Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees, 30095 [2010-12874]
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Federal Register / Vol. 75, No. 103 / Friday, May 28, 2010 / Notices
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CBOE–2008–88. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
CBOE. All comments received will be
posted without change; the Commission
does not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CBOE–2008–88 and should
be submitted on or before June 18, 2010.
IV. Conclusion
jlentini on DSKJ8SOYB1PROD with NOTICES
For the foregoing reasons, the
Commission finds that the proposed
rule change, as amended, is consistent
with the Act and the rules and
regulations thereunder applicable to a
national securities exchange.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,174 that the
proposed rule change (SR–CBOE–2008–
88), as modified by Amendment No. 1,
be and hereby is approved on an
accelerated basis.
By the Commission.
Elizabeth M. Murphy,
Secretary.
U.S.C. 78s(b)(2).
17:43 May 27, 2010
Self-Regulatory Organizations; NYSE
Arca, Inc.; Order Approving Proposed
Rule Amending Its Schedule of Fees
May 24, 2010.
On April 12, 2010, NYSE Arca, Inc.
(‘‘NYSE Arca’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
extend a pilot program capping
transaction fees for strategy executions.
Under this pilot program, strategy
executions are capped at $750 per
transaction, and $25,000 per month per
initiating firm. This proposed rule
change retroactively extended the
duration of this pilot program from
March 1, 2010 through April 1, 2010.
The proposed rule change was
published for comment in the Federal
Register on April 19, 2010.3 The
Commission received no comments
regarding the proposal.
The Commission has carefully
reviewed the proposed rule change and
finds that the proposed rule change is
consistent with the requirements of the
Act and the rules and regulations
thereunder applicable to a national
securities exchange 4 and, in particular,
Section 6(b)(5) of the Act,5 which
requires that an exchange have rules
designed to prevent fraudulent and
manipulative acts and practices,
promote just and equitable principles of
trade, foster cooperation and
coordination with persons engaged in
facilitating transactions in securities,
and remove impediments to and perfect
the mechanism of a free and open
market and a national market system.
Specifically, the proposed rule change
allows the pilot program to continue
without interruption from March 1,
2010 through April 1, 2010.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act, that the
proposed rule change (SR–NYSEArca–
2010–28) be, and it hereby is, approved.
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 61895
(April 13, 2010), 75 FR 20417.
4 In approving this proposed rule change, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
5 15 U.S.C. 78f(b)(5).
2 17
BILLING CODE 8010–01–P
VerDate Mar<15>2010
[Release No. 34–62157; File No. SR–
NYSEArca–2010–28]
1 15
[FR Doc. 2010–12936 Filed 5–27–10; 8:45 am]
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SECURITIES AND EXCHANGE
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30095
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–12874 Filed 5–27–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62152; File No. SR–ISE–
2010–41]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change Relating to Professional
Customer Fees
May 21, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 5,
2010, the International Securities
Exchange, LLC (the ‘‘Exchange’’ or the
‘‘ISE’’) filed with the Securities and
Exchange Commission the proposed
rule change, as described in Items I, II,
and III below, which items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The ISE is proposing to amend its
Schedule of Fees. The text of the
proposed rule change is available on the
Exchange’s Web site (https://
www.ise.com), at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
sections A, B and C below, of the most
significant aspects of such statements.
6 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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]]>Agencies
[Federal Register Volume 75, Number 103 (Friday, May 28, 2010)]
[Notices]
[Page 30095]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-12874]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-62157; File No. SR-NYSEArca-2010-28]
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving
Proposed Rule Amending Its Schedule of Fees
May 24, 2010.
On April 12, 2010, NYSE Arca, Inc. (``NYSE Arca'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to extend a pilot
program capping transaction fees for strategy executions. Under this
pilot program, strategy executions are capped at $750 per transaction,
and $25,000 per month per initiating firm. This proposed rule change
retroactively extended the duration of this pilot program from March 1,
2010 through April 1, 2010. The proposed rule change was published for
comment in the Federal Register on April 19, 2010.\3\ The Commission
received no comments regarding the proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 61895 (April 13,
2010), 75 FR 20417.
---------------------------------------------------------------------------
The Commission has carefully reviewed the proposed rule change and
finds that the proposed rule change is consistent with the requirements
of the Act and the rules and regulations thereunder applicable to a
national securities exchange \4\ and, in particular, Section 6(b)(5) of
the Act,\5\ which requires that an exchange have rules designed to
prevent fraudulent and manipulative acts and practices, promote just
and equitable principles of trade, foster cooperation and coordination
with persons engaged in facilitating transactions in securities, and
remove impediments to and perfect the mechanism of a free and open
market and a national market system. Specifically, the proposed rule
change allows the pilot program to continue without interruption from
March 1, 2010 through April 1, 2010.
---------------------------------------------------------------------------
\4\ In approving this proposed rule change, the Commission has
considered the proposed rule's impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
\5\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
It is therefore ordered, pursuant to Section 19(b)(2) of the Act,
that the proposed rule change (SR-NYSEArca-2010-28) be, and it hereby
is, approved.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-12874 Filed 5-27-10; 8:45 am]
BILLING CODE 8010-01-P
