Submission for OMB Review; Comment Request, 51119-51120 [2010-20374]

Download as PDF Federal Register / Vol. 75, No. 159 / Wednesday, August 18, 2010 / Notices Changes Proposed: The RRB proposes no changes to Form G–45. The burden estimate for the ICR is as follows: Estimated annual number of respondents: 100. Total annual responses: 100. Total annual reporting hours: 17 . For Further Information Contact: Copies of the form and supporting documents can be obtained from Charles Mierzwa, the agency clearance officer at (312–751–3363) or Charles.Mierzwa@rrb.gov. Comments regarding the information collection should be addressed to Patricia A. Henaghan, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois, 60611–2092 or Patricia.Henaghan@rrb.gov and to the OMB Desk Officer for the RRB, at the Office of Management and Budget, Room 10230, New Executive Office Building, Washington, DC 20503. Primary Counties: (Physical Damage and Economic Injury Loans): Madison, Mason, Rowan. Contiguous Counties: (Economic Injury Loans Only): Kentucky: Bath, Bracken, Clark, Estill Fayette, Garrard, Jackson, Jessamine, Menifee, Morgan, Robertson, Rockcastle. Ohio: Brown. All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2010–20510 Filed 8–17–10; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Charles Mierzwa, Clearance Officer. [Disaster Declaration #12244 and #12245] [FR Doc. 2010–20475 Filed 8–17–10; 8:45 am] Kentucky Disaster Number KY–00036. BILLING CODE 7905–01–P SMALL BUSINESS ADMINISTRATION U.S. Small Business Administration. ACTION: Amendment 4. [Disaster Declaration # 12242 and # 12243] SUMMARY: AGENCY: Kentucky Disaster Number KY–00035 U.S. Small Business Administration. ACTION: Amendment 3. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of Kentucky (FEMA–1925–DR), dated 07/23/2010. Incident: Severe storms, flooding, and mudslides. Incident Period: 07/17/2010 through 07/30/2010. Effective Date: 08/12/2010. Physical Loan Application Deadline Date: 09/21/2010. EIDL Loan Application Deadline Date: 04/25/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster declaration for the State of Kentucky, dated 07/23/ 2010 is hereby amended to include the following areas as adversely affected by the disaster: sroberts on DSKD5P82C1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 18:40 Aug 17, 2010 Jkt 220001 This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of Kentucky (FEMA—1925— DR), dated 07/23/2010. Incident: Severe storms, flooding, and mudslides. Incident Period: 07/17/2010 through 07/30/2010. DATES: Effective Date: 08/12/2010. Physical Loan Application Deadline Date: 09/21/2010. Economic Injury (EIDL) Loan Application Deadline Date: 04/25/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of Kentucky, dated 07/23/2010, is hereby amended to include the following areas as adversely affected by the disaster. Primary Counties: Madison. All other information in the original declaration remains unchanged. PO 00000 Frm 00137 Fmt 4703 Sfmt 4703 51119 (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2010–20511 Filed 8–17–10; 8:45 am] BILLING CODE 8025–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Regulation S–AM; SEC File No. 270–548; OMB Control No. 3235–0609. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for approval of extension of the previously approved collection of information provided for in Regulation S–AM (17 CFR Part 248, Subpart B), under the Fair and Accurate Credit Transactions Act of 2003 (Pub. L. 108– 159, Section 214, 117 Stat. 1952 (2003)) (‘‘FACT Act’’), the Securities and Exchange Act of 1934 (15 U.S.C. 78a et seq.), the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq.), and the Investment Advisers Act of 1940 (15 U.S.C. 80b–1 et seq.). Regulation S–AM implements the requirements of Section 214 of the FACT Act as applied to brokers, dealers, and investment companies, as well as investment advisers and transfer agents that are registered with the Commission (collectively, ‘‘Covered Persons’’). As directed by Section 214 of the FACT Act, before a receiving affiliate may make marketing solicitations based on the communication of certain consumer financial information from a Covered Person, the Covered Person must provide a notice to each affected individual informing the individual of his or her right to prohibit such marketing. The regulation potentially applies to all of the approximately 22,106 Covered Persons registered with the Commission, although only approximately 15,474 of them have one or more corporate affiliates, and the regulation would require only approximately 2,211 of them to provide consumers with notice and an opt-out opportunity. E:\FR\FM\18AUN1.SGM 18AUN1 51120 Federal Register / Vol. 75, No. 159 / Wednesday, August 18, 2010 / Notices The Commission staff estimates that there are approximately 12,021 Covered Persons having one or more affiliates, and that they would require an average one-time burden of 1 hour to review affiliate marketing practices, for a total of 12,021 hours, at a total staff cost of approximately $2,524,410. The staff also estimates that approximately 2,147 Covered Persons would be required to provide notice and opt-out opportunities to consumers, and would incur an average first-year burden of 18 hours in doing so, for a total estimated first-year burden of 38,646 hours, at a total staff cost of approximately $10,279,836. With regard to continuing notice burdens, the staff estimates that each of the approximately 2,147 Covered Persons required to provide notice and opt-out opportunities to consumers would incur a burden of approximately 4 hours per year to create and deliver notices to new consumers and record any opt outs that are received on an ongoing basis, for a total of 8,588 hours, at a total staff cost of approximately $489,516 per year. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Comments should be submitted (i) in writing to: Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by an e-mail to: Shagufta_Ahmed @omb.eop.gov; and (ii) in writing to: Charles Boucher Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312, or by e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: August 11, 2010. Florence E. Harmon, Deputy Secretary. BILLING CODE 8010–01–P [FR Doc. 2010–20373 Filed 8–17–10; 8:45 am] sroberts on DSKD5P82C1PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION BILLING CODE 8010–01–P Submission for OMB Review; Comment Request SECURITIES AND EXCHANGE COMMISSION Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. 18:40 Aug 17, 2010 Jkt 220001 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Regulation 12B (17 CFR 240.12b– 1✖12b–37) includes rules governing all registration statements and reports under Sections 12(b), 12(g), 13(a), and 15(d) (15 U.S.C. 78l(b), 78l(g), 78m(a) and 78o(d)) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’). The purpose of the regulation is set forth guidelines for the uniform preparation of Exchange Act documents. All information is provided to the public for review. The information required is filed on occasion and is mandatory. Regulation 12B is assigned one burden hour for administrative convenience because the regulation simply prescribes the disclosure that must appear in other filings under the federal securities laws. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: August 11, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–20374 Filed 8–17–10; 8:45 am] VerDate Mar<15>2010 Extension: Regulation 12B, OMB Control No. 3235– 0062, SEC File No. 270–70 Submission for OMB Review; Comment Request Upon Written Request, Copy Available From: Securities and Exchange PO 00000 Frm 00138 Fmt 4703 Sfmt 4703 Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Form S–6, SEC File No. 270–181, OMB Control No. 3235–0184. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (the ‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. The title for the collection of information is ‘‘Form S–6 (17 CFR 239.16), for Registration under the Securities Act of 1933 of Securities of Unit Investment Trusts Registered on Form N–8B–2 (17 CFR 274.13).’’ Form S–6 is a form used for registration under the Securities Act of 1933 (15 U.S.C. 77a et seq.) (‘‘Securities Act’’) of securities of any unit investment trust (‘‘UIT’’) registered under the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq.) (‘‘Investment Company Act’’) on Form N–8B–2.1 Section 5 of the Securities Act (15 U.S.C. 77e) requires the filing of a registration statement prior to the offer of securities to the public and that the statement be effective before any securities are sold. Section 5(b) of the Securities Act requires that investors be provided with a prospectus containing the information required in a registration statement prior to the sale or at the time of confirmation or delivery of the securities. Section 10(a)(3) of the Securities Act (15 U.S.C. 77j(a)(3)) provides that when a prospectus is used more than nine months after the effective date of the registration statement, the information therein shall be as of a date not more than sixteen months prior to such use. As a result, most UITs update their registration statements under the Securities Act on an annual basis in order that their sponsors may continue to maintain a secondary market in the units. UITs that are registered under the Investment Company Act on Form N– 8B–2 file post-effective amendments to their registration statements on Form S– 6 in order to update their prospectuses. The purpose of Form S–6 is to meet the filing and disclosure requirements of the Securities Act and to enable filers to provide investors with information 1 Form N–8B–2 is the form used by UITs other than separate accounts that are currently issuing securities, including UITs that are issuers of periodic payment plan certificates and UITs of which a management investment company is the sponsor or depositor to register under the Investment Company Act pursuant to Section 8 thereof. E:\FR\FM\18AUN1.SGM 18AUN1

Agencies

[Federal Register Volume 75, Number 159 (Wednesday, August 18, 2010)]
[Notices]
[Pages 51119-51120]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-20374]


=======================================================================
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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Regulation S-AM; SEC File No. 270-548; OMB Control No. 3235-
0609.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') has submitted to the Office of Management and Budget a 
request for approval of extension of the previously approved collection 
of information provided for in Regulation S-AM (17 CFR Part 248, 
Subpart B), under the Fair and Accurate Credit Transactions Act of 2003 
(Pub. L. 108-159, Section 214, 117 Stat. 1952 (2003)) (``FACT Act''), 
the Securities and Exchange Act of 1934 (15 U.S.C. 78a et seq.), the 
Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.), and the 
Investment Advisers Act of 1940 (15 U.S.C. 80b-1 et seq.).
    Regulation S-AM implements the requirements of Section 214 of the 
FACT Act as applied to brokers, dealers, and investment companies, as 
well as investment advisers and transfer agents that are registered 
with the Commission (collectively, ``Covered Persons''). As directed by 
Section 214 of the FACT Act, before a receiving affiliate may make 
marketing solicitations based on the communication of certain consumer 
financial information from a Covered Person, the Covered Person must 
provide a notice to each affected individual informing the individual 
of his or her right to prohibit such marketing. The regulation 
potentially applies to all of the approximately 22,106 Covered Persons 
registered with the Commission, although only approximately 15,474 of 
them have one or more corporate affiliates, and the regulation would 
require only approximately 2,211 of them to provide consumers with 
notice and an opt-out opportunity.

[[Page 51120]]

    The Commission staff estimates that there are approximately 12,021 
Covered Persons having one or more affiliates, and that they would 
require an average one-time burden of 1 hour to review affiliate 
marketing practices, for a total of 12,021 hours, at a total staff cost 
of approximately $2,524,410. The staff also estimates that 
approximately 2,147 Covered Persons would be required to provide notice 
and opt-out opportunities to consumers, and would incur an average 
first-year burden of 18 hours in doing so, for a total estimated first-
year burden of 38,646 hours, at a total staff cost of approximately 
$10,279,836. With regard to continuing notice burdens, the staff 
estimates that each of the approximately 2,147 Covered Persons required 
to provide notice and opt-out opportunities to consumers would incur a 
burden of approximately 4 hours per year to create and deliver notices 
to new consumers and record any opt outs that are received on an 
ongoing basis, for a total of 8,588 hours, at a total staff cost of 
approximately $489,516 per year.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Comments should be submitted (i) in writing to: Desk Officer for 
the Securities and Exchange Commission, Office of Information and 
Regulatory Affairs, Office of Management and Budget, Room 10102, New 
Executive Office Building, Washington, DC 20503, or by an e-mail to:  
Shagufta_Ahmed@omb.eop.gov; and (ii) in writing to: Charles Boucher 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312, or 
by e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.

    Dated: August 11, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-20374 Filed 8-17-10; 8:45 am]
BILLING CODE 8010-01-P
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