Proposed Collection; Comment Request, 62613 [2010-25499]
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Federal Register / Vol. 75, No. 196 / Tuesday, October 12, 2010 / Notices
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 15b11–1 (17 CFR 240.15b11–1)
requires that futures commission
merchants and introducing brokers
registered with the Commidity Futures
Trading Commission that conduct a
business in security futures products
must notice-register as broker-dealers
pursuant to Section 15(b)(11)(A) of the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.). Form BD–N (17 CFR
249.501b) is the Form by which these
entities must notice register with the
Commission.
The total annual burden imposed by
Rule 15b11–1 and Form BD–N is
approximately 8 hours, based on
approximately 21 responses (10 initial
filings + 11 amendments). Each initial
filing requires approximately 30
minutes to complete and each
amendment requires approximately 15
minutes to complete. There is no annual
cost burden.
The Commission will use the
information collected pursuant to Rule
15b11–1 to understand the market for
securities futures product and fulfill its
regulatory obligations.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility; (b) the
accuracy of the agency’s estimate of the
burden of the proposed collection of
information; (c) ways to enhance the
quality, utility and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to
Jeffrey Heslop, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/c Remi PavlikSimon, 6432 General Green Way,
Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov.
Dated: October 4, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–25501 Filed 10–8–10; 8:45 am]
BILLING CODE 8011–01–P
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SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
62613
Dated: October 4, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–25499 Filed 10–8–10; 8:45 am]
BILLING CODE 8011–01–P
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Form 144; OMB Control No. 3235–0101;
SEC File No. 270–112.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management Budget for extension and
approval.
Form 144 (17 CFR 239.144) is used to
report the sale of securities during any
three-month period that exceeds 5,000
shares or other units or has an aggregate
sales price that does not exceed $50,000.
Under Sections 2(11), 4(1), 4(2), 4(4) and
19(a) of the Securities Act of 1933 (15
U.S.C. 77b, 77d(1)(2)(4) and 77s(a)) and
Rule 144 (17 CFR 230.144) there under,
the Commission is authorize to solicit
the information required to be supplied
by Form 144. Form 144 takes
approximately 1 burden hour per
response and is filed by 23,361
respondents for a total of 23,361 total
burden hours.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collections
of information on respondents,
including through the use of automated
collection techniques or other forms of
information technology. Consideration
will be given to comments and
suggestions submitted in writing within
60 days of this publication.
Please direct your written comments
to Jeffrey Heslop, Acting Director/CIO,
Securities and Exchange Commission,
C/O Remi Pavlik-Simon, 6432 General
Green Way, Alexandria, Virginia 22312,
or send an e-mail to:
PRA_Mailbox@sec.gov.
PO 00000
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SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on October 13, 2010 at 10 a.m., in the
Auditorium, Room L–002.
The subject matter of the Open
Meeting will be:
1. The Commission will consider
whether to adopt an interim final
temporary rule under Section 766 of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act, Public Law
111–203, to provide for the reporting of
certain security-based swap transactions
and including an interpretive note
regarding retention and recordkeeping
requirements for certain security-based
swap transactions.
2. The Commission will consider
whether to propose Regulation MC
pursuant to Section 765 of the DoddFrank Act to mitigate conflicts of
interest at security-based swap clearing
agencies, security-based swap execution
facilities, and national security
exchanges that post or make available
for trading security-based swaps.
3. The Commission will consider
whether to propose rules that would
implement Section 945 of the DoddFrank Wall Street Reform and Consumer
Protection Act, which requires an issuer
of asset-backed securities (ABS) to
perform a review of the assets
underlying the ABS and disclose
information relating to the review. The
Commission will also consider whether
to propose rules that would implement
Section 15E(s)(4)(A) of the Exchange Act
as added by Section 932 of the Act,
which requires an ABS issuer or
underwriter to make publicly available
the findings and conclusions of any
third-party due diligence report.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact: The Office of the Secretary at
(202) 551–5400.
E:\FR\FM\12OCN1.SGM
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]]>Agencies
[Federal Register Volume 75, Number 196 (Tuesday, October 12, 2010)]
[Notices]
[Page 62613]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-25499]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Form 144; OMB Control No. 3235-0101; SEC File No. 270-112.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management Budget
for extension and approval.
Form 144 (17 CFR 239.144) is used to report the sale of securities
during any three-month period that exceeds 5,000 shares or other units
or has an aggregate sales price that does not exceed $50,000. Under
Sections 2(11), 4(1), 4(2), 4(4) and 19(a) of the Securities Act of
1933 (15 U.S.C. 77b, 77d(1)(2)(4) and 77s(a)) and Rule 144 (17 CFR
230.144) there under, the Commission is authorize to solicit the
information required to be supplied by Form 144. Form 144 takes
approximately 1 burden hour per response and is filed by 23,361
respondents for a total of 23,361 total burden hours.
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collections of information
on respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Jeffrey Heslop, Acting
Director/CIO, Securities and Exchange Commission, C/O Remi Pavlik-
Simon, 6432 General Green Way, Alexandria, Virginia 22312, or send an
e-mail to: PRA_Mailbox@sec.gov.
Dated: October 4, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-25499 Filed 10-8-10; 8:45 am]
BILLING CODE 8011-01-P
