Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Pricing for 10Gb Direct Circuit Connections and To Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter, 59777-59779 [2010-24259]
Download as PDF
59777
Federal Register / Vol. 75, No. 187 / Tuesday, September 28, 2010 / Notices
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposal.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period
up to 90 days (i) as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or (ii) as to which
the self-regulatory organization
consents, the Commission will:
(A) By order approve or disapprove
the proposed rule change, or
(B) Institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
No. SR–CBOE–2010–084 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File No.
SR–CBOE–2010–084. This file number
should be included on the subject line
if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission,21
all subsequent amendments, all written
statements with respect to the proposed
rule change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of CBOE.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File No.
SR–CBOE–2010–084 and should be
submitted on or before October 19,
2010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.22
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–24343 Filed 9–27–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62969; File No. SR–BX–
2010–064]
Self-Regulatory Organizations;
NASDAQ OMX BX, Inc.; Notice of Filing
and Order Granting Accelerated
Approval to a Proposed Rule Change
To Establish Pricing for 10Gb Direct
Circuit Connections and To Codify
Pricing for Direct Circuit Connections
Capable of Supporting Up to 1Gb for
Customers Who Are Not Co-Located in
the Exchange’s Datacenter
September 22, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 10, 2010, The NASDAQ
OMX BX, Inc. (the ‘‘Exchange’’ or ‘‘BX’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons, and is
approving the proposal on an
accelerated basis.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange is filing with the
Commission a proposed rule change to
establish pricing for 10Gb direct circuit
connections and to codify pricing for
direct circuit connections capable of
supporting up to 1Gb for customers who
are not co-located in the Exchange’s
datacenter. The text of the proposed rule
change is below. Proposed new
language is underlined and proposed
deletions are in brackets [sic].3
*
*
*
*
*
7051. DIRECT CONNECTIVITY TO BX
Description
Installation Fee
srobinson on DSKHWCL6B1PROD with NOTICES
Direct Circuit Connection to BX (10Gb) ..................................................................................
Direct Circuit Connection to BX (supports up to 1Gb) ............................................................
Optional Cable Router .............................................................................................................
21 The text of the proposed rule change is
available on the Commission’s Web site at https://
www.sec.gov.
22 17 CFR 200.30–3(a)(12).
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15:22 Sep 27, 2010
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1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00099
Fmt 4703
$1,000
$1000
$925
Ongoing Monthly Fee
$5000
$1000
3 Changes are marked to the rule text that appears
in the electronic manual of BX found at https://
nasdaqomxbx.cchwallstreet.com.
Sfmt 4703
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Federal Register / Vol. 75, No. 187 / Tuesday, September 28, 2010 / Notices
(b) and (c) Not applicable [sic].
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item III below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
a. Purpose
srobinson on DSKHWCL6B1PROD with NOTICES
The Exchange is re-proposing to
establish fees for direct 10Gb circuit
connections, and to codify fees for
direct circuit connections capable of
supporting up to 1Gb, for customers
who are not co-located at the Exchange’s
datacenter.4 Currently, the Exchange
already makes available to co-located
customers a 10Gb circuit connection
and charges for each a $1000 initial
installation charge as well as an ongoing
monthly fee of $5000. The Exchange is
establishing the same fees for non colocated customers with a 10Gb circuit.5
The Exchange also already makes
available to both co-located and non colocated customers direct connections
capable of supporting up to 1Gb, with
per connection monthly fees of $500 for
co-located customers and $1000 for non
co-located customers. Monthly fees are
higher for non co-located customers
because direct connections require BX
to provide cabinet space and
middleware for those customers’ thirdparty vendors to connect into the
datacenter and, ultimately, to the
trading system. Finally, for non colocated customers the Exchange charges
an optional installation fee of $925 if the
customer chooses to use an on-site
router.
4 The Exchange filed SR–BX–2010–043 seeking to
establish and codify the fees set forth in this filing.
That proposal was published for comment and
approved by the Commission. The approval,
however, pre-dated the BX Board’s approval of the
proposal. As such, BX is re-filing the proposal and
seeking accelerated approval.
5 BX provides an additional 1Gb copper
connection option to the Exchange for co-located
customers. Given the technological constraints of
copper connections over longer distances, the
Exchange does not offer a copper connection option
to users outside of its datacenter.
VerDate Mar<15>2010
15:22 Sep 27, 2010
Jkt 220001
b. Statutory Basis
BX believes that the proposed rule
change is consistent with the provisions
of Section 6 of the Act,6 in general, and
with Sections 6(b)(5) of the Act,7 in
particular, in that the proposal is
designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. In particular, the
proposal will provide greater
transparency into the connectivity
options available to market participants.
The Exchange also believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,8
in general, and with Section 6(b)(4) of
the Act,9 in particular, in that it
provides for the equitable allocation of
reasonable dues, fees and other charges
among members and issuers and other
persons using any facility or system
which the Exchange operates or
controls. The filing codifies and makes
transparent the fees imposed for direct
connections to non co-located
customers. These fees are uniform for all
such customers and are either
comparable to fees charged to co-located
customers or vary due to different costs
associated with providing service to the
two customer types.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
BX does not believe that the proposed
rule change will result in any burden on
competition that is not necessary or
appropriate in furtherance of the
purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments on the proposed
rule change were neither solicited nor
received.
III. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
6 15
U.S.C. 78f.
7 15 U.S.C. 78f(b)(5).
8 15 U.S.C. 78f.
9 15 U.S.C. 78f(b)(4).
PO 00000
Frm 00100
Fmt 4703
Sfmt 4703
the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–BX–2010–064 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–BX–2010–064. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–BX–
2010–064 and should be submitted on
or before October 19, 2010.
IV. Commission’s Findings and Order
Granting Accelerated Approval of
Proposed Rule Change
The Commission finds that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
E:\FR\FM\28SEN1.SGM
28SEN1
Federal Register / Vol. 75, No. 187 / Tuesday, September 28, 2010 / Notices
srobinson on DSKHWCL6B1PROD with NOTICES
exchange.10 In particular, the
Commission finds that the proposed
rule change is consistent with Section
6(b)(4) of the Act,11 which requires that
the rules of a national securities
exchange provide for the equitable
allocation of reasonable dues, fees and
other charges among its members and
issuers and other persons using its
facilities, and with Section 6(b)(5) of the
Act,12 which requires, among other
things, that the rules of a national
securities exchange be designed to
promote just and equitable principles of
trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system and, in general, to protect
investors and the public interest, and
not be designed to permit unfair
discrimination between customers,
issuers, brokers, or dealers.
The Commission believes that the
proposed fees for 10Gb and 1Gb direct
circuit connections are reasonable and
equitably allocated insofar as they are
applied on the same terms to similarlysituated market participants. In
addition, the Commission believes that
the connectivity options described in
the proposed rule change are not
unfairly discriminatory because BX
makes the 10Gb and 1Gb direct circuit
connections uniformly available to all
non-co-located customers who
voluntarily request them and pay the
fees as detailed in the proposal. As
represented by BX, these fees are
uniform for all such customers and are
either the same as fees charged to colocated customers, or vary due to
different costs incurred by BX
associated with providing service to the
two different customer types. Finally,
the Commission believes that the
proposal will further the protection of
investors and the public interest
because it will provide greater
transparency regarding the connectivity
options available to market participants.
The substance of the proposed rule
has already been subject to full notice
and public comment, and no comments
were received.13 Moreover, similar
pricing is already in effect for these
same services being offered by BX’s
sister markets, the NASDAQ Stock
Market, LLC and NASDAQ OMX PHLX,
Inc.14 Accordingly, the Commission
approving this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
11 15 U.S.C. 78f(b)(4).
12 15 U.S.C. 78f(b)(5).
13 See supra note 4.
14 See Securities Exchange Act Release Nos.
62663 (August 9, 2010), 75 FR 49543 (August 13,
2010) (SR–NASDAQ–2010–77) (Order approving a
finds good cause, pursuant to Section
19(b)(2) of the Act, for approving the
proposed rule change prior to the
thirtieth day after the date of
publication of notice of filing thereof in
the Federal Register.
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,15 that the
proposed rule change (SR–BX–2010–
064) be, and hereby is, approved on an
accelerated basis.
For the Commission, by the Division of
Trading & Markets, pursuant to delegated
authority.16
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–24259 Filed 9–27–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISION
[Release No. 34–62942; File No. SR–OCC–
2010–16]
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing of Proposed Rule Change
Relating to Weekly Options And
Monthly Options
September 20, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 notice is hereby given that on
September 15, 2010, The Options
Clearing Corporation (‘‘OCC’’) filed with
the Securities and Exchange
Commission the proposed rule change
as described in Items I and II below,
which Items have been prepared
primarily by OCC. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The proposed rule change would
accommodate options that expire on (a)
any Friday of a calendar month other
than the third Friday of a calendar
month (‘‘Weekly Options’’) or (b) on the
last trading day of a calendar month
(‘‘Monthly Options’’).
10 In
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15:22 Sep 27, 2010
Jkt 220001
NASDAQ Stock Market, LLC proposed rule change
relating to pricing for direct circuit connections);
62639 (August 4, 2010), 75 FR 48391 (August 10,
2010) (SR–Phlx–2010–89) (Order approving a
NASDAQ OMX PHLX, Inc. proposed rule change
relating to pricing for direct circuit connections).
15 15 U.S.C. 78s(b)(2).
16 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
PO 00000
Frm 00101
Fmt 4703
Sfmt 4703
59779
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
OCC included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. OCC has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
The purpose of this proposed rule
change is to accommodate Weekly
Options and Monthly Options. The
Chicago Board Options Exchange, Inc.
(‘‘CBOE’’), is proposing to trade Weekly
Options and Monthly Options on broadbased indexes (‘‘Weekly Index Options’’
and ‘‘Monthly Index Options,’’
respectively).2 Series of Weekly Index
Options will expire on a Friday of a
calendar month other than the third
Friday and Monthly Index Options will
expire on the last trading day of a
calendar month. If the last trading day
of the month is a Friday, CBOE would
opt to list Monthly Index Options over
Weekly Index Options. Weekly Index
Options and Monthly Index Options
would be European-style, P.M.-settled
contracts. CBOE proposes for these
contracts to be subject to ‘‘automatic
exercise procedures,’’ meaning that
these contracts would automatically be
exercised at expiration without the
opportunity for the clearing member to
submit contrary exercise instructions if
immediately prior to expiration the
contract’s settlement amount or exceeds
a certain predetermined amount.
Weekly Options and Monthly Options
can be cleared and settled by OCC with
relatively minor revisions to current Bylaws and Rules to provide for options
that expire on a monthly or weekly
schedule as proposed by CBOE.3
Therefore, OCC proposes amending
Article I, Section 1 of its by-laws to
include definitions covering Weekly
2 Securities Exchange Act Release No. 62658
(Aug. 5, 2010), 75 FR 49010 (Aug. 12, 2010).
3 OCC’s By-laws and Rules already accommodate
equity and index options that expire on a day other
than a Saturday following the third Friday of the
month. For example, they accommodate quarterly
options, which expire on the last business day of
a calendar quarter, and short term options, which
expire a week after their introduction for trading.
Quarterly index options and short term index
options are also subject to automatic exercise
procedures.
E:\FR\FM\28SEN1.SGM
28SEN1
Agencies
[Federal Register Volume 75, Number 187 (Tuesday, September 28, 2010)]
[Notices]
[Pages 59777-59779]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-24259]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-62969; File No. SR-BX-2010-064]
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of
Filing and Order Granting Accelerated Approval to a Proposed Rule
Change To Establish Pricing for 10Gb Direct Circuit Connections and To
Codify Pricing for Direct Circuit Connections Capable of Supporting Up
to 1Gb for Customers Who Are Not Co-Located in the Exchange's
Datacenter
September 22, 2010.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on September 10, 2010, The NASDAQ OMX BX, Inc. (the ``Exchange'' or
``BX'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I and
II below, which Items have been prepared by the Exchange. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons, and is approving the
proposal on an accelerated basis.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change
The Exchange is filing with the Commission a proposed rule change
to establish pricing for 10Gb direct circuit connections and to codify
pricing for direct circuit connections capable of supporting up to 1Gb
for customers who are not co-located in the Exchange's datacenter. The
text of the proposed rule change is below. Proposed new language is
underlined and proposed deletions are in brackets [sic].\3\
---------------------------------------------------------------------------
\3\ Changes are marked to the rule text that appears in the
electronic manual of BX found at https://nasdaqomxbx.cchwallstreet.com.
---------------------------------------------------------------------------
* * * * *
7051. Direct Connectivity to BX
----------------------------------------------------------------------------------------------------------------
Description Installation Fee Ongoing Monthly Fee
----------------------------------------------------------------------------------------------------------------
Direct Circuit Connection to BX (10Gb)........................ $1,000 $5000
Direct Circuit Connection to BX (supports up to 1Gb).......... $1000 $1000
Optional Cable Router......................................... $925
----------------------------------------------------------------------------------------------------------------
[[Page 59778]]
(b) and (c) Not applicable [sic].
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item III below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
a. Purpose
The Exchange is re-proposing to establish fees for direct 10Gb
circuit connections, and to codify fees for direct circuit connections
capable of supporting up to 1Gb, for customers who are not co-located
at the Exchange's datacenter.\4\ Currently, the Exchange already makes
available to co-located customers a 10Gb circuit connection and charges
for each a $1000 initial installation charge as well as an ongoing
monthly fee of $5000. The Exchange is establishing the same fees for
non co-located customers with a 10Gb circuit.\5\
---------------------------------------------------------------------------
\4\ The Exchange filed SR-BX-2010-043 seeking to establish and
codify the fees set forth in this filing. That proposal was
published for comment and approved by the Commission. The approval,
however, pre-dated the BX Board's approval of the proposal. As such,
BX is re-filing the proposal and seeking accelerated approval.
\5\ BX provides an additional 1Gb copper connection option to
the Exchange for co-located customers. Given the technological
constraints of copper connections over longer distances, the
Exchange does not offer a copper connection option to users outside
of its datacenter.
---------------------------------------------------------------------------
The Exchange also already makes available to both co-located and
non co-located customers direct connections capable of supporting up to
1Gb, with per connection monthly fees of $500 for co-located customers
and $1000 for non co-located customers. Monthly fees are higher for non
co-located customers because direct connections require BX to provide
cabinet space and middleware for those customers' third-party vendors
to connect into the datacenter and, ultimately, to the trading system.
Finally, for non co-located customers the Exchange charges an optional
installation fee of $925 if the customer chooses to use an on-site
router.
b. Statutory Basis
BX believes that the proposed rule change is consistent with the
provisions of Section 6 of the Act,\6\ in general, and with Sections
6(b)(5) of the Act,\7\ in particular, in that the proposal is designed
to prevent fraudulent and manipulative acts and practices, to promote
just and equitable principles of trade, to foster cooperation and
coordination with persons engaged in regulating, clearing, settling,
processing information with respect to, and facilitating transactions
in securities, to remove impediments to and perfect the mechanism of a
free and open market and a national market system, and, in general, to
protect investors and the public interest. In particular, the proposal
will provide greater transparency into the connectivity options
available to market participants.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f.
\7\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Exchange also believes that the proposed rule change is
consistent with the provisions of Section 6 of the Act,\8\ in general,
and with Section 6(b)(4) of the Act,\9\ in particular, in that it
provides for the equitable allocation of reasonable dues, fees and
other charges among members and issuers and other persons using any
facility or system which the Exchange operates or controls. The filing
codifies and makes transparent the fees imposed for direct connections
to non co-located customers. These fees are uniform for all such
customers and are either comparable to fees charged to co-located
customers or vary due to different costs associated with providing
service to the two customer types.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f.
\9\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
BX does not believe that the proposed rule change will result in
any burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act, as amended.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments on the proposed rule change were neither solicited
nor received.
III. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change, as amended, is consistent with the Act. Comments may be
submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-BX-2010-064 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-BX-2010-064. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-BX-2010-064 and should be
submitted on or before October 19, 2010.
IV. Commission's Findings and Order Granting Accelerated Approval of
Proposed Rule Change
The Commission finds that the proposed rule change is consistent
with the requirements of the Act and the rules and regulations
thereunder applicable to a national securities
[[Page 59779]]
exchange.\10\ In particular, the Commission finds that the proposed
rule change is consistent with Section 6(b)(4) of the Act,\11\ which
requires that the rules of a national securities exchange provide for
the equitable allocation of reasonable dues, fees and other charges
among its members and issuers and other persons using its facilities,
and with Section 6(b)(5) of the Act,\12\ which requires, among other
things, that the rules of a national securities exchange be designed to
promote just and equitable principles of trade, to remove impediments
to and perfect the mechanism of a free and open market and a national
market system and, in general, to protect investors and the public
interest, and not be designed to permit unfair discrimination between
customers, issuers, brokers, or dealers.
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\10\ In approving this proposal, the Commission has considered
the proposed rule's impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
\11\ 15 U.S.C. 78f(b)(4).
\12\ 15 U.S.C. 78f(b)(5).
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The Commission believes that the proposed fees for 10Gb and 1Gb
direct circuit connections are reasonable and equitably allocated
insofar as they are applied on the same terms to similarly-situated
market participants. In addition, the Commission believes that the
connectivity options described in the proposed rule change are not
unfairly discriminatory because BX makes the 10Gb and 1Gb direct
circuit connections uniformly available to all non-co-located customers
who voluntarily request them and pay the fees as detailed in the
proposal. As represented by BX, these fees are uniform for all such
customers and are either the same as fees charged to co-located
customers, or vary due to different costs incurred by BX associated
with providing service to the two different customer types. Finally,
the Commission believes that the proposal will further the protection
of investors and the public interest because it will provide greater
transparency regarding the connectivity options available to market
participants.
The substance of the proposed rule has already been subject to full
notice and public comment, and no comments were received.\13\ Moreover,
similar pricing is already in effect for these same services being
offered by BX's sister markets, the NASDAQ Stock Market, LLC and NASDAQ
OMX PHLX, Inc.\14\ Accordingly, the Commission finds good cause,
pursuant to Section 19(b)(2) of the Act, for approving the proposed
rule change prior to the thirtieth day after the date of publication of
notice of filing thereof in the Federal Register.
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\13\ See supra note 4.
\14\ See Securities Exchange Act Release Nos. 62663 (August 9,
2010), 75 FR 49543 (August 13, 2010) (SR-NASDAQ-2010-77) (Order
approving a NASDAQ Stock Market, LLC proposed rule change relating
to pricing for direct circuit connections); 62639 (August 4, 2010),
75 FR 48391 (August 10, 2010) (SR-Phlx-2010-89) (Order approving a
NASDAQ OMX PHLX, Inc. proposed rule change relating to pricing for
direct circuit connections).
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V. Conclusion
It is therefore ordered, pursuant to Section 19(b)(2) of the
Act,\15\ that the proposed rule change (SR-BX-2010-064) be, and hereby
is, approved on an accelerated basis.
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\15\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading & Markets,
pursuant to delegated authority.\16\
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\16\ 17 CFR 200.30-3(a)(12).
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Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-24259 Filed 9-27-10; 8:45 am]
BILLING CODE 8010-01-P