Submission for OMB Review; Comment Request, 29591 [2010-12555]

Download as PDF Federal Register / Vol. 75, No. 101 / Wednesday, May 26, 2010 / Notices SMALL BUSINESS ADMINISTRATION [Disaster Declaration #12161 and #12162] Tennessee Disaster Number TN–00038 Small Business Administration. Amendment 5. AGENCY: ACTION: SUMMARY: This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of Tennessee (FEMA–1909– DR), dated 05/04/2010. Incident: Severe Storms, Flooding, Straight-Line Winds and Tornadoes. Incident Period: 04/30/2010 and continuing. Effective Date: 05/19/2010. Physical Loan Application Deadline Date: 07/06/2010. Economic Injury (EIDL) Loan Application Deadline Date: 02/04/2011. ADDRESSES: Submit completed loan applications to: Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of TENNESSEE, dated 05/04/2010, is hereby amended to include the following areas as adversely affected by the disaster. Primary Counties: Benton, Cannon, Giles, Marshall, Pickett, Sumner. All other information in the original declaration remains unchanged. DATES: (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2010–12589 Filed 5–25–10; 8:45 am] BILLING CODE 8025–01–P wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1 SECURITIES AND EXCHANGE COMMISSION [Rule 15a–4; SEC File No. 270–7; OMB Control No. 3235–0010] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. VerDate Mar<15>2010 17:47 May 25, 2010 Jkt 220001 Extension: Rule 15a–4, SEC File No. 270–7, OMB Control No. 3235–0010. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Rule 15a–4 (17 CFR 240.15a–4) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et. seq.) (the ‘‘Exchange Act’’) permits a natural person member of a securities exchange who terminates his or her association with a registered broker-dealer to continue to transact business on the exchange while the Commission reviews his or her application for registration as a brokerdealer if the exchange files a statement indicating that there does not appear to be any ground for disapproving the application. The total annual burden imposed by Rule 15a–4 is approximately 42 hours, based on approximately 10 responses (10 Respondents × 1 Response/Respondent), each requiring approximately 4.23 hours to complete. The Commission uses the information disclosed by applicants in Form BD: (1) To determine whether the applicant meets the standards for registration set forth in the provisions of the Exchange Act; (2) to develop a central information resource where members of the public may obtain relevant, up-to-date information about broker-dealers, municipal securities dealers and government securities broker-dealers, and where the Commission, other regulators and SROs may obtain information for investigatory purposes in connection with securities litigation; and (3) to develop statistical information about broker-dealers, municipal securities dealers and government securities broker-dealers. Without the information disclosed in Form BD, the Commission could not effectively implement policy objectives of the Exchange Act with respect to its investor protection function. The statement submitted by the exchange assures the Commission that the applicant, in the opinion of the exchange, is qualified to transact business on the exchange during the time that the applications are reviewed. Completing and filing Form BD is mandatory in order for a natural person member of a securities exchange who terminates his or her association with a registered broker-dealer to obtain the 45day extension under Rule 15a–4. Compliance with Rule 15a–4 does not PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 29591 involve the collection of confidential information. Please note that an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Comments should be directed to (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: May 19, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–12555 Filed 5–25–10; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Notice of Exempt; OMB Control No. 3235– 0452; SEC File No. 270–396; Preliminary Roll-Up Communication] Submission for OMB Review; Comment Request Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Notice of Exempt, OMB Control No. 3235–0452, SEC File No. 270–396, Preliminary Roll-Up Communication. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below. A Notice of Exempt Preliminary RollUp Communication (‘‘Notice’’) (17 CFR 240.14a–104) provides information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant Exchange Act Rule (17 CFR 240.14a–2(b)(4)) and Exchange Act Rule (17 CFR 240.14a– 6(n)). The Notice is filed on occasion and the information required is E:\FR\FM\26MYN1.SGM 26MYN1

Agencies

[Federal Register Volume 75, Number 101 (Wednesday, May 26, 2010)]
[Notices]
[Page 29591]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-12555]


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SECURITIES AND EXCHANGE COMMISSION

[Rule 15a-4; SEC File No. 270-7; OMB Control No. 3235-0010]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension: Rule 15a-4, SEC File No. 270-7, OMB Control No. 3235-
0010.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget a request for extension of the previously approved 
collection of information discussed below.
    Rule 15a-4 (17 CFR 240.15a-4) under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et. seq.) (the ``Exchange Act'') permits a natural 
person member of a securities exchange who terminates his or her 
association with a registered broker-dealer to continue to transact 
business on the exchange while the Commission reviews his or her 
application for registration as a broker-dealer if the exchange files a 
statement indicating that there does not appear to be any ground for 
disapproving the application. The total annual burden imposed by Rule 
15a-4 is approximately 42 hours, based on approximately 10 responses 
(10 Respondents x 1 Response/Respondent), each requiring approximately 
4.23 hours to complete.
    The Commission uses the information disclosed by applicants in Form 
BD: (1) To determine whether the applicant meets the standards for 
registration set forth in the provisions of the Exchange Act; (2) to 
develop a central information resource where members of the public may 
obtain relevant, up-to-date information about broker-dealers, municipal 
securities dealers and government securities broker-dealers, and where 
the Commission, other regulators and SROs may obtain information for 
investigatory purposes in connection with securities litigation; and 
(3) to develop statistical information about broker-dealers, municipal 
securities dealers and government securities broker-dealers. Without 
the information disclosed in Form BD, the Commission could not 
effectively implement policy objectives of the Exchange Act with 
respect to its investor protection function.
    The statement submitted by the exchange assures the Commission that 
the applicant, in the opinion of the exchange, is qualified to transact 
business on the exchange during the time that the applications are 
reviewed.
    Completing and filing Form BD is mandatory in order for a natural 
person member of a securities exchange who terminates his or her 
association with a registered broker-dealer to obtain the 45-day 
extension under Rule 15a-4. Compliance with Rule 15a-4 does not involve 
the collection of confidential information. Please note that an agency 
may not conduct or sponsor, and a person is not required to respond to, 
a collection of information unless it displays a currently valid 
control number.
    Comments should be directed to (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Shirley Martinson, 
6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: 
PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days 
of this notice.

    Dated: May 19, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-12555 Filed 5-25-10; 8:45 am]
BILLING CODE 8010-01-P
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