Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List, 30890-30892 [2010-13161]
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30890
Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Notices
proposed rule change will benefit
market participants by allowing them to
more closely manage their risk
exposures and carry out their
investment objectives.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
CBOE does not believe that the
proposed rule change will impose any
burden on competition not necessary or
appropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
does not (i) significantly affect the
protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate if
consistent with the protection of
investors and the public interest,
provided that the self-regulatory
organization has given the Commission
written notice of its intent to file the
proposed rule change at least five
business days prior to the date of filing
of the proposed rule change or such
shorter time as designated by the
Commission, the proposed rule change
has become effective pursuant to
Section 19(b)(3)(A) of the Act 9 and Rule
19b–4(f)(6) thereunder.10 At any time
within 60 days of the filing of such
proposed rule change, the Commission
may summarily abrogate such rule
change if it appears to the Commission
that such action is necessary or
appropriate in the public interest, for
the protection of investors, or otherwise
in furtherance of the purposes of the
Act.
sroberts on DSKD5P82C1PROD with NOTICES
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
9 15
U.S.C. 78s(b)(3)(A).
10 17 CFR 240.19b–4(f)(6). Rule 19b–4(f)(6)(iii)
requires the self-regulatory organization to submit
to the Commission written notice of its intent to file
the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
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19:08 Jun 01, 2010
Jkt 220001
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–CBOE–2010–048 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CBOE–2010–048. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–CBOE–
2010–048 and should be submitted on
or before June 23, 2010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–13160 Filed 6–1–10; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62159; File No. SR–NYSE–
2010–36]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend the
Exchange Price List
May 24, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b-4 thereunder,2
notice is hereby given that on May 7,
2010, New York Stock Exchange LLC
(‘‘NYSE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend its
2010 Price List to delete references to
two fees that are no longer applicable.
The text of the proposed rule change is
available on the Exchange’s Web site at
https://www.nyse.com, on the
Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of
and basis for the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The NYSE has prepared summaries, set
forth in Sections A, B and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange’s 2010 Price List
includes (i) a fee of $5,000 payable in
connection with a new application for
NYSE membership by a limited liability
BILLING CODE 8010–01–P
1 15
11 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00121
Fmt 4703
Sfmt 4703
2 17
E:\FR\FM\02JNN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
02JNN1
sroberts on DSKD5P82C1PROD with NOTICES
Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Notices
company (‘‘LLC’’) and (ii) an application
fee of $1,000 payable in connection with
the movement of existing members to
non-public organizations. The Exchange
proposes to delete these fees from the
2010 Price List as they are no longer
applicable. These fees related only to
circumstances that arose when NYSE
membership was required to be held by
individuals, as opposed to the current
structure which is based on member
organizations. The Exchange ceased to
be a member-owned organization in
2006 at the time of its merger with
Archipelago Holdings, Inc. In
connection with the merger, NYSE
members received shares in the new
publicly-traded parent company (NYSE
Group, Inc., the predecessor to the
NYSE’s current publicly-traded parent
company, NYSE Euronext). Since this
demutualization, member organizations
obtain the right to have their employees
on the NYSE trading floor by purchasing
trading licenses.
As a consequence of the
demutualization, the categories of
membership contemplated by the abovedescribed fees no longer exist. The LLC
category of membership was created in
2005 to enable an individual member
who was retiring to retain an ownership
interest in the Exchange for estate
planning purposes.3 The $5,000
application fee was instituted because
the Exchange believed that there were
additional costs to the Exchange in
connection with memberships held by
LLCs rather than individuals, so the
Exchange believed that it was
appropriate to charge a higher
application fee than the $2,500 fee that
would have otherwise applied.4 The
existing members to non-public
organizations fee of $1,000 was adopted
in 1990 and was applied to an
individual member who was associated
with a member organization and who
left that member organization to become
an independent floor broker without a
public business or to become associated
with a new member organization
without a public business that was
comprised of existing members.5 It also
applied to an application for
membership by any new floor brokerage
entity without a public business that
consisted of existing individual
members. All NYSE members are now
corporations or other legal entities and
are subject to the applicable application
fees for the various categories of new
3 See Securities Exchange Act Release No. 52891
(December 5, 2005), 70 FR 73503 (December 12,
2005) (SR–NYSE–2005–83).
4 See note 1 [sic] supra.
5 See Securities Exchange Act Release No. 28129
(June 19, 1990) (SR–NYSE–90–27).
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19:08 Jun 01, 2010
Jkt 220001
members: $20,000 for carrying firms,
$7,500 for introducing firms, and $2,500
for non-public organizations (i.e., floor
broker member organizations that do not
have a public business). Consequently,
it is the admission of a corporate entity
as a member organization which gives
rise to a registration fee under current
NYSE rules and the movement of floor
personnel from one member
organization to another is not subject to
registration fees, as those individuals
are not members in their own right. The
reference to individuals in the line of
the 2010 Price List with respect to nonpublic organizations will be deleted, as
it is also inapplicable under the current
NYSE membership structure.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the objectives of Section 6 6 of the Act
in general and furthers the objectives of
Section 6(b)(4) 7 in particular, in that it
is designed provide for the equitable
allocation of reasonable dues, fees and
other charges among its members and
other persons using its facilities. The
Exchange believes that the proposal
does not constitute an inequitable
allocation of dues, fees and other
charges, as the fees being eliminated
related to categories of NYSE members
that no longer exist under the current
membership structure.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purpose of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 8 of the Act and Rule 19b–
4(f)(2) 9 thereunder.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
6 15
U.S.C. 78f.
U.S.C. 78f(b)(4).
8 15 U.S.C. 78s(b)(3)(A).
9 17 CFR 240.19b–4(f)(2).
7 15
PO 00000
Frm 00122
Fmt 4703
Sfmt 4703
30891
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSE–2010–36 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2010–36. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro/shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
will also be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File No. SR–NYSE–
2010–36 and should be submitted on or
before June 23, 2010.
E:\FR\FM\02JNN1.SGM
02JNN1
30892
Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–13161 Filed 6–1–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62175; File No. SR–MSRB–
2010–03]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Notice of Filing of Proposed
Rule Change Relating to Amendments
to the Continuing Disclosure Service
of the MSRB’s Electronic Municipal
Market Access System (EMMA®)
May 26, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’) 1 and Rule 19b–4
thereunder,2 notice is hereby given that
on May 20, 2010, the Municipal
Securities Rulemaking Board (the
‘‘MSRB’’) filed with the Securities and
Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the MSRB. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
sroberts on DSKD5P82C1PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The MSRB has filed with the
Commission a proposed rule change to
amend the continuing disclosure service
of the MSRB’s Electronic Municipal
Market Access system (‘‘EMMA’’) to
provide for the posting of credit rating
information on the EMMA public Web
site. The MSRB has requested an
effective date for the proposed rule
change of a date to be announced by the
MSRB in a notice published on the
MSRB Web site, which date shall be no
later than nine months after
Commission approval of the proposed
rule change and shall be announced no
later than five (5) business days prior to
the effective date.
The text of the proposed rule change
is available on the MSRB’s Web site at
https://www.msrb.org/msrb1/sec.asp, at
the MSRB’s principal office, and at the
Commission’s Public Reference Room.
10 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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19:08 Jun 01, 2010
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II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
MSRB included statements concerning
the purpose of and basis for the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
MSRB has prepared summaries, set
forth in Sections A, B and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The proposed rule change would
amend the EMMA continuing disclosure
service to provide for the posting of
credit rating information on the EMMA
public Web site. If and to the extent that
one or more Nationally Recognized
Statistical Rating Organization
(‘‘NRSRO’’) has agreed to provide credit
rating and related information regarding
municipal securities to the MSRB, at no
charge, through an automated data feed
for dissemination on the EMMA Web
site, the EMMA Web site would display
such credit rating and related
information along with any documents
and identifying information relating to
the applicable municipal security
otherwise displayed on the EMMA Web
site. Currently, such other documents or
information may include official
statements, advance refunding
documents, continuing disclosure
documents, transaction price data,
interest rate reset information, and
identifying information relating to a
specific municipal security.
Credit rating and related information
normally will be posted within 15
minutes of successful transmission to
the MSRB during the hours of 8:30 a.m.
to 6 p.m. Eastern time on an MSRB
business day, and any such information
successfully transmitted outside of the
MSRB’s normal business hours will be
posted as soon as practicable. The
MSRB shall have no obligation to
supplement, modify or confirm credit
rating and related information received
by it through an NRSRO’s automated
data feed based on information available
from any other source, including but not
limited to any such information made
publicly available by an NRSRO by any
means other than its automated data
feed.
The MSRB requests an effective date
for the proposed rule change of a date
to be announced by the MSRB in a
PO 00000
Frm 00123
Fmt 4703
Sfmt 4703
notice published on the MSRB Web site,
which date shall be no later than nine
months after Commission approval of
the proposed rule change and shall be
announced no later than five (5)
business days prior to the effective date.
2. Statutory Basis
The MSRB has adopted the proposed
rule change pursuant to Section
15B(b)(2)(C) of the Exchange Act, which
provides that MSRB’s rules shall:
be designed to prevent fraudulent and
manipulative acts and practices, to promote
just and equitable principles of trade, to
foster cooperation and coordination with
persons engaged in regulating, clearing,
settling, processing information with respect
to, and facilitating transactions in municipal
securities, to remove impediments to and
perfect the mechanism of a free and open
market in municipal securities, and, in
general, to protect investors and the public
interest.
The inclusion of credit rating and
related information provided by
NRSROs agreeing to provide such
information for display on the EMMA
Web site would serve to promote the
statutory mandate of the MSRB to
protect investors and the public interest.
Although credit rating information is
just one of many factors to consider in
making an investment decision and in
evaluating the credit worthiness and
value of existing municipal securities
holdings, the proposed rule change
would make such information more
easily accessible on an equal basis to all
participants in the municipal securities
market, including in particular retail
investors in municipal securities who
do not normally have access to
information services customarily used
by professional market participants.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The MSRB does not believe the
proposed rule change will impose any
burden on competition not necessary or
appropriate in furtherance of the
purposes of the Exchange Act. Credit
ratings and related information
provided on the EMMA Web page
would be available to all persons
simultaneously. Any credit rating and
related information of an NRSRO would
be displayed on the EMMA Web site
only with the agreement of such NRSRO
to such use of its information. The
MSRB believes that the benefits realized
by the investing public from the broader
and easier availability of credit rating
and related information provided by
NRSROs, including in particular retail
investors in municipal securities who
do not normally have access to
information services customarily used
E:\FR\FM\02JNN1.SGM
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]]>Agencies
[Federal Register Volume 75, Number 105 (Wednesday, June 2, 2010)]
[Notices]
[Pages 30890-30892]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-13161]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-62159; File No. SR-NYSE-2010-36]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Amend the Exchange Price List
May 24, 2010.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on May 7, 2010, New York Stock Exchange LLC (``NYSE'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below, which
Items have been prepared by the Exchange. The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend its 2010 Price List to delete
references to two fees that are no longer applicable. The text of the
proposed rule change is available on the Exchange's Web site at https://www.nyse.com, on the Commission's Web site at https://www.sec.gov, and
at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of and basis for the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of these statements may be examined at
the places specified in Item IV below. The NYSE has prepared summaries,
set forth in Sections A, B and C below, of the most significant aspects
of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange's 2010 Price List includes (i) a fee of $5,000 payable
in connection with a new application for NYSE membership by a limited
liability
[[Page 30891]]
company (``LLC'') and (ii) an application fee of $1,000 payable in
connection with the movement of existing members to non-public
organizations. The Exchange proposes to delete these fees from the 2010
Price List as they are no longer applicable. These fees related only to
circumstances that arose when NYSE membership was required to be held
by individuals, as opposed to the current structure which is based on
member organizations. The Exchange ceased to be a member-owned
organization in 2006 at the time of its merger with Archipelago
Holdings, Inc. In connection with the merger, NYSE members received
shares in the new publicly-traded parent company (NYSE Group, Inc., the
predecessor to the NYSE's current publicly-traded parent company, NYSE
Euronext). Since this demutualization, member organizations obtain the
right to have their employees on the NYSE trading floor by purchasing
trading licenses.
As a consequence of the demutualization, the categories of
membership contemplated by the above-described fees no longer exist.
The LLC category of membership was created in 2005 to enable an
individual member who was retiring to retain an ownership interest in
the Exchange for estate planning purposes.\3\ The $5,000 application
fee was instituted because the Exchange believed that there were
additional costs to the Exchange in connection with memberships held by
LLCs rather than individuals, so the Exchange believed that it was
appropriate to charge a higher application fee than the $2,500 fee that
would have otherwise applied.\4\ The existing members to non-public
organizations fee of $1,000 was adopted in 1990 and was applied to an
individual member who was associated with a member organization and who
left that member organization to become an independent floor broker
without a public business or to become associated with a new member
organization without a public business that was comprised of existing
members.\5\ It also applied to an application for membership by any new
floor brokerage entity without a public business that consisted of
existing individual members. All NYSE members are now corporations or
other legal entities and are subject to the applicable application fees
for the various categories of new members: $20,000 for carrying firms,
$7,500 for introducing firms, and $2,500 for non-public organizations
(i.e., floor broker member organizations that do not have a public
business). Consequently, it is the admission of a corporate entity as a
member organization which gives rise to a registration fee under
current NYSE rules and the movement of floor personnel from one member
organization to another is not subject to registration fees, as those
individuals are not members in their own right. The reference to
individuals in the line of the 2010 Price List with respect to non-
public organizations will be deleted, as it is also inapplicable under
the current NYSE membership structure.
---------------------------------------------------------------------------
\3\ See Securities Exchange Act Release No. 52891 (December 5,
2005), 70 FR 73503 (December 12, 2005) (SR-NYSE-2005-83).
\4\ See note 1 [sic] supra.
\5\ See Securities Exchange Act Release No. 28129 (June 19,
1990) (SR-NYSE-90-27).
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the objectives of Section 6 \6\ of the Act in general and furthers
the objectives of Section 6(b)(4) \7\ in particular, in that it is
designed provide for the equitable allocation of reasonable dues, fees
and other charges among its members and other persons using its
facilities. The Exchange believes that the proposal does not constitute
an inequitable allocation of dues, fees and other charges, as the fees
being eliminated related to categories of NYSE members that no longer
exist under the current membership structure.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f.
\7\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purpose of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
Written comments were neither solicited nor received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective upon filing pursuant to
Section 19(b)(3)(A) \8\ of the Act and Rule 19b-4(f)(2) \9\ thereunder.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(3)(A).
\9\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-NYSE-2010-36 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2010-36. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro/shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing will also be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File No. SR-NYSE-2010-36 and should be
submitted on or before June 23, 2010.
[[Page 30892]]
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
Florence E. Harmon,
Deputy Secretary.
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\10\ 17 CFR 200.30-3(a)(12).
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[FR Doc. 2010-13161 Filed 6-1-10; 8:45 am]
BILLING CODE 8011-01-P
