Sunshine Act Meeting, 34183 [2010-14576]

Download as PDF Federal Register / Vol. 75, No. 115 / Wednesday, June 16, 2010 / Notices Proposed Action. The Postal Service proposes to utilize mobile fueling contractors to fuel vehicles on site at selected postal facilities located throughout the United States. The program would focus on, but not be limited to, city and rural delivery units with 30 or more routes using vehicles owned by the Postal Service. Based on these criteria, it is anticipated that up to 1,100 sites may be eligible to convert to mobile fueling. Mobile fueling, also known as fleet fueling, wet fueling, or wet hosing, is the practice of filling fuel tanks of vehicles directly from tank trucks. In this scenario, mobile refueling contractors drive tank trucks onto Postal Service property to fuel parked delivery vehicles and drive the tank trucks off site when fueling is completed. At this time, the only alternative identified is the ‘‘no action’’ alternative of continuing to fuel delivery vehicles off-site at commercial gas stations. provisions of the securities laws, whether Amico and Goldstein failed reasonably to supervise Kantrowitz, and, if so, whether and to what extent sanctions should be imposed on Amico and Goldstein. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: June 11, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–14576 Filed 6–14–10; 11:15 am] BILLING CODE 8010–01–P [FR Doc. 2010–14491 Filed 6–11–10; 4:15 pm] [File No. 500–1] BILLING CODE 7710–12–P Micro Laboratories, Inc.; Order of Suspension of Trading SECURITIES AND EXCHANGE COMMISSION June 11, 2010. sroberts on DSKD5P82C1PROD with NOTICES Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on June 18, 2010 at 10 a.m. in the Auditorium, Room L–002, to hear oral argument in an appeal by Guy S. Amico and Scott H. Goldstein from the decision of an administrative law judge. The law judge found that Amico and Goldstein, the president and chief executive officer, respectively, of registered broker-dealer Newbridge Securities Corporation, failed reasonably to supervise Daniel M. Kantrowitz, a former trader at Newbridge, within the meaning of Sections 15(b)(4)(E) and 15(b)(6) of the Securities Exchange Act of 1934, with a view to detecting and preventing Kantrowitz’s violations of the registration and antifraud provisions of the federal securities laws. For these failures, the law judge barred Amico and Goldstein from associating with a broker-dealer in a supervisory capacity with a right to apply for reinstatement after two years and imposed on each a civil money penalty of $79,000. Among the issues likely to be argued are whether Kantrowitz’s conduct violated the registration and antifraud VerDate Mar<15>2010 16:19 Jun 15, 2010 Jkt 220001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–62251; File No. SR–FINRA– 2010–025] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval to Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) To Permit FINRA To Halt Trading by FINRA Members Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Conditions June 10, 2010. SECURITIES AND EXCHANGE COMMISSION Stanley F. Mires, Chief Counsel, Legislative. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Micro Laboratories, Inc. (‘‘Micro Laboratories’’) because it has not filed any periodic reports since the period ended June 30, 2005. Micro Laboratories is quoted on the Pink Sheets operated by Pink OTC Markets, Inc. under the ticker symbol MLAR. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company, and any equity securities of any entity purporting to succeed to this issuer. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company, and any equity securities of any entity purporting to succeed to this issuer, is suspended for the period from 9:30 a.m. EDT on June 11, 2010, through 11:59 p.m. EDT on June 24, 2010. By the Commission. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–14574 Filed 6–14–10; 11:15 am] I. Introduction On May 18, 2010, the Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’),2 and Rule 19b–4 thereunder,3 a proposed rule change to amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) to permit FINRA to halt trading by FINRA members otherwise than on an exchange where a primary listing market has issued a trading pause due to extraordinary market conditions.4 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 4 Also on May 18, 2010, each of BATS Exchange, Inc. (‘‘BATS’’), EDGX Exchange, Inc. (‘‘EDGX’’), NASDAQ OMX BX, Inc. (‘‘BX’’), International Securities Exchange LLC (‘‘ISE’’), New York Stock Exchange LLC (‘‘NYSE’’), NYSE Amex LLC (‘‘NYSEAmex’’), NYSE Arca, Inc. (‘‘NYSEArca’’), The NASDAQ Stock Market LLC (‘‘NASDAQ’’), National Stock Exchange, Inc. (‘‘NSX’’) and Chicago Board Options Exchange, Incorporated (‘‘CBOE’’) filed proposed rule changes. On May 19, 2010, EDGA Exchange, Inc (‘‘EDGA’’) and Chicago Stock Exchange, Inc. (‘‘CHX’’) filed proposed rule changes to provide for similar trading pauses. See Securities Exchange Act Release Nos. 62121 (May 19, 2010), 75 FR 28834 (May 24, 2010); 62123 (May 19, 2010), 75 FR 28844 (May 24, 2010); 62124 (May 19, 2010), 75 FR 28828 (May 24, 2010); 62125 (May 19, 2010), 75 FR 28836 (May 24, 2010); 62126 (May 19, 2010), 75 FR 28831 (May 24, 2010); 62127 (May 19, 2010), 75 FR 28837 (May 24, 2010); 62128 (May 19, 2010), 75 FR 28830 (May 24, 2010); 62129 (May 19, 2010), 75 FR 28839 (May 24, 2010); 62131 (May 19, 2010), 75 FR 28845 (May 24, 2010); 62132 (May 19, 2010), 75 FR 28847 (May 24, 2010); 62122 (May 19, 2010), 75 FR 28833 (May 24, 2010); and 62130 (May 19, 2010), 75 FR 28842 (May 24, 2010). These filings are being approved today by the Commission. See Securities Exchange Act Release No. 62252 (June 10, 2010). In this order, the term ‘‘Exchanges’’ refers collectively to all of the exchanges. The term ‘‘Listing Markets’’ refers collectively to NYSE, NYSEAmex and NASDAQ. The term ‘‘Nonlisting Markets’’ refers collectively to the remaining nine national securities exchanges. The term ‘‘SROs’’ 2 15 Continued BILLING CODE 8010–01–P PO 00000 Frm 00091 Fmt 4703 34183 Sfmt 4703 E:\FR\FM\16JNN1.SGM 16JNN1

Agencies

[Federal Register Volume 75, Number 115 (Wednesday, June 16, 2010)]
[Notices]
[Page 34183]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-14576]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on June 18, 2010 at 
10 a.m. in the Auditorium, Room L-002, to hear oral argument in an 
appeal by Guy S. Amico and Scott H. Goldstein from the decision of an 
administrative law judge. The law judge found that Amico and Goldstein, 
the president and chief executive officer, respectively, of registered 
broker-dealer Newbridge Securities Corporation, failed reasonably to 
supervise Daniel M. Kantrowitz, a former trader at Newbridge, within 
the meaning of Sections 15(b)(4)(E) and 15(b)(6) of the Securities 
Exchange Act of 1934, with a view to detecting and preventing 
Kantrowitz's violations of the registration and antifraud provisions of 
the federal securities laws. For these failures, the law judge barred 
Amico and Goldstein from associating with a broker-dealer in a 
supervisory capacity with a right to apply for reinstatement after two 
years and imposed on each a civil money penalty of $79,000.
    Among the issues likely to be argued are whether Kantrowitz's 
conduct violated the registration and antifraud provisions of the 
securities laws, whether Amico and Goldstein failed reasonably to 
supervise Kantrowitz, and, if so, whether and to what extent sanctions 
should be imposed on Amico and Goldstein.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: June 11, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-14576 Filed 6-14-10; 11:15 am]
BILLING CODE 8010-01-P
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