Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Order Approving Proposed Rule Changes Amending Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day, 57541-57542 [2010-23489]
Download as PDF
Federal Register / Vol. 75, No. 182 / Tuesday, September 21, 2010 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62923; File Nos. SR–NYSE–
2010–20 and SR–NYSEAmex–2010–25]
Self-Regulatory Organizations; New
York Stock Exchange LLC and NYSE
Amex LLC; Order Approving Proposed
Rule Changes Amending Rule 123C To
Allow Exchange Systems To Provide
Order Imbalance Information With
Respect to Market At-The-Close and
Marketable Limit At-The-Close Interest
to Floor Brokers Beginning Two Hours
and Until Fifteen Minutes Prior to the
Scheduled Close of Trading on Every
Trading Day
September 15, 2010.
I. Introduction
On June 9, 2010, New York Stock
Exchange LLC (‘‘NYSE’’) and NYSE
Amex LLC (‘‘NYSE Amex’’ and, with
NYSE, each an ‘‘Exchange’’ and
collectively, the ‘‘Exchanges’’) each filed
with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to modify the
manner in which the systems of each
Exchange provide order imbalance
information to Floor brokers. The
proposed rule changes were published
for comment in the Federal Register on
June 24, 2010.3 The Commission
received one comment letter opposing
NYSE’s proposal and received a letter
from NYSE responding to the comment
letter.4 This order approves the
proposed rule changes.
II. Description of the Proposals
The Exchanges each propose to
amend their Rule 123C(6) 5 to specify
that, beginning at 2 p.m. on every
trading day,6 Floor brokers will receive
an electronic communication from the
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release Nos. 62312
(June 17, 2010), 75 FR 36138; and 62311 (June 17,
2010), 75 FR 36140 (each a ‘‘Notice’’ and
collectively, the ‘‘Notices’’).
4 See Anonymous Letter dated July 14, 2010
(‘‘Comment Letter’’) and NYSE Response Letter from
Janet M. Kissane, Senior Vice President—Legal &
Corporate Secretary, NYSE Euronext, dated August
10, 2010 (‘‘NYSE Response Letter’’).
5 References to the rules herein refer to both the
relevant NYSE and NYSE Amex Equities rules
unless otherwise noted. The rule texts of NYSE
Rule 123C(6) and NYSE Amex Rule 123C(6) are
identical and the proposed additions to Rule
124C(6)(b) are identical.
6 On any day that the scheduled close of trading
on the Exchange is earlier than 4 p.m., the
information will be disseminated beginning two
hours prior to the scheduled close of trading.
srobinson on DSKHWCL6B1PROD with NOTICES
2 17
VerDate Mar<15>2010
19:02 Sep 20, 2010
Jkt 220001
Exchanges’ systems that provides the
amount of, and any imbalance between,
Market ‘‘At-The-Close’’ (‘‘MOC’’) interest
and marketable Limit ‘‘At-The-Close’’
(‘‘LOC’’) interest to buy and sell in
certain securities (‘‘Order Imbalance
Information’’). MOC/LOC interest is
executable only on the close and is
subject to cancellation at any time
before 3:45 p.m.7
The Exchanges’ current rules do not
allow for Exchange systems to send
Order Imbalance Information to Floor
brokers electronically. However, under
Rule 115, Designated Market Makers
(‘‘DMMs’’), while acting in a market
making capacity, may provide
information about buying or selling
interest in the market ‘‘in response to an
inquiry from a member conducting a
market probe in the normal course of
business’’ (‘‘market probe’’).8 Thus, for
Floor brokers to obtain the Order
Imbalance Information, they must
manually request the information from
DMMs, who are permitted to provide
such information in response to a Floor
broker’s ‘‘market probe.’’
The Exchanges propose to amend
Rule 123C(6) to state that, between
2 p.m. and 3:45 p.m. on any trading day
(or two hours prior to the closing
transaction until 15 minutes prior to the
closing transaction on any day that the
scheduled close of trading on the
Exchange is earlier than 4 p.m.), the
Exchanges’ systems would
automatically provide the Order
Imbalance Information to Floor brokers,
approximately every 15 seconds, for any
security in which the Floor broker is
representing an order and in any
security that the Floor broker
specifically requests.9 Thus, for Order
Imbalance Information, Floor brokers
would no longer need to request such
information from DMMs as part of a
Rule 115 ‘‘market probe.’’ The
Exchanges’ electronic dissemination of
this information would be limited to
Floor brokers’ hand-held devices, which
cannot automatically forward or retransmit the electronic datafeed to any
other location, although Floor brokers
are permitted to provide their customers
with specific data points from the feed.
In addition, specific requests for
information by Floor brokers would not
carry over to the next trading day and
would need to be re-entered on each
trade date.
Beginning at 3:45 p.m., Floor brokers
may receive the Exchanges’ proprietary
Rule 123C(3) and (9).
Rule 115.
9 See Notices for a description of the history of
the dissemination of the MOC/LOC imbalance
information to Floor brokers.
57541
Order Imbalance Information datafeed
pursuant to Rule 123C(6)(a)(iv), under
which the Exchanges provide the
datafeed to subscribers for a fee.
The Exchanges also propose to amend
the time period in Rule 123C(6)(a)(v)
when the dissemination of Order
Imbalance Information would
commence when the scheduled closing
is earlier than 4 p.m. Currently, the
Exchanges’ rules state that the
dissemination will commence
approximately 10 minutes before the
scheduled closing time when the
scheduled closing is earlier than 4 p.m.
The Exchanges state that, when they
moved to a single imbalance publication
at 3:45 p.m., the rule text was not
modified at that time to reflect that
dissemination of the Order Imbalance
Information on any day that the
scheduled close was prior to 4 p.m.
would commence approximately 15
minutes before the scheduled closing
time consistent with the single
imbalance publication.
III. Summary of Comment and NYSE’s
Response
One commenter opposes NYSE’s
proposal. The commenter notes that the
Order Imbalance Information is
material, that investors should receive
the information at the same time as
Floor brokers, and that NYSE has an
obligation to ensure all participants
(DMMs, Floor brokers, and the public)
have the opportunity to receive the
same data at the same time. The
commenter also disputes NYSE’s
rationale that Floor brokers need the
data feed to offset the decrease in Floor
broker personnel. The commenter
instead suggests that Floor brokers
should hire additional staff or NYSE
should extend the 15 minute timeperiod prior to the close of trading if
Floor brokers require more time to
analyze the Order Imbalance
Information. Finally, the commenter
states that the proposal is similar to
flash orders, in which select market
participants receive material public
information prior to other market
participants.
NYSE responds that the Order
Imbalance Information does not
represent overall supply or demand for
a security, and is a small subset of
buying and selling interest, subject to
change or cancellation before the close.
In addition, NYSE notes that MOC and
LOC orders represent only a small
fraction of NYSE’s activity.10 NYSE
7 See
8 See
PO 00000
Frm 00105
Fmt 4703
Sfmt 4703
10 NYSE noted that ‘‘[g]enerally, MOC and LOC
orders account for less than 1% of total NYSE
orders on any given trading day, both in terms of
E:\FR\FM\21SEN1.SGM
Continued
21SEN1
57542
Federal Register / Vol. 75, No. 182 / Tuesday, September 21, 2010 / Notices
believes that the Order Imbalance
Information that all participants receive
beginning at 3:45 p.m. is more accurate,
timely, and complete, and is more
material to investors. Finally, NYSE
disagrees that the proposal is similar to
flash orders. NYSE notes that the Order
Imbalance Information is not actionable
prior to 15 minutes before the close of
trading and is subject to change or
cancellation and, therefore, MOC/LOC
orders cannot be executed before the
public receives the information.11
srobinson on DSKHWCL6B1PROD with NOTICES
IV. Discussion and Commission
Findings
After careful consideration, the
Commission finds that the proposed
rule changes are consistent with the
requirements of the Act and the rules
and regulations thereunder applicable to
a national securities exchange.12 In
particular, the proposed rule changes
are consistent with Section 6(b)(5) of the
Act,13 which requires, among other
things, that the rules of a national
securities exchange be designed to
promote just and equitable principles of
trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system and, in general, to protect
investors and the public interest, and
not be designed to permit unfair
discrimination between customers,
issuers, brokers, or dealers. The
Commission also finds that the
proposed rule changes are consistent
with the provisions of Section 6(b)(8) of
the Act,14 which require that the rules
of an exchange not impose any burden
on competition not necessary or
appropriate in furtherance of the
purposes of the Act.
The proposals would allow Exchange
systems to disseminate the Order
Imbalance Information directly to Floor
brokers’ handheld devices 15 beginning
two hours prior to the scheduled close.
The Exchanges’ rules currently only
permit Floor brokers to obtain this and
other market information on a one-off
basis from DMMs as ‘‘market probes’’
under Rule 115. The proposal would
automate the process and allow Floor
brokers to receive Order Imbalance
actual number of orders and the number of shares
represented by those orders. With respect to the
total number of shares executed on NYSE on any
given trading day, MOC and LOC orders generally
account for less than 10%.’’ See NYSE’s Response
Letter at 2.
11 See NYSE Response Letter at 3–4.
12 In approving these proposed rule changes, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
13 15 U.S.C. 78f(b)(5).
14 15 U.S.C. 78f(b)(8).
15 See Notices, supra note 3.
VerDate Mar<15>2010
19:02 Sep 20, 2010
Jkt 220001
Information more frequently and
quickly. Thus, the proposal would
permit information Floor brokers to
obtain certain market information (i.e.,
Order Imbalance Information) that they
are already permitted to obtain under
the Exchanges’ current rules as part of
‘‘market probes’’ under Rule 115, albeit
in a more technologically advanced and
more efficient format. The Commission
notes that the Exchanges have
represented that the dissemination of
this information would be limited to the
Floor broker’s handheld devices, and
that the electronic datafeed cannot be
automatically forwarded or
retransmitted.16 The Commission finds
that the proposal is consistent with the
requirements of the Act.
Finally, the Commission notes that
this order does not approve any prior
dissemination of Order Imbalance
Information by the Exchanges that may
have been inconsistent with the
approved rules of the Exchanges then in
effect.
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,17 that the
proposed rule changes (SR–NYSE–
2010–20 and SR–NYSEAmex–2010–25)
be, and they hereby are, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–23489 Filed 9–20–10; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 7178; OMB Control Number
1405–0102]
60-Day Notice of Proposed Information
Collection: Refugee Biographic Data
Notice of request for public
comments.
ACTION:
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
The purpose of this notice is to allow 60
days for public comment in the Federal
Register preceding submission to OMB.
We are conducting this process in
accordance with the Paperwork
Reduction Act of 1995.
• Title of Information Collection:
Refugee Biographic Data.
SUMMARY:
16 See
also SR–NYSE–2010–53 and SR–
NYSEAmex–2010–71.
17 15 U.S.C. 78s(b)(2).
18 17 CFR 200.30–3(a)(12).
PO 00000
Frm 00106
Fmt 4703
Sfmt 4703
• OMB Control Number: 1405–0102.
• Type of Request: Revision of a
Currently Approved Collection.
• Originating Office: Bureau of
Population, Refugees, and Migration,
PRM/A.
• Form Number: N/A.
• Respondents: Refugee applicants for
the U.S. Resettlement Program.
• Estimated Number of Respondents:
75,000.
• Estimated Number of Responses:
75,000.
• Average Hours Per Response: Onehalf hour.
• Total Estimated Burden: 37,500
hours.
• Frequency: Once per respondent.
• Obligation to Respond: Required to
Obtain a Benefit.
DATES: The Department will accept
comments from the public up to 60 days
from September 21, 2010.
ADDRESSES: You may submit comments
by either of the following methods:
• E-mail: spruellda@state.gov. You
must submit information collection title
and OMB control number in the subject
line of your message.
• Mail (paper, disk, or CD–ROM
submissions): PRM/Admissions, 2025 E
Street, NW., SA–9, 8th Floor,
Washington, DC 20522–0908.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including requests
for copies of the proposed information
collection and supporting documents, to
Delicia Spruell, PRM/Admissions, 2025
E Street, NW., SA–9 8th Floor,
Washington, DC 20522–0908, who may
be reached at 202–453–9257.
SUPPLEMENTARY INFORMATION: We are
soliciting public comments to permit
the Department to:
• Evaluate whether the proposed
information collection is necessary for
the proper performance of our
functions.
• Evaluate the accuracy of our
estimate of the burden of the proposed
collection, including the validity of the
methodology and assumptions used.
• Enhance the quality, utility, and
clarity of the information to be
collected.
• Minimize the reporting burden on
those who are to respond, including the
use of automated collection techniques
or other forms of technology.
Abstract of Proposed Collection
The Refugee Biographic Data Sheet
describes a refugee applicant’s personal
characteristics and is needed to match
the refugee with a sponsoring voluntary
agency to ensure initial reception and
E:\FR\FM\21SEN1.SGM
21SEN1
Agencies
[Federal Register Volume 75, Number 182 (Tuesday, September 21, 2010)]
[Notices]
[Pages 57541-57542]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23489]
[[Page 57541]]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-62923; File Nos. SR-NYSE-2010-20 and SR-NYSEAmex-2010-
25]
Self-Regulatory Organizations; New York Stock Exchange LLC and
NYSE Amex LLC; Order Approving Proposed Rule Changes Amending Rule 123C
To Allow Exchange Systems To Provide Order Imbalance Information With
Respect to Market At-The-Close and Marketable Limit At-The-Close
Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes
Prior to the Scheduled Close of Trading on Every Trading Day
September 15, 2010.
I. Introduction
On June 9, 2010, New York Stock Exchange LLC (``NYSE'') and NYSE
Amex LLC (``NYSE Amex'' and, with NYSE, each an ``Exchange'' and
collectively, the ``Exchanges'') each filed with the Securities and
Exchange Commission (the ``Commission''), pursuant to Section 19(b)(1)
of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to modify the manner in which the
systems of each Exchange provide order imbalance information to Floor
brokers. The proposed rule changes were published for comment in the
Federal Register on June 24, 2010.\3\ The Commission received one
comment letter opposing NYSE's proposal and received a letter from NYSE
responding to the comment letter.\4\ This order approves the proposed
rule changes.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release Nos. 62312 (June 17,
2010), 75 FR 36138; and 62311 (June 17, 2010), 75 FR 36140 (each a
``Notice'' and collectively, the ``Notices'').
\4\ See Anonymous Letter dated July 14, 2010 (``Comment
Letter'') and NYSE Response Letter from Janet M. Kissane, Senior
Vice President--Legal & Corporate Secretary, NYSE Euronext, dated
August 10, 2010 (``NYSE Response Letter'').
---------------------------------------------------------------------------
II. Description of the Proposals
The Exchanges each propose to amend their Rule 123C(6) \5\ to
specify that, beginning at 2 p.m. on every trading day,\6\ Floor
brokers will receive an electronic communication from the Exchanges'
systems that provides the amount of, and any imbalance between, Market
``At-The-Close'' (``MOC'') interest and marketable Limit ``At-The-
Close'' (``LOC'') interest to buy and sell in certain securities
(``Order Imbalance Information''). MOC/LOC interest is executable only
on the close and is subject to cancellation at any time before 3:45
p.m.\7\
---------------------------------------------------------------------------
\5\ References to the rules herein refer to both the relevant
NYSE and NYSE Amex Equities rules unless otherwise noted. The rule
texts of NYSE Rule 123C(6) and NYSE Amex Rule 123C(6) are identical
and the proposed additions to Rule 124C(6)(b) are identical.
\6\ On any day that the scheduled close of trading on the
Exchange is earlier than 4 p.m., the information will be
disseminated beginning two hours prior to the scheduled close of
trading.
\7\ See Rule 123C(3) and (9).
---------------------------------------------------------------------------
The Exchanges' current rules do not allow for Exchange systems to
send Order Imbalance Information to Floor brokers electronically.
However, under Rule 115, Designated Market Makers (``DMMs''), while
acting in a market making capacity, may provide information about
buying or selling interest in the market ``in response to an inquiry
from a member conducting a market probe in the normal course of
business'' (``market probe'').\8\ Thus, for Floor brokers to obtain the
Order Imbalance Information, they must manually request the information
from DMMs, who are permitted to provide such information in response to
a Floor broker's ``market probe.''
---------------------------------------------------------------------------
\8\ See Rule 115.
---------------------------------------------------------------------------
The Exchanges propose to amend Rule 123C(6) to state that, between
2 p.m. and 3:45 p.m. on any trading day (or two hours prior to the
closing transaction until 15 minutes prior to the closing transaction
on any day that the scheduled close of trading on the Exchange is
earlier than 4 p.m.), the Exchanges' systems would automatically
provide the Order Imbalance Information to Floor brokers, approximately
every 15 seconds, for any security in which the Floor broker is
representing an order and in any security that the Floor broker
specifically requests.\9\ Thus, for Order Imbalance Information, Floor
brokers would no longer need to request such information from DMMs as
part of a Rule 115 ``market probe.'' The Exchanges' electronic
dissemination of this information would be limited to Floor brokers'
hand-held devices, which cannot automatically forward or re-transmit
the electronic datafeed to any other location, although Floor brokers
are permitted to provide their customers with specific data points from
the feed. In addition, specific requests for information by Floor
brokers would not carry over to the next trading day and would need to
be re-entered on each trade date.
---------------------------------------------------------------------------
\9\ See Notices for a description of the history of the
dissemination of the MOC/LOC imbalance information to Floor brokers.
---------------------------------------------------------------------------
Beginning at 3:45 p.m., Floor brokers may receive the Exchanges'
proprietary Order Imbalance Information datafeed pursuant to Rule
123C(6)(a)(iv), under which the Exchanges provide the datafeed to
subscribers for a fee.
The Exchanges also propose to amend the time period in Rule
123C(6)(a)(v) when the dissemination of Order Imbalance Information
would commence when the scheduled closing is earlier than 4 p.m.
Currently, the Exchanges' rules state that the dissemination will
commence approximately 10 minutes before the scheduled closing time
when the scheduled closing is earlier than 4 p.m. The Exchanges state
that, when they moved to a single imbalance publication at 3:45 p.m.,
the rule text was not modified at that time to reflect that
dissemination of the Order Imbalance Information on any day that the
scheduled close was prior to 4 p.m. would commence approximately 15
minutes before the scheduled closing time consistent with the single
imbalance publication.
III. Summary of Comment and NYSE's Response
One commenter opposes NYSE's proposal. The commenter notes that the
Order Imbalance Information is material, that investors should receive
the information at the same time as Floor brokers, and that NYSE has an
obligation to ensure all participants (DMMs, Floor brokers, and the
public) have the opportunity to receive the same data at the same time.
The commenter also disputes NYSE's rationale that Floor brokers need
the data feed to offset the decrease in Floor broker personnel. The
commenter instead suggests that Floor brokers should hire additional
staff or NYSE should extend the 15 minute time-period prior to the
close of trading if Floor brokers require more time to analyze the
Order Imbalance Information. Finally, the commenter states that the
proposal is similar to flash orders, in which select market
participants receive material public information prior to other market
participants.
NYSE responds that the Order Imbalance Information does not
represent overall supply or demand for a security, and is a small
subset of buying and selling interest, subject to change or
cancellation before the close. In addition, NYSE notes that MOC and LOC
orders represent only a small fraction of NYSE's activity.\10\ NYSE
[[Page 57542]]
believes that the Order Imbalance Information that all participants
receive beginning at 3:45 p.m. is more accurate, timely, and complete,
and is more material to investors. Finally, NYSE disagrees that the
proposal is similar to flash orders. NYSE notes that the Order
Imbalance Information is not actionable prior to 15 minutes before the
close of trading and is subject to change or cancellation and,
therefore, MOC/LOC orders cannot be executed before the public receives
the information.\11\
---------------------------------------------------------------------------
\10\ NYSE noted that ``[g]enerally, MOC and LOC orders account
for less than 1% of total NYSE orders on any given trading day, both
in terms of actual number of orders and the number of shares
represented by those orders. With respect to the total number of
shares executed on NYSE on any given trading day, MOC and LOC orders
generally account for less than 10%.'' See NYSE's Response Letter at
2.
\11\ See NYSE Response Letter at 3-4.
---------------------------------------------------------------------------
IV. Discussion and Commission Findings
After careful consideration, the Commission finds that the proposed
rule changes are consistent with the requirements of the Act and the
rules and regulations thereunder applicable to a national securities
exchange.\12\ In particular, the proposed rule changes are consistent
with Section 6(b)(5) of the Act,\13\ which requires, among other
things, that the rules of a national securities exchange be designed to
promote just and equitable principles of trade, to remove impediments
to and perfect the mechanism of a free and open market and a national
market system and, in general, to protect investors and the public
interest, and not be designed to permit unfair discrimination between
customers, issuers, brokers, or dealers. The Commission also finds that
the proposed rule changes are consistent with the provisions of Section
6(b)(8) of the Act,\14\ which require that the rules of an exchange not
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act.
---------------------------------------------------------------------------
\12\ In approving these proposed rule changes, the Commission
has considered the proposed rule's impact on efficiency,
competition, and capital formation. See 15 U.S.C. 78c(f).
\13\ 15 U.S.C. 78f(b)(5).
\14\ 15 U.S.C. 78f(b)(8).
---------------------------------------------------------------------------
The proposals would allow Exchange systems to disseminate the Order
Imbalance Information directly to Floor brokers' handheld devices \15\
beginning two hours prior to the scheduled close. The Exchanges' rules
currently only permit Floor brokers to obtain this and other market
information on a one-off basis from DMMs as ``market probes'' under
Rule 115. The proposal would automate the process and allow Floor
brokers to receive Order Imbalance Information more frequently and
quickly. Thus, the proposal would permit information Floor brokers to
obtain certain market information (i.e., Order Imbalance Information)
that they are already permitted to obtain under the Exchanges' current
rules as part of ``market probes'' under Rule 115, albeit in a more
technologically advanced and more efficient format. The Commission
notes that the Exchanges have represented that the dissemination of
this information would be limited to the Floor broker's handheld
devices, and that the electronic datafeed cannot be automatically
forwarded or retransmitted.\16\ The Commission finds that the proposal
is consistent with the requirements of the Act.
---------------------------------------------------------------------------
\15\ See Notices, supra note 3.
\16\ See also SR-NYSE-2010-53 and SR-NYSEAmex-2010-71.
---------------------------------------------------------------------------
Finally, the Commission notes that this order does not approve any
prior dissemination of Order Imbalance Information by the Exchanges
that may have been inconsistent with the approved rules of the
Exchanges then in effect.
V. Conclusion
It is therefore ordered, pursuant to Section 19(b)(2) of the
Act,\17\ that the proposed rule changes (SR-NYSE-2010-20 and SR-
NYSEAmex-2010-25) be, and they hereby are, approved.
---------------------------------------------------------------------------
\17\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\18\
---------------------------------------------------------------------------
\18\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-23489 Filed 9-20-10; 8:45 am]
BILLING CODE 8011-01-P