110.
Pennsylvania Avenue Funds [File No. 811-21253]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 7, 2010, applicant transferred its
assets to Quaker Event Arbitrage Fund, a series of Quaker Investment
Trust, based on net asset value. Expenses of $1,740 incurred in
connection with the reorganization were paid by applicant.
Filing Date: The application was filed on October 7, 2010.
Applicant's Address: 260 Water St., Brooklyn, NY 11201.
Wells Family of Real Estate Funds [File No. 811-8355]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 18, 2009, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $221,161 incurred in connection with the liquidation were
paid by Wells Asset Management, Inc., applicant's investment adviser.
Filing Date: The application was filed on October 1, 2010.
Applicant's Address: Wells Asset Management, Inc., 6200 The Corners
Parkway, Norcross, GA 30092.
Hyperion Brookfield Collateralized Securities Fund, Inc. [File No. 811-
21466]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On August 6,
2010, applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of $38,500 incurred in
connection with the liquidation were paid by applicant.
Filing Date: The application was filed on September 21, 2010.
Applicant's Address: Three World Financial Center, 200 Vesey St.,
10th Floor, New York, NY 10281-1010.
ICAP Funds, Inc. [File No. 811-8850]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 26, 2010, each series of
applicant transferred its assets to the corresponding shell series of
MainStay Funds Trust, based on net asset value. Expenses of $108,347
incurred in connection with the reorganization were paid by applicant.
Filing Date: The application was filed on October 8, 2010.
Applicant's Address: 51 Madison Ave., New York, NY 10010.
Castle Convertible Fund, Inc. [File No. 811-2213]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January 9,
2009, applicant transferred its assets to Alger Convertible Fund, a
series of The Alger Funds, based on net asset value. Expenses of
$120,000 incurred in connection with the reorganization were paid by
Fred Alger Management, Inc., applicant's investment adviser.
Filing Date: The application was filed on October 14, 2010.
Applicant's Address: 111 Fifth Ave., New York, NY 10003.
Templeton Capital Accumulator Fund [File No. 811-6198]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On May 20, 2005, applicant transferred its
assets to Templeton Growth Fund, Inc., based on net asset value.
Expenses of $376,699 incurred in connection with the
[[Page 68012]]
reorganization were paid one-quarter by the applicant, one-quarter by
Templeton Growth Fund, Inc., one-quarter by Templeton Investment
Counsel, LLC, the applicant's investment manager, and one-quarter by
Templeton Global Advisors Limited, Templeton Growth Fund, Inc.'s
investment manager.
Filing Dates: The application was filed on August 11, 2010 and
amended on October 22, 2010.
Applicant's Address: 500 East Broward Boulevard, Fort Lauderdale,
FL 33394-3091.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-27861 Filed 11-3-10; 8:45 am]
BILLING CODE 8011-01-P
