Sunshine Act Meeting, 38857 [2010-16452]
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Federal Register / Vol. 75, No. 128 / Tuesday, July 6, 2010 / Notices
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SECURITIES AND EXCHANGE
COMMISSION
Dated: June 29, 2010.
Florence E. Harmon,
Deputy Secretary.
[Release No. 34–62392; File No. SR–
NASDAQ–2010–077]
[FR Doc. 2010–16308 Filed 7–2–10; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing of Proposed Rule Change
Relating to Pricing for Direct Circuit
Connections
Sunshine Act Meeting
June 28, 2010.
BILLING CODE 8010–01–P
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, July 8, 2010 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (8), 9(B) and
(10) and 17 CFR 200.402(a)(3), (5), (7),
(8), 9(ii) and (10), permit consideration
of the scheduled matters at the Closed
Meeting.
Commissioner Walter, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, July 8,
2010 will be:
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings;
Consideration of amicus participation;
A regulatory matter regarding a financial
institution; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: July 1, 2010.
Elizabeth M. Murphy,
Secretary.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 21,
2010, The NASDAQ Stock Market LLC
(the ‘‘Exchange’’ or ‘‘NASDAQ’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
NASDAQ is filing with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) a proposed rule change
to establish pricing for 10Gb direct
circuit connections and codify pricing
for 10Gb [sic] direct circuit connections
for customers who are not co-located in
NASDAQ’s datacenter. The text of the
proposed rule change is available at
https://nasdaq.cchwallstreet.com, at the
Exchange’s principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
[FR Doc. 2010–16452 Filed 7–1–10; 4:15 pm]
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
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A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange is proposing to
establish fees for direct 10Gb circuit
connections, and codify fees for direct
circuit connections capable of
supporting up to 1Gb, for customers
who are not co-located at the Exchange’s
datacenter. Currently, the Exchange
already makes available to co-located
customers a 10Gb circuit connection
and charges for each a $1,000 initial
installation charge as well as an ongoing
monthly fee of $5,000. The Exchange is
establishing the same fees for non colocated customers with a 10Gb circuit.3
The Exchange also already makes
available to both co-located and non colocated customers direct connections
capable of supporting up to 1Gb, with
per connection monthly fees of $500 for
co-located customers and $1,000 for non
co-located customers. Monthly fees are
higher for non co-located customers
because direct connections require
NASDAQ to provide cabinet space and
middleware for those customers’ thirdparty vendors to connect into the
datacenter and, ultimately, to the
trading system. Finally, for non colocated customers the Exchange charges
an optional installation fee of $925 if the
customer chooses to use an on-site
router.
2. Statutory Basis
NASDAQ believes that the proposed
rule change is consistent with the
provisions of Section 6 of the Act,4 in
general, and with Sections 6(b)(5) of the
Act,5 in particular, in that the proposal
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest. In particular, the
proposal will provide greater
3 NASDAQ provides an additional 1Gb copper
connection option to Nasdaq for co-located
customers. Given the technological constraints of
copper connections over longer distances, NASDAQ
does not offer a copper connection option to users
outside of its datacenter.
4 15 U.S.C. 78f.
5 15 U.S.C. 78f(b)(5).
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Agencies
[Federal Register Volume 75, Number 128 (Tuesday, July 6, 2010)]
[Notices]
[Page 38857]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-16452]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, July 8,
2010 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (8), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), (8), 9(ii) and (10), permit consideration of
the scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
July 8, 2010 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Consideration of amicus participation;
A regulatory matter regarding a financial institution; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: July 1, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010-16452 Filed 7-1-10; 4:15 pm]
BILLING CODE 8010-01-P