Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols, 44832-44833 [2010-18672]
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44832
Federal Register / Vol. 75, No. 145 / Thursday, July 29, 2010 / Notices
All submissions should refer to File
Number SR–NASDAQ–2010–089. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
publicly available. All submissions
should refer to File Number SR–
NASDAQ–2010–089 and should be
submitted on or before August 19, 2010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–18673 Filed 7–28–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62562; File No. SR–Phlx–
2010–98]
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
Self-Regulatory Organizations;
NASDAQ OMX PHLX, Inc.; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to the
Rebates and Fees for Adding and
Removing Liquidity in Select Symbols
July 23, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 15,
10 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Mar<15>2010
12:45 Jul 28, 2010
Jkt 220001
2010, NASDAQ OMX PHLX, Inc.
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Exchange’s Fee Schedule to both add
and remove certain options from the
Exchange’s current Rebates and Fees for
Adding and Removing Liquidity in
Select Symbols in Section I of the Fee
Schedule.
While changes to the Fee Schedule
pursuant to this proposal are effective
upon filing, the Exchange has
designated these changes to be operative
for transactions settling on or after
August 2, 2010.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaqtrader.com/
micro.aspx?id=PHLXfilings, at the
principal office of the Exchange, on the
Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to increase
liquidity and to attract order flow by
increasing the number of options to be
included in the Exchange’s current
Rebates and Fees for Adding and
Removing Liquidity in Select Symbols
as well as removing three options.
Currently, the Exchange has 81
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
symbols 3 (‘‘Select Symbols’’) to which
this applies.
Specifically, the Exchange proposes to
add the following four options to the
Select Symbols: (i) BP p.l.c. Common
Stock (‘‘BP’’), (ii) Baidu, Inc. (‘‘BIDU’’),
(iii) IShares FTSE/Xinhua China 25
Index (‘‘FXI’’), and (iv) Exxon Mobil
Corp. (‘‘XOM’’), collectively (‘‘the
options’’). These additional 4 symbols
would be subject to the Rebates and
Fees for Adding and Removing
Liquidity in Select Symbols.
Additionally, the Exchange proposes to
remove the following three options from
the Select Symbols: (i) ARIAD
Pharmaceuticals, Inc. (‘‘ARIA’’), (ii) Star
Scientific, Inc. (‘‘CIGX’’) and (iii) Palm,
Inc. (‘‘PALM’’).
The Exchange currently assesses a
per-contract transaction charge in
various Select Symbols on six different
categories of market participants that
submit orders and/or quotes that ‘‘take,’’
liquidity from the Exchange: (i)
Specialists, Registered Options Traders
(‘‘ROTs’’),4 Streaming Quote Traders
(‘‘SQTs’’) 5 and Remote Streaming Quote
Traders (‘‘RSQTs’’); 6 (ii) customers; 7 (iii)
specialists, SQTs and RSQTs that
receive Directed Orders (‘‘Directed
Participants’’ 8 or ‘‘Directed Specialists,
RSQTs, or SQTs’’ 9); (iv) Firms; (v)
3 These 81 currently include: AA, AAPL, ABK,
ABX, AIG, ALL, AMD, AMR, AMZN, ARIA, AXP,
BAC, BRCD, C, CAT, CIEN, CIGX, CSCO, DELL,
DIA, DNDN, DRYS, EBAY, EK, F, FAS, FAZ, GDX,
GE, GLD, GLW, GS, HAL, IBM, INTC, IWM, IYR,
JPM, LVS, MGM, MOT, MSFT, MU, NEM, NOK,
NVDA, ONNN, ORCL, PALM, PFE, POT, QCOM,
QID, QQQQ, RIG, RIMM, RMBS, SBUX, SDS, SIRI,
SKF, SLV, SMH, SNDK, SPY, T, TBT, TZA, UAUA,
UNG, USO, UYG, V, VALE, VZ, WYNN, X, XHB,
XLF, XRX and YHOO (‘‘Select Symbols’’).
4 A ROT includes a SQT, a RSQT and a Non-SQT,
which by definition is neither a SQT or a RSQT.
See Exchange Rule 1014 (b)(i) and (ii).
5 An SQT is an Exchange Registered Options
Trader (‘‘ROT’’) who has received permission from
the Exchange to generate and submit option
quotations electronically through an electronic
interface with AUTOM via an Exchange approved
proprietary electronic quoting device in eligible
options to which such SQT is assigned. See
Exchange Rule 1014(b)(ii)(A).
6 An RSQT is an ROT that is a member or member
organization with no physical trading floor
presence who has received permission from the
Exchange to generate and submit option quotations
electronically through AUTOM in eligible options
to which such RSQT has been assigned. An RSQT
may only submit such quotations electronically
from off the floor of the Exchange. See Exchange
Rule 1014(b)(ii)(B).
7 This applies to all customer orders, directed and
non-directed.
8 For purposes of the fees and rebates related to
adding and removing liquidity, a Directed
Participant is a Specialist, SQT, or RSQT that
executes a customer order that is directed to them
by an Order Flow Provider and is executed
electronically on PHLX XL II.
9 See Exchange Rule 1080(l), ‘‘* * * The term
‘Directed Specialist, RSQT, or SQT’ means a
specialist, RSQT, or SQT that receives a Directed
E:\FR\FM\29JYN1.SGM
29JYN1
Federal Register / Vol. 75, No. 145 / Thursday, July 29, 2010 / Notices
broker-dealers; and (vi) Professionals.10
The current per-contract transaction
charge depends on the category of
market participant submitting orders
and/or quotes that ‘‘take,’’ liquidity from
the Exchange.
The Exchange also currently provides
certain per-contract rebates for orders or
quotations that add liquidity in the
Select Symbols. The amount of the
rebate depends on the category of
participant whose order or quote was
executed as part of the Phlx Best Bid
and Offer. Finally, the Exchange
assesses a $0.05 per contract fee for
adding liquidity in the select Symbols
for Firms and Broker-Dealers.
While changes to the Fee Schedule
pursuant to this proposal are effective
upon filing, the Exchange has
designated these changes to be operative
for transactions settling on or after
August 2, 2010.
2. Statutory Basis
The Exchange believes that its
proposal to amend its Fee Schedule is
consistent with Section 6(b) of the Act 11
in general, and furthers the objectives of
Section 6(b)(4) of the Act 12 in
particular, in that it is an equitable
allocation of reasonable fees and other
charges among Exchange members. The
Exchange believes that the addition and
removal of certain options from the
Rebates and Fees for Adding and
Removing Liquidity in Select Symbols
is both equitable and reasonable,
because the Select Symbols apply to all
categories of participants in the same
manner. The Rebates and Fees for
Adding and Removing Liquidity in
Select Symbols, which are currently
applicable to each market participant,
will continue to apply to the Select
Symbols.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.
Order.’’ A Directed Participant has a higher quoting
requirement as compared with a specialist, SQT or
RSQT who is not acting as a Directed Participant.
See Exchange Rule 1014.
10 The Exchange defines a ‘‘professional’’ as any
person or entity that (i) is not a broker or dealer in
securities, and (ii) places more than 390 orders in
listed options per day on average during a calendar
month for its own beneficial account(s) (hereinafter
‘‘Professional’’). See Exchange Rule 1000(b)(14).
11 15 U.S.C. 78f(b).
12 15 U.S.C. 78f(b)(4).
VerDate Mar<15>2010
12:45 Jul 28, 2010
Jkt 220001
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act 13 and
paragraph (f)(2) of Rule 19b–4 14
thereunder. At any time within 60 days
of the filing of such proposed rule
change, the Commission may summarily
abrogate such rule change if it appears
to the Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Phlx–2010–98 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–Phlx–2010–98. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro/shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
PO 00000
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File No. SR–Phlx–2010–
98 and should be submitted on or before
August 19, 2010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–18672 Filed 7–28–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62566; File No. SR–OCC–
2010–10]
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change To Amend
OCC’s By-Laws and Rules To Change
Its Method of Holding Certain
Securities Pledged by Members To
Satisfy Margin and Clearing Fund
Obligations
July 23, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934,1 notice
is hereby given that on July 1, 2010, The
Options Clearing Corporation (‘‘OCC’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared substantially by
OCC. OCC filed the proposed rule
change pursuant to Section
19(b)(3)(A)(iii) of the Act 2 and Rule
19b–4(f)(4) 3 thereunder so that the
proposal was effective upon filing with
the Commission. The Commission is
publishing this notice to solicit
15 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 15 U.S.C. 78s(b)(3)(A)(iii).
3 17 CFR 240.19b–4(f)(4).
1 15
13 15
14 17
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4(f)(2).
Frm 00078
Fmt 4703
Sfmt 4703
44833
E:\FR\FM\29JYN1.SGM
29JYN1
Agencies
[Federal Register Volume 75, Number 145 (Thursday, July 29, 2010)]
[Notices]
[Pages 44832-44833]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-18672]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-62562; File No. SR-Phlx-2010-98]
Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change Relating to
the Rebates and Fees for Adding and Removing Liquidity in Select
Symbols
July 23, 2010.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on July 15, 2010, NASDAQ OMX PHLX, Inc. (``Phlx'' or ``Exchange'')
filed with the Securities and Exchange Commission (``SEC'' or
``Commission'') the proposed rule change as described in Items I, II,
and III below, which Items have been prepared by the Exchange. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend the Exchange's Fee Schedule to both
add and remove certain options from the Exchange's current Rebates and
Fees for Adding and Removing Liquidity in Select Symbols in Section I
of the Fee Schedule.
While changes to the Fee Schedule pursuant to this proposal are
effective upon filing, the Exchange has designated these changes to be
operative for transactions settling on or after August 2, 2010.
The text of the proposed rule change is available on the Exchange's
Web site at https://nasdaqtrader.com/micro.aspx?id=PHLXfilings, at the
principal office of the Exchange, on the Commission's Web site at
https://www.sec.gov, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
Sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to increase liquidity and to attract order
flow by increasing the number of options to be included in the
Exchange's current Rebates and Fees for Adding and Removing Liquidity
in Select Symbols as well as removing three options. Currently, the
Exchange has 81 symbols \3\ (``Select Symbols'') to which this applies.
---------------------------------------------------------------------------
\3\ These 81 currently include: AA, AAPL, ABK, ABX, AIG, ALL,
AMD, AMR, AMZN, ARIA, AXP, BAC, BRCD, C, CAT, CIEN, CIGX, CSCO,
DELL, DIA, DNDN, DRYS, EBAY, EK, F, FAS, FAZ, GDX, GE, GLD, GLW, GS,
HAL, IBM, INTC, IWM, IYR, JPM, LVS, MGM, MOT, MSFT, MU, NEM, NOK,
NVDA, ONNN, ORCL, PALM, PFE, POT, QCOM, QID, QQQQ, RIG, RIMM, RMBS,
SBUX, SDS, SIRI, SKF, SLV, SMH, SNDK, SPY, T, TBT, TZA, UAUA, UNG,
USO, UYG, V, VALE, VZ, WYNN, X, XHB, XLF, XRX and YHOO (``Select
Symbols'').
---------------------------------------------------------------------------
Specifically, the Exchange proposes to add the following four
options to the Select Symbols: (i) BP p.l.c. Common Stock (``BP''),
(ii) Baidu, Inc. (``BIDU''), (iii) IShares FTSE/Xinhua China 25 Index
(``FXI''), and (iv) Exxon Mobil Corp. (``XOM''), collectively (``the
options''). These additional 4 symbols would be subject to the Rebates
and Fees for Adding and Removing Liquidity in Select Symbols.
Additionally, the Exchange proposes to remove the following three
options from the Select Symbols: (i) ARIAD Pharmaceuticals, Inc.
(``ARIA''), (ii) Star Scientific, Inc. (``CIGX'') and (iii) Palm, Inc.
(``PALM'').
The Exchange currently assesses a per-contract transaction charge
in various Select Symbols on six different categories of market
participants that submit orders and/or quotes that ``take,'' liquidity
from the Exchange: (i) Specialists, Registered Options Traders
(``ROTs''),\4\ Streaming Quote Traders (``SQTs'') \5\ and Remote
Streaming Quote Traders (``RSQTs''); \6\ (ii) customers; \7\ (iii)
specialists, SQTs and RSQTs that receive Directed Orders (``Directed
Participants'' \8\ or ``Directed Specialists, RSQTs, or SQTs'' \9\);
(iv) Firms; (v)
[[Page 44833]]
broker-dealers; and (vi) Professionals.\10\ The current per-contract
transaction charge depends on the category of market participant
submitting orders and/or quotes that ``take,'' liquidity from the
Exchange.
---------------------------------------------------------------------------
\4\ A ROT includes a SQT, a RSQT and a Non-SQT, which by
definition is neither a SQT or a RSQT. See Exchange Rule 1014 (b)(i)
and (ii).
\5\ An SQT is an Exchange Registered Options Trader (``ROT'')
who has received permission from the Exchange to generate and submit
option quotations electronically through an electronic interface
with AUTOM via an Exchange approved proprietary electronic quoting
device in eligible options to which such SQT is assigned. See
Exchange Rule 1014(b)(ii)(A).
\6\ An RSQT is an ROT that is a member or member organization
with no physical trading floor presence who has received permission
from the Exchange to generate and submit option quotations
electronically through AUTOM in eligible options to which such RSQT
has been assigned. An RSQT may only submit such quotations
electronically from off the floor of the Exchange. See Exchange Rule
1014(b)(ii)(B).
\7\ This applies to all customer orders, directed and non-
directed.
\8\ For purposes of the fees and rebates related to adding and
removing liquidity, a Directed Participant is a Specialist, SQT, or
RSQT that executes a customer order that is directed to them by an
Order Flow Provider and is executed electronically on PHLX XL II.
\9\ See Exchange Rule 1080(l), ``* * * The term `Directed
Specialist, RSQT, or SQT' means a specialist, RSQT, or SQT that
receives a Directed Order.'' A Directed Participant has a higher
quoting requirement as compared with a specialist, SQT or RSQT who
is not acting as a Directed Participant. See Exchange Rule 1014.
\10\ The Exchange defines a ``professional'' as any person or
entity that (i) is not a broker or dealer in securities, and (ii)
places more than 390 orders in listed options per day on average
during a calendar month for its own beneficial account(s)
(hereinafter ``Professional''). See Exchange Rule 1000(b)(14).
---------------------------------------------------------------------------
The Exchange also currently provides certain per-contract rebates
for orders or quotations that add liquidity in the Select Symbols. The
amount of the rebate depends on the category of participant whose order
or quote was executed as part of the Phlx Best Bid and Offer. Finally,
the Exchange assesses a $0.05 per contract fee for adding liquidity in
the select Symbols for Firms and Broker-Dealers.
While changes to the Fee Schedule pursuant to this proposal are
effective upon filing, the Exchange has designated these changes to be
operative for transactions settling on or after August 2, 2010.
2. Statutory Basis
The Exchange believes that its proposal to amend its Fee Schedule
is consistent with Section 6(b) of the Act \11\ in general, and
furthers the objectives of Section 6(b)(4) of the Act \12\ in
particular, in that it is an equitable allocation of reasonable fees
and other charges among Exchange members. The Exchange believes that
the addition and removal of certain options from the Rebates and Fees
for Adding and Removing Liquidity in Select Symbols is both equitable
and reasonable, because the Select Symbols apply to all categories of
participants in the same manner. The Rebates and Fees for Adding and
Removing Liquidity in Select Symbols, which are currently applicable to
each market participant, will continue to apply to the Select Symbols.
---------------------------------------------------------------------------
\11\ 15 U.S.C. 78f(b).
\12\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act \13\ and paragraph (f)(2) of Rule 19b-4 \14\
thereunder. At any time within 60 days of the filing of such proposed
rule change, the Commission may summarily abrogate such rule change if
it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
---------------------------------------------------------------------------
\13\ 15 U.S.C. 78s(b)(3)(A)(ii).
\14\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-Phlx-2010-98 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-Phlx-2010-98. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro/shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File No. SR-Phlx-2010-98 and should be
submitted on or before August 19, 2010.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\15\
---------------------------------------------------------------------------
\15\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-18672 Filed 7-28-10; 8:45 am]
BILLING CODE 8010-01-P