Submission for OMB Review; Comment Request, 33368-33369 [2010-14055]
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33368
Federal Register / Vol. 75, No. 112 / Friday, June 11, 2010 / Notices
SECURITIES AND EXCHANGE
COMMISSION
availability and dissemination of such
information. The likely respondents will
be companies. The information must be
filed with the Commission on occasion.
Form S–8 is a public document. All
information provided is mandatory. We
estimate that Form S–8 takes
approximately 24 hours per response to
prepare and is filed by approximately
2,680 respondents. In addition, we
estimate that 50% of the 24 hours per
response (12 hours per response) is
prepared by the filer for a total annual
reporting burden of 32,160 hours (12
hours per response × 2,680 responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an
e-mail to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Submission for OMB Review;
Comment Request
Dated: June 7, 2010.
Florence E. Harmon,
Deputy Secretary.
Incident Period: 05/01/2010 and
continuing through 06/01/2010.
Effective Date: 06/01/2010.
Physical Loan Application Deadline
Date: 07/12/2010.
EIDL Loan Application Deadline Date:
02/11/2011.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the President’s major disaster
declaration for the Commonwealth of
Kentucky, dated 05/11/2010 is hereby
amended to establish the incident
period for this disaster as beginning
05/01/2010 and continuing through
06/01/2010.
All other information in the original
declaration remains unchanged.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator, for Disaster
Assistance.
[FR Doc. 2010–14073 Filed 6–10–10; 8:45 am]
BILLING CODE 8025–01–P
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
Extension: Form S–8; OMB Control No.
3235–0066; SEC File No. 270–66.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form S–8 (17 CFR 239.16b) under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) is the primary registration
statement used by eligible registrants to
register securities to be issuers in
connection with employee benefit
plans. Form S–8 provides verification of
compliance with securities law
requirements and assures the public
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15:04 Jun 10, 2010
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of information to the Office of
Management and Budget for extension
and approval.
Form 15 (17 CFR 249.323) is a
certification of termination of a class of
security under section 12(g) or notice of
suspension of duty to file reports
pursuant to sections 13 and 15(d) of the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.). We estimate that
approximately 3,000 issuers file Form
15 annually and it takes approximately
1.5 hours per response to prepare for a
total of 4,500 annual burden hours.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov.
[FR Doc. 2010–14056 Filed 6–10–10; 8:45 am]
Dated: June 7, 2010.
Florence E. Harmon,
Deputy Secretary.
BILLING CODE 8011–01–P
[FR Doc. 2010–14057 Filed 6–10–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request,copies available
from: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Form 15, OMB Control No. 3235–0167,
SEC File No. 270–170.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
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SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rules 7a–15 thru 7a–37; OMB Control No.
3235–0132; SEC File No. 270–115.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
E:\FR\FM\11JNN1.SGM
11JNN1
Federal Register / Vol. 75, No. 112 / Friday, June 11, 2010 / Notices
approved collection of information
discussed below.
Rules 7a–15 through 7a–37 (17 CFR
260.7a–15–260.7a–37) under the Trust
Indenture Act of 1939 set forth the
general requirements relating to
applications, statements and reports that
must be filed under the Act by issuers
of, and trustees to, qualified indentures
under the Act. The respondents are
persons and entities subject to the
requirements of the Trust Indenture Act.
Rules 7a–15 through 7a–37 are
disclosure guidelines and do not
directly result in any collection of
information. The Rules are assigned
only one burden hour for administrative
convenience.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503; or send an email to: Shagufta_Ahmed@omb.eop.gov;
and (ii) Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: June 7, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–14055 Filed 6–10–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
29294; File No. 812–13706]
EQ Advisors Trust, et al.; Notice of
Application
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
June 4, 2010.
AGENCY: Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under section 12(d)(1)(J) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from sections
12(d)(1)(A) and (B) of the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from section 17(a) of the Act
and under section 6(c) of the Act for an
VerDate Mar<15>2010
15:04 Jun 10, 2010
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exemption from rule 12d1–2 under the
Act.
33369
Applicants’ Representations
1. Each Trust is organized as a
Delaware statutory trust. Each Trust is
SUMMARY: Summary of the Application:
registered under the Act as an open-end
Applicants request an order that would
management investment company and
(a) permit certain series of registered
offers multiple series (‘‘Funds’’).1 Each
open-end management investment
Trust is offered to (a) insurance
companies to acquire shares of other
company separate accounts registered
registered open-end management
under the Act (‘‘Registered Separate
investment companies and unit
Accounts’’) and insurance company
investment trusts (‘‘UITs’’) that are
separate accounts exempt from
within or outside the same group of
registration under the Act
investment companies, and (b) permit
(‘‘Unregistered Separate Accounts,’’ and
certain series of registered open-end
together with the Registered Separate
management investment companies
relying on rule 12d1–2 under the Act to Accounts, ‘‘Separate Accounts’’) in
connection with the variable life
invest in certain financial instruments.
insurance contracts and variable
Applicants: EQ Advisors Trust, AXA
annuity certificates and contracts
Premier VIP Trust (together with EQ
(‘‘Variable Contracts’’) issued by the
Advisors Trust, the ‘‘Trusts’’) and AXA
Manager and other affiliated or
Equitable Life Insurance Company (the
unaffiliated insurance companies, (b)
‘‘Manager’’).
retirement plans, including the 401(k)
DATES: Filing Dates: The application was
plan sponsored by the Manager and (c)
filed on September 29, 2009 and
series of each Trust. Certain Funds
amended on March 17, 2010 and June
pursue their investment objectives
3, 2010.
Hearing or Notification of Hearing: An through a master-feeder arrangement in
reliance on section 12(d)(1)(E) of the
order granting the application will be
Act.2
issued unless the Commission orders a
2. The Manager is a New York stock
hearing. Interested persons may request
life insurance company registered under
a hearing by writing to the
the Investment Advisers Act of 1940
Commission’s Secretary and serving
(‘‘Advisers Act’’) and serves as
applicants with a copy of the request,
investment adviser to the Trusts. The
personally or by mail. Hearing requests
Manager is a wholly owned subsidiary
should be received by the Commission
of AXA Financial, Inc., a holding
by 5:30 p.m. on June 29, 2010, and
company. AXA Financial, Inc., is a
should be accompanied by proof of
wholly owned subsidiary of AXA, a
service on applicants in the form of an
French holding company for an
affidavit or, for lawyers, a certificate of
international group of insurance and
service. Hearing requests should state
related financial services companies.
the nature of the writer’s interest, the
3. Applicants request relief to permit:
reason for the request, and the issues
(a) A Fund (a ‘‘Fund of Funds’’) to
contested. Persons who wish to be
acquire shares of registered open-end
notified of a hearing may request
management investment companies or
notification by writing to the
their series (the ‘‘Unaffiliated Investment
Commission’s Secretary.
Companies’’) and UITs that are not part
ADDRESSES: Secretary, Securities and
of the ‘‘same group of investment
Exchange Commission, 100 F Street,
companies’’ (as defined in section
NE., Washington, DC 20549–1090;
12(d)(1)(G)(ii) of the Act) as the Fund of
Applicants: c/o Steven M. Joenk, AXA
Funds (‘‘Unaffiliated Trusts,’’ and
Equitable Life Insurance Company, 1290
Avenue of the Americas, New York,
1 Applicants request that the order extend to any
New York 10104.
future series of the Trusts, and any other existing
FOR FURTHER INFORMATION CONTACT: John or future registered open-end management
investment companies and their series that are part
Yoder, Senior Counsel, at (202) 551–
of the same group of investment companies, as
6878, or Michael W. Mundt, Assistant
defined in section 12(d)(1)(G)(ii) of the Act, as the
Trusts and are, or may in the future be, advised by
Director, at (202) 551–6821 (Office of
the Manager or any other investment adviser
Investment Company Regulation,
controlling, controlled by, or under common
Division of Investment Management).
control with the Manager (included in the term,
‘‘Funds’’). All entities that currently intend to rely
SUPPLEMENTARY INFORMATION: The
on the requested order are named as applicants.
following is a summary of the
Any other entity that relies on the order in the
application. The complete application
future will comply with the terms and conditions
may be obtained via the Commission’s
of the application.
2 A Fund of Funds may not invest in an
Web site by searching for the file
Underlying Fund that operates as a feeder fund
number, or an applicant using the
unless the feeder fund is part of the same group of
Company name box, at https://
investment companies (as defined in section
www.sec.gov/search/search.htm or by
12(d)(1)(G)(ii) of the Act) as its corresponding
master fund.
calling (202) 551–8090.
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Agencies
[Federal Register Volume 75, Number 112 (Friday, June 11, 2010)]
[Notices]
[Pages 33368-33369]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-14055]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rules 7a-15 thru 7a-37; OMB Control No. 3235-0132; SEC File No.
270-115.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously
[[Page 33369]]
approved collection of information discussed below.
Rules 7a-15 through 7a-37 (17 CFR 260.7a-15-260.7a-37) under the
Trust Indenture Act of 1939 set forth the general requirements relating
to applications, statements and reports that must be filed under the
Act by issuers of, and trustees to, qualified indentures under the Act.
The respondents are persons and entities subject to the requirements of
the Trust Indenture Act. Rules 7a-15 through 7a-37 are disclosure
guidelines and do not directly result in any collection of information.
The Rules are assigned only one burden hour for administrative
convenience.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Written comments regarding the above information should be directed
to the following persons: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503; or send an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities
and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way,
Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB within 30 days of this notice.
Dated: June 7, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-14055 Filed 6-10-10; 8:45 am]
BILLING CODE 8011-01-P