Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Prices for Co-Location Services, 66176-66178 [2010-27198]
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srobinson on DSKHWCL6B1PROD with NOTICES
66176
Federal Register / Vol. 75, No. 207 / Wednesday, October 27, 2010 / Notices
Response, the Commission finds that
the proposed rule change is consistent
with the requirements of the Exchange
Act, and the rules and regulations
thereunder that are applicable to
national securities associations.31 In
particular, the Commission believes the
proposed rule change is consistent with
the provisions of Section 15A(b)(6) of
the Exchange Act,32 which requires,
among other things, that FINRA rules
must be designed to prevent fraudulent
and manipulative acts and practices,
promote just and equitable principles of
trade, and in general, to protect
investors and the public interest. The
proposed rule change is consistent with
FINRA’s obligations under the Exchange
Act to protect investors and the public
interest because the proposed rule
streamlines the rules governing brokerdealers’ confirmation requirements by
cross-referencing Exchange Act Rule
10b–10 while maintaining the
additional disclosure requirements of
NASD IM–2110–6 (i.e., relating to
callable securities) and extending the
additional NYSE Rule 409(f)
requirements (i.e., relating to settlement
date) to a broader range of equity
securities.
The Commission believes that FINRA
has adequately addressed the concerns
raised by commenters with respect to
the application of the settlement date
provisions to mutual fund and variable
annuity transactions. In particular,
Amendment No. 1 limits the settlement
date disclosure requirement to
Regulation NMS stock and over-thecounter equity securities subject to the
FINRA Rule 6600 series. We also believe
that the proposed rule is consistent with
the public interest and the protection of
investors because information regarding
the callable status of a security is
generally a material fact for investors.
Indeed, callable securities can subject
investors to additional reinvestment risk
because investors may have less
attractive alternatives for reinvesting the
proceeds if the issuer calls the security
earlier than the investor’s intended sell
date, even when the security is called
away at a premium. In addition, the
disclosure of settlement date on a
confirmation is important for investors
because many of the rights and benefits
associated with the beneficial
ownership of a security do not confer
until settlement date.33 Finally, we note
31 In approving this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 17c(f).
32 15 U.S.C. 78o–3(b)(6).
33 For example, an investor may not be eligible for
dividend payments if the ex-dividend date falls
VerDate Mar<15>2010
17:00 Oct 26, 2010
Jkt 223001
that the Exchange Act does not require
a cost/benefit analysis with respect to
proposed self-regulatory organization
rules that are filed with, and approved
by, the Commission.
V. Accelerated Approval
The Commission finds good cause,
pursuant to Section 19(b)(2) of the
Exchange Act,34 for approving the
proposed rule change, as modified by
Amendment No. 1, prior to the 30th day
after publication of Amendment No. 1
in the Federal Register. The changes
proposed in Amendment No. 1 respond
to specific concerns raised by
commenters. In particular, Amendment
No. 1 will limit the application of the
settlement date provisions to
transactions in Regulation NMS
securities and to over-the-counter equity
securities subject to the reporting
requirements of the FINRA Rule 6600
series, other than direct participation
programs as defined in FINRA Rule
6642.
Accordingly, the Commission finds
that good cause exists to approve the
proposal, as modified by Amendment
No. 1, on an accelerated basis.
VI. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–FINRA–2009–058 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–FINRA–2009–058. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filings
also will be available for inspection and
copying at the principal office of
FINRA. All comments received will be
posted without change; the Commission
does not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–FINRA–2009–058 and
should be submitted on or before
November 17, 2010.
VII. Conclusion
It is therefore ordered, pursuant to
section 19(b)(2) of the Exchange Act,35
that the proposed rule change (SR–
FINRA–2009–058), as modified by
Amendment No. 1, be, and hereby is,
approved on an accelerated basis.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.36
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–27145 Filed 10–26–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63158; File No. SR–Phlx–
2010–144]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Codify
Prices for Co-Location Services
October 21, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b-4 thereunder,2
notice is hereby given that on October
14, 2010, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
35 15
between the transaction date and the settlement
date.
34 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00117
Fmt 4703
Sfmt 4703
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
36 17
E:\FR\FM\27OCN1.SGM
27OCN1
Federal Register / Vol. 75, No. 207 / Wednesday, October 27, 2010 / Notices
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
substantially prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
cables entering customer equipment. All
the foregoing products are provided
only upon customer request, and the
Exchange notes that use of its colocation products and services is
completely voluntary and all are offered
on a non-discriminatory basis.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange is filing with the
Securities and Exchange Commission
(‘‘Commission’’) a proposed rule change
to codify pricing for co-location
services. The text of the proposed rule
change is available at https://
www.nasdaqtrader.com/
micro.aspx?id=PHLXRulefilings, at the
Exchange’s principal office, on the
Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room. The Exchange
will implement the proposed rule
change immediately.
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,4
in general, and with Section 6(b)(5) of
the Act,5 in particular, in that the
proposal is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, to remove impediments to
and perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. In
particular, the filing codifies and makes
transparent uniform fees imposed for
co-location services.
In addition, the Exchange believes
that the proposed rule change is
consistent with the provisions of
Section 6 of the Act,6 in general, and
with Section 6(b)(4) of the Act,7 in
particular, in that it provides for the
equitable allocation of reasonable dues,
fees and other charges among members
and issuers and other persons using any
facility or system which The Exchange
operates or controls. In particular, the
Exchange notes that the use of colocation services is entirely voluntary
and made available on a nondiscriminatory basis.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
srobinson on DSKHWCL6B1PROD with NOTICES
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Recently, the Commission approved
an initial fee schedule of existing fees
for the Exchange’s co-location services.3
This filing seeks to codify additional
fees not included in that schedule.
These fees are: (1) A one-time $3,000 fee
for users selecting a Phase 3 2x 20 208
volt cabinet power option; (2) a onetime $200 per shelf fee for additional
cabinet shelves within a power cabinet;
(3) a one-time $175 fee per lock for
single master key locks that allow
customers to use a single key to access
their secured equipment; and (4) a onetime per spout fee of $750 for cable
downspouts that gather and secure
2. Statutory Basis
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will result in
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
4 15
U.S.C. 78f.
U.S.C. 78f(b)(5).
6 15 U.S.C. 78f.
7 15 U.S.C. 78f(b)(4).
5 15
3 Exchange Act Release No. 62395 (June 28, 2010),
75 FR 38584 (July 2, 2010).
VerDate Mar<15>2010
17:00 Oct 26, 2010
Jkt 223001
PO 00000
Frm 00118
Fmt 4703
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.8 At any time
within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act. If the Commission
takes such action, the Commission shall
institute proceedings to determine
whether the proposed rule should be
approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Phlx–2010–144 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
Station Place, 100 F Street, NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–Phlx–2010–144. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
8 15
Sfmt 4703
66177
E:\FR\FM\27OCN1.SGM
U.S.C. 78s(b)(3)(a)(ii).
27OCN1
66178
Federal Register / Vol. 75, No. 207 / Wednesday, October 27, 2010 / Notices
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2010–144 and should be submitted on
or before November 17, 2010.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Florence E. Harmon,
Deputy Secretary.
In its filing with the Commission, BX
included statements concerning the
purpose of and basis for the proposed
rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. BX has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
[FR Doc. 2010–27198 Filed 10–26–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63157; File No. SR–BX–
2010–068]
Self-Regulatory Organizations;
NASDAQ OMX BX, Inc.; Notice of Filing
and Immediate Effectiveness of
Proposed Rule Change To Codify
Pricing for Co-Location Services
srobinson on DSKHWCL6B1PROD with NOTICES
October 21, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
14, 2010, NASDAQ OMX BX, Inc. (‘‘BX’’
or ‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by BX. Pursuant to Section
19(b)(3)(A)(ii) of the Act 3 and Rule 19b–
4(f)(2) thereunder,4 BX has designated
this proposal as establishing or changing
a due, fee, or other charge, which
renders the proposed rule change
effective upon filing. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
9 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
1 15
VerDate Mar<15>2010
17:00 Oct 26, 2010
BX proposes to codify pricing for colocation services. BX will implement
the proposed change immediately. The
text of the proposed rule change is
available at https://
nasdaqomxbx.cchwallstreet.com, at
BX’s principal office, on the
Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Recently, the Commission approved
an initial fee schedule of existing fees
for the Exchange’s co-location services.5
This filing seeks to codify additional
fees not included in that schedule.
These fees are: (1) A one-time $3,000 fee
for users selecting a Phase 3 2x 20 208
volt cabinet power option; (2) a onetime $200 per shelf fee for additional
cabinet shelves within a power cabinet;
(3) a one-time $175 fee per lock for
single master key locks that allow
customers to use a single key to access
their secured equipment; and (4) a onetime per spout fee of $750 for cable
downspouts that gather and secure
cables entering customer equipment. All
the foregoing products are provided
only upon customer request, and the
Exchange notes that use of its colocation products and services is
completely voluntary and all are offered
on a non-discriminatory basis.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,6
in general, and with Section 6(b)(5) of
the Act,7 in particular, in that the
proposal is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, to remove impediments to
and perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. In
particular, the filing codifies and makes
transparent uniform fees imposed for
co-location services.
In addition, the Exchange believes
that the proposed rule change is
consistent with the provisions of
Section 6 of the Act,8 in general, and
with Section 6(b)(4) of the Act,9 in
particular, in that it provides for the
equitable allocation of reasonable dues,
fees and other charges among members
and issuers and other persons using any
facility or system which The Exchange
operates or controls. In particular, the
Exchange notes that the use of colocation services is entirely voluntary
and made available on a nondiscriminatory basis.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
BX does not believe that the proposed
rule change will result in any burden on
competition that is not necessary or
appropriate in furtherance of the
purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.10 At any time
within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act. If the Commission
takes such action, the Commission shall
7 15
5 Exchange
Act Release No. 62396 (June 28, 2010),
75 FR 38585 (July 2, 2010).
6 15 U.S.C. 78f.
Jkt 223001
PO 00000
Frm 00119
Fmt 4703
Sfmt 4703
U.S.C. 78f(b)(5).
U.S.C. 78f.
9 15 U.S.C. 78f(b)(4).
10 15 U.S.C. 78s(b)(3)(A)(ii).
8 15
E:\FR\FM\27OCN1.SGM
27OCN1
Agencies
[Federal Register Volume 75, Number 207 (Wednesday, October 27, 2010)]
[Notices]
[Pages 66176-66178]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-27198]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-63158; File No. SR-Phlx-2010-144]
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Codify
Prices for Co-Location Services
October 21, 2010.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on October 14, 2010, NASDAQ OMX PHLX LLC (``Phlx'' or ``Exchange'')
filed with the
[[Page 66177]]
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I, II, and III below, which Items have
been substantially prepared by the Exchange. The Commission is
publishing this notice to solicit comments on the proposed rule change
from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change
The Exchange is filing with the Securities and Exchange Commission
(``Commission'') a proposed rule change to codify pricing for co-
location services. The text of the proposed rule change is available at
https://www.nasdaqtrader.com/micro.aspx?id=PHLXRulefilings, at the
Exchange's principal office, on the Commission's Web site at https://www.sec.gov, and at the Commission's Public Reference Room. The
Exchange will implement the proposed rule change immediately.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
Recently, the Commission approved an initial fee schedule of
existing fees for the Exchange's co-location services.\3\ This filing
seeks to codify additional fees not included in that schedule. These
fees are: (1) A one-time $3,000 fee for users selecting a Phase 3 2x 20
208 volt cabinet power option; (2) a one-time $200 per shelf fee for
additional cabinet shelves within a power cabinet; (3) a one-time $175
fee per lock for single master key locks that allow customers to use a
single key to access their secured equipment; and (4) a one-time per
spout fee of $750 for cable downspouts that gather and secure cables
entering customer equipment. All the foregoing products are provided
only upon customer request, and the Exchange notes that use of its co-
location products and services is completely voluntary and all are
offered on a non-discriminatory basis.
---------------------------------------------------------------------------
\3\ Exchange Act Release No. 62395 (June 28, 2010), 75 FR 38584
(July 2, 2010).
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 of the Act,\4\ in general, and with
Section 6(b)(5) of the Act,\5\ in particular, in that the proposal is
designed to prevent fraudulent and manipulative acts and practices, to
promote just and equitable principles of trade, to foster cooperation
and coordination with persons engaged in regulating, clearing,
settling, processing information with respect to, and facilitating
transactions in securities, to remove impediments to and perfect the
mechanism of a free and open market and a national market system, and,
in general, to protect investors and the public interest. In
particular, the filing codifies and makes transparent uniform fees
imposed for co-location services.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78f.
\5\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
In addition, the Exchange believes that the proposed rule change is
consistent with the provisions of Section 6 of the Act,\6\ in general,
and with Section 6(b)(4) of the Act,\7\ in particular, in that it
provides for the equitable allocation of reasonable dues, fees and
other charges among members and issuers and other persons using any
facility or system which The Exchange operates or controls. In
particular, the Exchange notes that the use of co-location services is
entirely voluntary and made available on a non-discriminatory basis.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f.
\7\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
result in any burden on competition that is not necessary or
appropriate in furtherance of the purposes of the Act, as amended.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments were neither solicited nor received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act.\8\ At any time within 60 days of the filing
of the proposed rule change, the Commission summarily may temporarily
suspend such rule change if it appears to the Commission that such
action is necessary or appropriate in the public interest, for the
protection of investors, or otherwise in furtherance of the purposes of
the Act. If the Commission takes such action, the Commission shall
institute proceedings to determine whether the proposed rule should be
approved or disapproved.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(3)(a)(ii).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change, as amended, is consistent with the Act. Comments may be
submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-Phlx-2010-144 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, Station Place, 100 F
Street, NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-Phlx-2010-144. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
[[Page 66178]]
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-Phlx-2010-144 and should be
submitted on or before November 17, 2010.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
---------------------------------------------------------------------------
\9\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-27198 Filed 10-26-10; 8:45 am]
BILLING CODE 8011-01-P