Proposed Collection; Comment Request, 67409-67410 [2010-27591]

Download as PDF Federal Register / Vol. 75, No. 211 / Tuesday, November 2, 2010 / Notices Department of Justice Department of Labor DJGS00202 Counsel for the Criminal Division. Effective September 8, 2010. DJGS00228 Counsel to the Chief of Staff. Effective September 10, 2010. DJGS00622 Research Assistant to the Assistant Attorney General. Effective September 13, 2010. DJGS00549 Counsel to the Assistant Attorney General. Effective September 24, 2010. DLGS60279 Regional Representative, Denver, for Congressional and Intergovernmental Affairs. Effective September 13, 2010. DLGS60141 Special Assistant of Public Engagement. Effective September 28, 2010. Department of Homeland Security DMGS00768 New Media Specialist for Public Affairs. Effective September 22, 2010. DMGS00836 Special Assistant for National Protection and Programs. Effective September 23, 2010. DMGS00437 Counselor to United States Citizenship and Immigration Services. Effective September 28, 2010. 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Effective September 17, 2010. EPGS10011 Deputy Press Secretary for Public Affairs. Effective September 17, 2010. EPGS10012 Senior Advisor on External Communication for Public Affairs. Effective September 23, 2010. EPGS10013 Press Secretary for Public Affairs. Effective September 23, 2010. hsrobinson on DSK69SOYB1PROD with NOTICES Department of Housing and Urban Development DUGS00025 Press Assistant for Public Affairs. Effective September 7, 2010. DUGS00031 Division Director, Performance Management, for the Office of Strategic Planning and Management. Effective September 29, 2010. DUGS00588 Media Outreach Specialist. Effective September 29, 2010. National Transportation Safety Board TBGS11536 Special Assistant to a Member. Effective September 8, 2010. Authority: 5 U.S.C. 3301 and 3302; E.O. 10577, 3 CFR 1954–1958 Comp., p. 218. U.S. Office of Personnel Management. John Berry, Director. [FR Doc. 2010–27550 Filed 11–1–10; 8:45 am] BILLING CODE 6325–39–P SECURITIES AND EXCHANGE COMMISSION Department of Energy Proposed Collection; Comment Request DEGS00829 Trip Coordinator for the Office of Scheduling and Advance. Effective September 8, 2010. Small Business Administration SBGS00610 Senior Advisor for Capital Access. Effective September 9, 2010. General Services Administration GSGS01446 White House Liaison to the Chief of Staff. Effective September 3, 2010. GSGS01420 Regional Administrator to the Administrator. Effective September 9, 2010. GSGS01437 Special Assistant for Small Business Utilization. Effective September 24, 2010. GSGS01447 Special Assistant to the Regional Administrator. Effective September 24, 2010. Jkt 223001 National Endowment for the Humanities NHGS60069 Confidential Assistant to the Chairman. Effective September 23, 2010. DVGS60005 Special Assistant of Veterans Affairs. Effective September 28, 2010. 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PO 00000 Frm 00066 Fmt 4703 Sfmt 4703 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Assistance, Washington, DC 20549–0213. Extension: Rule 13e–3 (Schedule 13E–3); OMB Control No. 3235–0007; SEC File No. 270–1. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Rule 13e–3 and Schedule 13E–3 (17 CFR 240.13e–3 and 240.13e–100)—Rule 13e–3 prescribes the filing, disclosure and dissemination requirements in connection with a going private transaction by an issuer or an affiliate. E:\FR\FM\02NON1.SGM 02NON1 67410 Federal Register / Vol. 75, No. 211 / Tuesday, November 2, 2010 / Notices Schedule 13E–3 provides shareholders and the marketplace with information concerning going private transactions that is important in determining how to respond to such transactions. The information collected permits verification of compliance with securities laws requirements and ensures the public availability and dissemination of the collected information. We estimate that Schedule 13E–3 is filed by approximately 600 issuers annually and it takes approximately 137.25 hours per response. We estimate that 25% of the 137.25 hours per response is prepared by the filer for a total annual reporting burden of 20,588 hours. Written comments are invited on: (a) Whether this collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency’s estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to Thomas Bayer, Director/CIO, Securities and Exchange Commission, C/O Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Dated: October 27, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–27591 Filed 11–1–10; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION hsrobinson on DSK69SOYB1PROD with NOTICES [Release No. 34–63193; File No. SR–CTA/ CQ–2010–04] Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Seventeenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Thirteenth Substantive Amendment to the Restated Consolidated Quotation Plan October 27, 2010. Pursuant to Section 11A of the Securities Exchange Act of 1934 VerDate Mar<15>2010 18:39 Nov 01, 2010 Jkt 223001 (‘‘Act’’),1 and Rule 608 thereunder,2 notice is hereby given that on October 19, 2010, the Consolidated Tape Association (‘‘CTA’’) Plan and Consolidated Quotation (‘‘CQ’’) Plan participants (‘‘Participants’’) 3 filed with the Securities and Exchange Commission (‘‘Commission’’) a proposal to amend the Second Restatement of the CTA Plan and Restated CQ Plan (collectively, the ‘‘Plans’’).4 The proposal represents the Seventeenth substantive amendment to the CTA Plan (‘‘Seventeenth Amendment to the CTA Plan’’) and the Thirteenth substantive amendment to the CQ Plan (‘‘Thirteenth Amendment to the CQ Plan’’), and reflects changes unanimously adopted by the Participants. The Seventeenth Amendment to the CTA Plan and the Thirteenth Amendment to the CQ Plan (‘‘Amendments’’) propose to add BATS Y–Exchange, Inc. to the Plans. The Commission is publishing this notice to solicit comments from interested persons on the proposed Amendments. Plan and the CQ Plan’s Operating Committee may submit these amendments to the Commission on behalf of the Participants in the CTA Plan and the CQ Plan. Because the Participants designate the amendments as concerned solely with the administration of the Plans, the amendments become effective upon filing with the Commission. I. Rule 608(a) F. Written Understanding or Agreements Relating to Interpretation of, or Participation in, Plan A. Purpose of the Amendments The amendment proposes to add BATS Y–Exchange, Inc. as a new Participant to each Plan. B. Governing or Constituent Documents Not applicable. C. Implementation of the Amendments Because the Amendments constitute ‘‘Ministerial Amendments’’ under both clause (1) of Section IV(b) of the CTA Plan and clause (1) of Section IV(c) of the CQ Plan, the Chairman of the CTA D. Development and Implementation Phases Not applicable. E. Analysis of Impact on Competition The proposed amendment does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act. The Participants do not believe that the proposed plan amendment introduces terms that are unreasonably discriminatory for the purposes of Section 11A(c)(1)(D) of the Exchange Act. Not applicable. G. Approval by Sponsors in Accordance with Plan See Item I(C) above. H. Description of Operation of Facility Contemplated by the Proposed Amendment Not applicable. I. Terms and Conditions of Access See Item I(A) above. 1 15 U.S.C. 78k–1. 2 17 CFR 242.608. 3 Each participant executed the proposed amendment. The Participants are: BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; NASDAQ OMX BX, Inc.; NASDAQ OMX PHLX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex, Inc.; and NYSE Arca, Inc. 4 See Securities Exchange Act Release Nos. 10787 (May 10, 1974), 39 FR 17799 (May 20, 1974) (declaring the CTA Plan effective); 15009 (July 28, 1978), 43 FR 34851 (August 7, 1978) (temporarily authorizing the CQ Plan); and 16518 (January 22, 1980), 45 FR 6521 (January 28, 1980) (permanently authorizing the CQ Plan). The most recent restatement of both Plans was in 1995. The CTA Plan, pursuant to which markets collect and disseminate last sale price information for nonNASDAQ listed securities, is a ‘‘transaction reporting plan’’ under Rule 601 under the Act, 17 CFR 242.601, and a ‘‘national market system plan’’ under Rule 608 under the Act, 17 CFR 242.608. The CQ Plan, pursuant to which markets collect and disseminate bid/ask quotation information for listed securities, is also a ‘‘national market system plan’’ under Rule 608 under the Act, 17 CFR 242.608. PO 00000 Frm 00067 Fmt 4703 Sfmt 4703 J. Method of Determination and Imposition, and Amount of, Fees and Charges See Item I(A) above. K. Method and Frequency of Processor Evaluation Not applicable. L. Dispute Resolution Not applicable. II. Rule 601(a) (Solely in Its Application to the Amendments to the CTA Plan) A. Reporting Requirements Not applicable. B. Manner of Collecting, Processing, Sequencing, Making Available and Disseminating Last Sale Information Not applicable. C. Manner of Consolidation Not applicable. E:\FR\FM\02NON1.SGM 02NON1

Agencies

[Federal Register Volume 75, Number 211 (Tuesday, November 2, 2010)]
[Notices]
[Pages 67409-67410]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-27591]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Assistance, Washington, DC 
20549-0213.

Extension:
    Rule 13e-3 (Schedule 13E-3); OMB Control No. 3235-0007; SEC File 
No. 270-1.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Rule 13e-3 and Schedule 13E-3 (17 CFR 240.13e-3 and 240.13e-100)--
Rule 13e-3 prescribes the filing, disclosure and dissemination 
requirements in connection with a going private transaction by an 
issuer or an affiliate.

[[Page 67410]]

Schedule 13E-3 provides shareholders and the marketplace with 
information concerning going private transactions that is important in 
determining how to respond to such transactions. The information 
collected permits verification of compliance with securities laws 
requirements and ensures the public availability and dissemination of 
the collected information. We estimate that Schedule 13E-3 is filed by 
approximately 600 issuers annually and it takes approximately 137.25 
hours per response. We estimate that 25% of the 137.25 hours per 
response is prepared by the filer for a total annual reporting burden 
of 20,588 hours.
    Written comments are invited on: (a) Whether this collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (b) the accuracy of the agency's estimate of the burden 
imposed by the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    Please direct your written comments to Thomas Bayer, Director/CIO, 
Securities and Exchange Commission, C/O Remi Pavlik-Simon, 6432 General 
Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov.

    Dated: October 27, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-27591 Filed 11-1-10; 8:45 am]
BILLING CODE 8011-01-P
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