Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain Rule Language Contained in CBOE Rules, 62159-62160 [2010-25247]
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Federal Register / Vol. 75, No. 194 / Thursday, October 7, 2010 / Notices
operating income generated by its
licensing and products and services
sales activities.
6. Dolby thus asserts that it satisfies
the standards for an order under section
3(b)(2) of the Act.
Applicant’s Conditions:
Dolby agrees that any order granted
pursuant to the application will be
subject to the following conditions:
1. Dolby will continue to allocate and
utilize its accumulated cash and
investment securities for bona fide
business purposes.
2. Dolby will refrain from investing or
trading in securities for short-term
speculative purposes.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–25292 Filed 10–6–10; 8:45 am]
BILLING CODE 8011–01–P
[Release No. 34–63021; File No. SR–C2–
2010–004]
Self-Regulatory Organizations; C2
Options Exchange, Incorporated;
Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change To Adopt Certain Rule
Language Contained in CBOE Rules
September 30, 2010.
jdjones on DSK8KYBLC1PROD with NOTICES
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 22, 2010, C2 Options
Exchange, Incorporated (‘‘Exchange’’ or
‘‘C2’’) filed with the Securities and
Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A)(iii) of the Act 3 and
Rule 19b–4(f)(6) thereunder.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to adopt
certain rules in place at the Chicago
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, C2
included statements concerning the
purpose of and basis for the proposed
rule change and discussed any
comments it received on the proposed
rule change. The text of those
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
1 15
Board Options Exchange, Incorporated
(‘‘CBOE’’). The text of the proposed rule
change is available on the Exchange’s
Web site (https://www.cboe.org/Legal), at
the Exchange’s Office of the Secretary,
at the Commission’s Public Reference
Room, and on the Commission’s Web
site at https://www.sec.gov.
1. Purpose
In 2009, C2 was registered as a
national securities exchange under
Section 6 of the Exchange Act.5 C2 has
yet to commence trading options,
however a launch is anticipated in
October 2010. The purpose of this filing
is to modify certain C2 rules to match
changes that have been made to
corresponding CBOE rules, and to also
adopt certain provisions from CBOE
Rules 3.1 and 8.3 regarding trading
permits and market maker
appointments, respectively.
The Exchange proposes to amend
Rule 1.1 to adopt the definitions of the
terms ‘‘Professional’’ and ‘‘Voluntary
Professional’’ in a substantially similar
manner as they have recently been
adopted for use on CBOE. Thus, C2 will
allow users that fall into the customer
range to elect to have orders treated, for
purposes of certain C2 rules, as broker
dealers. Further, when a person or
entity that is not a broker-dealer places
more than 390 orders per day on average
during a calendar month for its own
beneficial account(s), such person will
be deemed a ‘‘Professional’’ under the
Rules and will be treated in the same
manner as a broker-dealer for purposes
of certain designated C2 rules.
The Exchange proposes to amend
Rule 3.1 to allow C2 to establish
different types and terms of trading
permits, and to establish guidelines and
2 17
VerDate Mar<15>2010
17:22 Oct 06, 2010
5 See Exchange Act Release No. 61152 (Dec. 10,
2009), 74 FR 66699 (Dec. 16, 2009).
Jkt 223001
PO 00000
Frm 00064
Fmt 4703
Sfmt 4703
62159
standards governing the Exchange’s
authority regarding these trading
permits. The proposed changes merely
adopt certain language contained in
CBOE Rule 3.1.
The Exchange also proposes to amend
Interpretation .03 to Rule 3.5 to expand
the ability of the Exchange to waive the
requirement to conduct a hearing under
Rule 3.5 if the Exchange intends to grant
a Permit Holder’s application to
continue holding a Trading Permit or an
associated person’s application for
continued association with a Permit
Holder.
The Exchange also proposes to modify
Rule 6.10 regarding order types to (i)
make clear that the Exchange has the
flexibility to make order types available
on a class-by-class basis (this language
is identical to language contained in
CBOE Rule 6.53); (ii) add the
Intermarket Sweep Order (identical to
the CBOE version); add the AIM Sweep
Order (identical to the CBOE version);
add the Sweep and AIM Order
(identical to the CBOE version); and add
the C2-Only Order (identical to the
CBOE version except it is called C2Only instead of CBOE-Only).
The Exchange also proposes to amend
Rule 6.32 regarding trading pauses to
conform Rule 6.32 to comparable rules
on CBOE and other exchanges.
The Exchange also proposes to amend
Rule 8.2 to adopt language from CBOE
Rule 8.3 (Appointment of MarketMakers) to provide a structure for C2
Market-Makers to register in option
classes. As proposed, approved C2
Market-Makers will receive an option
class registration credit of 1.0. Like on
CBOE, a Market-Maker can use that
credit to register in option classes (each
class will have a designated registration
cost). For now, C2 is designating every
option traded on C2, except SPX, VIX,
OEX, DJX, and XSP, to have a
registration cost of .001 (with that cost
structure, C2 Market-Makers should be
able to register in every option class
anticipated to be listed on C2, except for
the specific classes listed above, with
the registration credit of 1.0). If C2
determines to commence trading of
SPX, VIX, OEX, DJX, and XSP options,
it will file a proposed rule change to
adopt registration costs for those
products.
Lastly, the Exchange proposes to
amend C2 Chapter 24 to clarify that
CBOE Rule 24.20 (SPX Combination
Orders) shall not apply to C2. CBOE
Rule 24.20 relates to open-outcry
trading of SPX combos on CBOE and is
therefore not applicable to C2.
E:\FR\FM\07OCN1.SGM
07OCN1
62160
Federal Register / Vol. 75, No. 194 / Thursday, October 7, 2010 / Notices
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the
Securities Exchange Act of 1934 (the
‘‘Act’’) 6 and the rules and regulations
thereunder and, in particular, the
requirements of Section 6(b) of the Act.7
Specifically, the Exchange believes the
proposed rule change is consistent with
the Section 6(b)(5) 8 requirements that
the rules of an exchange be designed to
promote just and equitable principles of
trade, to prevent fraudulent and
manipulative acts, to remove
impediments to and to perfect the
mechanism for a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. Updating the C2 rules to
keep them in line with those of CBOE
provides for consistency in rules.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
C2 does not believe that the proposed
rule change will impose any burden on
competition not necessary or
appropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposal.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change: (1) Does not significantly affect
the protection of investors or the public
interest; (2) does not impose any
significant burden on competition; and
(3) by its terms does not become
operative for 30 days after the date of
this filing, or such shorter time as the
Commission may designate if consistent
with the protection of investors and the
public interest, the proposed rule
change has become effective pursuant to
Section 19(b)(3)(A) of the Act 9 and Rule
19b–4(f)(6) thereunder.10
A proposed rule change filed under
Rule 19b–4(f)(6) normally does not
become operative for 30 days after the
6 15
U.S.C. 78s(b)(1). [sic]
U.S.C. 78f(b).
8 15 U.S.C. 78f(b)(5).
9 15 U.S.C. 78s(b)(3)(A).
10 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires a self-regulatory organization to
provide the Commission with written notice of its
intent to file the proposed rule change, along with
a brief description and text of the proposed rule
change, at least five business days prior to the date
of filing of the proposed rule change, or such
shorter time as designated by the Commission. C2
has satisfied this requirement.
jdjones on DSK8KYBLC1PROD with NOTICES
7 15
VerDate Mar<15>2010
17:22 Oct 06, 2010
Jkt 223001
date of filing. However, Rule 19b–
4(f)(6)(iii) permits the Commission to
designate a shorter time if such action
is consistent with the protection of
investors and the public interest. The
Exchange requests that the Commission
waive the 30-day operative delay, as
specified in Rule 19b–4(f)(6)(iii),11
which would make the rule change
effective and operative upon filing. The
Commission believes that waiving the
30-day operative delay is consistent
with the protection of investors and the
public interest.12 The Commission notes
the proposal is substantively identical to
SRO rules that were approved by the
Commission, and does not raise any
new regulatory issues. For these
reasons, the Commission designates the
proposed rule change as operative upon
filing.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to
rule-comments@sec.gov. Please include
File Number SR–C2–2010–004 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
All submissions should refer to File
Number SR–C2–2010–004. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
11 17
CFR 240.19b–4(f)(6)(iii).
purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
12 For
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–C2–
2010–004 and should be submitted on
or before October 28, 2010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–25247 Filed 10–6–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–63027; File No. SR–Phlx–
2010–108]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Order
Granting Approval to a Proposed Rule
Change Relating to a Proposed Price
Improvement System, Price
Improvement XL
October 1, 2010.
I. Introduction
On July 30, 2010, NASDAQ OMX
PHLX LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to establish Price
Improvement XL (‘‘PIXL’’). The
proposed rule change was published for
13 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
E:\FR\FM\07OCN1.SGM
07OCN1
Agencies
[Federal Register Volume 75, Number 194 (Thursday, October 7, 2010)]
[Notices]
[Pages 62159-62160]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-25247]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-63021; File No. SR-C2-2010-004]
Self-Regulatory Organizations; C2 Options Exchange, Incorporated;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Adopt Certain Rule Language Contained in CBOE Rules
September 30, 2010.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on September 22, 2010, C2 Options Exchange, Incorporated
(``Exchange'' or ``C2'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule change as described
in Items I and II below, which Items have been prepared by the
Exchange. The Exchange filed the proposal as a ``non-controversial''
proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act
\3\ and Rule 19b-4(f)(6) thereunder.\4\ The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(iii).
\4\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to adopt certain rules in place at the
Chicago Board Options Exchange, Incorporated (``CBOE''). The text of
the proposed rule change is available on the Exchange's Web site
(https://www.cboe.org/Legal), at the Exchange's Office of the Secretary,
at the Commission's Public Reference Room, and on the Commission's Web
site at https://www.sec.gov.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, C2 included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of those statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant parts of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
In 2009, C2 was registered as a national securities exchange under
Section 6 of the Exchange Act.\5\ C2 has yet to commence trading
options, however a launch is anticipated in October 2010. The purpose
of this filing is to modify certain C2 rules to match changes that have
been made to corresponding CBOE rules, and to also adopt certain
provisions from CBOE Rules 3.1 and 8.3 regarding trading permits and
market maker appointments, respectively.
---------------------------------------------------------------------------
\5\ See Exchange Act Release No. 61152 (Dec. 10, 2009), 74 FR
66699 (Dec. 16, 2009).
---------------------------------------------------------------------------
The Exchange proposes to amend Rule 1.1 to adopt the definitions of
the terms ``Professional'' and ``Voluntary Professional'' in a
substantially similar manner as they have recently been adopted for use
on CBOE. Thus, C2 will allow users that fall into the customer range to
elect to have orders treated, for purposes of certain C2 rules, as
broker dealers. Further, when a person or entity that is not a broker-
dealer places more than 390 orders per day on average during a calendar
month for its own beneficial account(s), such person will be deemed a
``Professional'' under the Rules and will be treated in the same manner
as a broker-dealer for purposes of certain designated C2 rules.
The Exchange proposes to amend Rule 3.1 to allow C2 to establish
different types and terms of trading permits, and to establish
guidelines and standards governing the Exchange's authority regarding
these trading permits. The proposed changes merely adopt certain
language contained in CBOE Rule 3.1.
The Exchange also proposes to amend Interpretation .03 to Rule 3.5
to expand the ability of the Exchange to waive the requirement to
conduct a hearing under Rule 3.5 if the Exchange intends to grant a
Permit Holder's application to continue holding a Trading Permit or an
associated person's application for continued association with a Permit
Holder.
The Exchange also proposes to modify Rule 6.10 regarding order
types to (i) make clear that the Exchange has the flexibility to make
order types available on a class-by-class basis (this language is
identical to language contained in CBOE Rule 6.53); (ii) add the
Intermarket Sweep Order (identical to the CBOE version); add the AIM
Sweep Order (identical to the CBOE version); add the Sweep and AIM
Order (identical to the CBOE version); and add the C2-Only Order
(identical to the CBOE version except it is called C2-Only instead of
CBOE-Only).
The Exchange also proposes to amend Rule 6.32 regarding trading
pauses to conform Rule 6.32 to comparable rules on CBOE and other
exchanges.
The Exchange also proposes to amend Rule 8.2 to adopt language from
CBOE Rule 8.3 (Appointment of Market-Makers) to provide a structure for
C2 Market-Makers to register in option classes. As proposed, approved
C2 Market-Makers will receive an option class registration credit of
1.0. Like on CBOE, a Market-Maker can use that credit to register in
option classes (each class will have a designated registration cost).
For now, C2 is designating every option traded on C2, except SPX, VIX,
OEX, DJX, and XSP, to have a registration cost of .001 (with that cost
structure, C2 Market-Makers should be able to register in every option
class anticipated to be listed on C2, except for the specific classes
listed above, with the registration credit of 1.0). If C2 determines to
commence trading of SPX, VIX, OEX, DJX, and XSP options, it will file a
proposed rule change to adopt registration costs for those products.
Lastly, the Exchange proposes to amend C2 Chapter 24 to clarify
that CBOE Rule 24.20 (SPX Combination Orders) shall not apply to C2.
CBOE Rule 24.20 relates to open-outcry trading of SPX combos on CBOE
and is therefore not applicable to C2.
[[Page 62160]]
2. Statutory Basis
The Exchange believes the proposed rule change is consistent with
the Securities Exchange Act of 1934 (the ``Act'') \6\ and the rules and
regulations thereunder and, in particular, the requirements of Section
6(b) of the Act.\7\ Specifically, the Exchange believes the proposed
rule change is consistent with the Section 6(b)(5) \8\ requirements
that the rules of an exchange be designed to promote just and equitable
principles of trade, to prevent fraudulent and manipulative acts, to
remove impediments to and to perfect the mechanism for a free and open
market and a national market system, and, in general, to protect
investors and the public interest. Updating the C2 rules to keep them
in line with those of CBOE provides for consistency in rules.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(1). [sic]
\7\ 15 U.S.C. 78f(b).
\8\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
C2 does not believe that the proposed rule change will impose any
burden on competition not necessary or appropriate in furtherance of
the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
The Exchange neither solicited nor received comments on the
proposal.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change: (1) Does not
significantly affect the protection of investors or the public
interest; (2) does not impose any significant burden on competition;
and (3) by its terms does not become operative for 30 days after the
date of this filing, or such shorter time as the Commission may
designate if consistent with the protection of investors and the public
interest, the proposed rule change has become effective pursuant to
Section 19(b)(3)(A) of the Act \9\ and Rule 19b-4(f)(6) thereunder.\10\
---------------------------------------------------------------------------
\9\ 15 U.S.C. 78s(b)(3)(A).
\10\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii)
requires a self-regulatory organization to provide the Commission
with written notice of its intent to file the proposed rule change,
along with a brief description and text of the proposed rule change,
at least five business days prior to the date of filing of the
proposed rule change, or such shorter time as designated by the
Commission. C2 has satisfied this requirement.
---------------------------------------------------------------------------
A proposed rule change filed under Rule 19b-4(f)(6) normally does
not become operative for 30 days after the date of filing. However,
Rule 19b-4(f)(6)(iii) permits the Commission to designate a shorter
time if such action is consistent with the protection of investors and
the public interest. The Exchange requests that the Commission waive
the 30-day operative delay, as specified in Rule 19b-4(f)(6)(iii),\11\
which would make the rule change effective and operative upon filing.
The Commission believes that waiving the 30-day operative delay is
consistent with the protection of investors and the public
interest.\12\ The Commission notes the proposal is substantively
identical to SRO rules that were approved by the Commission, and does
not raise any new regulatory issues. For these reasons, the Commission
designates the proposed rule change as operative upon filing.
---------------------------------------------------------------------------
\11\ 17 CFR 240.19b-4(f)(6)(iii).
\12\ For purposes only of waiving the 30-day operative delay,
the Commission has also considered the proposed rule's impact on
efficiency, competition, and capital formation. See 15 U.S.C.
78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule[dash]comments@sec.gov. Please
include File Number SR-C2-2010-004 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-C2-2010-004. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-C2-2010-004 and should be
submitted on or before October 28, 2010.
---------------------------------------------------------------------------
\13\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\13\
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-25247 Filed 10-6-10; 8:45 am]
BILLING CODE 8011-01-P