In the Matter of Aphton Corp., Apollo International of Delaware, Inc., Applewoods, Inc., Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquagenix, Inc., Aquapro Corp., Asconi Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration Corp.), Avalon Borden Companies, Inc., Avasoft, Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.; Order of Suspension of Trading, 35104-35105 [2010-15040]
Download as PDF
35104
Federal Register / Vol. 75, No. 118 / Monday, June 21, 2010 / Notices
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties:
Alfalfa, Cleveland, Grant, Major,
Mcintosh, Noble, Okfuskee, Osage,
Pottawatomie, Seminole.
The Interest Rates are:
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere:
Non-Profit
Organizations
Without Credit Available
Elsewhere: .........................
For Economic Injury:
Non-Profit
Organizations
Without Credit Available
Elsewhere: .........................
3.625
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SECURITIES AND EXCHANGE
COMMISSION
The notice
of the President’s major disaster
declaration for Private Non-Profit
organizations in the State of Nebraska,
dated 04/21/2010, is hereby amended to
include the following areas as adversely
affected by the disaster.
[File No. 500–1]
SUPPLEMENTARY INFORMATION:
Primary Counties: Sherman, Dixon.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2010–14899 Filed 6–18–10; 8:45 am]
June 17, 2010.
BILLING CODE 8025–01–P
3.000
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Aphton
Corp. because it has not filed any
periodic reports since the period ended
December 31, 2005.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Apollo
International of Delaware, Inc. because
it has not filed any periodic reports
since the period ended September 30,
1998.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of
Applewoods, Inc. because it has not
filed any periodic reports since the
period ended March 31, 1998.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Applied
Nanoscience, Inc. because it has not
filed any periodic reports since
February 11, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Aquacell
Technologies, Inc. (n/k/a Greencore
Technology, Inc.) because it has not
filed any periodic reports since the
period ended June 30, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Aquagenix,
Inc. because it has not filed any periodic
reports since the period ended
December 31, 1998.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
3.000
The number assigned to this disaster for
physical damage is 12206C and for economic
injury is 12207C.
SECURITIES AND EXCHANGE
COMMISSION
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
Sunshine Act Meeting
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 75 FR 34183, June 16,
James E. Rivera
Associate Administrator for Disaster
Assistance.
2010.
[FR Doc. 2010–14903 Filed 6–18–10; 8:45 am]
STATUS:
BILLING CODE 8025–01–P
PLACE:
Open Meeting.
100 F Street, NE., Washington,
DC.
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12136 and #12137]
Nebraska Disaster Number NE–00035
Small Business Administration.
ACTION: Amendment 1.
sroberts on DSKD5P82C1PROD with NOTICES
AGENCY:
SUMMARY: This is an amendment of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Nebraska (FEMA–1902–DR),
dated 04/21/2010.
Incident: Severe Storms, Ice Jams, and
Flooding.
Incident Period: 03/06/2010 through
04/03/2010.
Effective Date: 06/10/2010.
Physical Loan Application Deadline
Date: 06/21/2010.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/21/2011.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
VerDate Mar<15>2010
15:46 Jun 18, 2010
In the Matter of Aphton Corp., Apollo
International of Delaware, Inc.,
Applewoods, Inc., Applied
Nanoscience, Inc., Aquacell
Technologies, Inc. (n/k/a Greencore
Technology, Inc.), Aquagenix, Inc.,
Aquapro Corp., Asconi Corp., Asia
Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated
Golf Management, Inc. (n/k/a Delta
Mining & Exploration Corp.), Avalon
Borden Companies, Inc., Avasoft, Inc.,
Aviation Holdings Group, Inc., and
Azur Holdings, Inc.; Order of
Suspension of Trading
Jkt 220001
DATE AND TIME OF PREVIOUSLY ANNOUNCED
MEETING: Friday, June 18, 2010 at 10
a.m.
Cancellation of
Meeting.
The Open Meeting scheduled for
Friday, June 18, 2010 at 10 a.m. has
been cancelled.
For further information please contact
the Office of the Secretary at (202) 551–
5400.
CHANGE IN THE MEETING:
Dated: June 16, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–15011 Filed 6–17–10; 11:15 am]
BILLING CODE P
PO 00000
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sroberts on DSKD5P82C1PROD with NOTICES
Federal Register / Vol. 75, No. 118 / Monday, June 21, 2010 / Notices
concerning the securities of Aquapro
Corp. because it has not filed any
periodic reports since the period ended
December 31, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Asconi
Corp. because it has not filed any
periodic reports since the period ended
September 30, 2005.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Asia
Electronics Holding Co., Inc. because it
has not filed any periodic reports since
the period ended December 31, 1997.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Asian Star
Development, Inc. because it has not
filed any periodic reports since the
period ended September 30, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Associated
Golf Management, Inc. (n/k/a Delta
Mining & Exploration Corp.) because it
has not filed any periodic reports since
February 8, 2000.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Avalon
Borden Companies, Inc. because it has
not filed any periodic reports since the
period ended November 30, 2000.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Avasoft,
Inc. because it has not filed any periodic
reports since the period ended
September 30, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Aviation
Holdings Group, Inc. because it has not
filed any periodic reports since the
period ended September 30, 2000.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Azur
Holdings, Inc. because it has not filed
any periodic reports since the period
ended October 31, 2006.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
VerDate Mar<15>2010
15:46 Jun 18, 2010
Jkt 220001
securities of the above-listed companies
is suspended for the period from 9:30
a.m. EDT on June 17, 2010, through
11:59 p.m. EDT on June 30, 2010.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2010–15040 Filed 6–17–10; 4:15 pm]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62299; File No. SR–FINRA–
2010–029]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of
Proposed Rule Change To Adopt
FINRA Rule 5141 (Sale of Securities in
a Fixed Price Offering) in the
Consolidated FINRA Rulebook
June 16, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 27,
2010, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) (f/k/a
National Association of Securities
Dealers, Inc. (‘‘NASD’’)) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
substantially prepared by FINRA. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to adopt FINRA
Rule 5141 (Sale of Securities in a Fixed
Price Offering) in the consolidated
FINRA rulebook and to delete NASD
Rules 0120(h), 2730, 2740 and 2750, and
NASD IM–2730, IM–2740 and IM–2750.
The text of the proposed rule change
is available on FINRA’s Web site at
https://www.finra.org, at the principal
office of FINRA and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00136
Fmt 4703
35105
rule change. The text of these statements
may be examined at the places specified
in Item IV below. FINRA has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
As part of the process of developing
a new consolidated rulebook
(‘‘Consolidated FINRA Rulebook’’),3
FINRA is proposing to adopt FINRA
Rule 5141 (Sale of Securities in a Fixed
Price Offering) in the consolidated
FINRA rulebook and to delete NASD
Rules 0120(h), 2730, 2740 and 2750, and
NASD IM–2730, IM–2740 and IM–2750.
Proposed FINRA Rule 5141 is a new,
consolidated rule intended to protect
the integrity of fixed price offerings 4 by
ensuring that securities in such offerings
are sold to the public at the stated
public offering price or prices, thereby
preventing an undisclosed better price.
The proposed rule is based in part on,
and replaces, the current fixed price
offering rules (NASD Rules 0120(h),
2730, 2740 and 2750 and associated
Interpretive Materials (‘‘IMs’’) 2730,
2740 and 2750).5 Like the current fixed
3 The current FINRA rulebook consists of: (1)
FINRA Rules; (2) NASD Rules; and (3) rules
incorporated from NYSE (‘‘Incorporated NYSE
Rules’’) (together, the NASD Rules and Incorporated
NYSE Rules are referred to as the ‘‘Transitional
Rulebook’’). While the NASD Rules generally apply
to all FINRA members, the Incorporated NYSE
Rules apply only to those members of FINRA that
are also members of the NYSE (‘‘Dual Members’’).
The FINRA Rules apply to all FINRA members,
unless such rules have a more limited application
by their terms. For more information about the
rulebook consolidation process, see Information
Notice, March 12, 2008 (Rulebook Consolidation
Process).
4 NASD Rule 0120(h) defines the term ‘‘fixed price
offering’’ to mean the offering of securities at a
stated public offering price or prices, all or part of
which securities are publicly offered in the United
States or any territory thereof, whether or not
registered under the Securities Act of 1933. The
term does not include offerings of ‘‘exempted
securities’’ or ‘‘municipal securities’’ as those terms
are defined in Sections 3(a)(12) and 3(a)(29),
respectively, of the Securities Exchange Act or
offerings of redeemable securities of investment
companies registered pursuant to the Investment
Company Act of 1940 which are offered at prices
determined by the net asset value of the securities.
The proposed rule change would incorporate the
definition of ‘‘fixed price offering’’ into the proposed
rule in substantially identical form. See proposed
FINRA Rule 5141.04. See also Section (B) under
this Item and Section (C) under Item II.C.
5 The current fixed price offering rules are also
known as the Papilsky rules because of the court
decision with which they are commonly associated.
See Papilsky v. Berndt, et al., No. 71 Civ. 2534, 1976
U.S. Dist. LEXIS 14442 (S.D.N.Y., June 24, 1976).
For more information regarding the background of
Continued
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Agencies
[Federal Register Volume 75, Number 118 (Monday, June 21, 2010)]
[Notices]
[Pages 35104-35105]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-15040]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Aphton Corp., Apollo International of Delaware,
Inc., Applewoods, Inc., Applied Nanoscience, Inc., Aquacell
Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquagenix, Inc.,
Aquapro Corp., Asconi Corp., Asia Electronics Holding Co., Inc., Asian
Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta
Mining & Exploration Corp.), Avalon Borden Companies, Inc., Avasoft,
Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.; Order of
Suspension of Trading
June 17, 2010.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Aphton Corp. because it has not filed any periodic reports since the
period ended December 31, 2005.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Apollo International of Delaware, Inc. because it has not filed any
periodic reports since the period ended September 30, 1998.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Applewoods, Inc. because it has not filed any periodic reports since
the period ended March 31, 1998.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Applied Nanoscience, Inc. because it has not filed any periodic reports
since February 11, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.) because
it has not filed any periodic reports since the period ended June 30,
2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Aquagenix, Inc. because it has not filed any periodic reports since the
period ended December 31, 1998.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information
[[Page 35105]]
concerning the securities of Aquapro Corp. because it has not filed any
periodic reports since the period ended December 31, 2002.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Asconi Corp. because it has not filed any periodic reports since the
period ended September 30, 2005.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Asia Electronics Holding Co., Inc. because it has not filed any
periodic reports since the period ended December 31, 1997.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Asian Star Development, Inc. because it has not filed any periodic
reports since the period ended September 30, 2002.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration
Corp.) because it has not filed any periodic reports since February 8,
2000.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Avalon Borden Companies, Inc. because it has not filed any periodic
reports since the period ended November 30, 2000.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Avasoft, Inc. because it has not filed any periodic reports since the
period ended September 30, 2007.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Aviation Holdings Group, Inc. because it has not filed any periodic
reports since the period ended September 30, 2000.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Azur Holdings, Inc. because it has not filed any periodic reports since
the period ended October 31, 2006.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed companies is suspended for the period from 9:30 a.m. EDT
on June 17, 2010, through 11:59 p.m. EDT on June 30, 2010.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2010-15040 Filed 6-17-10; 4:15 pm]
BILLING CODE 8010-01-P