Proposed Collection; Comment Request, 23310-23311 [2010-10213]
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Federal Register / Vol. 75, No. 84 / Monday, May 3, 2010 / Notices
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FOR FURTHER INFORMATION CONTACT:
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Annual Burden: 1,750.
Jacqueline White,
Chief, Administrative Information Branch.
[FR Doc. 2010–10392 Filed 4–30–10; 8:45 am]
BILLING CODE P
[FR Doc. 2010–10181 Filed 4–30–10; 8:45 am]
BILLING CODE 6325–39–P
SECURITIES AND EXCHANGE
COMMISSION
SMALL BUSINESS ADMINISTRATION
[Rule 19d–3; SEC File No. 270–245; OMB
Control No. 3235–0204]
Reporting and Recordkeeping
Requirements Under OMB Review
Small Business Administration.
Notice of Reporting
Requirements Submitted for OMB
Review.
AGENCY:
ACTION:
SUMMARY: Under the provisions of the
Paperwork Reduction Act (44 U.S.C.
Chapter 35), agencies are required to
submit proposed reporting and
recordkeeping requirements to OMB for
review and approval, and to publish a
notice in the Federal Register notifying
the public that the agency has made
such a submission.
DATES: Submit comments on or before
June 2, 2010. If you intend to comment
but cannot prepare comments promptly,
please advise the OMB Reviewer and
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deadline.
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83–1), supporting statement, and other
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concerning this notice to: Agency
Clearance Officer, Jacqueline White,
Small Business Administration, 409 3rd
Street, SW., 5th Floor, Washington, DC
20416; and OMB Reviewer, Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
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Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 19d–3 (17 CFR
240.19d–3)—Applications for Review of
Final Disciplinary Sanctions, Denials of
Membership, Participation or
Association, or Prohibitions or
Limitations of Access to Services
Imposed by Self-Regulatory
Organizations. The Commission plans to
submit this existing collection of
information to the Office of
Management and Budget for extension
and approval.
Rule 19d–3 under the Securities
Exchange Act of 1934 (17 U.S.C. 78a et
seq.) prescribes the form and content of
applications to the Commission by
persons desiring stays of final
disciplinary sanctions and summary
action of self-regulatory organizations
(‘‘SROs’’) for which the Commission is
the appropriate regulatory agency. The
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Federal Register / Vol. 75, No. 84 / Monday, May 3, 2010 / Notices
Commission uses the information
provided in the application filed
pursuant to Rule 19d–3 to review final
actions taken by SROs including: (1)
Disciplinary sanctions; (2) denials of
membership, participation or
association; and (3) prohibitions on or
limitations of access to SRO services.
It is estimated that approximately 15
respondents will utilize this application
procedure annually, with a total burden
of 270 hours, for all respondents to
complete all submissions. This figure is
based upon past submissions. The staff
estimates that the average number of
hours necessary to comply with the
requirements of Rule 19d–3 is 18 hours.
The average cost per hour, to complete
each submission, is approximately $101.
Therefore, the total cost of compliance
for all respondents is $27,270. (15
submissions × 18 hours × $101 per
hour).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov.
Dated: April 26, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–10213 Filed 4–30–10; 8:45 am]
BILLING CODE 8010–01–P
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SECURITIES AND EXCHANGE
COMMISSION
[Rule 19d–1; SEC File No. 270–242; OMB
Control No. 3235–0206]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
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15:35 Apr 30, 2010
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Education and Advocacy,
Washington, DC 20549–0213.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 19d–1 (17 CFR
240.19d–1)—Notices by Self-Regulatory
Organizations of Final Disciplinary
Actions, Denials Bars, or Limitations
Respecting Membership, Association, or
Access to Services, and Summary
Suspensions. The Commission plans to
submit this existing collection of
information to the Office of
Management and Budget for extension
and approval.
Rule 19d–1 (‘‘Rule’’) under the
Securities Exchange Act of 1934 (17
U.S.C. 78a et seq.) prescribes the form
and content of notices to be filed with
the Commission by self-regulatory
organizations (‘‘SROs’’) for which the
Commission is the appropriate
regulatory agency concerning the
following final SRO actions: (1)
Disciplinary sanctions (including
summary suspensions); (2) denials of
membership, participation or
association with a member; and (3)
prohibitions or limitations on access to
SRO services.
The Rule enables the Commission to
obtain reports from the SROs containing
information regarding SRO
determinations to discipline members or
associated persons of members, deny
membership or participation or
association with a member, and similar
adjudicated findings. The Rule requires
that such actions be promptly reported
to the Commission. The Rule also
requires that the reports and notices
supply sufficient information regarding
the background, factual basis and issues
involved in the proceeding to enable the
Commission: (1) To determine whether
the matter should be called up for
review on the Commission’s own
motion; and (2) to ascertain generally
whether the SRO has adequately carried
out its responsibilities under the
Exchange Act.
It is estimated that 10 respondents
will utilize this application procedure
annually, with a total burden of 1,175
hours, based upon past submissions.
This figure is based on 10 respondents,
spending approximately 117.5 hours
each per year. Each respondent
submitted approximately 235 responses.
The staff estimates that the average
number of hours necessary to comply
with the requirements of Rule 19d–1 for
each submission is 0.5 hours. The
average cost per hour, per each
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23311
submission is approximately $101.
Therefore, the total cost of compliance
for all the respondents is $118,675. (10
respondents × 235 responses per
respondent × .5 hrs per response × $101
per hour).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Direct your written comments to
Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov.
Dated: April 26, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–10215 Filed 4–30–10; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Rule 17f–4; SEC File No. 270–232; OMB
Control No. 3235–0225]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 350l–3520), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Section 17(f) (15 U.S.C. 80a–17(f))
under the Investment Company Act of
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Agencies
[Federal Register Volume 75, Number 84 (Monday, May 3, 2010)]
[Notices]
[Pages 23310-23311]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-10213]
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SECURITIES AND EXCHANGE COMMISSION
[Rule 19d-3; SEC File No. 270-245; OMB Control No. 3235-0204]
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') is soliciting comments on the existing collection of
information provided for in Rule 19d-3 (17 CFR 240.19d-3)--Applications
for Review of Final Disciplinary Sanctions, Denials of Membership,
Participation or Association, or Prohibitions or Limitations of Access
to Services Imposed by Self-Regulatory Organizations. The Commission
plans to submit this existing collection of information to the Office
of Management and Budget for extension and approval.
Rule 19d-3 under the Securities Exchange Act of 1934 (17 U.S.C. 78a
et seq.) prescribes the form and content of applications to the
Commission by persons desiring stays of final disciplinary sanctions
and summary action of self-regulatory organizations (``SROs'') for
which the Commission is the appropriate regulatory agency. The
[[Page 23311]]
Commission uses the information provided in the application filed
pursuant to Rule 19d-3 to review final actions taken by SROs including:
(1) Disciplinary sanctions; (2) denials of membership, participation or
association; and (3) prohibitions on or limitations of access to SRO
services.
It is estimated that approximately 15 respondents will utilize this
application procedure annually, with a total burden of 270 hours, for
all respondents to complete all submissions. This figure is based upon
past submissions. The staff estimates that the average number of hours
necessary to comply with the requirements of Rule 19d-3 is 18 hours.
The average cost per hour, to complete each submission, is
approximately $101. Therefore, the total cost of compliance for all
respondents is $27,270. (15 submissions x 18 hours x $101 per hour).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Please direct your written comments to Charles Boucher, Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send
an e-mail to: PRA_Mailbox@sec.gov.
Dated: April 26, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-10213 Filed 4-30-10; 8:45 am]
BILLING CODE 8010-01-P