Proposed Collection; Comment Request, 35853 [2010-15134]
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Federal Register / Vol. 75, No. 120 / Wednesday, June 23, 2010 / Notices
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have practical utility;
(b) the accuracy of the Commission’s
estimate of the burden of the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to: Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov.
Dated: June 14, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–15135 Filed 6–22–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
mstockstill on DSKH9S0YB1PROD with NOTICES
Extension:
Rule 15Ba2–1 and Form MSD; SEC File No.
270–0088; OMB Control No. 3235–0083.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 15Ba2–1 (17 CFR
240.15Ba2–1) and Form MSD (17 CFR
249.1100), under the Securities and
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 15Ba2–1 provides that an
application for registration with the
Commission by a bank municipal
securities dealer must be filed on Form
MSD. The Commission uses the
VerDate Mar<15>2010
16:17 Jun 22, 2010
Jkt 220001
information contained in Form MSD to
determine whether bank municipal
securities dealers meet the standards for
registration set forth in the Exchange
Act, to develop a central registry where
members of the public may obtain
information about particular bank
municipal securities dealers, and to
develop statistical information about
bank municipal securities dealers.
Based upon past submissions, the
staff estimates that approximately 41
respondents will utilize this application
procedure annually. The staff estimates
that the average number of hours
necessary to comply with the
requirements of Rule 15Ba2–1 is 1.5
hours per respondent, for a total burden
of 61.5 hours. The average cost per hour
is approximately $67. Therefore, the
total cost of compliance for the
respondents is approximately $4,120.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimate of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to: Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov.
June 14, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–15134 Filed 6–22–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. PA–43; File No. S7–13–10]
Privacy Act of 1974: Systems of
Records
AGENCY: Securities and Exchange
Commission.
ACTION: Notice to revise a system of
records.
PO 00000
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35853
SUMMARY: In accordance with the
requirements of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a, the
Securities and Exchange Commission
(‘‘Commission’’ or ‘‘SEC’’) proposes to
revise a Privacy Act system of records:
‘‘Information Pertaining or Relevant to
SEC Registrants and Their Activities
(SEC–55)’’, originally published in the
Federal Register Volume 74, Number
139 on Wednesday, July 22, 2009.
DATES: The proposed changes will
become effective August 2, 2010 unless
further notice is given. The Commission
will publish a new notice if the effective
date is delayed to review comments or
if changes are made based on comments
received. To be assured of
consideration, comments should be
received on or before July 23, 2010.
ADDRESSES: Comments may be
submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/other.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number S7–13–10 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number S7–13–10. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/other.shtml).
Comments are available for Web site
viewing and printing in the
Commission’s Public Reference Room,
100 F Street, NE., Washington, DC
20549, on official business days
between the hours of 10 a.m. and 3 p.m.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT:
Barbara A. Stance, Chief Privacy Officer,
Office of Information Technology, 202–
551–7209.
SUPPLEMENTARY INFORMATION: The
Commission proposes to revise a system
of records: ‘‘Information Pertaining or
Relevant to SEC Registrants and Their
Activities (SEC–55)’’. This system of
E:\FR\FM\23JNN1.SGM
23JNN1
]]>Agencies
[Federal Register Volume 75, Number 120 (Wednesday, June 23, 2010)]
[Notices]
[Page 35853]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-15134]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 15Ba2-1 and Form MSD; SEC File No. 270-0088; OMB Control
No. 3235-0083.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 15Ba2-1 (17 CFR
240.15Ba2-1) and Form MSD (17 CFR 249.1100), under the Securities and
Exchange Act of 1934 (15 U.S.C. 78a et seq.) (``Exchange Act''). The
Commission plans to submit this existing collection of information to
the Office of Management and Budget for extension and approval.
Rule 15Ba2-1 provides that an application for registration with the
Commission by a bank municipal securities dealer must be filed on Form
MSD. The Commission uses the information contained in Form MSD to
determine whether bank municipal securities dealers meet the standards
for registration set forth in the Exchange Act, to develop a central
registry where members of the public may obtain information about
particular bank municipal securities dealers, and to develop
statistical information about bank municipal securities dealers.
Based upon past submissions, the staff estimates that approximately
41 respondents will utilize this application procedure annually. The
staff estimates that the average number of hours necessary to comply
with the requirements of Rule 15Ba2-1 is 1.5 hours per respondent, for
a total burden of 61.5 hours. The average cost per hour is
approximately $67. Therefore, the total cost of compliance for the
respondents is approximately $4,120.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimate of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Please direct your written comments to: Charles Boucher, Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send
an e-mail to: PRA_Mailbox@sec.gov.
June 14, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-15134 Filed 6-22-10; 8:45 am]
BILLING CODE 8010-01-P
