Submission for OMB Review; Comment Request, 59298 [2010-24071]
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59298
Federal Register / Vol. 75, No. 186 / Monday, September 27, 2010 / Notices
mail at angela.bolduc@nrc.gov. mailto:
dlc@nrc.gov.mailto:aks@nrc.gov
Determinations on requests for
reasonable accommodation will be
made on a case-by-case basis.
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or send an e-mail to
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Dated: September 22, 2010.
Rochelle C. Bavol,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2010–24266 Filed 9–23–10; 11:15 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
srobinson on DSKHWCL6B1PROD with NOTICES
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 203–2 and Form ADV–W; SEC
File No. 270–40; OMB Control No.
3235–0313.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
The title for the collection of
information is ‘‘Rule 203–2 (17 CFR
275.203–2) and Form ADV–W (17 CFR
279.2) under the Investment Advisers
Act of 1940 (15 U.S.C. 80b).’’ Rule 203–
2 under the Investment Advisers Act of
1940 establishes procedures for an
investment adviser to withdraw its
registration with the Commission. Rule
203–2 requires every person
withdrawing from investment adviser
registration with the Commission to file
Form ADV–W electronically on the
Investment Adviser Registration
Depository (‘‘IARD’’). The purpose of the
information collection is to notify the
Commission and the public when an
investment adviser withdraws its
pending or approved SEC registration.
Typically, an investment adviser files a
Form ADV–W when it ceases doing
business or when it is ineligible to
remain registered with the Commission.
VerDate Mar<15>2010
17:01 Sep 24, 2010
Jkt 220001
The potential respondents to this
information collection are all
investment advisers registered with the
Commission. The Commission has
estimated that compliance with the
requirement to complete Form ADV–W
imposes a total burden of approximately
0.75 hours (45 minutes) for an adviser
filing for full withdrawal and
approximately 0.25 hours (15 minutes)
for an adviser filing for partial
withdrawal. Based on historical filings,
the Commission estimates that there are
approximately 500 respondents
annually filing for full withdrawal and
approximately 500 respondents
annually filing for partial withdrawal.
Based on these estimates, the total
estimated annual burden would be 500
hours ((500 respondents × .75 hours) +
(500 respondents × .25 hours)).
Rule 203–2 and Form ADV–W do not
require recordkeeping or records
retention. The collection of information
requirements under the rule and form
are mandatory. The information
collected pursuant to the rule and Form
ADV–W are filings with the
Commission. These filings are not kept
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number.
Please direct general comments
regarding the above information to the
following persons: (i) Desk Office for the
Securities and Exchange Commission,
Officer of Management and Budget,
Room 10102, New Executive Office
Building, Washington, DC 20503 or
send an email to: Shagufta Ahmed at
Shagufta_Ahmed@omb.eop.gov; and (ii)
Jeff Heslop, Acting Director/CIO,
Securities and Exchange Commission,
C/O Remi Pavlik-Simon, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to: PRA_Mailbox@
sec.gov. Comments must be submitted to
OMB within 30 days of this notice.
Dated: September 20, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–24071 Filed 9–24–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
PO 00000
Frm 00093
Fmt 4703
Sfmt 9990
Extension:
Rule 17a–7; Sec File No. 270–147; OMB
Control No. 3235–0131.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
Rule 17a–7 (17 CFR 240.17a–7) under
the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’)
requires non-resident broker-dealers
registered or applying for registration
pursuant to Section 15 of the Exchange
Act to maintain—in the United States—
complete and current copies of books
and records required to be maintained
under any rule adopted under the
Exchange Act. Alternatively,
Rule 17a–7 provides that non-resident
broker-dealers may sign written
undertakings to furnish the requisite
books and records to the Commission
upon demand.
There are approximately 63 nonresident broker-dealers. Based on the
Commission’s experience in this area, it
is estimated that the average amount of
time necessary to preserve the books
and records required by Rule 17a–7 is
one hour per year. Accordingly, the total
burden is 63 hours per year. With an
average cost per hour of approximately
$294, the total cost of compliance for
the respondents is approximately
$18,522 per year.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Comments should be directed to
(i) Desk Officer for the Securities and
Exchange Commission, Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Room 10102, New Executive Office
Building, Washington, DC 20503, or by
sending an e-mail to:
Shagufta_Ahmed@omb.eop.gov; and
(ii) Jeff Heslop, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312, or send an
e-mail to: PRA_Mailbox@sec.gov.
Comments must be submitted within 30
days of this notice.
Dated: September 20, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–24069 Filed 9–24–10; 8:45 am]
BILLING CODE 8010–01–P
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27SEN1
]]>Agencies
[Federal Register Volume 75, Number 186 (Monday, September 27, 2010)]
[Notices]
[Page 59298]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-24071]
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SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 203-2 and Form ADV-W; SEC File No. 270-40; OMB Control No.
3235-0313.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for extension of the previously approved
collection of information discussed below.
The title for the collection of information is ``Rule 203-2 (17 CFR
275.203-2) and Form ADV-W (17 CFR 279.2) under the Investment Advisers
Act of 1940 (15 U.S.C. 80b).'' Rule 203-2 under the Investment Advisers
Act of 1940 establishes procedures for an investment adviser to
withdraw its registration with the Commission. Rule 203-2 requires
every person withdrawing from investment adviser registration with the
Commission to file Form ADV-W electronically on the Investment Adviser
Registration Depository (``IARD''). The purpose of the information
collection is to notify the Commission and the public when an
investment adviser withdraws its pending or approved SEC registration.
Typically, an investment adviser files a Form ADV-W when it ceases
doing business or when it is ineligible to remain registered with the
Commission.
The potential respondents to this information collection are all
investment advisers registered with the Commission. The Commission has
estimated that compliance with the requirement to complete Form ADV-W
imposes a total burden of approximately 0.75 hours (45 minutes) for an
adviser filing for full withdrawal and approximately 0.25 hours (15
minutes) for an adviser filing for partial withdrawal. Based on
historical filings, the Commission estimates that there are
approximately 500 respondents annually filing for full withdrawal and
approximately 500 respondents annually filing for partial withdrawal.
Based on these estimates, the total estimated annual burden would be
500 hours ((500 respondents x .75 hours) + (500 respondents x .25
hours)).
Rule 203-2 and Form ADV-W do not require recordkeeping or records
retention. The collection of information requirements under the rule
and form are mandatory. The information collected pursuant to the rule
and Form ADV-W are filings with the Commission. These filings are not
kept confidential. An agency may not conduct or sponsor, and a person
is not required to respond to, a collection of information unless it
displays a currently valid control number.
Please direct general comments regarding the above information to
the following persons: (i) Desk Office for the Securities and Exchange
Commission, Officer of Management and Budget, Room 10102, New Executive
Office Building, Washington, DC 20503 or send an email to: Shagufta
Ahmed at Shagufta_Ahmed@omb.eop.gov; and (ii) Jeff Heslop, Acting
Director/CIO, Securities and Exchange Commission, C/O Remi Pavlik-
Simon, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail
to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30
days of this notice.
Dated: September 20, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-24071 Filed 9-24-10; 8:45 am]
BILLING CODE 8010-01-P
