Sunshine Act Meeting, 28668 [2010-12369]

Download as PDF 28668 Federal Register / Vol. 75, No. 98 / Friday, May 21, 2010 / Notices interested parties may send comments to either Agency and need not submit responses to both Agencies. Respondents are encouraged to use the title ‘‘Joint CFTC–SEC Advisory Committee’’ to facilitate the organization and distribution of comments between the Agencies. Interested parties are invited to submit responses to: Securities and Exchange Commission: Written comments may be submitted by the following methods: emcdonald on DSK2BSOYB1PROD with NOTICES Electronic Comments • Use the SEC’s Internet submission form (https://www.sec.gov/rules/ other.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File No. 265–26–01 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F St., NE., Washington 20549. All submissions should refer to File No. 265–26–01. To help the SEC process and review your comments more efficiently, please use only one method. The SEC staff will post all comments on the SEC’s Internet Web site (https://www.sec.gov/rules/ other.shtml). Comments will also be available for Web site viewing and printing in the SEC’s Public Reference Room, 100 F St., NE., Washington DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without change; we do not edit personal identifying information from your submissions. You should submit only information that you wish to make available publicly. Commodity Futures Trading Commission: • Written comments may be mailed to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581, Attention: Office of the Secretary; transmitted by facsimile to the CFTC at (202) 418–5521; or transmitted electronically to Jointcommittee@cftc.gov. Reference should be made to ‘‘Joint CFTC–SEC Advisory Committee.’’ FOR FURTHER INFORMATION CONTACT: Ronesha Butler, Special Counsel, at (202) 551–5629, Division of Trading and Markets, or Elizabeth M. Murphy, Committee Management Officer, at (202) 551–5400, Securities and Exchange Commission, 100 F St., NE., Washington DC 20549, or Martin White, Committee Management Officer, at (202) 418–5129, Commodity Futures Trading VerDate Mar<15>2010 16:40 May 20, 2010 Jkt 220001 Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C. App. 1, § 10(a), James R. Burns and Timothy Karpoff, each CoDesignated Federal Officer of the Committee, acting jointly, have approved publication of this notice. Dated: May 18, 2010. By the Securities and Exchange Commission. Elizabeth M. Murphy, Committee Management Officer. By the Commodity Futures Trading Commission. Martin White, Committee Management Officer. [FR Doc. 2010–12301 Filed 5–20–10; 8:45 am] BILLING CODE P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on May 26, 2010 at 10 a.m., in the Auditorium, Room L–002. The subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to propose new Rule 613 of Regulation NMS that would require national securities exchanges and national securities associations to act jointly in developing a national market system plan to create, implement, and maintain a consolidated audit trail that would capture customer and order event information, mostly in real time, for all orders in NMS securities, across all markets, from the time of order inception through routing, cancellation, modification, or execution. Item 2: The Commission will consider a recommendation to adopt amendments to Rule 15c2–12 under the Securities Exchange Act of 1934, a rule pertaining to municipal securities disclosure. The Commission will also consider related interpretive guidance to assist brokers, dealers and municipal securities dealers in meeting their obligations under the antifraud provisions of the federal securities laws. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been PO 00000 Frm 00127 Fmt 4703 Sfmt 4703 added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: May 18, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–12369 Filed 5–19–10; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold Closed Meetings on Tuesday, May 25, 2010 and Thursday, May 27, 2010 at 2 p.m., respectively. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meetings. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meetings. Commissioner Aguilar, as duty officer, voted to consider the items listed for the Closed Meetings in a closed session, and determined that no earlier notice of thereof was possible. The subject matter of the Closed Meeting scheduled for Tuesday, May 25, 2010 will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; An adjudicatory matter; and Other matters relating to enforcement proceedings. The subject matter of the Closed Meeting scheduled for Thursday, May 27, 2010 will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Consideration of amicus participation; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have E:\FR\FM\21MYN1.SGM 21MYN1

Agencies

[Federal Register Volume 75, Number 98 (Friday, May 21, 2010)]
[Notices]
[Page 28668]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-12369]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on May 26, 2010 at 10 
a.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
    Item 1: The Commission will consider whether to propose new Rule 
613 of Regulation NMS that would require national securities exchanges 
and national securities associations to act jointly in developing a 
national market system plan to create, implement, and maintain a 
consolidated audit trail that would capture customer and order event 
information, mostly in real time, for all orders in NMS securities, 
across all markets, from the time of order inception through routing, 
cancellation, modification, or execution.
    Item 2: The Commission will consider a recommendation to adopt 
amendments to Rule 15c2-12 under the Securities Exchange Act of 1934, a 
rule pertaining to municipal securities disclosure. The Commission will 
also consider related interpretive guidance to assist brokers, dealers 
and municipal securities dealers in meeting their obligations under the 
antifraud provisions of the federal securities laws.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: May 18, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-12369 Filed 5-19-10; 4:15 pm]
BILLING CODE 8011-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.