Privacy Act of 1974: Systems of Records, 54662 [2010-22227]
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54662
Federal Register / Vol. 75, No. 173 / Wednesday, September 8, 2010 / Notices
has sought an exemption under section
312 of the Act and section 107.730 of
the Small Business Administration
(‘‘SBA’’) Rules and Regulations (13 CFR
107.730), Financings which Constitute
Conflicts of Interest. Main Street
Mezzanine Fund, LP provided a debt/
equity financing to National Trench
Safety, LLC, 15955 West Hardy Road,
Houston, TX 77060. The financing was
made to support the growth and
development of the company.
The financing is brought within the
purview of section 107.730(a)(1) of the
Regulations because Main Street Equity
Interests, Inc. an Associate of Main
Street Mezzanine Fund, LP, owns more
than ten percent of National Trench
Safety, LLC.
Notice is hereby given that any
interested person may submit written
comments on the transaction to the
Associate Administrator of Investment,
U.S. Small Business Administration,
409 Third Street, SW., Washington, DC
20416.
Sean J. Greene,
Associate Administrator for Investment.
BILLING CODE 8025–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. PA–44A; File No. S7–17–10]
Privacy Act of 1974: Systems of
Records
Securities and Exchange
Commission.
ACTION: Notice to establish systems of
records; correction.
jlentini on DSKJ8SOYB1PROD with NOTICES
AGENCY:
The Securities and Exchange
Commission published a document in
the Federal Register of August 23, 2010
concerning a Notice to establish systems
of records. This correction is being
published to change the effective date of
that notice.
FOR FURTHER INFORMATION CONTACT:
Barbara A. Stance, Chief Privacy Officer,
Office of Information Technology, 202–
551–7209.
In the Federal Register of August 23,
2010 in FR Doc. 2010–20999 on page
51854, in the third column, the effective
date in the DATES section is corrected to
read ‘‘September 29, 2010.’’
[FR Doc. 2010–22227 Filed 9–7–10; 8:45 am]
BILLING CODE 8010–01–P
VerDate Mar<15>2010
16:41 Sep 07, 2010
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[Release No. 34–62799; File No. SR–Phlx–
2010–118]
Self-Regulatory Organizations; Notice
of Filing of Proposed Rule Change by
NASDAQ OMX PHLX, Inc. Relating to
the $.50 Strike Price Program
August 30, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
25, 2010, NASDAQ OMX PHLX, Inc.
(the ‘‘Exchange’’ or ‘‘Phlx’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
[FR Doc. 2010–22293 Filed 9–7–10; 8:45 am]
Dated: September 1, 2010.
Elizabeth M. Murphy,
Secretary.
SECURITIES AND EXCHANGE
COMMISSION
The Exchange, pursuant to Section
19(b)(1) of the Act 3 and Rule 19b–4
thereunder,4 proposes to amend
Commentary .05 to Exchange Rule 1012,
Series of Options Open for Trading,
specifically the Exchange’s $.50 Strike
Price Program (the ‘‘$.50 Strike Program’’
or ‘‘Program’’) 5 to: (i) Expand the $.50
Strike Program for strike prices below
$1.00; (ii) extend the $.50 strike program
to strike prices that are $5.50 or less;
(iii) extend the prices of the underlying
security to at or below $5.00; and (iv)
extend the number of options classes
overlying 20 individual stocks.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.nasdaqtrader.com/
micro.aspx?id=PHLXRulefilings, at the
principal office of the Exchange, on the
Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(1).
4 17 CFR 240.19b–4.
5 See Securities Exchange Act Release Nos. 60694
(September 18, 2009), 74 FR 49048 (September 25,
2009) (SR–Phlx–2009–65) (order approving); and
61630 (March 2, 2010), 75 FR 11211 (March 10,
2010) (SR–Phlx–2010–26) (notice of filing and
immediate effectiveness allowing concurrent listing
of $3.50 and $4 strikes for classes that participate
in both the $0.50 Strike Program and the $1 Strike
Program).
2 17
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of this proposed rule
change is to modify Commentary .05 to
Exchange Rule 1012 to expand the $.50
Strike Program in order to provide
investors with opportunities and
strategies to minimize losses associated
with owning a stock declining in price.
The Exchange is proposing to
establish strike price intervals of $.50,
beginning at $.50 for certain options
classes where the strike price is $5.50 or
less and whose underlying security
closed at or below $5.00 in its primary
market on the previous trading day and
which have national average daily
volume that equals or exceeds 1000
contracts per day as determined by The
Options Clearing Corporation (‘‘OCC’’)
during the preceding three calendar
months. The Exchange also proposes to
limit the listing of $.50 strike prices to
options classes overlying no more than
20 individual stocks as specifically
designated by the Exchange.
Currently, Exchange Rule 1012 at
Commentary .05 permits strike price
intervals of $.50 or greater beginning at
$1.00 where the strike price is $3.50 or
less, but only for option classes whose
underlying security closed at or below
$3.00 in its primary market on the
previous trading day and which have
national average daily volume that
equals or exceeds 1000 contracts per
day as determined by The Options
Clearing Corporation during the
preceding three calendar months.
Further, the listing of $.50 strike prices
is limited to options classes overlying
no more than 5 individual stocks as
specifically designated by the Exchange.
The Exchange is currently restricted
from listing series with $1 intervals
within $0.50 of an existing strike price
in the same series, except that strike
prices of $2, $3, and $4 shall be
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[Federal Register Volume 75, Number 173 (Wednesday, September 8, 2010)]
[Notices]
[Page 54662]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-22227]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. PA-44A; File No. S7-17-10]
Privacy Act of 1974: Systems of Records
AGENCY: Securities and Exchange Commission.
ACTION: Notice to establish systems of records; correction.
-----------------------------------------------------------------------
The Securities and Exchange Commission published a document in the
Federal Register of August 23, 2010 concerning a Notice to establish
systems of records. This correction is being published to change the
effective date of that notice.
FOR FURTHER INFORMATION CONTACT: Barbara A. Stance, Chief Privacy
Officer, Office of Information Technology, 202-551-7209.
In the Federal Register of August 23, 2010 in FR Doc. 2010-20999 on
page 51854, in the third column, the effective date in the DATES
section is corrected to read ``September 29, 2010.''
Dated: September 1, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010-22227 Filed 9-7-10; 8:45 am]
BILLING CODE 8010-01-P
