Submission for OMB Review; Comment Request, 65391-65392 [2010-26678]

Download as PDF Federal Register / Vol. 75, No. 204 / Friday, October 22, 2010 / Notices Percent Non-Profit Organizations Without Credit Available Elsewhere ..................................... For Economic Injury: Businesses & Small Agricultural Cooperatives Without Credit Available Elsewhere .............. Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 4.000 3.000 The number assigned to this disaster for physical damage is 12357 C and for economic injury is 12358 O. The States which received an EIDL Declaration # are Connecticut; New York. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) Dated: October 18, 2010. Karen G. Mills, Administrator. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Blue Earth, Cottonwood, Dodge, Faribault, Freeborn, Goodhue, Jackson, Lincoln, Lyon, Martin, Mower, Murray, Olmsted, Pipestone, Rice, Rock, Steele, Wabasha, Waseca, Watonwan, Winona. The Interest Rates are: Percent For Physical Damage: Non-Profit Organizations With Credit Available Elsewhere ... Non-Profit Organizations Without Credit Available Elsewhere ..................................... For Economic Injury: Non-Profit Organizations Without Credit Available Elsewhere ..................................... Percent 3.000 3.000 BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) [Disaster Declaration #12349 and #12350] Minnesota Disaster #MN–00028 Notice is hereby given that as a result of the President’s major disaster declaration on 10/14/2010, private non-profit organizations that provide essential services of governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Kings, Queens, Richmond. The Interest Rates are: SUPPLEMENTARY INFORMATION: 3.625 The number assigned to this disaster for physical damage is 12349B and for economic injury is 12350B. [FR Doc. 2010–26792 Filed 10–21–10; 8:45 am] 65391 James E. Rivera, Associate Administrator for Disaster Assistance. For Physical Damage: Non-Profit Organizations With Credit Available Elsewhere ... Non-Profit Organizations Without Credit Available Elsewhere ..................................... For Economic Injury: Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.625 3.000 3.000 The number assigned to this disaster for physical damage is 12355B and for economic injury is 12356B. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) U.S. Small Business Administration. ACTION: Notice. [FR Doc. 2010–26786 Filed 10–21–10; 8:45 am] BILLING CODE 8025–01–P This is a Notice of the Presidential declaration of a major disaster for Public Assistance only for the State of Minnesota (FEMA–1941– DR), dated 10/13/2010. Incident: Severe storms and flooding. Incident Period: 09/22/2010 and continuing. Effective Date: 10/13/2010. Physical Loan Application Deadline Date: 12/13/2010. Economic Injury (EIDL) Loan Application Deadline Date: 07/13/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 10/13/2010, Private Non-Profit organizations that provide essential services of governmental nature may file disaster loan applications at the address listed above or other locally announced locations. James E. Rivera, Associate Administrator for Disaster Assistance. SMALL BUSINESS ADMINISTRATION [FR Doc. 2010–26784 Filed 10–21–10; 8:45 am] [Disaster Declaration #12355 and #12356] BILLING CODE 8025–01–P AGENCY: emcdonald on DSK2BSOYB1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 17:43 Oct 21, 2010 Jkt 223001 New York Disaster #NY–00093 SECURITIES AND EXCHANGE COMMISSION U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance only for the State of New York (FEMA–1943– DR), dated 10/14/2010. Incident: Severe storms, tornadoes, and straight-line winds. Incident Period: 09/16/2010. Effective Date: 10/14/2010. Physical Loan Application Deadline Date: 12/13/2010. Economic Injury (EIDL) Loan Application Deadline Date: 07/14/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUMMARY: PO 00000 Frm 00100 Fmt 4703 Sfmt 4703 Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549. Extension: Rule 17a–3(a)(16); SEC File No. 270–452; OMB Control No. 3235–0508. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for extension of the previously approved collection of information discussed below. Rule 17a–3(a)(16) (17 CFR Sec. 240.17a–3(a)(16)) under the Securities Exchange Act of 1934 (the ‘‘Act’’) (15 U.S.C. 78q et seq.) identifies the records required to be made by broker-dealers E:\FR\FM\22OCN1.SGM 22OCN1 65392 Federal Register / Vol. 75, No. 204 / Friday, October 22, 2010 / Notices that operate internal broker-dealer systems. Those records are to be used in monitoring compliance with the Commission’s financial responsibility program and antifraud and antimanipulative rules, as well as other rules and regulations of the Commission and the self-regulatory organizations. It is estimated that approximately 105 active broker-dealer respondents registered with the Commission incur an average burden of 2,835 hours per year (105 respondents multiplied by 27 burden hours per respondent equals 2,385 total burden hours) to comply with this rule.1 Rule 17a–3(a)(16) does not contain record retention requirements. Compliance with the rule is mandatory. The required records are available only to the examination staff of the Commission and the self-regulatory organization of which the broker-dealer is a member. An agency may not conduct or sponsor and a person is not required to respond to a collection of information unless it displays a currently valid control number. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Jeffrey Heslop, Acting Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, Alexandria, VA 22312, or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: October 18, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–26678 Filed 10–21–10; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION emcdonald on DSK2BSOYB1PROD with NOTICES Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Regulation S–AM; SEC File No. 270– 1 The average cost per hour is $258. Therefore the total cost of compliance for the respondents is $731,430. VerDate Mar<15>2010 17:43 Oct 21, 2010 Jkt 223001 548; OMB Control No. 3235–0609. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the collection of information provided for in Regulation S–AM (17 CFR part 248, subpart B), under the Fair and Accurate Credit Transactions Act of 2003 (Pub. L. 108–159, Section 214, 117 Stat. 1952 (2003)) (‘‘FACT Act’’), the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.), the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq.), and the Investment Advisers Act of 1940 (15 U.S.C. 80b–1 et seq.). The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Regulation S–AM implements the requirements of Section 214 of the FACT Act as applied to brokers, dealers, and investment companies, as well as investment advisers and transfer agents that are registered with the Commission (collectively, ‘‘Covered Persons’’). As directed by Section 214 of the FACT Act, before a receiving affiliate may make marketing solicitations based on the communication of certain consumer financial information from a Covered Person, the Covered Person must provide a notice to each affected individual informing the individual of his or her right to prohibit such marketing. The regulation potentially applies to all of the approximately 21,496 Covered Persons registered with the Commission, although only approximately 12,038 of them have one or more corporate affiliates, and the regulation would require only approximately 2,150 to provide consumers with notice and an opt-out opportunity. The Commission staff estimates that there are approximately 12,038 Covered Persons having one or more affiliates, and that they would require an average one-time burden of 1 hour to review affiliate marketing practices, for a total of 12,038 hours, at a total staff cost of approximately $2,527,929. The staff also estimates that approximately 2,150 Covered Persons would be required to provide notice and opt-out opportunities to consumers, and would incur an average first-year burden of 18 hours in doing so, for a total estimated first-year burden of 38,700 hours, at a total staff cost of approximately $10,294,200. With regard to continuing notice burdens, the staff estimates that each of the approximately 2,150 Covered Persons required to provide notice and opt-out opportunities to PO 00000 Frm 00101 Fmt 4703 Sfmt 4703 consumers would incur a burden of approximately 4 hours per year to create and deliver notices to new consumers and record any opt outs that are received on an ongoing basis, for a total of 8,600 hours, at a total staff cost of approximately $490,200 per year. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information on respondents; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to: Jeffrey Heslop, Acting Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov. Dated: October 13, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–26679 Filed 10–21–10; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–63121; File No. SR–Phlx– 2010–119] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Amend Exchange Rule 652 (‘‘Limitation of Exchange Liability and Reimbursement of Certain Expenses’’) To Require Member Organizations on the Exchange’s Trading Floor To Procure and Maintain Liability Insurance October 18, 2010. I. Introduction On September 1, 2010, NASDAQ OMX PHLX, Inc. (‘‘Phlx’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 1 15 E:\FR\FM\22OCN1.SGM U.S.C. 78s(b)(1). 22OCN1

Agencies

[Federal Register Volume 75, Number 204 (Friday, October 22, 2010)]
[Notices]
[Pages 65391-65392]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-26678]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension:
    Rule 17a-3(a)(16); SEC File No. 270-452; OMB Control No. 3235-
0508.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for extension of the previously approved 
collection of information discussed below.
    Rule 17a-3(a)(16) (17 CFR Sec. 240.17a-3(a)(16)) under the 
Securities Exchange Act of 1934 (the ``Act'') (15 U.S.C. 78q et seq.) 
identifies the records required to be made by broker-dealers

[[Page 65392]]

that operate internal broker-dealer systems. Those records are to be 
used in monitoring compliance with the Commission's financial 
responsibility program and antifraud and antimanipulative rules, as 
well as other rules and regulations of the Commission and the self-
regulatory organizations. It is estimated that approximately 105 active 
broker-dealer respondents registered with the Commission incur an 
average burden of 2,835 hours per year (105 respondents multiplied by 
27 burden hours per respondent equals 2,385 total burden hours) to 
comply with this rule.\1\
---------------------------------------------------------------------------

    \1\ The average cost per hour is $258. Therefore the total cost 
of compliance for the respondents is $731,430.
---------------------------------------------------------------------------

    Rule 17a-3(a)(16) does not contain record retention requirements. 
Compliance with the rule is mandatory. The required records are 
available only to the examination staff of the Commission and the self-
regulatory organization of which the broker-dealer is a member. An 
agency may not conduct or sponsor and a person is not required to 
respond to a collection of information unless it displays a currently 
valid control number.
    Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Jeffrey Heslop, Acting Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312, or send an 
e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.

    Dated: October 18, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-26678 Filed 10-21-10; 8:45 am]
BILLING CODE 8011-01-P
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