Notice of Availability of Funds and Solicitation for Grant Applications (SGA) for Community-Based Job Training Grants, 12272-12288 [2010-5609]
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Federal Register / Vol. 75, No. 49 / Monday, March 15, 2010 / Notices
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[FR Doc. 2010–5558 Filed 3–12–10; 8:45 am]
BILLING CODE 4510–CH–P
DEPARTMENT OF LABOR
Employment and Training
Administration
Notice of Availability of Funds and
Solicitation for Grant Applications
(SGA) for Community-Based Job
Training Grants
emcdonald on DSK2BSOYB1PROD with NOTICES
AGENCY: Employment and Training
Administration, U.S. Department of
Labor.
Announcement Type: Notice of
Solicitation for Grant Applications.
Funding Opportunity Number: SGA/
DFA PY 09–07.
Catalog of Federal Domestic
Assistance (CFDA) Number: 17.269.
Key Dates
The closing date for receipt of
applications under this announcement
is April 29, 2010. Applications must be
received no later than 4 p.m. Eastern
Time. A pre-recorded Webinar will be
on-line (https://www.workforce3one.org)
and accessible for viewing on April 6,
2010, and will be available for viewing
any time after that date. While a review
of this Webinar is encouraged it is not
mandatory that applicants view this
recording.
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Mailed applications must be
addressed to the U.S. Department of
Labor, Employment and Training
Administration, Division of Federal
Assistance, Attention: Donna Kelly,
Grant Officer, Reference SGA/DFA PY
09–07, 200 Constitution Avenue, NW.,
Room N4716, Washington, DC 20210.
For complete ‘‘Application and
Submission Information,’’ please refer to
section IV.
SUMMARY: The Employment and
Training Administration (ETA), U.S.
Department of Labor (DOL, or the
Department), announces the availability
of approximately $125 million in grant
funds for Community-Based Job
Training Grants (CBJTGs).
Community-Based Job Training
Grants will be awarded through a
competitive process to support
workforce training for high-growth/
high-demand industries through the
national system of community,
technical, and Tribal colleges. In order
to be eligible for consideration under
this solicitation, the applicant must be
either: (1) An individual Community or
Technical College, such as a public
community college, a nonprofit
community college, a Tribally
controlled college, or a Tribally
controlled university; (2) a Community
College District; (3) a State Community
College System; (4) a One-Stop Career
Center in partnership with its Local
Workforce Investment Board, that
specifies one or more community or
technical colleges where education/
training activities will occur; or (5) an
applicant proposing to serve an
educationally underserved community
without access to community or
technical colleges that meet the
requirements in section III.A.5. See
section III.A for additional information
related to eligible applicants.
It is anticipated that awards will range
generally from $1 million to $3 million.
The exception is that applicants that
include three or more community,
technical, or Tribal colleges will be
considered ‘‘consortium applications,’’
and may request an award ranging from
$1 million to $5 million. See section
III.B for additional information related
to consortium applications. ETA expects
to allot up to $50 million of the total
designated funds to organizations that
have never received a grant through a
CBJTG SGA.
This Solicitation provides background
information and describes the
application submission requirements,
outlines the process that eligible entities
must use to apply for funds covered by
this Solicitation, and details how
grantees will be selected. Applicants
ADDRESSES:
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should read the entire SGA and note
specific sections that contain required
information, such as in section II.A,
section III.B, and section IV. B, where
failure to comply will be considered
non-responsive and those applicants
will then not be considered for funding.
The Department of Labor is
committed to providing the public with
an open and transparent grant selection
process and to providing useful
information to assist prospective
applicants with developing quality
proposals. One way to achieve these
goals is through public access to
selected and non-selected grant
applications. Applicants are advised
that the information they submit in
response to this solicitation may be
posted on a publicly accessible Web site
or may otherwise be made available to
the public.
SUPPLEMENTARY INFORMATION:
I. Funding Opportunity Description
The Community-Based Job Training
Grants (CBJTGs) are designed to support
workforce training for high-growth/
high-demand industries through the
national system of community and
technical colleges. Grants under this
SGA will fund projects that provide
workers with education/training that
will prepare them to enter and advance
in high growth and emerging industries.
Successful education/training
programs funded through this SGA will
prepare participants for employment in
high growth and emerging industries,
and will: (1) Target skills and
competencies in demand by the
industries described in section I.B of
this SGA; (2) provide education/training
for jobs currently available or job
openings that are anticipated during the
life of the grant; (3) educate individuals
about opportunities for career
advancement and wage growth within
the targeted industry and/or occupation,
and provide comprehensive coaching to
help individuals take advantage of those
opportunities; and (4) result in an
employer- or industry-recognized
credential (which can include an
educational certificate or degree, an
occupational license, an industrysponsored certificate or certification, as
well as a Registered Apprenticeship
certificate or degree). Applicants must
propose projects that target incumbent
workers, dislocated workers, and/or
unemployed workers. Further,
applicants may serve individuals at
different education levels and stages
within their career. ETA also encourages
applicants to provide supportive
services and leverage Workforce
Investment Act (WIA) core and/or
intensive services to help participants
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overcome barriers to employment, as
appropriate. For more information on
targeted populations, see section III.F of
this SGA.
To ensure quality education/training
within a limited timeframe, applicants
are strongly encouraged to use existing
curricula and strategies to deliver
education/training. Where appropriate,
applicants may modify existing
curricula. Recognizing the long-term
needs of workers, it is strongly
recommended that education/training
lead to portable and/or stackable
industry-recognized credentials.
The next two sections describe key
elements of the SGA.
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A. Good Jobs for Everyone
As a key component of the workforce
system, community colleges are critical
stakeholders in meeting President
Barack Obama’s call for Americans to
complete at least one year of postsecondary school or career training.
Community colleges also help advance
the Department’s goal of ‘‘Good Jobs for
Everyone’’ by increasing opportunities
for America’s workers to acquire the
skills to succeed in a knowledge-based
economy and strengthen the nation’s
economy through a highly skilled
workforce. Good jobs are jobs that can
support a family by increasing incomes;
jobs that are safe and secure, and give
people a voice in the workplace; jobs
that provide good benefits and
workplace flexibility for family and
personal care-giving; jobs that are
sustainable, such as green jobs; and jobs
that maintain and preserve a strong
middle-class.
Community colleges also serve a key
role in promoting and advancing the
nation’s economic recovery efforts by
assisting those most impacted by the
recession through opportunities for
training, skill upgrades, and preparation
for a career in high growth and emerging
industries. This program will help
participants find and retain
employment, while leveraging WIA
funds and other investments funded by
the American Recovery and
Reinvestment Act (Recovery Act)
intended to create jobs and promote
economic growth.
B. Industry Focus
Projects funded through this SGA will
teach workers necessary skills for and
help them pursue careers in high growth
and emerging industry sectors.
1. High Growth and Emerging Industries
ETA encourages applicants to define
high growth or emerging industries in
the context of their local or regional
economy. An industry targeted by
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applicants must benefit from expanded
education/training or a better skilled
workforce, and meet one or more of the
following criteria to be considered a
high growth or emerging industry in a
local area for the purposes of this SGA:
(1) It is projected to add substantial
numbers of new jobs to the economy; (2)
it is being transformed by technology
and innovation requiring new skill sets
for workers; (3) it has a significant
impact on the economy or the growth of
other industries; or (4) it is a new and
emerging industry projected to grow.
Applicants may draw from a variety of
resources for supporting data that
demonstrates that an industry is high
growth or emerging, including:
Traditional labor market information,
such as industry and occupational
projections; industry data from trade or
industry associations, labor
organizations, or direct information
from the local employers or industry;
information on the local and/or regional
economy from economic development
agencies; and other transactional data,
such as job vacancies. Applications
must include strong supporting
evidence and data that are current,
relevant, and specific to the local areas
or communities where grant-funded
education/training and placement
activities will be conducted, and that
discussions with local employers
indicate that the proposed training is
responsive to their needs.
A wide range of industries may meet
the criteria above in local and regional
areas around the country, such as health
care, transportation, and advanced
manufacturing. As applicants consider
the high growth and emerging industry
on which their application will focus,
ETA encourages applicants to consider
targeting high growth or emerging green
industries.
2. Proposed Training Activities
The purpose of this SGA is to fund
projects that provide training,
education, and job placement assistance
to prepare workers for employment in
high growth and other emerging
industries as described in section I.B of
this SGA. A community college,
Tribally controlled college or university,
or technical college must be the primary
training provider through the grant
(unless the applicant is applying under
the criterion described in section III.A.5
and is a public, accredited institution of
higher education or an alternate
educational entity), and in addition to
the required partners described in
section III.C.2 applicants may partner
with additional organizations as
described in section III.C.3 to provide
specific types of training services. All
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projects must lead to employment for
program participants, and must
incorporate education/training activities
that:
• Address skills and competencies
demanded by the industries targeted
through this SGA and described in
section I.B, Industry Focus;
• Provide education/training for jobs
currently available or job openings that
are anticipated during the life of the
grant;
• Educate individuals about
opportunities for career advancement
and wage growth within the targeted
industry and/or occupation, and
provide comprehensive coaching to
help individuals take advantage of those
opportunities;
• Result in an employer- or industryrecognized credential during the period
of performance. Credentials can include
an educational certificate or degree, an
occupational license, an industrysponsored certificate or certification, as
well as a Registered Apprenticeship
certificate or degree (see definition of
‘‘credential’’ in section VI.B.2.ii), that
indicates a level of mastery and
competence in a given field or function.
The credential awarded to participants
should be based on the type of
education/training provided through the
grant and the requirements of the
targeted occupation, and should be
selected based on consultations with
employer and labor partners, as
appropriate;
• Take place at times and locations
that are convenient and easily accessible
for the targeted populations; and,
• Integrate occupational training with
basic skills training, as appropriate, to
ensure that participants have the
foundational skills necessary to attain
and retain employment.
Applicants may propose a wide range
of activities in implementing projects
that meet the requirements outlined
above. When designing the proposed
activities, applicants must propose
projects that primarily focus on
providing services to workers in one or
more of the following three targeted
categories: Unemployed workers,
dislocated workers, and incumbent
workers. Further, applicants may serve
individuals at different education levels
and stages within their career. ETA also
encourages applicants to provide
supportive services and to leverage WIA
core and/or intensive services to help
participants overcome barriers to
employment, as appropriate. Examples
of WIA core services may include but
are not limited to job search assistance
such as access to job banks, listing of
available jobs, or referrals to employers
with job openings; resume development;
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networking skills workshops; and
interviewing techniques. Examples of
WIA intensive services may include but
are not limited to comprehensive
assessments of skills and service needs;
intensive career counseling; case
management; and referring individuals
who may be eligible for training services
offered by the CBJT grant. Further, we
encourage applicants to use program
models with demonstrated success in
serving the target populations,
especially those with strong program
evaluations showing positive impacts
on participants. Promising models
include the following:
• Strategies that integrate academic
instruction with occupational skills
training in a specific career field have
shown promising employment and
earnings outcomes. Applicants should
consider program models that strongly
link opportunities to improve basic
literacy and mathematics skills with
work-based learning in the targeted
industries.
• Providing on-the-job training with a
specific employer who agrees to hire
individuals upon successful completion
of the training has been an effective way
for some programs to place
disadvantaged individuals into
employment. Registered
Apprenticeship, with the combination
of on-the-job training, related technical
instruction, a mentoring component and
incremental wage increases, has been
highly successful in training a range of
participants that may include but are
not limited to veterans, older workers,
and the unemployed.
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II. Award Information
A. Award Amount
Under this SGA, ETA intends to
award approximately $125 million in
grant funds. In order to ensure that
Federal funds reach areas and
individuals that have not previously
benefited from earlier CBJTG grant
awards, ETA expects to allot up to $50
million of the total designated funds to
organizations that have never received a
grant through a CBJTG SGA (this refers
to projects awarded through the
following SGAs: SGA/DFA PY 04–10,
SGA/DFA PY 05–11, SGA/DFA PY 07–
01, and SGA/DFA PY 08–02). However,
ETA reserves the right to change this
amount depending on the quantity and
quality of applications submitted under
this SGA. Organizations that received a
grant through previous CBJTG SGAs
may submit proposals for funding
through this SGA, but may only propose
projects that focus on different
industries and occupations than they
targeted through their previous grants
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that were funded through a CBJTG SGA.
ETA does not intend to award grants to
sustain projects previously funded
under CBJTG SGAs.
ETA intends to fund approximately
40 to 60 grants generally ranging from
$1 million to $3 million. The exception
to this range is that consortium
applicants that include three or more
community colleges, technical colleges,
or Tribally controlled colleges or
universities in their proposal may
request an award ranging from $1
million to $5 million; the specific
criteria that applicants must meet to be
considered a consortium are defined in
section III.B. ETA does not expect to
fund any project for less than $1
million. However, this does not
preclude funding grants at a lower
amount based on the type and number
of quality submissions. ETA will
consider requests for greater than $3
million non-responsive, and such
applicants will not be considered for
funding unless those requests meet the
definition of consortium, as defined in
section III.B. ETA will consider requests
exceeding $5 million submitted on
behalf of a consortium non-responsive,
and such applicants will not be
considered for funding. Within the
funding ranges specified above,
applicants are encouraged to submit
proposals for quality projects at a
funding level that is appropriate to the
project.
B. Period of Performance
ETA expects to make awards by June
30, 2010. The period of grant
performance for these awards will be up
to 36 months from the date of execution
of the grant documents. This
performance period includes all
necessary grant activities; the
completion of education/training
activities and the award of employer- or
industry-recognized credentials;
placement activities; and participant
follow-up for performance outcomes.
ETA also expects that the grant start
date will be July 1, 2010, and start-up
activities, such as hiring appropriate
program staff, curriculum modification
or development, and specialized
equipment purchases, will begin
immediately. The Department also
expects that education and training
activities will begin no later than
January 15, 2011. We strongly encourage
grantees to develop their project work
plans and timelines accordingly. In
addition, the Department intends that
all grantees complete appropriate
equipment purchases and curriculum
development within the first year of the
grant. Further, applicants should plan to
fully expend grant funds during the
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period of performance, while ensuring
full transparency and accountability for
all expenditures. Therefore, applicants
are encouraged to carefully consider
their ability to spend the level of
funding requested.
III. Eligibility Information
A. Eligible Applicants
In order to be eligible for
consideration under this solicitation,
the applicant must be either: (1) An
individual Community or Technical
College, including a Tribally Controlled
College or University; (2) a Community
College District; (3) a State Community
College System; (4) a One-Stop Career
Center in partnership with its Local
Workforce Investment Board, that
specifies one or more community or
technical college(s) where all education/
training activities will occur under the
grant; or (5) an applicant proposing to
serve an educationally underserved
community without access to
community or technical colleges that
meet the requirements in section III.A.5.
Requirements for each of these
applicant types are provided below.
Further, eligible applicants are
encouraged to collaborate and submit an
application together as a consortium.
Organizations may not submit more
than one application in response to this
SGA, either as a single lead organization
or as the lead among a consortium.
However, organizations are not
precluded from participating as a
partner in a separate application
submitted in response to this SGA.
1. Individual Community or Technical
College, Including a Tribally Controlled
College or University
Applicants under this criterion must
demonstrate that they: (1) Admit as
regular students only persons having a
certificate of graduation from a school
providing secondary education, or the
recognized equivalent of such a
certificate; (2) are legally authorized
within the State to provide a program of
education beyond secondary education;
(3) provide an educational program for
which the institution predominantly
awards Associate’s Degrees; (4) are a
public or nonprofit institution; and (5)
are accredited by a nationally
recognized accrediting agency or
association. ETA has determined that
for the purposes of this SGA Tribally
controlled colleges and universities are
considered Individual Community or
Technical Colleges, and do not have to
demonstrate that they meet the five
parameters listed above. For the
purposes of this paragraph, an
‘‘Individual Community or Technical
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College’’ is defined as an entity that has
its own Federal Tax Identification
Number. Entities that do not meet the
above criteria may be eligible to apply
under the criterion in section III.A.5, if
the conditions of that section are met.
However, private for-profit institutions
of higher education are not eligible to
apply under this Solicitation.
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2. Community College District
Applicants under this criterion must
demonstrate that they are a community
college education district created by the
State for the purpose of carrying out a
common objective on behalf of a group
of community or technical colleges. The
community college district must serve
as the programmatic and fiscal agent for
the grant, having ultimate responsibility
for implementing the grant’s statement
of work, meeting all fiscal and
administrative requirements as required
by the grant, and ensuring the grant
adheres to all other requirements of the
grant agreement. The applicant must
specify one or more community or
technical colleges within the district
where education/training activities will
occur under the grant, and identify the
specific role the college(s) will play in
the project.
3. State Community College System
Applicants under this criterion must
demonstrate that their office is the
agency primarily responsible for the
State supervision of a unified statewide
system of community and technical
colleges. The State community college
system must serve as the programmatic
and fiscal agent for the grant, having
ultimate responsibility for
implementing the grant’s statement of
work, meeting all fiscal and
administrative requirements as required
by the grant, and ensuring the grant
adheres to all other requirements of the
grant agreement. State system
applications must specify one or more
community college(s) within the State
where education/training activities will
occur under the grant.
For the purposes of this solicitation,
a ‘‘State’’ is defined as the States of the
United States, Commonwealth of Puerto
Rico, District of Columbia, Guam,
American Samoa, United States Virgin
Islands, Commonwealth of the Northern
Mariana Islands, Republic of the
Marshall Islands, Federated States of
Micronesia, and Republic of Palau.
4. One-Stop Career Centers
Under this criterion, the eligible
applicant for One-Stop Career Centers
must be the One-Stop Operator, as
defined under Section 121 of the
Workforce Investment Act of 1998 (29
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U.S.C. 2841), on behalf of the One-Stop
Career Center. One-Stop Career Center
applications must specify one or more
community or technical college(s)
where all education/training activities
will occur under the grant. The
applicant must: (1) Demonstrate that the
proposed activities are consistent with
the State and local strategic WIA plan;
(2) demonstrate that the Local
Workforce Investment Board, or its
designated fiscal agent, will serve as the
fiscal agent for the grant by clearly
providing the legal name and Federal
Tax Identification Number of the fiscal
agent; and (3) have a letter of
concurrence from the Local Workforce
Investment Board. The Local Workforce
Investment Board’s support and
involvement in the project must be
detailed in the letter of concurrence,
and must also address the above
requirements (1) and (2). Applications
from One-Stop Career Centers without a
letter of concurrence from their Local
Workforce Investment Board will be
considered non-responsive and will not
be reviewed.
5. Educationally Underserved
Communities
ETA recognizes that some
communities, particularly those in rural
areas, may lack access to community or
technical college training because
physical college facilities are not
reasonably close and technology-based
and distance learning options are
limited or not available. Educationally
underserved communities that lack this
access may submit proposals under the
parameters detailed in this criterion. In
such cases, the applicant will be
required to clearly state it is applying
under this criterion and must fully
demonstrate as part of its statement of
need that community college training is
not reasonably available within
commuting distance of the community
in which grant activities will take place
and that there are no viable technologybased or distance learning options
available. Applicants may use mileage,
population, and access to classrooms,
Internet and other technology, public
transportation and other services, as
factors to support their demonstration of
the lack of access to and availability of
community college training.
Applications submitted under the
criterion must still meet all other
requirements set forth in this
Solicitation. Applicants must clearly
note in the abstract that they are
applying under this criterion.
Under this criterion, the additional
eligible applicants and requirements on
education/training are listed below.
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• Public, accredited Institutions of
Higher Education that award certificates
and both two-year and four-year
degrees, and satellite campuses of such
Institutions, are eligible to apply under
this criterion. However, the emphasis
for education/training activities under
the grant must be at the level of a
certificate, two-year Associate’s Degree,
or other credential as defined in section
VI.B.2.ii. The public institution of
higher education applicant is also
required to be the education/training
provider for applications submitted
under this criterion.
• Alternate Educational Entities that
are governmental or not-for-profit
organizations that directly deliver, or
broker for delivery, post-secondary
education opportunities in
educationally underserved communities
that lack access to community colleges
are eligible to apply under this criterion.
Alternate Educational Entity applicants
must demonstrate that: (1) The
emphasis for education/training
activities under the grant must be on
training that leads to a certificate, twoyear Associate’s Degree, or other
credential as defined in section
VI.B.2.ii; and (2) the training is offered
in partnership with a community
college outside the underserved area
and is acceptable for credit at or a
credential from the partner community
college. Additionally, applications must
specify one or more community
college(s) where education/training
activities will occur under the grant.
B. Additional Eligibility Information
Any of the eligible applicant types
noted in section III.A.1, III.A.2, III.A.3,
and III.A.4 may submit a proposal on
behalf of a consortium of community or
technical colleges. Entities applying
under section III.A.5 may not submit a
proposal on behalf of a consortium of
community or technical colleges. To be
eligible as a consortium, applicants
must:
• Identify at least three individual
community colleges, technical colleges,
or Tribally controlled colleges or
universities within the region, State, or
interstate area where education/training
activities will occur through the
consortium and specify the role that
each will play in the project;
• Demonstrate that each of the
participating community and technical
colleges and Tribally controlled colleges
and universities meets the definition of
an ‘‘individual community and technical
college’’ as stated in section III.A.1. Each
community or technical college
participating in the consortium must (1)
admit as regular students only persons
having a certificate of graduation from a
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school providing secondary education,
or the recognized equivalent of such a
certificate; (2) be legally authorized
within the State to provide a program of
education beyond secondary education;
(3) provide an educational program for
which the institution predominantly
awards Associate’s Degrees; (4) be a
public or nonprofit institution; and (5)
be accredited by a nationally recognized
accrediting agency or association (as
noted earlier, Tribally controlled
colleges and universities do not have to
demonstrate that they meet the five
parameters listed above). For the
purposes of this paragraph, an
‘‘individual community or technical
college’’ is defined as an entity that has
its own Federal Tax Identification
Number;
• Clearly indicate in the required
abstract if the application is a
consortium proposal. A consortium
application must also clearly designate
that the lead applicant will serve as both
the programmatic and fiscal agent for
the grant; and
• Include a letter of commitment from
each partner college within the
consortium, indicating their support for
the project and identifying the specific
role they will play. The letters of
commitment from each partner college
within the consortium must include that
institution’s unique Federal Tax
Identification Number. Applicants that
fail to provide the unique Federal Tax
Identification Number of each partner
college within the consortium will be
considered non-responsive and those
applicants will not be considered for
funding.
Examples of consortium applications
include, but are not limited to, the
following:
• A proposal submitted by an
individual community or technical
college that meets the definition of
‘‘individual community or technical
colleges’’ as stated in section III.A.1 and
includes at least two more individual
community colleges, technical colleges,
or Tribally controlled colleges that meet
the definition of ‘‘individual community
and technical colleges’’ in section
III.A.1;
• A proposal submitted by an
individual Community College District
that includes three individual
community or technical colleges that all
meet the definition of ‘‘individual
community and technical colleges’’ as
defined in section III.A.1; and
• A proposal submitted by an
individual State Community College
System that includes three individual
community or technical colleges that all
meet the definition of ‘‘individual
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community and technical colleges’’ as
defined in section III.A.1.
Organizations may not submit more
than one application in response to this
SGA. However, organizations are not
precluded from participating as a
partner in a separate application
submitted in response to this SGA.
Applicants that submit requests for
more than $3 million that do not meet
the requirements to be considered a
consortium will be considered nonresponsive. Applicants that meet the
requirements to be considered a
consortium noted above that request
more than $5 million will be considered
non-responsive.
C. Strategic Planning and Partnerships
1. Strategic Planning
Applicants are strongly encouraged to
engage in a concise and thorough
strategic planning process before
submitting an application for this SGA.
If the applicant already has completed
a similar strategic planning process, that
process should be reviewed and
evaluated, as appropriate. DOL expects
the public workforce system and other
required and suggested partners listed
in section III.C.2 and 3, to have a strong
voice and integral role in the strategic
planning process. In order to effectively
engage in planning and fulfill the
requirements of this SGA, applicants
may incorporate the following as part of
their planning efforts: review and
analyze the local workforce investment
system’s workforce vision and goals;
review and analyze other State and local
planning documents, and applicable
State and local policies, to align the
technical proposal with overall
workforce development, education, and
economic development strategies;
establish a collaborative strategic vision
to prepare an educated and skilled
workforce to meet the current and
emerging needs of high growth and
emerging industries in the local and/or
regional area; analyze and determine the
sectors where investments are or will be
made and the occupations and skill
needs within the high growth emerging
industries that will be targeted; and
analyze and determine the populations
that will be targeted, and identify those
population specific workforce
challenges and the specific education/
training activities that address the needs
and demands of those targeted sectors
and target populations.
The results of a strategic planning
process will be valuable in informing
the development of the technical
proposal. Applicants should be aware
they may not charge any strategic
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planning or other pre-award activities to
the grant.
2. Required Partners and Their Roles
To be eligible for funding under this
SGA, applicants must demonstrate that
the proposed project will be
implemented by a robust strategic
partnership. By including the types of
organizations referenced below in a
comprehensive partnership, applicants
can ensure they are maximizing
available resources and organizational
expertise for each project, and that
individual participants within the
project have all of the support they need
to successfully complete education/
training, overcome barriers to
employment, and obtain jobs and
advance in their careers. These partners
can contribute a wide array of
knowledge and activities to each
project, and must work together to
ensure that they leverage each other’s
expertise and resources.
The strategic partnership must
include at least one entity from each of
the following required organizational
categories (a labor organization partner
is only required for certain applicants,
identified in section III.C.2.iii).
Consortium applicants are encouraged
to include more than one representative
of the required and suggested partners,
as needed, in order to ensure geographic
representation.
i. Local Workforce Investment Boards
and Their One Stop Systems
ETA requires that Local Workforce
Investment Boards and their One Stop
systems serve as partners in the
proposed project. Further, either the
Local Workforce Investment Board or
their One Stop System must serve as a
funded partner in the applicants’ overall
strategy and project work plan
(applicants may also choose to fund
both the Local Workforce Investment
Board and the One Stop System). The
role of the workforce system may
include but is not limited to the
following activities: (1) Understanding
and analyzing the need for education/
training and employment in the local
area including identifying targeted
industries, occupations, and hiring
needs, as well as populations to be
served, and connecting the applicant to
relevant sources of data including the
workforce investment board’s strategic
plan, Bureau of Labor Statistics (BLS)
reports, and other relevant State tools or
reports; (2) assessing potential
participants for the CBJTG program; (3)
identifying and referring candidates for
education/training in the CBJTG
program; (4) connecting and placing
participants with employers that have
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job openings; (5) collecting, tracking,
and reporting participant data to ETA;
and (6) providing information on
potential eligibility for Pell Grants. In
addition, ETA strongly encourages the
workforce system to leverage, where
possible, WIA core and/or intensive
services. This could involve making
referrals for participants in the CBJT
program, if eligible, who are in need of
supportive services in order to
overcome barriers to education/training
and employment and ensure successful
outcomes.
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ii. Employers and/or Labor-Management
Organizations
These organizations should be
actively engaged in the project and may
contribute to many aspects of grant
activities, such as defining the program
strategy and goals, identifying necessary
skills and competencies, providing
resources to support education/training
(equipment, instructors, funding,
internships, or other work-based
learning activities or situations, etc.),
and where appropriate, hiring qualified
program participants. Applicants that
include a labor-management
organization will satisfy both this
requirement and the requirement that
they have a labor organization partner,
noted below. A labor-management
organization is a nonprofit entity, such
as a training fund, training trust fund, or
an education trust fund, with joint
participation of one or more employers
and one or more labor organizations on
its executive board or comparable
governing body. This entity must have
a formalized agreement between the
employer(s) and labor organization(s) to
operate a joint labor-management
training program(s) affiliated with the
nonprofit entity.
iii. Labor Organizations (where
applicable)
Labor organizations may contribute to
many aspects of grant activities,
including identifying skills and
competencies; developing new or
modifying existing curricula;
conducting occupation and skills
training; and issuing industryrecognized credentials. This
requirement applies only to applicants
that propose to partner with employers
that have a formal collective bargaining/
employment agreement with a labor
union or labor related-organization. As
not all employers have a formal
collective bargaining/employment
agreement with a labor union or labor
related-organization, applicants that do
not propose partnerships with such
employers are not subject to this
requirement.
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3. Other Partners
E. Allowable Activities
In addition to the required partners
listed in section III.C.2, we strongly
encourage applicants to include other
partners to further assist the project.
Other partner organizations can offer
additional resources and expertise such
as on-the-job training activities that lead
to permanent employment;
development and implementation of
Registered Apprenticeship and preapprenticeship programs;
contextualized learning; internship
programs; basic skills training, such as
adult basic education, English as a
Second Language (ESL), and job
readiness training; initial assessment of
skill levels, aptitudes, abilities,
competencies, and supportive service
needs; career counseling; case
management services; and
comprehensive retention strategies.
These organizations could include,
but are not limited to:
i. The education and training
community, including secondary
schools, other community and technical
colleges, four-year colleges and
universities, apprenticeship programs,
adult education providers, technical and
vocational training institutions, and
other education and training entities;
ii. Nonprofit organizations, such as
community or faith-based organizations,
or intermediaries, that have direct
access to the target populations;
iii. State Apprenticeship Agencies
(SAAs) or the Department of Labor’s
Office of Apprenticeship (OA), in those
States where OA is the registration
agency for registered apprenticeship
programs. Applicants who may have
included apprenticeship as a partner
should note that the DOL Office of
Apprenticeship is the registration
agency for apprenticeship programs in
25 States and is available to partner in
States with any grantee who requests to
do so;
iv. Local veterans’ agencies and local
veterans service organizations;
v. Economic Development
organizations;
vi. Industry employer associations
that represent member companies
within an industry or sector; and
vii. Labor organizations, such as
unions, for applicants for whom these
organizations are not required partners.
The intent of this Solicitation is to
fund projects that train and prepare
workers for employment in high growth
and other emerging industries.
Allowable education/training costs
include, but are not limited to the
following types of costs: Faculty/
instructors, including salaries and fringe
benefits; in-house training staff; support
staff such as lab or teaching assistants;
classroom space; and books, materials,
and supplies used in the training
course, including specialized
equipment.
Allowable activities under this SGA
include:
• Classroom occupational training;
• On-the-job training activities that
lead to permanent employment;
• Development and implementation
of Registered Apprenticeship and preapprenticeship programs;
• Implementing and utilizing existing
articulation agreements with
universities and other educational
partners;
• Training activities that help
participants progress along career
pathways;
• Contextualized learning;
• Distance learning;
• Internship programs;
• Customized training;
• Basic skills training, such as adult
basic education, ESL, and job readiness
training;
• Initial assessment of skill levels,
aptitudes, abilities, competencies, and
supportive service needs;
• Job search assistance, and career
counseling;
• Job placement assistance;
• Case management services;
• Comprehensive retention strategies;
• Supportive services that will allow
individuals to participate in grant
activities; and
• Updating curriculum or replicating
existing curriculum to support direct
education/training provided through the
grant. Grants funded under this SGA
may produce tangible products and
deliverables, such as updates to existing
curriculum. Curriculum development is
not encouraged and only appropriate if
new curriculum is essential to support
direct education/training activities
provided through this grant and is
necessary to achieve the training and
employment outcomes proposed for the
grant. As stated in section II.B Period of
Performance, curriculum development
should be completed within the first
year of the grant, as it is the
Department’s intent that education and
training activities begin no later than
January 15, 2011.
D. Cost Sharing
Cost sharing or matching funds are
not required as a condition for
application, but leveraged resources are
strongly encouraged and may affect the
applicant’s score in section V.A.3 of the
evaluation criteria.
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Activities that are not directly related
to education/training are not allowable
activities under this grant. These types
of unallowable activities could include,
but are not limited to, developing and
disseminating career awareness
information, and developing adequate
numbers of qualified instructors, such
as through train-the-trainer and
professional development activities, if
they are not directly related to grantfunded training. As with all costs
charged to the grant, the costs of
equipment must meet the standards in
the applicable Federal cost principles,
including that the costs are reasonable
and necessary to achieve grant
outcomes. While grant funds may be
used to purchase equipment that is used
for training and education activities
provided through the proposed project,
applicants are strongly encouraged to
use leveraged resources to support these
costs to maximize the use of their grant
funds. For additional information on
costs related to equipment purchases
and curriculum development, please see
section II.B.
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F. Other Grant Specifications
1. Participants Eligible To Receive
Training
The intent of this SGA is to fund
projects that provide education/training
services to low and medium skill and/
or low and medium income individuals
to help them pursue or advance in fulltime employment within the grant
period of performance.
Applicants must propose projects that
primarily focus on providing services to
workers in one or more of the following
three targeted categories: Unemployed
workers, dislocated workers, and
incumbent workers. Within these
categories, grantees may serve a wide
range of individuals, such as
individuals receiving public assistance,
high school dropouts, individuals with
disabilities, veterans, Indian and Native
Americans, and individuals with
Limited English Proficiency. These
three targeted categories of workers are
defined as follows:
i. Unemployed workers: For the
purposes of this SGA, ETA defines
‘‘unemployed worker’’ as an individual
who is without a job and who wants and
is available to work. This can include
the long-term unemployed, such as
individuals who have been unemployed
for six months or more, and youth who
have dropped out of school and are
seeking their first full-time job.
ii. Dislocated workers: For the
purposes of this SGA, this term refers to
individuals who were terminated or
laid-off or have received a notice of
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termination or lay-off from employment;
or were self-employed but are now
unemployed.
iii. Incumbent workers: For the
purposes of this SGA, this term refers to
individuals who are employed but need
training to secure full-time employment,
advance in their careers, or retain their
current occupations. This includes lowwage and medium-wage workers who
need to upgrade their skills to retain
employment or advance in their careers,
and workers who are currently working
part-time.
Applicants may also propose projects
that could include some services for
individuals who do not fall into one of
the three targeted categories listed
above, as long as services for these
individuals align with the primary
intent and focus of the proposed project
and support employment within the
grant period of performance. While this
is permissible, applicants should note
that they may only provide services to
a limited number of individuals who do
not fall into one of the three targeted
categories listed above, and that their
project must still primarily focus on
providing services to workers in one or
more of those three targeted categories.
2. Veterans Priority
The Jobs for Veterans Act (Pub. L.
107–288) requires priority of service to
veterans and spouses of certain veterans
for the receipt of employment, training,
and placement services in any job
training program directly funded, in
whole or in part, by DOL. The
regulations implementing this priority
of service can be found at 20 CFR part
1010. In circumstances where a grant
recipient must choose between two
qualified candidates for training, one of
whom is a veteran or eligible spouse,
the Veterans Priority of Service
provisions require that the grant
recipient give the veteran or eligible
spouse priority of service by admitting
him or her into the training program. To
obtain priority of service a veteran or
spouse must meet the program’s
eligibility requirements. Grantees must
comply with DOL guidance on veterans’
priority. Employment and Training
Administration (‘‘ETA’’) Training and
Employment Guidance Letter (TEGL)
No. 10–09 (issued November 10, 2009)
provides guidance on implementing
priority of service for veterans and
eligible spouses in all qualified job
training programs funded in whole or in
part by DOL. TEGL No. 10–09 is
available at https://wdr.doleta.gov/
directives/corr_doc.cfm?DOCN=2816.
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3. Grantee Training
Grantees are required to participate in
all ETA training activities related to
orientation, financial management and
reporting, performance reporting,
product dissemination, and other
technical assistance training as
appropriate during the life of the grant.
These trainings may occur via
conference calls, through virtual events
such as webinars, and in-person
meetings.
4. CBJTGs Evaluation
ETA is interested in determining if
training provided through the CBJTGs
impacts students’ future labor force
outcomes. To that end, ETA expects to
select grantees awarded funds through
this SGA to participate in an evaluation.
Applicants must be prepared to share
with the evaluation contractor
individual information on
demographics, participant
characteristics, services received, and
outcomes and must be prepared to
provide access to program operating
personnel and participants, including
after the expiration date of the grant.
IV. Application and Submission
Information
A. How To Obtain an Application
Package
This SGA contains all of the
information and links to forms needed
to apply for grant funding.
B. Content and Form of Application
Submission
The proposal will consist of three
separate and distinct parts: (I) A cost
proposal; (II) a technical proposal; and
(III) attachments to the technical
proposal. Applications must include the
following or will be considered nonresponsive and will not be considered:
(1) The Standard Form (SF) 424,
‘‘Application for Federal Assistance;’’ (2)
The SF 424A Budget Information Form;
(3) Data Universal Numbering System
(D–U–N–S®) Number; (4) Budget
Narrative; (5) Requests grant funds
within the appropriate funding range
noted in section II.A; and (6) Abstract.
In addition, consortium applicants must
include letters of commitment from
each partner college within the
consortium, identifying each
institution’s unique Federal Tax
Identification Number. Applications
that fail to adhere to the instructions in
this section will be considered nonresponsive and will not be considered.
The applicant must ensure that the
funding amount requested is consistent
across all parts and sub-parts of the
application. If inconsistencies are
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found, the funding amount included on
the SF 424 ‘‘Application for Federal
Assistance’’ will be considered the
official funding amount requested.
Part I. The Cost Proposal. The Cost
Proposal must include the following
items:
• SF 424, ‘‘Application for Federal
Assistance’’ (available at https://www07.
grants.gov/agencies/forms_repository_
information.jsp and https://
www.doleta.gov/grants/
find_grants.cfm). The SF 424 must
clearly identify the applicant and must
be signed by an individual with
authority to enter into a grant
agreement. Upon confirmation of an
award, the individual signing the SF
424 on behalf of the applicant shall be
considered the authorized
representative of the applicant.
Applicants must supply their
D–U–N–S® Number on the SF 424. If
submitting a hard copy application, the
SF 424 must be signed by the authorized
representative. All applicants for
Federal grant and funding opportunities
are required to have a D–U–N–S®
Number. See Office of Management and
Budget (OMB) Notice of Final Policy
Issuance, 68 FR 38402, Jun. 27, 2003.
The D–U–N–S® Number is a nonindicative, nine-digit number assigned
to each business location in the Dun &
Bradstreet (D&B) database having a
unique, separate, and distinct operation,
and is maintained solely by D&B. The
D&B D–U–N–S® Number is used by
industries and organizations around the
world as a global standard for business
identification and tracking. If you do not
have a D–U–N–S® Number, you can get
one for free through the D&B site:
https://smallbusiness.dnb.com/webapp/
wcs/stores/servlet/Glossary?fLink=
glossary&footerflag=y&storeId=10001&
indicator=7.
• The SF 424A Budget Information
Form (available at https://www07.
grants.gov/agencies/forms_repository_
information.jsp and https://www.
doleta.gov/grants/find_grants.cfm). In
preparing the Budget Information Form,
the applicant must provide a concise
narrative explanation to support the
budget request, explained in detail
below.
• Budget Narrative: The budget
narrative must provide a description of
costs associated with each line item on
the SF–424A. It should also include a
description of leveraged resources
provided to support grant activities. In
addition, the applicant should address
precisely how the administrative costs
support the project goals. The entire
Federal grant amount requested (not just
one year) should be included on both
the SF 424 and SF 424A. No leveraged
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resources should be shown on the SF
424 and SF 424A.
Applications that fail to provide an SF
424, SF 424A, a D–U–N–S® Number,
and a budget narrative will be
considered non-responsive and not
reviewed.
• Applicants are also encouraged, but
not required, to submit OMB Survey N.
1890–0014: Survey on Ensuring Equal
Opportunity for Applicants, which can
be found under the Grants.gov, Tips and
Resources From Grantors, Department of
Labor section at https://www07.grants.
gov/applicants/tips_resources_from_
grantors.jsp#13 (also referred to as Faith
Based EEO Survey PDF Form).
Part II. The Technical Proposal. The
Technical Proposal demonstrates the
applicant’s capability to implement the
grant project in accordance with the
provisions of this solicitation. The
guidelines for the content of the
Technical Proposal are provided in
section V.A of this SGA. The Technical
Proposal is limited to 20 double-spaced
single-sided 8.5 x 11 inch pages with 12
point text font and 1 inch margins. Any
materials beyond the 20-page limit will
not be read. Further, any tables or charts
contained in the Technical Proposal are
included in the 20 page limit and
should be single-spaced single-sided 8.5
x 11 inch pages with 12 point text font
and 1 inch margins. Applicants should
number the Technical Proposal
beginning with page number 1.
Applications that do not include Part II,
the Technical Proposal, will be
considered non-responsive.
Part III. Attachments to the Technical
Proposal. In addition to the 20-page
Technical Proposal, the applicant must
submit one letter of commitment that is
co-signed by all required partners and
other partners, as appropriate, that
describes the roles and responsibilities
of each partner. Electronic signatures
are permissible in the letter of
commitment. The exception to this is
that in addition to the single letter of
commitment from partners, consortium
applicants are also required to include
a letter of commitment from each
partner college within the consortium
partnership, indicating their support for
the project, identifying the specific role
they will play, and providing each
institution’s unique Federal Tax
Identification Number.
Applicants who may have included
an apprenticeship program or State
apprenticeship agency as a partner
should note that the DOL Office of
Apprenticeship is the registration
agency for apprenticeship programs in
25 States. In the other 25 States, the
District of Columbia, and U.S.
Territories, the registration agency is a
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recognized State Apprenticeship
Agency that has responsibility for
registering apprenticeship programs and
providing technical assistance for
registered apprenticeship programs. In
the 25 States where DOL’s Office of
Apprenticeship is the registration
agency, a signature is not required in the
letter of commitment from the DOL
Office of Apprenticeship. A signature is
required in the letter of commitment
where the registration agency is a
recognized State Apprenticeship
Agency. Applicants should visit the
DOL Office of Apprenticeship’s Web
site (https://www.doleta.gov/oa/
stateoffices.cfm and https://www.
doleta.gov/oa/stateagencies.cfm) to
identify the appropriate State
apprenticeship director representative.
Applicants should not send letters of
commitment separately to ETA, because
letters received separately will be
tracked through a different system and
will not be attached to the application
for review. ETA does not permit general
letters of support submitted by
organizations or individuals that are not
partners in the proposed project and
that do not directly identify the specific
commitment or roles of the project
partners. Support letters of this nature
will not be included in the evaluation
review process.
Applicants that identify a project
manager for their proposed project in
the Technical Proposal should include a
resume for that individual as an
attachment.
The applicant also must provide an
Abstract, not to exceed two pages and
must include the following sections: (1)
Summary of the proposed project,
including applicant name; (2) applicant
type as referenced in section III.A, and
identifying if the lead applicant has
previously been funded through a CBJT
SGA or has never received a grant
funded through a CBJT SGA (if applying
as a consortium, clearly designate that
the lead applicant will serve as both the
programmatic and fiscal agent for the
grant in this section); (3) targeted
industry and/or occupations; (4) project
title; (5) key partners; (6) identification
of the community or communities to be
served, including whether the
community(ies) are located in urban,
suburban, or rural areas; (7) target
populations to be served; (8) projected
training and placement outcomes; and
(9) funding level requested. Failure to
provide this information in the Abstract
may have an impact on selection as a
grantee. These additional materials
(commitment letter, resume for the
project manager if applicable, and twopage abstract) do not count against the
20-page limit for the Technical
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Proposal, but may not exceed 12 pages.
Any additional materials beyond the 12page limit will not be read. Applications
that do not include the abstract will be
considered non-responsive and will not
be considered.
Applications may be submitted
electronically on Grants.gov or in hard
copy by mail or hand delivery. These
processes are described in further detail
in section IV.C. Applicants submitting
proposals in hard copy must submit an
original signed application (including
the SF 424) and one (1) ‘‘copy-ready’’
version free of bindings, staples or
protruding tabs to ease in the
reproduction of the proposal by DOL.
Applicants submitting proposals in hard
copy are also required to provide an
identical electronic copy of the proposal
on compact disc (CD). If discrepancies
between the hard copy submission and
CD copy are identified, the application
on the CD will be considered the official
applicant submission for evaluation
purposes. Failure to provide identical
applications in hardcopy and CD format
may have an impact on the overall
evaluation.
C. Submission Process, Date, Times, and
Addresses
The closing date for receipt of
applications under this announcement
is April 29, 2010. Applications must be
received at the address below no later
than 4 p.m. Eastern Time. Applications
sent by e-mail, telegram, or facsimile
(FAX) will not be accepted. If an
application is submitted by both hardcopy and through https://www.grants.gov
a letter must accompany the hard-copy
application stating why two
applications were submitted and the
differences between the two
submissions. If no letter accompanies
the hard-copy, we will review the copy
submitted through https://
www.grants.gov. For multiple
applications submitted through https://
www.grants.gov, we will review the
latest submittal. Applications that do
not meet the conditions set forth in this
notice will be considered nonresponsive. No exceptions to the
mailing and delivery requirements set
forth in this notice will be granted.
Further, documents submitted
separately from the application, before
or after the deadline, will not be
accepted.
Mailed applications must be
addressed to the U.S. Department of
Labor, Employment and Training
Administration, Division of Federal
Assistance, Attention: Donna Kelly,
Grant Officer, Reference SGA/DFA, PY
09–07, 200 Constitution Avenue, NW.,
Room N4716, Washington, DC 20210.
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Applicants are advised that mail
delivery in the Washington area may be
delayed due to mail decontamination
procedures. Hand-delivered proposals
will be received at the above address.
All overnight mail will be considered to
be hand-delivered and must be received
at the designated place by the specified
closing date and time.
Applications that are submitted
through Grants.gov must be successfully
submitted at https://www.grants.gov no
later than 4 p.m. Eastern Time on the
closing date, and then subsequently
validated by Grants.gov. The submission
and validation process is described in
more detail below. The process can be
complicated and time-consuming.
Applicants are strongly advised to
initiate the process as soon as possible
and to plan for time to resolve technical
problems if necessary.
The Department strongly recommends
that before the applicant begins to write
the proposal, applicants should
immediately initiate and complete the
‘‘Get Registered’’ registration steps at
https://www.grants.gov/applicants/get_
registered.jsp. Applicants should read
through the registration process
carefully before registering. These steps
may take as much as four weeks to
complete, and this time should be
factored into plans for electronic
submission in order to avoid
unexpected delays that could result in
the rejection of an application. The site
also contains registration checklists to
help you walk through the process. The
Department strongly recommends that
applicants download the ‘‘Organization
Registration Checklist’’ at https://
www.grants.gov/assets/Organization
_Steps_Complete_Registration.pdf and
prepare the information requested
before beginning the registration
process. Reviewing and assembling
required information before beginning
the registration process will alleviate
last minute searches for required
information and save time.
In addition to having a D–U–N–S®
Number, applicants applying
electronically through Grants.gov must
register with the Federal Central
Contractor Registry (CCR). Step-by-step
instructions for registering with CCR
can be found at https://www.grants.gov/
applicants/org_step2.jsp. All applicants
must register with CCR in order to apply
online. Failure to register with the CCR
will result in your application being
rejected by Grants.gov during the
submission process.
The next step in the registration
process is creating a username and
password with Grants.gov to become an
Authorized Organizational
Representative (AOR). AORs will need
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to know the D–U–N–S® Number of the
organization for which they will be
submitting applications to complete this
process. To read more detailed
instructions for creating a profile on
Grants.gov visit: https://www.grants.gov/
applicants/org_step3.jsp.
After creating a profile on Grants.gov,
the E–Biz Point of Contact (E–Biz
POC)—a representative from your
organization who is the contact listed
for CCR—will receive an e-mail to grant
the AOR permission to submit
applications on behalf of their
organization. The E–Biz POC will then
log in to Grants.gov and approve an
applicant as the AOR, thereby giving
him or her permission to submit
applications. To learn more about AOR
Authorization visit: https://
www.grants.gov/applicants/
org_step5.jsp, or to track AOR status
visit: https://www.grants.gov/applicants/
org_step6.jsp.
An application submitted through
Grants.gov constitutes a submission as
an electronically signed application.
The registration and account creation
with Grants.gov, with E–Biz POC
approval, establishes an AOR. When
you submit the application through
Grants.gov, the name of your AOR on
file will be inserted into the signature
line of the application. Applicants must
register the individual who is able to
make legally binding commitments for
the applicant organization as the AOR;
this step is often missed and it is crucial
for valid submissions.
An electronic time stamp is generated
within the system when the application
is successfully received by Grants.gov.
The applicant will receive
acknowledgement of receipt and a
tracking number from Grants.gov with
the successful transmission of the
application. Only applications that are
successfully submitted no later than 4
p.m. Eastern Time on the closing date
and subsequently successfully validated
will be considered. While it is not
required that an application be
successfully validated before the
deadline for submission, it is prudent to
reserve time before the deadline in case
it is necessary to resubmit an
application that has not been
successfully validated. It is important to
note that if sufficient time is not allotted
and a rejection notice is received after
the due date and time, the application
will not be considered. Applications
received by Grants.gov after the
established due date and time will be
considered late and will not be
considered.
To ensure consideration, the
components of the application must be
saved as either .doc, .xls or .pdf files. If
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submitted in any other format, the
applicant bears the risk that
compatibility or other issues will
prevent our ability to consider the
application. ETA will attempt to open
the document but will not take any
additional measures in the event of
issues with opening. In such cases, the
non-conforming application will not be
considered for funding.
We strongly advise applicants to use
the plethora of tools and documents,
including FAQs, that are available on
the ‘‘Applicant Resources’’ page at
https://www.grants.gov/applicants/
resources.jsp. To receive updated
information about critical issues, new
tips for users and other time sensitive
updates as information is available,
applicants may subscribe to ‘‘Grants.gov
Updates’’ at https://www.grants.gov/
applicants/
email_subscription_signup.jsp.
If applicants encounter a problem
with Grants.gov and do not find an
answer in any of the other resources,
call 1–800–518–4726 to speak to a
Customer Support Representative or email support@grants.gov. The Contact
Center is open 24 hours a day, seven
days a week. They are closed on Federal
holidays.
Late Applications: For applications
submitted on Grants.gov, only
applications that have been successfully
submitted no later than 4 p.m. Eastern
Time on the closing date and
subsequently successfully validated will
be considered. Applicants take a
significant risk by waiting to the last day
to submit by Grants.gov.
Any application received after the
exact date and time specified for receipt
at the office designated in this notice
will not be considered, unless it is
received before awards are made, it was
properly addressed, and it was: (a) Sent
by U.S. Postal Service mail, postmarked
not later than the fifth calendar day
before the date specified for receipt of
applications (e.g., an application
required to be received by the 20th of
the month must be postmarked by the
15th of that month); or (b) sent by
professional overnight delivery service
to the addressee not later than one
working day before the date specified
for receipt of applications. ‘‘Postmarked’’
means a printed, stamped or otherwise
placed impression (exclusive of a
postage meter machine impression) that
is readily identifiable, without further
action, as having been supplied or
affixed on the date of mailing by an
employee of the U.S. Postal Service.
Therefore, applicants should request the
postal clerk to place a legible hand
cancellation ‘‘bull’s eye’’ postmark on
both the receipt and the package.
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Failure to adhere to these instructions
will be a basis for a determination that
the application was not filed timely and
will not be considered. Evidence of
timely submission by a professional
overnight delivery service must be
demonstrated by equally reliable
evidence created by the delivery service
provider indicating the time and place
of receipt.
D. Intergovernmental Review
This funding opportunity is not
subject to Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs.’’
E. Funding Restrictions
Determinations of allowable costs will
be made in accordance with the
applicable Federal cost principles.
Disallowed costs are those charges to a
grant that the grantor agency or its
representative determines not to be
allowed in accordance with the
applicable Federal cost principles or
other conditions contained in the grant.
Successful and unsuccessful
applicants will not be entitled to
reimbursement of pre-award costs.
1. Indirect Costs
As specified in OMB Circular Cost
Principles, indirect costs are those that
have been incurred for common or joint
objectives and cannot be readily
identified with a particular final cost
objective. In order to use grant funds for
indirect costs incurred, the applicant
must obtain an Indirect Cost Rate
Agreement with its cognizant Federal
agency either before or shortly after
grant award.
2. Administrative Costs
Under this SGA, an entity that
receives a grant to carry out a project or
program may not use more than 10
percent of the amount of the grant to
pay administrative costs associated with
the program or project. Administrative
costs could be direct or indirect costs,
and are defined at 20 CFR 667.220.
Administrative costs do not need to be
identified separately from program costs
on the SF 424A Budget Information
Form. However, they must be discussed
in the budget narrative and tracked
through the grantee’s accounting
system. To claim any administrative
costs that are also indirect costs, the
applicant must obtain an Indirect Cost
Rate Agreement from its cognizant
Federal agency.
3. Salary and Bonus Limitations
Under Public Law 109–234, none of
the funds appropriated in Public Law
109–149 or prior Acts under the heading
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‘‘Employment and Training
Administration’’ that are available for
expenditure on or after June 15, 2006,
shall be used by a recipient or subrecipient of such funds to pay the salary
and bonuses of an individual, either as
direct costs or indirect costs, at a rate in
excess of Executive Level II. Public
Laws 111–8 and 111–117 contain the
same limitations with respect to funds
appropriated under each of these Laws.
These limitations also apply to grants
funded under this SGA. The salary and
bonus limitation does not apply to
vendors providing goods and services as
defined in OMB Circular A–133
(codified with 29 CFR Parts 96 and 99).
See Training and Employment Guidance
Letter number 5–06 for further
clarification: https://wdr.doleta.gov/
directives/corr_doc.cfm?DOCN=2262.
4. Use of Grant Funds for Wages
Organizations that receive grants
through this SGA may not use grant
funds to pay for the wages of
participants. Further, the provision of
stipends to training enrollees for the
purposes of wage replacement is not an
allowable cost under this SGA.
However, while grant funds may not
be used to pay for wages, grant funds
may be used to support the costs
associated with providing on-the-job
training to participants, which can
include the extraordinary costs of
providing on-the-job training and
additional supervision. Please refer to
section VI.B for more information.
5. Tuition and Other Costs of Training
Organizations that receive grants
through this SGA may use grant funds
to pay for the costs of tuition, as well
as other training related expenses,
associated with the specific education
and training activities provided through
these grants. Organizations may pay for
these tuition and other training-related
expenses directly, or may provide
participants with scholarships to pay for
these costs. Grantees should ensure that
their use of grant funds to pay for the
costs of tuition and other training
related expenses are in accordance with
applicable Federal cost principles.
6. Intellectual Property Rights
The Federal Government reserves a
paid-up, nonexclusive and irrevocable
license to reproduce, publish or
otherwise use, and to authorize others to
use for Federal purposes: (1) The
copyright in all products developed
under the grant, including a subgrant or
contract under the grant or subgrant;
and (2) any rights of copyright to which
the grantee, subgrantee or a contractor
purchases ownership under an award
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(including but not limited to curricula,
training models, technical assistance
products, and any related materials).
Such uses include, but are not limited
to, the right to modify and distribute
such products worldwide by any means,
electronically or otherwise. Federal
funds may not be used to pay any
royalty or licensing fee associated with
such copyrighted material, although
they may be used to pay costs for
obtaining a copy which are limited to
the developer/seller costs of copying
and shipping. If revenues are generated
through selling products developed
with grant funds, including intellectual
property, these revenues are program
income. Program income is added to the
grant and must be expended for
allowable grant activities.
If applicable, grantees must include
the following language on all products
developed in whole or in part with grant
funds:
‘‘This workforce solution was funded
by a grant awarded by the U.S.
Department of Labor’s Employment and
Training Administration. The solution
was created by the grantee and does not
necessarily reflect the official position
of the U.S. Department of Labor. The
Department of Labor makes no
guarantees, warranties, or assurances of
any kind, express or implied, with
respect to such information, including
any information on linked sites and
including, but not limited to, accuracy
of the information or its completeness,
timeliness, usefulness, adequacy,
continued availability, or ownership.
This solution is copyrighted by the
institution that created it. Internal use
by an organization and/or personal use
by an individual for non-commercial
purposes is permissible. All other uses
require the prior authorization of the
copyright owner.’’
F. Use of Funds for Supportive Services
Supportive services for adults and
dislocated workers are defined at WIA
Sections 101(46) and 134(e)(2). They
include services such as transportation,
child care, dependent care, and housing
that are necessary to enable an
individual to participate in activities
funded through this grant. Further,
under WIA Section 134(e)(3), supportive
services can include needs-related
payments (NRPs) that are necessary to
enable individuals to participate in
training activities funded through this
grant. For the purposes of this SGA,
grantees may use grant funds to provide
supportive services only to individuals
who are participating in activities
provided through the grant (or in the
case of NRPs, participating in training),
who are unable to obtain such services
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through other programs, and when such
services are necessary to enable
individuals to participate in activities.
Grantees should ensure that their use of
grant funds on supportive services is
consistent with their established written
policy regarding the provision of
supportive services. Grantees may use
no more than 10 percent of their grant
funds on these services. However, to
support the employment and training
needs of the targeted populations, ETA
encourages grantees to leverage other
sources of funding for supportive
services, including WIA Adult formula
funds.
G. Other Submission Requirements
Withdrawal of Applications:
Applications may be withdrawn by
written notice to the Grant Officer at any
time before an award is made.
V. Application Review Information
A. Evaluation Criteria
This section identifies and describes
the criteria that will be used to evaluate
the grant proposals. These criteria and
point values are:
Criterion
Points
1. Statement of Need .....................
2. Project Management and Organizational Capacity ......................
3. Strategy and Project Work Plan
4. Outcomes and Deliverables .......
20
20
40
20
Total .........................................
100
1. Statement of Need (20 Points)
Applicants must fully demonstrate a
clear and specific need for the Federal
investment in the proposed activities. It
is critical throughout this section that
applicants are explicit and specific as
possible in citing the most up-to-date,
accurate sources of data and analysis.
Applicants should use all relevant data
from a wide variety of traditional
resources (e.g., BLS reports, and State
surveys) and non-traditional
information sources including
consultation with industry associations,
or tracking private sector and
government infrastructure investments,
building permits, job postings, and
business hiring trends. Points for this
section will be based on the relevance,
completeness, and quality of data and
analysis which should serve as the
foundation for the Strategy and Project
Work Plan as follows:
i. (10 points) Data and analysis of the
local or regional workforce including
the unemployment rate; demonstration
that the local or regional workforce has
a high number of long-term unemployed
individuals, such as individuals that
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have been unemployed for six months
or more; discussion of any potential or
actual layoffs; information on
demographics, education, skill levels,
and potential barriers to employment for
the specific populations that will be
targeted through the proposed project
(unemployed workers, dislocated
workers, and/or incumbent workers);
and the skill gaps currently existing and
those projected for the pipeline of future
workers in the local and regional area.
ii. (5 points) Data and analysis of the
current and projected employment
opportunities by industry and
occupation and identification of the job
skills necessary to obtain those
employment opportunities. Specific
employers that need or will need skilled
workers should be identified if they are
employers likely to be hiring within the
grant period of performance.
iii. (5 points) A brief inventory of
training for the industries and
occupations being targeted that is
available in the community, and why
current education and training offerings
are not sufficient to address job seeker
and employer needs. Provide a full
description of the specific types of
education and training available for
targeted industries and occupations,
including specific providers and their
current capacity (e.g., number of slots
per year), and why that capacity is not
sufficient to address the needs of job
seekers and employers.
2. Project Management and
Organizational Capacity (20 Points)
The applicant must fully describe its
capacity and its partners’ capacity to
effectively staff the proposed initiative.
The application must also fully
demonstrate the applicant’s fiscal,
administrative, and performance
management capacity to implement the
key components of this project, and the
track record of the applicant and its
partners in implementing projects of
similar focus, size, and scope.
Scoring under this criterion will be
based on the extent to which applicants
provide evidence of the following:
i. Staff, Fiscal, Administrative, and
Performance Management Capacity (15
points)
Strong evidence that the applicant
and its partners have the staff capacity
to implement the proposed initiative
and have the fiscal, administrative, and
performance management capacity to
effectively administer this grant.
Discussion should include:
• The proposed staffing pattern for
the project, including program
management and administrative staff
and program staff, which demonstrates
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that the role(s) and time commitment of
the proposed staff are sufficient to
ensure proper direction, management,
implementation, and timely completion
of each project.
• Where a project manager is
identified, the applicant must
demonstrate that the qualifications and
level of experience of the proposed
project manager are sufficient to ensure
proper management of the project, and
should include the resume of this
individual as an attachment. Where no
project manager is identified, the
applicant should discuss the minimum
qualifications and level of experience
that will be required for the position.
• A full description of the applicant’s
capacity, including its systems,
processes, and administrative controls
that will enable it to comply with
Federal rules and regulations related to
the grant’s fiscal and administrative
requirements.
• A full description of the applicant’s
capacity, including its systems and
processes, that will support the grant’s
performance management requirements
through effective tracking of participant
status and performance outcomes
including both participant-level data
and aggregate outcomes. The applicant
must include an explanation of the
applicant’s processes and systems for
tracking participants while protecting
individual privacy, as well as collecting
and managing data in a way that allows
for accurate and timely reporting of
performance outcomes. The applicant
may cite relationships with the public
workforce system, as appropriate, to
assist with client tracking and
performance reporting, and should
describe access to specific data
management software for client tracking
and performance reporting. The
applicant should be aware that ETA will
provide grantees with an existing
software system to help them collect
and report the performance data that is
required by this grant, and will make
this system available to grantees at no
cost. This ETA-provided software
system is an Access-based management
information system than can support
grantees in the tracking of participant
information for required performance
reporting elements. However, grantees
should note that this system is not a
case management system. The
applicant’s response to this section of
the evaluation criteria could reference
the use of this software system.
ii. Applicant’s Experience (5 points)
The applicant must demonstrate its
experience leading or participating
significantly in a comprehensive
partnership, and the experience of the
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applicant and its partners in effectively
implementing and operating training,
education, and job placement initiatives
of similar focus, size and scope. The
discussion must include:
• Specific examples of the applicant’s
experience in leading or participating
significantly in a partnership that
focused on education and training and
included a wide range of stakeholders,
including a description of the
programmatic goals of the project, and
a demonstration of the results achieved
by that project.
• Specific examples of the applicant’s
track record administering Federal,
State, or local grants. Applicants that
have not received grants before should
provide specific examples of their
program management experiences, or
other relevant experiences
administering Federal, State, or local
funds. Examples should include the
programmatic goals and programmatic,
fiscal, and administrative results from
these projects.
• A description of the applicant’s and
its partners’ experience in projects
providing education, training, and
placement services to the specific
populations noted in section III.F.1
including the programmatic goals and
results of the projects.
3. Strategy and Project Work Plan (40
Points)
The applicant must provide a
complete and very clear explanation of
its proposed strategy and its
implementation plans. The applicant
must describe the proposed workforce
development strategy in full; explain
how the proposed education/training
addresses the applicant’s statement of
need; and, demonstrate how the
proposed project will effectively deliver
education/training. ETA is interested in
applicants describing any evidencebased research that they considered in
designing the strategy. The applicant
must present a comprehensive work
plan for the project, following the
format provided later in this section.
Points for this criterion will be awarded
for the following factors:
i. Roles and Commitment of Project
Partners (5 points)
Scoring on this section will be based
on the extent to which the applicant
fully demonstrates the breadth and
depth of their partners’ commitment to
the proposed project, by addressing the
following factors:
• Applicants must fully demonstrate
they have assembled a comprehensive
and representative partnership of both
the target industries and of the
organizations that can address gaps in
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education and training offerings
identified in the statement of need in
their local or regional area. If
appropriate, applicants should include a
clear description of partner involvement
in the suggested strategic planning
process outlined in section III.C.1 to
support the development of the
technical proposal. The applicant
should fully describe the specific roles
and level of participation of each of the
project partners, including education/
training, supportive services, expertise,
and/or other activities that partners will
contribute to the project.
• The applicant must also
demonstrate a strong commitment from
its partners by providing a letter of
commitment signed by all partners, as
well as letters of commitment from
partner colleges if the applicant is
applying on behalf of a consortium of
community or technical colleges. (See
section IV.B for instructions on
submitting a required letter of
commitment). ii. Proposed Recruitment
and Pre-Training Activities, Education/
Training, Placement, and Retention
Strategies (15 points)
• Recruitment and Pre-Training
Activities: The applicant must provide a
comprehensive outreach and
recruitment strategy that is inclusive of
diverse populations as defined in the
statement of need, that defines a clear
process for finding and referring
workers to the education/training
programs, and describes pre-training
activities such as case management
services and assessment services, if
applicable. The applicant must clearly
identify how the proposed strategy will
enable the project to effectively recruit
those populations and identify any
potential barriers to employment.
• Training: DOL encourages
applicants to base their education/
training strategies on program models
that have shown promising outcomes
for serving the populations targeted
through this SGA. The applicant must
provide a detailed explanation of the
proposed education/training activities
that describes how the project will
comprehensively address the education/
training needs of the targeted
populations (unemployed workers,
dislocated workers, and/or incumbent
workers), and other populations to be
served (if applicable), including a
discussion of how the design of the
education/training activities will
accommodate the current skill and
education level, age, language barriers,
and level of work experience of the
targeted populations. The applicant
must also describe how the project will
address barriers to employment by
combining education/training services
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with supportive services, such as child
care or transportation, as appropriate for
each targeted population. The applicant
must demonstrate that education/
training will focus on the specific
industries and occupations it has
proposed to target and focuses on skills
and competencies demanded by the
selected industries and occupations;
that the project will integrate basic skills
training where appropriate; and that the
education/training will lead to an
appropriate employer- or industryrecognized credential (which can
include an educational certificate or
degree, an occupational license, an
industry-sponsored certificate or
certification, as well as a Registered
Apprenticeship certificate or degree)
and to employment; take place at times
and locations that are convenient and
easily accessible for the target
populations; provide education/training
for jobs currently available or job
openings that are anticipated during the
life of the grant; educate individuals
about opportunities for career
advancement and wage growth within
the targeted industry and/or occupation;
provide comprehensive coaching to
help individuals take advantage of those
opportunities; and describe how
participant education/training costs will
be paid, such as directly through the
grant or through other resources.
• Placement: The applicant must
provide a clear strategy for placing
individuals into employment. The
applicant must describe the specific
employers and methods for engaging
employers, identifying specific job
needs, and referring participants to
employers. Wherever possible, the
applicant should identify specific
employers that indicate plans to hire
project participants that complete
education/training. Applicants serving
incumbent workers should include a
clear strategy for working with
employers to support incumbent worker
career advancement, if applicable.
• Retention: The applicant must
provide a clear strategy for job retention,
identifying specific activities and
partners that are important to help
participants retain employment. This
should include strategies for engaging
employers, as well as for identifying the
barriers to retention that participants
face after placement and for providing
them with supportive services to
address these barriers.
iii. Leveraged Resources (5 points)
The applicant clearly and fully
describes any funds and other resources
that will be leveraged to support grant
activities and how these funds and other
resources will be used to contribute to
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the proposed outcomes for the project,
including any leveraged resources
related to the provision of supportive
services for program participants. This
includes funds and other resources
leveraged from businesses, labor
organizations, education and training
providers, WIA core and/or intensive
services, and/or Federal, State, and local
government programs. Examples of
leveraged resources include the costs of
personnel, supplies, and equipment
provided by the applicant and/or its
partners that will support grant
activities. Applicants will be scored
based on the extent to which they fully
demonstrate the resources provided,
including the source(s) and type(s) of
leveraged resources provided, the
strength of commitment to provide these
resources (such as in a commitment
letter), the breadth and depth of the
resources provided, and how well these
resources support the proposed grant
activities.
iv. Project Work Plan (15 points)
The applicant must provide a
comprehensive project work plan.
Factors considered in evaluating the
project work plan will include: (1) The
presentation of a coherent plan that
demonstrates the applicant’s complete
understanding of all the activities,
responsibilities, and costs required to
implement each phase of the project and
achieve projected outcomes within the
timeframe of the grant; (2) the
demonstrated feasibility and
reasonableness of the timeline for
accomplishing all necessary start-up
and education/training activities,
including the ability to begin start-up
activities immediate following the grant
start date of no later than July 1, 2010,
and to begin education and training
activities no later than January 15, 2011;
and, (3) the extent to which the budget
aligns with the proposed work plan and
is justified with respect to the adequacy
and reasonableness of resources
requested. Applicants must present this
work plan in a table that includes the
following categories:
• Project Phase: Lay out the timeline
in six phases—Startup, Recruitment and
Pre-Training Activities, Training,
Placement, Retention, and Deliverables.
• Activities: Identify the major
activities required to implement each
phase of the project. For each activity,
include the following information: (a)
Start Date; (b) End Date; (c) Project
partner(s) that will be primarily
responsible for performing each activity;
(d) Key tasks associated with each
activity; (e) Key project milestones, with
a list of the target dates and associated
outcomes projected for recruitment,
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education/training, placement, and
retention activities; and (f) As accurately
as possible, list the sub-total budget
dollar amount associated with each
activity.
The Project Work Plan must also
include a plan for developing a
sustainability strategy and any other
specific deliverables which applicants
propose to develop, such as curriculum.
It must include adequate time
throughout the life of the grant to
conduct sustainability planning that
involves the public workforce system,
employers, and other key partners,
where appropriate, to help ensure that
strategic partnerships and core
education/training, placement, and
retention activities are sustained after
the grant ends. Applicants must build in
specific meetings or activities and
deliverables in the Project Work Plan
that will focus on sustainability
planning and the development of a
written sustainability plan, which will
be a required document submitted to
ETA at the end of the grant. It is ETA’s
expectation that grantees will develop a
robust plan for sustainability that
leverages a variety of partnerships and
funding streams to sustain all or a
portion of their project.
4. Outcomes and Deliverables (20
Points)
The applicant must demonstrate a
results-oriented approach to managing
and operating its project by providing
projections for all outcome categories
relevant to measuring the success or
impact of the project, providing an
estimated cost per participant,
describing the products and deliverables
that will be produced as a result of the
grant activities, and fully demonstrating
the appropriateness and feasibility of
achieving these results within the grant
period of performance. The applicant
must include projected outcomes,
which will be used as goals for the
grant. The applicant must
comprehensively address each of the
areas outlined below.
i. Projected Performance Outcomes (10
points)
The applicant must provide
projections and track outcomes for each
of the following outcome categories for
all participants served with grant funds:
• Total participants served;
• Total number of participants
beginning education/training activities;
• Total number of participants
completing education/training
activities;
• Total number of participants who
complete education/training activities
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that receive a degree, certificate, or other
type of credential;
• For participants who complete
education/training activities that receive
a degree, certificate, or other type of
credential, identify the type(s) of
credentials to be received and the total
number of credentials to be received for
each type identified;
• Total number of participants who
complete education/training activities
who enter employment. This outcome
refers to placement into unsubsidized
employment and includes individuals
who are employed when they begin
education/training and enter a new
position of employment after
completion of education/training
activities, even if the new position is
with the same employer, as long as the
individuals use the competency or
competencies they acquired through
education/training in their new
position;
• Total number of participants who
complete education/training activities
who are placed into unsubsidized
employment, as noted in the bullet
above, who retain an employed status in
the first and second quarters following
initial placement; and
• Total number of participants who
complete education/training activities
who enter training-related unsubsidized
employment. This outcome refers to
placement into unsubsidized
employment and includes individuals
who are employed when they begin
education/training and enter a new
position of employment after
completion of education/training
activities, even if the new position is
with the same employer, as long as the
individuals use the competency or
competencies they acquired through
education/training in their new position
and their new position is in the industry
or occupation on which the grantfunded education/training focused.
The applicant must collect
participant-level data on individuals
who receive education/training and
other services provided through the
grant. These data should be the basis for
reporting against the outcomes listed
above, and may be required for
reporting on other employment-related
outcomes in the future.
An applicant must collect and report
participant-level data from the following
categories:
• Demographic and socioeconomic
characteristics;
• Services provided; and
• Outcomes achieved.
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ii. Appropriateness and Feasibility,
Degrees, Certificates, or Other
Credentials Resulting From Training,
and Deliverables (10 points)
• The applicant must fully
demonstrate the appropriateness and
feasibility of its projections of the
project outcomes by addressing four
factors: (1) The extent to which the
expected project outcomes are realistic
and consistent with the objectives of the
project and the needs of the community;
(2) the ability of the applicant to achieve
the stated outcomes and report results
within the timeframe of the grant; (3)
the appropriateness of the outcomes
with respect to the requested level of
funding; and (4) the cost per participant
and the appropriateness of these costs in
relation to the nature of the education/
training, the targeted populations
served, and similar education/training
in the community(ies).
• Project activities must lead to an
employer- or industry-recognized
credential (which can include an
educational certificate or degree, an
occupational license, an industrysponsored certificate or certification, as
well as a Registered Apprenticeship
certificate or degree), and the applicant
must identify the credential that
participants will earn as a result of the
proposed education/training, and the
employer-, industry-, or State-defined
standards associated with the
credential. If the credential targeted by
the education/training project is
performance-based, applicants should
either: (a) Demonstrate employer
engagement in the curriculum
development process; or (b) demonstrate
that the credential will translate into
concrete job opportunities with an
employer.
• If applicable, the applicant must
provide a comprehensive list of
expected deliverables consistent with
the project work plan and timeline
(required in section V.A.3.iv) that
includes a brief description of the
deliverable (such as updated
curriculum), the anticipated completion
date, and an estimated timeframe and
method for electronic delivery to ETA.
Electronic delivery may include e-mail
for smaller documents, DVDs or other
electronic media for transmission of
larger files.
• Applicants must describe their
process for identifying subject matter
experts and conducting reviews of the
deliverables produced through the grant
activity. Applicants should allot funds
in their budget for the independent
review of their deliverables by subject
matter experts. Subject matter experts
are individuals with demonstrated
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experience in developing and/or
implementing similar deliverables.
These experts could include applicants’
peers, such as representatives from
neighboring education and training
providers. The applicant must provide
ETA with the results of the review and
the qualifications of the reviewer(s) at
the time the deliverable is provided to
ETA.
B. Review and Selection Process
Applications for grants under this
solicitation will be accepted after the
publication of this announcement and
until the closing date. A technical
review panel will carefully evaluate
applications against the selection
criteria. These criteria are based on the
policy goals, priorities, and emphases
set forth in this SGA. Up to 100 points
may be awarded to an application,
depending on the quality of the
responses to the required information
described in section V.A. The ranked
scores will serve as the primary basis for
selection of applications for funding, in
conjunction with other factors such as
urban, rural, and geographic balance;
representation among eligible
organizations that have never received a
CBJT grant; representation among the
high growth and emerging industries
targeted through this SGA; the
availability of funds; and which
proposals are most advantageous to the
government. The panel results are
advisory in nature and not binding on
the Grant Officer. The Grant Officer may
consider any information that comes to
his/her attention. The government may
elect to award the grant(s) with or
without discussions with the applicant.
Should a grant be awarded without
discussions, the award will be based on
the applicant’s signature on the SF 424,
including electronic signature via EAuthentication on https://
www.grants.gov, which constitutes a
binding offer by the applicant.
VI. Award Administration Information
A. Award Notices
All award notifications will be posted
on the ETA Homepage (https://
www.doleta.gov). Applicants selected
for award will be contacted directly
before the grant’s execution and nonselected applicants will be notified by
mail. Selection of an organization as a
grantee does not constitute approval of
the grant application as submitted.
Before the actual grant is awarded, ETA
may enter into negotiations about such
items as program components, staffing
and funding levels, and administrative
systems in place to support grant
implementation. If the negotiations do
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not result in a mutually acceptable
submission, the Grant Officer reserves
the right to terminate the negotiation
and decline to fund the application.
B. Administrative and National Policy
Requirements
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1. Administrative Program
Requirements
All grantees will be subject to all
applicable Federal laws, regulations,
and the applicable OMB Circulars. The
grant(s) awarded under this SGA will be
subject to the following administrative
standards and provisions:
i. Non-Profit Organizations—OMB
Circulars A–122 (Cost Principles) and
29 CFR part 95 (Administrative
Requirements).
ii. Educational Institutions—OMB
Circulars A–21 (Cost Principles) and 29
CFR part 95 (Administrative
Requirements).
iii. State and Local Governments—
OMB Circulars A–87 (Cost Principles)
and 29 CFR part 97 (Administrative
Requirements).
iv. Profit Making Commercial Firms—
Federal Acquisition Regulation (FAR)—
48 CFR part 31 (Cost Principles), and 29
CFR part 95 (Administrative
Requirements).
v. All entities must comply with 29
CFR parts 93 (New Restrictions on
Lobbying) and 98 (Governmentwide
Debarment and Suspension), and, where
applicable, 29 CFR parts 96 and 99
(Audit Requirements).
vi. 29 CFR part 2, subpart D—Equal
Treatment in Department of Labor
Programs for Religious Organizations,
Protection of Religious Liberty of
Department of Labor Social Service
Providers and Beneficiaries.
vii. 29 CFR part 31—
Nondiscrimination in Federally
Assisted Programs of the Department of
Labor—Effectuation of Title VI of the
Civil Rights Act of 1964.
viii. 29 CFR part 32—
Nondiscrimination on the Basis of
Handicap in Programs and Activities
Receiving or Benefiting from Federal
Financial Assistance.
ix. 29 CFR part 33—Enforcement of
Nondiscrimination on the Basis of
Handicap in Programs or Activities
Conducted by the Department of Labor.
x. 29 CFR part 35—
Nondiscrimination on the Basis of Age
in Programs or Activities Receiving
Federal Financial Assistance from the
Department of Labor.
xi. 29 CFR part 36—
Nondiscrimination on the Basis of Sex
in Education Programs or Activities
Receiving Federal Financial Assistance.
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The following administrative
standards and provisions may be
applicable:
i. The Workforce Investment Act of
1998, Public Law 105–220, 112 Stat. 936
(codified as amended at 29 U.S.C. 2801
et seq.) and 20 CFR part 667 (General
Fiscal and Administrative Rules).
ii. 29 CFR part 29 and 30—
Apprenticeship and Equal Employment
Opportunity in Apprenticeship and
Training; and
iii. 29 CFR part 37—Implementation
of the Nondiscrimination and Equal
Opportunity Provisions of the
Workforce Investment Act of 1998. The
Department notes that the Religious
Freedom Restoration Act (RFRA), 42
U.S.C. section 2000bb, applies to all
Federal law and its implementation. If
your organization is a faith-based
organization that makes hiring decisions
on the basis of religious belief, it may be
entitled to receive Federal financial
assistance under Title I of WIA and
maintain that hiring practice even
though Section 188 of WIA contains a
general ban on religious discrimination
in employment. If you are awarded a
grant, you will be provided with
information on how to request such an
exemption.
iv. Under WIA section 181(b)(4),
health and safety standards established
under Federal and State law otherwise
applicable to working conditions of
employees are equally applicable to
working conditions of participants
engaged in training and other activities.
Applicants that are awarded grants
through this SGA are reminded that
these health and safety standards apply
to participants in these grants.
In accordance with section 18 of the
Lobbying Disclosure Act of 1995 (Pub.
L. 104–65) (2 U.S.C. 1611), non-profit
entities incorporated under Internal
Revenue Service Code Section 501(c)(4)
that engage in lobbying activities are not
eligible to receive Federal funds and
grants.
Except as specifically provided in this
SGA, DOL/ETA’s acceptance of a
proposal and an award of Federal funds
to sponsor any programs(s) does not
provide a waiver of any grant
requirements and/or procedures. For
example, the OMB Circulars require that
an entity’s procurement procedures
must ensure that all procurement
transactions are conducted, as much as
practical, to provide open and free
competition. If a proposal identifies a
specific entity to provide services, the
DOL’s award does not provide the
justification or basis to sole source the
procurement, i.e., avoid competition,
unless the activity is regarded as the
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primary work of an official partner to
the application.
2. Special Program Requirements
i. Evaluation
DOL may require that the program or
project participate in an evaluation of
overall performance of CBJTGs, as
described in section III.F.4.
ii. Definition of Credential
A credential is awarded in recognition
of an individual’s attainment of
measurable technical or occupational
skills necessary to gain employment or
advance within an occupation. These
technical or occupational skills are
based on standards developed or
endorsed by employers. Certificates
awarded by workforce investment
boards are not included in this
definition. Work readiness certificates
are also not included in this definition.
A credential is awarded in recognition
of an individual’s attainment of
technical or occupational skills by:
• A State educational agency or a
State agency responsible for
administering vocational and technical
education within a State;
• An institution of higher education
described in Section 102 of the Higher
Education Act (20 U.S.C. 1002) that is
qualified to participate in the student
financial assistance programs
authorized by title IV of that Act. This
includes community colleges,
proprietary schools, and all other
institutions of higher education that are
eligible to participate in Federal student
financial aid programs;
• A professional, industry, or
employer organization (e.g., National
Institute for Automotive Service
Excellence certification, National
Institute for Metalworking Skills, Inc.,
Machining Level I credential) or a
product manufacturer or developer (e.g.,
Microsoft Certified Database
Administrator, Certified Novell
Engineer, Sun Certified Java
Programmer) using a valid and reliable
assessment of an individual’s
knowledge, skills, and abilities;
• A Registered Apprenticeship
program;
• A public regulatory agency, upon
an individual’s fulfillment of
educational, work experience, or skill
requirements that are legally necessary
for an individual to use an occupational
or professional title or to practice an
occupation or profession (e.g., FAA
aviation mechanic certification, State
certified asbestos inspector);
• A program that has been approved
by the Department of Veterans Affairs to
offer education benefits to veterans and
other eligible persons;
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• Job Corps centers that issue
certificates or other credentials;
• Institutions of higher education
which are formally controlled, or have
been formally sanctioned, or chartered,
by the governing body of an Indian
Tribe or Tribes.
C. Reporting
Quarterly financial reports, quarterly
progress reports, and MIS data will be
submitted by the grantee electronically.
The grantee is required to provide the
reports and documents listed below:
1. Quarterly Financial Reports
A Quarterly Financial Status Report
(ETA 9130) is required until such time
as all funds have been expended or the
grant period has expired. Quarterly
reports are due 45 days after the end of
each calendar year quarter. Grantees
must use DOL’s On-Line Electronic
Reporting System and information and
instructions will be provided to
grantees.
2. Quarterly Performance Reports
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The grantee must submit a quarterly
progress report within 45 days after the
end of each calendar year quarter. In
order to submit these quarterly reports,
the grantee will be expected to track
participant-level data on the individuals
who are involved in education/training
and other services provided through the
grant and report on participant status in
a variety of fields and outcome
categories, as well as provide narrative
information on the status of the grant.
The last quarterly progress report that
grantees submit will serve as the grant’s
Final Performance Report. This report
should provide both quarterly and
cumulative information on the grant’s
activities. It must summarize project
activities, employment outcomes and
other deliverables, and related results of
the project, and should thoroughly
document the training or labor market
information approaches utilized by the
grantee. DOL will provide grantees with
formal guidance about the data and
other information that is required to be
collected and reported on either a
regular basis or special request basis.
Grantees must agree to meet DOL
reporting requirements.
3. Record Retention
Applicants must be prepared to
follow Federal guidelines on record
retention, which require grantees to
maintain all records pertaining to grant
activities for a period of not less than
three years from the time of final grant
close-out.
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VII. Agency Contacts
For further information regarding this
SGA, please contact Janice Sheelor,
Grants Management Specialist, Division
of Federal Assistance, at (202) 693–3538
(This is not a toll-free number).
Applicants should e-mail all technical
questions to Sheelor.Janice@dol.gov and
must specifically reference SGA/DFA
PY 09–07, and along with question(s),
include a contact name, fax and phone
number. This announcement is being
made available on the ETA Web site at
https://www.doleta.gov/grants and at
https://www.grants.gov.
VIII. Additional Resources of Interest to
Applicants
A. Web-Based Resources
DOL maintains a number of Webbased resources that may be of
assistance to applicants. For example,
the 2009 State Workforce Investment
Act Plan modifications (https://
www.doleta.gov/usworkforce/WIA/
planstatus.cfm) and America’s Service
Locator (https://www.servicelocator.org),
which provides a directory of our
nation’s One-Stop Career Centers.
B. Industry Competency Models and
Career Clusters
ETA supports an Industry
Competency Model Initiative to promote
an understanding of the skill sets and
competencies that are essential to an
educated and skilled workforce. A
competency model is a collection of
competencies that, taken together,
define successful performance in a
particular work setting. Competency
models serve as a starting point for the
design and implementation of workforce
and talent development programs. To
learn about the industry-validated
models visit the Competency Model
Clearinghouse (CMC) at https://
www.careeronestop.org/
CompetencyModel. The CMC site also
provides tools to build or customize
industry models, as well as tools to
build career ladders and career lattices.
Career Clusters and Industry
Competency Models both identify
foundational and technical
competencies, but their efforts are not
duplicative. The Career Clusters link to
specific career pathways in sixteen
career cluster areas and place greater
emphasis on elements needed for
curriculum performance objectives;
measurement criteria; scope and
sequence of courses in a program of
study; and development of assessments.
Information about the sixteen career
cluster areas can be found by accessing:
https://www.careerclusters.org.
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C. Promising Training Approaches
ETA encourages applicants to
research promising training approaches
in order to inform their proposals. The
following list of Web sites provides a
starting place for this research, but by
no means should be considered a
complete list:
• ETA’s Web site (https://
www.doleta.gov) and the ETA Research
Publication Database (https://
wdr.doleta.gov/research/keyword.cfm);
• ETA’s knowledge sharing site
(https://www.workforce3one.org),
including the ‘‘workforce solutions’’
section that contains over 6,000
additional resources applicants may
find valuable in developing workforce
strategies and solutions;
• The National Governors Association
Center for Best Practices (https://
www.nga.org);
• The National Association of State
Workforce Agencies (https://
www.workforceatm.org); and
• The National Association of
Workforce Boards (https://
www.nawb.org).
IX. Other Information
OMB Information Collection No. 1225–
0086, Expires November 30, 2012
According to the Paperwork
Reduction Act of 1995, no persons are
required to respond to a collection of
information unless such collection
displays a valid OMB control number.
Public reporting burden for this
collection of information is estimated to
average 20 hours per response,
including time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
Send comments regarding the burden
estimated or any other aspect of this
collection of information, including
suggestions for reducing this burden, to
the U.S. Department of Labor, to the
attention of Darrin A. King,
Departmental Clearance Officer, 200
Constitution Avenue, NW, Room N1301,
Washington, DC 20210. Comments may
also be e-mailed to
DOL_PRA_PUBLIC@dol.gov. Please do
not return the completed application to
this address. Send it to the sponsoring
agency as specified in this solicitation.
This information is being collected for
the purpose of awarding a grant. The
information collected through this SGA
will be used by DOL to ensure that
grants are awarded to the applicant best
suited to perform the functions of the
grant. Submission of this information is
required in order for the applicant to be
considered for award of this grant.
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Unless otherwise specifically noted in
this announcement, information
submitted in the application is not
considered to be confidential.
Signed at Washington, DC, this 10th day of
March 2010.
Donna Kelly,
Grant Officer,Employment and Training
Administration.
[FR Doc. 2010–5609 Filed 3–12–10; 8:45 am]
BILLING CODE 4510–FN–P
DEPARTMENT OF LABOR
Employment and Training
Administration
American Recovery and Reinvestment
Act of 2009; Notice of Availability of
Funds and Solicitation for Grant
Applications for Trade Adjustment
Assistance Technical Assistance and
Outreach Partnership Grants
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AGENCY: Employment and Training
Administration (ETA), Labor.
ACTION: Notice of Solicitation for Grant
Applications (SGA).
Funding Opportunity Number: SGA/
DFA PY 09–06.
Catalog of Federal Domestic
Assistance (CFDA) Number: 17.260.
SUMMARY: The Department of Labor
(DOL, or the Department) announces the
availability of approximately $1.2
million in grant funds authorized by the
American Recovery and Reinvestment
Act of 2009 (the Recovery Act) from the
dislocated workers assistance national
reserve to provide technical assistance
and outreach to dislocated workers
impacted by foreign trade. Proposed
projects must be developed and
implemented through strategic
partnerships.
This SGA or solicitation provides
background information on the grant
opportunity and critical elements
required of projects funded under this
grant. It also describes the application
submission requirements, the process
that eligible applicants must use to
apply for funds covered by this
solicitation, and how grantees will be
selected. The eligible applicants for this
SGA are National Employer
Associations, National Labor Union
Organizations, other Labor Union
Affiliates, Non-profit Organizations and
National Associations with connections
to the Trade Adjustment Assistance for
Workers (TAA) program or TAAcertified workers. Additional specific
eligibility guidance is included in
Section III.A under ‘‘Eligibility
Information.’’
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DATES: The closing date for receipt of
applications under this announcement
is April 14, 2010. Applications must be
received no later than 4 p.m. (Eastern
Time), or submitted electronically by
the deadline and in accordance with the
instructions in Section IV. C. of this
solicitation.
ADDRESSES: Mailed applications must be
addressed to the U.S. Department of
Labor, Employment and Training
Administration, Division of Federal
Assistance, Attention: James Stockton,
Grant Officer, Reference SGA/DFA PY–
09–06, 200 Constitution Avenue, NW.,
Room N4716, Washington, DC 20210.
For complete ‘‘Application and
Submission Information’’ please refer to
Section IV of the solicitation.
FOR FURTHER INFORMATION CONTACT:
Rahel Bizuayene, Grants Management
Specialist, Division of Federal
Assistance, at (202)–693–3256 (this is
not a toll-free number). Applicants
should e-mail all technical questions to
Bizuayene.Rahel@dol.gov and must
specifically reference SGA/DFA PY 09–
06, and along with question(s), include
a contact name, fax and phone number.
SUPPLEMENTARY INFORMATION:
Background
Summary
The Department of Labor (DOL or the
Department) announces the availability
of approximately $1.2 million in grant
funds authorized by the American
Recovery and Reinvestment Act of 2009
(the Recovery Act) from the dislocated
workers assistance national reserve to
provide technical assistance and
outreach to dislocated workers impacted
by foreign trade. Proposed projects must
be developed and implemented through
strategic partnerships.
This SGA or solicitation provides
background information on the grant
opportunity and describes the critical
elements required of projects funded
under this grant. It also describes the
application submission requirements,
the process that eligible applicants must
use to apply for funds covered by this
solicitation, and how grantees will be
selected. The eligible applicants for this
SGA are National Employer
Associations, National Labor Union
Organizations, other Labor Union
Affiliates, Non-profit Organizations and
National Associations with connections
to the TAA program or TAA-certified
workers. Additional specific eligibility
guidance is included in Section III.A
under ‘‘Eligibility Information.’’
Supplementary Information
The Department’s Employment and
Training Administration (ETA is
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responsible for administering programs
to assist dislocated workers under the
Workforce Investment Act of 1998
(WIA). This includes workers dislocated
because of foreign trade and who are
therefore potentially eligible for benefits
under the TAA program authorized by
the Trade Act of 1974, as amended, a
partner in the WIA One-stop delivery
system. The Recovery Act expanded the
TAA program to help trade-affected
workers in the services sector of the
economy as well as even greater
numbers of workers in the
manufacturing sector who have lost
their jobs or who are threatened with job
losses. The TAA program makes
available to these dislocated workers a
variety of benefits either before or after
their job loss, including employment
and case management services, job
training, income support, job search and
relocation allowances, a tax credit to
help pay the costs of health insurance,
and a wage supplement to certain
reemployed trade-affected workers 50
years of age and older. Under WIA,
individuals are able to access services
tailored to their employment and
training needs through the One-stop
delivery system, such as: Assessment of
skills and interests, job development,
job placement, counseling, training, and
supportive services to enable
individuals who need such assistance to
participate in training for reemployment
or to find new employment without
enrolling in a training program. While
these services may also be available to
trade-affected workers through WIAfunded staff, the Recovery Act expanded
the TAA program to include additional
funding to provide such employment
and case management services to this
pool of dislocated workers.
The ETA is seeking to better assess
State needs and to gauge effective
practices that assist workers in specific
trade industry sectors in an effort to
address high unemployment levels as a
result of trade competition, and also to
heighten public awareness of services,
training, and other benefits available
through the TAA program. The
Secretary of Labor has made it a priority
to ‘‘Ensure Good Jobs for Everyone’’ and
to ‘‘Help Protect Middle-class and
Working Family Incomes.’’ Therefore,
the intent of this SGA is for grantees to
provide additional technical assistance
and outreach to the dislocated worker
populations hardest hit by foreign trade
to ensure that workers receive the
benefits of the TAA program to achieve
this reemployment goal.
The Recovery Act expanded the TAA
program to include trade-affected
workers in the services sector of the
economy. The broadened pool of
E:\FR\FM\15MRN1.SGM
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Agencies
[Federal Register Volume 75, Number 49 (Monday, March 15, 2010)]
[Notices]
[Pages 12272-12288]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-5609]
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DEPARTMENT OF LABOR
Employment and Training Administration
Notice of Availability of Funds and Solicitation for Grant
Applications (SGA) for Community-Based Job Training Grants
AGENCY: Employment and Training Administration, U.S. Department of
Labor.
Announcement Type: Notice of Solicitation for Grant Applications.
Funding Opportunity Number: SGA/DFA PY 09-07.
Catalog of Federal Domestic Assistance (CFDA) Number: 17.269.
Key Dates
The closing date for receipt of applications under this
announcement is April 29, 2010. Applications must be received no later
than 4 p.m. Eastern Time. A pre-recorded Webinar will be on-line
(https://www.workforce3one.org) and accessible for viewing on April 6,
2010, and will be available for viewing any time after that date. While
a review of this Webinar is encouraged it is not mandatory that
applicants view this recording.
ADDRESSES: Mailed applications must be addressed to the U.S. Department
of Labor, Employment and Training Administration, Division of Federal
Assistance, Attention: Donna Kelly, Grant Officer, Reference SGA/DFA PY
09-07, 200 Constitution Avenue, NW., Room N4716, Washington, DC 20210.
For complete ``Application and Submission Information,'' please refer
to section IV.
SUMMARY: The Employment and Training Administration (ETA), U.S.
Department of Labor (DOL, or the Department), announces the
availability of approximately $125 million in grant funds for
Community-Based Job Training Grants (CBJTGs).
Community-Based Job Training Grants will be awarded through a
competitive process to support workforce training for high-growth/high-
demand industries through the national system of community, technical,
and Tribal colleges. In order to be eligible for consideration under
this solicitation, the applicant must be either: (1) An individual
Community or Technical College, such as a public community college, a
nonprofit community college, a Tribally controlled college, or a
Tribally controlled university; (2) a Community College District; (3) a
State Community College System; (4) a One-Stop Career Center in
partnership with its Local Workforce Investment Board, that specifies
one or more community or technical colleges where education/training
activities will occur; or (5) an applicant proposing to serve an
educationally underserved community without access to community or
technical colleges that meet the requirements in section III.A.5. See
section III.A for additional information related to eligible
applicants.
It is anticipated that awards will range generally from $1 million
to $3 million. The exception is that applicants that include three or
more community, technical, or Tribal colleges will be considered
``consortium applications,'' and may request an award ranging from $1
million to $5 million. See section III.B for additional information
related to consortium applications. ETA expects to allot up to $50
million of the total designated funds to organizations that have never
received a grant through a CBJTG SGA.
This Solicitation provides background information and describes the
application submission requirements, outlines the process that eligible
entities must use to apply for funds covered by this Solicitation, and
details how grantees will be selected. Applicants should read the
entire SGA and note specific sections that contain required
information, such as in section II.A, section III.B, and section IV. B,
where failure to comply will be considered non-responsive and those
applicants will then not be considered for funding.
The Department of Labor is committed to providing the public with
an open and transparent grant selection process and to providing useful
information to assist prospective applicants with developing quality
proposals. One way to achieve these goals is through public access to
selected and non-selected grant applications. Applicants are advised
that the information they submit in response to this solicitation may
be posted on a publicly accessible Web site or may otherwise be made
available to the public.
SUPPLEMENTARY INFORMATION:
I. Funding Opportunity Description
The Community-Based Job Training Grants (CBJTGs) are designed to
support workforce training for high-growth/high-demand industries
through the national system of community and technical colleges. Grants
under this SGA will fund projects that provide workers with education/
training that will prepare them to enter and advance in high growth and
emerging industries.
Successful education/training programs funded through this SGA will
prepare participants for employment in high growth and emerging
industries, and will: (1) Target skills and competencies in demand by
the industries described in section I.B of this SGA; (2) provide
education/training for jobs currently available or job openings that
are anticipated during the life of the grant; (3) educate individuals
about opportunities for career advancement and wage growth within the
targeted industry and/or occupation, and provide comprehensive coaching
to help individuals take advantage of those opportunities; and (4)
result in an employer- or industry-recognized credential (which can
include an educational certificate or degree, an occupational license,
an industry-sponsored certificate or certification, as well as a
Registered Apprenticeship certificate or degree). Applicants must
propose projects that target incumbent workers, dislocated workers,
and/or unemployed workers. Further, applicants may serve individuals at
different education levels and stages within their career. ETA also
encourages applicants to provide supportive services and leverage
Workforce Investment Act (WIA) core and/or intensive services to help
participants
[[Page 12273]]
overcome barriers to employment, as appropriate. For more information
on targeted populations, see section III.F of this SGA.
To ensure quality education/training within a limited timeframe,
applicants are strongly encouraged to use existing curricula and
strategies to deliver education/training. Where appropriate, applicants
may modify existing curricula. Recognizing the long-term needs of
workers, it is strongly recommended that education/training lead to
portable and/or stackable industry-recognized credentials.
The next two sections describe key elements of the SGA.
A. Good Jobs for Everyone
As a key component of the workforce system, community colleges are
critical stakeholders in meeting President Barack Obama's call for
Americans to complete at least one year of post-secondary school or
career training. Community colleges also help advance the Department's
goal of ``Good Jobs for Everyone'' by increasing opportunities for
America's workers to acquire the skills to succeed in a knowledge-based
economy and strengthen the nation's economy through a highly skilled
workforce. Good jobs are jobs that can support a family by increasing
incomes; jobs that are safe and secure, and give people a voice in the
workplace; jobs that provide good benefits and workplace flexibility
for family and personal care-giving; jobs that are sustainable, such as
green jobs; and jobs that maintain and preserve a strong middle-class.
Community colleges also serve a key role in promoting and advancing
the nation's economic recovery efforts by assisting those most impacted
by the recession through opportunities for training, skill upgrades,
and preparation for a career in high growth and emerging industries.
This program will help participants find and retain employment, while
leveraging WIA funds and other investments funded by the American
Recovery and Reinvestment Act (Recovery Act) intended to create jobs
and promote economic growth.
B. Industry Focus
Projects funded through this SGA will teach workers necessary
skills for and help them pursue careers in high growth and emerging
industry sectors.
1. High Growth and Emerging Industries
ETA encourages applicants to define high growth or emerging
industries in the context of their local or regional economy. An
industry targeted by applicants must benefit from expanded education/
training or a better skilled workforce, and meet one or more of the
following criteria to be considered a high growth or emerging industry
in a local area for the purposes of this SGA: (1) It is projected to
add substantial numbers of new jobs to the economy; (2) it is being
transformed by technology and innovation requiring new skill sets for
workers; (3) it has a significant impact on the economy or the growth
of other industries; or (4) it is a new and emerging industry projected
to grow. Applicants may draw from a variety of resources for supporting
data that demonstrates that an industry is high growth or emerging,
including: Traditional labor market information, such as industry and
occupational projections; industry data from trade or industry
associations, labor organizations, or direct information from the local
employers or industry; information on the local and/or regional economy
from economic development agencies; and other transactional data, such
as job vacancies. Applications must include strong supporting evidence
and data that are current, relevant, and specific to the local areas or
communities where grant-funded education/training and placement
activities will be conducted, and that discussions with local employers
indicate that the proposed training is responsive to their needs.
A wide range of industries may meet the criteria above in local and
regional areas around the country, such as health care, transportation,
and advanced manufacturing. As applicants consider the high growth and
emerging industry on which their application will focus, ETA encourages
applicants to consider targeting high growth or emerging green
industries.
2. Proposed Training Activities
The purpose of this SGA is to fund projects that provide training,
education, and job placement assistance to prepare workers for
employment in high growth and other emerging industries as described in
section I.B of this SGA. A community college, Tribally controlled
college or university, or technical college must be the primary
training provider through the grant (unless the applicant is applying
under the criterion described in section III.A.5 and is a public,
accredited institution of higher education or an alternate educational
entity), and in addition to the required partners described in section
III.C.2 applicants may partner with additional organizations as
described in section III.C.3 to provide specific types of training
services. All projects must lead to employment for program
participants, and must incorporate education/training activities that:
Address skills and competencies demanded by the industries
targeted through this SGA and described in section I.B, Industry Focus;
Provide education/training for jobs currently available or
job openings that are anticipated during the life of the grant;
Educate individuals about opportunities for career
advancement and wage growth within the targeted industry and/or
occupation, and provide comprehensive coaching to help individuals take
advantage of those opportunities;
Result in an employer- or industry-recognized credential
during the period of performance. Credentials can include an
educational certificate or degree, an occupational license, an
industry-sponsored certificate or certification, as well as a
Registered Apprenticeship certificate or degree (see definition of
``credential'' in section VI.B.2.ii), that indicates a level of mastery
and competence in a given field or function. The credential awarded to
participants should be based on the type of education/training provided
through the grant and the requirements of the targeted occupation, and
should be selected based on consultations with employer and labor
partners, as appropriate;
Take place at times and locations that are convenient and
easily accessible for the targeted populations; and,
Integrate occupational training with basic skills
training, as appropriate, to ensure that participants have the
foundational skills necessary to attain and retain employment.
Applicants may propose a wide range of activities in implementing
projects that meet the requirements outlined above. When designing the
proposed activities, applicants must propose projects that primarily
focus on providing services to workers in one or more of the following
three targeted categories: Unemployed workers, dislocated workers, and
incumbent workers. Further, applicants may serve individuals at
different education levels and stages within their career. ETA also
encourages applicants to provide supportive services and to leverage
WIA core and/or intensive services to help participants overcome
barriers to employment, as appropriate. Examples of WIA core services
may include but are not limited to job search assistance such as access
to job banks, listing of available jobs, or referrals to employers with
job openings; resume development;
[[Page 12274]]
networking skills workshops; and interviewing techniques. Examples of
WIA intensive services may include but are not limited to comprehensive
assessments of skills and service needs; intensive career counseling;
case management; and referring individuals who may be eligible for
training services offered by the CBJT grant. Further, we encourage
applicants to use program models with demonstrated success in serving
the target populations, especially those with strong program
evaluations showing positive impacts on participants. Promising models
include the following:
Strategies that integrate academic instruction with
occupational skills training in a specific career field have shown
promising employment and earnings outcomes. Applicants should consider
program models that strongly link opportunities to improve basic
literacy and mathematics skills with work-based learning in the
targeted industries.
Providing on-the-job training with a specific employer who
agrees to hire individuals upon successful completion of the training
has been an effective way for some programs to place disadvantaged
individuals into employment. Registered Apprenticeship, with the
combination of on-the-job training, related technical instruction, a
mentoring component and incremental wage increases, has been highly
successful in training a range of participants that may include but are
not limited to veterans, older workers, and the unemployed.
II. Award Information
A. Award Amount
Under this SGA, ETA intends to award approximately $125 million in
grant funds. In order to ensure that Federal funds reach areas and
individuals that have not previously benefited from earlier CBJTG grant
awards, ETA expects to allot up to $50 million of the total designated
funds to organizations that have never received a grant through a CBJTG
SGA (this refers to projects awarded through the following SGAs: SGA/
DFA PY 04-10, SGA/DFA PY 05-11, SGA/DFA PY 07-01, and SGA/DFA PY 08-
02). However, ETA reserves the right to change this amount depending on
the quantity and quality of applications submitted under this SGA.
Organizations that received a grant through previous CBJTG SGAs may
submit proposals for funding through this SGA, but may only propose
projects that focus on different industries and occupations than they
targeted through their previous grants that were funded through a CBJTG
SGA. ETA does not intend to award grants to sustain projects previously
funded under CBJTG SGAs.
ETA intends to fund approximately 40 to 60 grants generally ranging
from $1 million to $3 million. The exception to this range is that
consortium applicants that include three or more community colleges,
technical colleges, or Tribally controlled colleges or universities in
their proposal may request an award ranging from $1 million to $5
million; the specific criteria that applicants must meet to be
considered a consortium are defined in section III.B. ETA does not
expect to fund any project for less than $1 million. However, this does
not preclude funding grants at a lower amount based on the type and
number of quality submissions. ETA will consider requests for greater
than $3 million non-responsive, and such applicants will not be
considered for funding unless those requests meet the definition of
consortium, as defined in section III.B. ETA will consider requests
exceeding $5 million submitted on behalf of a consortium non-
responsive, and such applicants will not be considered for funding.
Within the funding ranges specified above, applicants are encouraged to
submit proposals for quality projects at a funding level that is
appropriate to the project.
B. Period of Performance
ETA expects to make awards by June 30, 2010. The period of grant
performance for these awards will be up to 36 months from the date of
execution of the grant documents. This performance period includes all
necessary grant activities; the completion of education/training
activities and the award of employer- or industry-recognized
credentials; placement activities; and participant follow-up for
performance outcomes. ETA also expects that the grant start date will
be July 1, 2010, and start-up activities, such as hiring appropriate
program staff, curriculum modification or development, and specialized
equipment purchases, will begin immediately. The Department also
expects that education and training activities will begin no later than
January 15, 2011. We strongly encourage grantees to develop their
project work plans and timelines accordingly. In addition, the
Department intends that all grantees complete appropriate equipment
purchases and curriculum development within the first year of the
grant. Further, applicants should plan to fully expend grant funds
during the period of performance, while ensuring full transparency and
accountability for all expenditures. Therefore, applicants are
encouraged to carefully consider their ability to spend the level of
funding requested.
III. Eligibility Information
A. Eligible Applicants
In order to be eligible for consideration under this solicitation,
the applicant must be either: (1) An individual Community or Technical
College, including a Tribally Controlled College or University; (2) a
Community College District; (3) a State Community College System; (4) a
One-Stop Career Center in partnership with its Local Workforce
Investment Board, that specifies one or more community or technical
college(s) where all education/training activities will occur under the
grant; or (5) an applicant proposing to serve an educationally
underserved community without access to community or technical colleges
that meet the requirements in section III.A.5. Requirements for each of
these applicant types are provided below. Further, eligible applicants
are encouraged to collaborate and submit an application together as a
consortium. Organizations may not submit more than one application in
response to this SGA, either as a single lead organization or as the
lead among a consortium. However, organizations are not precluded from
participating as a partner in a separate application submitted in
response to this SGA.
1. Individual Community or Technical College, Including a Tribally
Controlled College or University
Applicants under this criterion must demonstrate that they: (1)
Admit as regular students only persons having a certificate of
graduation from a school providing secondary education, or the
recognized equivalent of such a certificate; (2) are legally authorized
within the State to provide a program of education beyond secondary
education; (3) provide an educational program for which the institution
predominantly awards Associate's Degrees; (4) are a public or nonprofit
institution; and (5) are accredited by a nationally recognized
accrediting agency or association. ETA has determined that for the
purposes of this SGA Tribally controlled colleges and universities are
considered Individual Community or Technical Colleges, and do not have
to demonstrate that they meet the five parameters listed above. For the
purposes of this paragraph, an ``Individual Community or Technical
[[Page 12275]]
College'' is defined as an entity that has its own Federal Tax
Identification Number. Entities that do not meet the above criteria may
be eligible to apply under the criterion in section III.A.5, if the
conditions of that section are met. However, private for-profit
institutions of higher education are not eligible to apply under this
Solicitation.
2. Community College District
Applicants under this criterion must demonstrate that they are a
community college education district created by the State for the
purpose of carrying out a common objective on behalf of a group of
community or technical colleges. The community college district must
serve as the programmatic and fiscal agent for the grant, having
ultimate responsibility for implementing the grant's statement of work,
meeting all fiscal and administrative requirements as required by the
grant, and ensuring the grant adheres to all other requirements of the
grant agreement. The applicant must specify one or more community or
technical colleges within the district where education/training
activities will occur under the grant, and identify the specific role
the college(s) will play in the project.
3. State Community College System
Applicants under this criterion must demonstrate that their office
is the agency primarily responsible for the State supervision of a
unified statewide system of community and technical colleges. The State
community college system must serve as the programmatic and fiscal
agent for the grant, having ultimate responsibility for implementing
the grant's statement of work, meeting all fiscal and administrative
requirements as required by the grant, and ensuring the grant adheres
to all other requirements of the grant agreement. State system
applications must specify one or more community college(s) within the
State where education/training activities will occur under the grant.
For the purposes of this solicitation, a ``State'' is defined as
the States of the United States, Commonwealth of Puerto Rico, District
of Columbia, Guam, American Samoa, United States Virgin Islands,
Commonwealth of the Northern Mariana Islands, Republic of the Marshall
Islands, Federated States of Micronesia, and Republic of Palau.
4. One-Stop Career Centers
Under this criterion, the eligible applicant for One-Stop Career
Centers must be the One-Stop Operator, as defined under Section 121 of
the Workforce Investment Act of 1998 (29 U.S.C. 2841), on behalf of the
One-Stop Career Center. One-Stop Career Center applications must
specify one or more community or technical college(s) where all
education/training activities will occur under the grant. The applicant
must: (1) Demonstrate that the proposed activities are consistent with
the State and local strategic WIA plan; (2) demonstrate that the Local
Workforce Investment Board, or its designated fiscal agent, will serve
as the fiscal agent for the grant by clearly providing the legal name
and Federal Tax Identification Number of the fiscal agent; and (3) have
a letter of concurrence from the Local Workforce Investment Board. The
Local Workforce Investment Board's support and involvement in the
project must be detailed in the letter of concurrence, and must also
address the above requirements (1) and (2). Applications from One-Stop
Career Centers without a letter of concurrence from their Local
Workforce Investment Board will be considered non-responsive and will
not be reviewed.
5. Educationally Underserved Communities
ETA recognizes that some communities, particularly those in rural
areas, may lack access to community or technical college training
because physical college facilities are not reasonably close and
technology-based and distance learning options are limited or not
available. Educationally underserved communities that lack this access
may submit proposals under the parameters detailed in this criterion.
In such cases, the applicant will be required to clearly state it is
applying under this criterion and must fully demonstrate as part of its
statement of need that community college training is not reasonably
available within commuting distance of the community in which grant
activities will take place and that there are no viable technology-
based or distance learning options available. Applicants may use
mileage, population, and access to classrooms, Internet and other
technology, public transportation and other services, as factors to
support their demonstration of the lack of access to and availability
of community college training. Applications submitted under the
criterion must still meet all other requirements set forth in this
Solicitation. Applicants must clearly note in the abstract that they
are applying under this criterion.
Under this criterion, the additional eligible applicants and
requirements on education/training are listed below.
Public, accredited Institutions of Higher Education that
award certificates and both two-year and four-year degrees, and
satellite campuses of such Institutions, are eligible to apply under
this criterion. However, the emphasis for education/training activities
under the grant must be at the level of a certificate, two-year
Associate's Degree, or other credential as defined in section
VI.B.2.ii. The public institution of higher education applicant is also
required to be the education/training provider for applications
submitted under this criterion.
Alternate Educational Entities that are governmental or
not-for-profit organizations that directly deliver, or broker for
delivery, post-secondary education opportunities in educationally
underserved communities that lack access to community colleges are
eligible to apply under this criterion. Alternate Educational Entity
applicants must demonstrate that: (1) The emphasis for education/
training activities under the grant must be on training that leads to a
certificate, two-year Associate's Degree, or other credential as
defined in section VI.B.2.ii; and (2) the training is offered in
partnership with a community college outside the underserved area and
is acceptable for credit at or a credential from the partner community
college. Additionally, applications must specify one or more community
college(s) where education/training activities will occur under the
grant.
B. Additional Eligibility Information
Any of the eligible applicant types noted in section III.A.1,
III.A.2, III.A.3, and III.A.4 may submit a proposal on behalf of a
consortium of community or technical colleges. Entities applying under
section III.A.5 may not submit a proposal on behalf of a consortium of
community or technical colleges. To be eligible as a consortium,
applicants must:
Identify at least three individual community colleges,
technical colleges, or Tribally controlled colleges or universities
within the region, State, or interstate area where education/training
activities will occur through the consortium and specify the role that
each will play in the project;
Demonstrate that each of the participating community and
technical colleges and Tribally controlled colleges and universities
meets the definition of an ``individual community and technical
college'' as stated in section III.A.1. Each community or technical
college participating in the consortium must (1) admit as regular
students only persons having a certificate of graduation from a
[[Page 12276]]
school providing secondary education, or the recognized equivalent of
such a certificate; (2) be legally authorized within the State to
provide a program of education beyond secondary education; (3) provide
an educational program for which the institution predominantly awards
Associate's Degrees; (4) be a public or nonprofit institution; and (5)
be accredited by a nationally recognized accrediting agency or
association (as noted earlier, Tribally controlled colleges and
universities do not have to demonstrate that they meet the five
parameters listed above). For the purposes of this paragraph, an
``individual community or technical college'' is defined as an entity
that has its own Federal Tax Identification Number;
Clearly indicate in the required abstract if the
application is a consortium proposal. A consortium application must
also clearly designate that the lead applicant will serve as both the
programmatic and fiscal agent for the grant; and
Include a letter of commitment from each partner college
within the consortium, indicating their support for the project and
identifying the specific role they will play. The letters of commitment
from each partner college within the consortium must include that
institution's unique Federal Tax Identification Number. Applicants that
fail to provide the unique Federal Tax Identification Number of each
partner college within the consortium will be considered non-responsive
and those applicants will not be considered for funding.
Examples of consortium applications include, but are not limited
to, the following:
A proposal submitted by an individual community or
technical college that meets the definition of ``individual community
or technical colleges'' as stated in section III.A.1 and includes at
least two more individual community colleges, technical colleges, or
Tribally controlled colleges that meet the definition of ``individual
community and technical colleges'' in section III.A.1;
A proposal submitted by an individual Community College
District that includes three individual community or technical colleges
that all meet the definition of ``individual community and technical
colleges'' as defined in section III.A.1; and
A proposal submitted by an individual State Community
College System that includes three individual community or technical
colleges that all meet the definition of ``individual community and
technical colleges'' as defined in section III.A.1.
Organizations may not submit more than one application in response
to this SGA. However, organizations are not precluded from
participating as a partner in a separate application submitted in
response to this SGA. Applicants that submit requests for more than $3
million that do not meet the requirements to be considered a consortium
will be considered non-responsive. Applicants that meet the
requirements to be considered a consortium noted above that request
more than $5 million will be considered non-responsive.
C. Strategic Planning and Partnerships
1. Strategic Planning
Applicants are strongly encouraged to engage in a concise and
thorough strategic planning process before submitting an application
for this SGA. If the applicant already has completed a similar
strategic planning process, that process should be reviewed and
evaluated, as appropriate. DOL expects the public workforce system and
other required and suggested partners listed in section III.C.2 and 3,
to have a strong voice and integral role in the strategic planning
process. In order to effectively engage in planning and fulfill the
requirements of this SGA, applicants may incorporate the following as
part of their planning efforts: review and analyze the local workforce
investment system's workforce vision and goals; review and analyze
other State and local planning documents, and applicable State and
local policies, to align the technical proposal with overall workforce
development, education, and economic development strategies; establish
a collaborative strategic vision to prepare an educated and skilled
workforce to meet the current and emerging needs of high growth and
emerging industries in the local and/or regional area; analyze and
determine the sectors where investments are or will be made and the
occupations and skill needs within the high growth emerging industries
that will be targeted; and analyze and determine the populations that
will be targeted, and identify those population specific workforce
challenges and the specific education/training activities that address
the needs and demands of those targeted sectors and target populations.
The results of a strategic planning process will be valuable in
informing the development of the technical proposal. Applicants should
be aware they may not charge any strategic planning or other pre-award
activities to the grant.
2. Required Partners and Their Roles
To be eligible for funding under this SGA, applicants must
demonstrate that the proposed project will be implemented by a robust
strategic partnership. By including the types of organizations
referenced below in a comprehensive partnership, applicants can ensure
they are maximizing available resources and organizational expertise
for each project, and that individual participants within the project
have all of the support they need to successfully complete education/
training, overcome barriers to employment, and obtain jobs and advance
in their careers. These partners can contribute a wide array of
knowledge and activities to each project, and must work together to
ensure that they leverage each other's expertise and resources.
The strategic partnership must include at least one entity from
each of the following required organizational categories (a labor
organization partner is only required for certain applicants,
identified in section III.C.2.iii). Consortium applicants are
encouraged to include more than one representative of the required and
suggested partners, as needed, in order to ensure geographic
representation.
i. Local Workforce Investment Boards and Their One Stop Systems
ETA requires that Local Workforce Investment Boards and their One
Stop systems serve as partners in the proposed project. Further, either
the Local Workforce Investment Board or their One Stop System must
serve as a funded partner in the applicants' overall strategy and
project work plan (applicants may also choose to fund both the Local
Workforce Investment Board and the One Stop System). The role of the
workforce system may include but is not limited to the following
activities: (1) Understanding and analyzing the need for education/
training and employment in the local area including identifying
targeted industries, occupations, and hiring needs, as well as
populations to be served, and connecting the applicant to relevant
sources of data including the workforce investment board's strategic
plan, Bureau of Labor Statistics (BLS) reports, and other relevant
State tools or reports; (2) assessing potential participants for the
CBJTG program; (3) identifying and referring candidates for education/
training in the CBJTG program; (4) connecting and placing participants
with employers that have
[[Page 12277]]
job openings; (5) collecting, tracking, and reporting participant data
to ETA; and (6) providing information on potential eligibility for Pell
Grants. In addition, ETA strongly encourages the workforce system to
leverage, where possible, WIA core and/or intensive services. This
could involve making referrals for participants in the CBJT program, if
eligible, who are in need of supportive services in order to overcome
barriers to education/training and employment and ensure successful
outcomes.
ii. Employers and/or Labor-Management Organizations
These organizations should be actively engaged in the project and
may contribute to many aspects of grant activities, such as defining
the program strategy and goals, identifying necessary skills and
competencies, providing resources to support education/training
(equipment, instructors, funding, internships, or other work-based
learning activities or situations, etc.), and where appropriate, hiring
qualified program participants. Applicants that include a labor-
management organization will satisfy both this requirement and the
requirement that they have a labor organization partner, noted below. A
labor-management organization is a nonprofit entity, such as a training
fund, training trust fund, or an education trust fund, with joint
participation of one or more employers and one or more labor
organizations on its executive board or comparable governing body. This
entity must have a formalized agreement between the employer(s) and
labor organization(s) to operate a joint labor-management training
program(s) affiliated with the nonprofit entity.
iii. Labor Organizations (where applicable)
Labor organizations may contribute to many aspects of grant
activities, including identifying skills and competencies; developing
new or modifying existing curricula; conducting occupation and skills
training; and issuing industry-recognized credentials. This requirement
applies only to applicants that propose to partner with employers that
have a formal collective bargaining/employment agreement with a labor
union or labor related-organization. As not all employers have a formal
collective bargaining/employment agreement with a labor union or labor
related-organization, applicants that do not propose partnerships with
such employers are not subject to this requirement.
3. Other Partners
In addition to the required partners listed in section III.C.2, we
strongly encourage applicants to include other partners to further
assist the project. Other partner organizations can offer additional
resources and expertise such as on-the-job training activities that
lead to permanent employment; development and implementation of
Registered Apprenticeship and pre-apprenticeship programs;
contextualized learning; internship programs; basic skills training,
such as adult basic education, English as a Second Language (ESL), and
job readiness training; initial assessment of skill levels, aptitudes,
abilities, competencies, and supportive service needs; career
counseling; case management services; and comprehensive retention
strategies.
These organizations could include, but are not limited to:
i. The education and training community, including secondary
schools, other community and technical colleges, four-year colleges and
universities, apprenticeship programs, adult education providers,
technical and vocational training institutions, and other education and
training entities;
ii. Nonprofit organizations, such as community or faith-based
organizations, or intermediaries, that have direct access to the target
populations;
iii. State Apprenticeship Agencies (SAAs) or the Department of
Labor's Office of Apprenticeship (OA), in those States where OA is the
registration agency for registered apprenticeship programs. Applicants
who may have included apprenticeship as a partner should note that the
DOL Office of Apprenticeship is the registration agency for
apprenticeship programs in 25 States and is available to partner in
States with any grantee who requests to do so;
iv. Local veterans' agencies and local veterans service
organizations;
v. Economic Development organizations;
vi. Industry employer associations that represent member companies
within an industry or sector; and
vii. Labor organizations, such as unions, for applicants for whom
these organizations are not required partners.
D. Cost Sharing
Cost sharing or matching funds are not required as a condition for
application, but leveraged resources are strongly encouraged and may
affect the applicant's score in section V.A.3 of the evaluation
criteria.
E. Allowable Activities
The intent of this Solicitation is to fund projects that train and
prepare workers for employment in high growth and other emerging
industries. Allowable education/training costs include, but are not
limited to the following types of costs: Faculty/instructors, including
salaries and fringe benefits; in-house training staff; support staff
such as lab or teaching assistants; classroom space; and books,
materials, and supplies used in the training course, including
specialized equipment.
Allowable activities under this SGA include:
Classroom occupational training;
On-the-job training activities that lead to permanent
employment;
Development and implementation of Registered
Apprenticeship and pre-apprenticeship programs;
Implementing and utilizing existing articulation
agreements with universities and other educational partners;
Training activities that help participants progress along
career pathways;
Contextualized learning;
Distance learning;
Internship programs;
Customized training;
Basic skills training, such as adult basic education, ESL,
and job readiness training;
Initial assessment of skill levels, aptitudes, abilities,
competencies, and supportive service needs;
Job search assistance, and career counseling;
Job placement assistance;
Case management services;
Comprehensive retention strategies;
Supportive services that will allow individuals to
participate in grant activities; and
Updating curriculum or replicating existing curriculum to
support direct education/training provided through the grant. Grants
funded under this SGA may produce tangible products and deliverables,
such as updates to existing curriculum. Curriculum development is not
encouraged and only appropriate if new curriculum is essential to
support direct education/training activities provided through this
grant and is necessary to achieve the training and employment outcomes
proposed for the grant. As stated in section II.B Period of
Performance, curriculum development should be completed within the
first year of the grant, as it is the Department's intent that
education and training activities begin no later than January 15, 2011.
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Activities that are not directly related to education/training are
not allowable activities under this grant. These types of unallowable
activities could include, but are not limited to, developing and
disseminating career awareness information, and developing adequate
numbers of qualified instructors, such as through train-the-trainer and
professional development activities, if they are not directly related
to grant-funded training. As with all costs charged to the grant, the
costs of equipment must meet the standards in the applicable Federal
cost principles, including that the costs are reasonable and necessary
to achieve grant outcomes. While grant funds may be used to purchase
equipment that is used for training and education activities provided
through the proposed project, applicants are strongly encouraged to use
leveraged resources to support these costs to maximize the use of their
grant funds. For additional information on costs related to equipment
purchases and curriculum development, please see section II.B.
F. Other Grant Specifications
1. Participants Eligible To Receive Training
The intent of this SGA is to fund projects that provide education/
training services to low and medium skill and/or low and medium income
individuals to help them pursue or advance in full-time employment
within the grant period of performance.
Applicants must propose projects that primarily focus on providing
services to workers in one or more of the following three targeted
categories: Unemployed workers, dislocated workers, and incumbent
workers. Within these categories, grantees may serve a wide range of
individuals, such as individuals receiving public assistance, high
school dropouts, individuals with disabilities, veterans, Indian and
Native Americans, and individuals with Limited English Proficiency.
These three targeted categories of workers are defined as follows:
i. Unemployed workers: For the purposes of this SGA, ETA defines
``unemployed worker'' as an individual who is without a job and who
wants and is available to work. This can include the long-term
unemployed, such as individuals who have been unemployed for six months
or more, and youth who have dropped out of school and are seeking their
first full-time job.
ii. Dislocated workers: For the purposes of this SGA, this term
refers to individuals who were terminated or laid-off or have received
a notice of termination or lay-off from employment; or were self-
employed but are now unemployed.
iii. Incumbent workers: For the purposes of this SGA, this term
refers to individuals who are employed but need training to secure
full-time employment, advance in their careers, or retain their current
occupations. This includes low-wage and medium-wage workers who need to
upgrade their skills to retain employment or advance in their careers,
and workers who are currently working part-time.
Applicants may also propose projects that could include some
services for individuals who do not fall into one of the three targeted
categories listed above, as long as services for these individuals
align with the primary intent and focus of the proposed project and
support employment within the grant period of performance. While this
is permissible, applicants should note that they may only provide
services to a limited number of individuals who do not fall into one of
the three targeted categories listed above, and that their project must
still primarily focus on providing services to workers in one or more
of those three targeted categories.
2. Veterans Priority
The Jobs for Veterans Act (Pub. L. 107-288) requires priority of
service to veterans and spouses of certain veterans for the receipt of
employment, training, and placement services in any job training
program directly funded, in whole or in part, by DOL. The regulations
implementing this priority of service can be found at 20 CFR part 1010.
In circumstances where a grant recipient must choose between two
qualified candidates for training, one of whom is a veteran or eligible
spouse, the Veterans Priority of Service provisions require that the
grant recipient give the veteran or eligible spouse priority of service
by admitting him or her into the training program. To obtain priority
of service a veteran or spouse must meet the program's eligibility
requirements. Grantees must comply with DOL guidance on veterans'
priority. Employment and Training Administration (``ETA'') Training and
Employment Guidance Letter (TEGL) No. 10-09 (issued November 10, 2009)
provides guidance on implementing priority of service for veterans and
eligible spouses in all qualified job training programs funded in whole
or in part by DOL. TEGL No. 10-09 is available at https://wdr.doleta.gov/directives/corr_doc.cfm?DOCN=2816.
3. Grantee Training
Grantees are required to participate in all ETA training activities
related to orientation, financial management and reporting, performance
reporting, product dissemination, and other technical assistance
training as appropriate during the life of the grant. These trainings
may occur via conference calls, through virtual events such as
webinars, and in-person meetings.
4. CBJTGs Evaluation
ETA is interested in determining if training provided through the
CBJTGs impacts students' future labor force outcomes. To that end, ETA
expects to select grantees awarded funds through this SGA to
participate in an evaluation. Applicants must be prepared to share with
the evaluation contractor individual information on demographics,
participant characteristics, services received, and outcomes and must
be prepared to provide access to program operating personnel and
participants, including after the expiration date of the grant.
IV. Application and Submission Information
A. How To Obtain an Application Package
This SGA contains all of the information and links to forms needed
to apply for grant funding.
B. Content and Form of Application Submission
The proposal will consist of three separate and distinct parts: (I)
A cost proposal; (II) a technical proposal; and (III) attachments to
the technical proposal. Applications must include the following or will
be considered non-responsive and will not be considered: (1) The
Standard Form (SF) 424, ``Application for Federal Assistance;'' (2) The
SF 424A Budget Information Form; (3) Data Universal Numbering System
(D-U-N-S[supreg]) Number; (4) Budget Narrative; (5) Requests grant
funds within the appropriate funding range noted in section II.A; and
(6) Abstract. In addition, consortium applicants must include letters
of commitment from each partner college within the consortium,
identifying each institution's unique Federal Tax Identification
Number. Applications that fail to adhere to the instructions in this
section will be considered non-responsive and will not be considered.
The applicant must ensure that the funding amount requested is
consistent across all parts and sub-parts of the application. If
inconsistencies are
[[Page 12279]]
found, the funding amount included on the SF 424 ``Application for
Federal Assistance'' will be considered the official funding amount
requested.
Part I. The Cost Proposal. The Cost Proposal must include the
following items:
SF 424, ``Application for Federal Assistance'' (available
at https://www07.grants.gov/agencies/forms_repository_information.jsp
and https://www.doleta.gov/grants/find_grants.cfm). The SF 424 must
clearly identify the applicant and must be signed by an individual with
authority to enter into a grant agreement. Upon confirmation of an
award, the individual signing the SF 424 on behalf of the applicant
shall be considered the authorized representative of the applicant.
Applicants must supply their D-U-N-S[supreg] Number on the SF 424. If
submitting a hard copy application, the SF 424 must be signed by the
authorized representative. All applicants for Federal grant and funding
opportunities are required to have a D-U-N-S[supreg] Number. See Office
of Management and Budget (OMB) Notice of Final Policy Issuance, 68 FR
38402, Jun. 27, 2003. The D-U-N-S[supreg] Number is a non-indicative,
nine-digit number assigned to each business location in the Dun &
Bradstreet (D&B) database having a unique, separate, and distinct
operation, and is maintained solely by D&B. The D&B D-U-N-S[supreg]
Number is used by industries and organizations around the world as a
global standard for business identification and tracking. If you do not
have a D-U-N-S[supreg] Number, you can get one for free through the D&B
site: https://smallbusiness.dnb.com/webapp/wcs/stores/servlet/Glossary?fLink=glossary&footerflag=y&storeId=10001&indicator=7.
The SF 424A Budget Information Form (available at https://www07.grants.gov/agencies/forms_repository_information.jsp and https://www.doleta.gov/grants/find_grants.cfm). In preparing the Budget
Information Form, the applicant must provide a concise narrative
explanation to support the budget request, explained in detail below.
Budget Narrative: The budget narrative must provide a
description of costs associated with each line item on the SF-424A. It
should also include a description of leveraged resources provided to
support grant activities. In addition, the applicant should address
precisely how the administrative costs support the project goals. The
entire Federal grant amount requested (not just one year) should be
included on both the SF 424 and SF 424A. No leveraged resources should
be shown on the SF 424 and SF 424A.
Applications that fail to provide an SF 424, SF 424A, a D-U-N-
S[supreg] Number, and a budget narrative will be considered non-
responsive and not reviewed.
Applicants are also encouraged, but not required, to
submit OMB Survey N. 1890-0014: Survey on Ensuring Equal Opportunity
for Applicants, which can be found under the Grants.gov, Tips and
Resources From Grantors, Department of Labor section at https://www07.grants.gov/applicants/tips_resources_from_grantors.jsp#13
(also referred to as Faith Based EEO Survey PDF Form).
Part II. The Technical Proposal. The Technical Proposal
demonstrates the applicant's capability to implement the grant project
in accordance with the provisions of this solicitation. The guidelines
for the content of the Technical Proposal are provided in section V.A
of this SGA. The Technical Proposal is limited to 20 double-spaced
single-sided 8.5 x 11 inch pages with 12 point text font and 1 inch
margins. Any materials beyond the 20-page limit will not be read.
Further, any tables or charts contained in the Technical Proposal are
included in the 20 page limit and should be single-spaced single-sided
8.5 x 11 inch pages with 12 point text font and 1 inch margins.
Applicants should number the Technical Proposal beginning with page
number 1. Applications that do not include Part II, the Technical
Proposal, will be considered non-responsive.
Part III. Attachments to the Technical Proposal. In addition to the
20-page Technical Proposal, the applicant must submit one letter of
commitment that is co-signed by all required partners and other
partners, as appropriate, that describes the roles and responsibilities
of each partner. Electronic signatures are permissible in the letter of
commitment. The exception to this is that in addition to the single
letter of commitment from partners, consortium applicants are also
required to include a letter of commitment from each partner college
within the consortium partnership, indicating their support for the
project, identifying the specific role they will play, and providing
each institution's unique Federal Tax Identification Number.
Applicants who may have included an apprenticeship program or State
apprenticeship agency as a partner should note that the DOL Office of
Apprenticeship is the registration agency for apprenticeship programs
in 25 States. In the other 25 States, the District of Columbia, and
U.S. Territories, the registration agency is a recognized State
Apprenticeship Agency that has responsibility for registering
apprenticeship programs and providing technical assistance for
registered apprenticeship programs. In the 25 States where DOL's Office
of Apprenticeship is the registration agency, a signature is not
required in the letter of commitment from the DOL Office of
Apprenticeship. A signature is required in the letter of commitment
where the registration agency is a recognized State Apprenticeship
Agency. Applicants should visit the DOL Office of Apprenticeship's Web
site (https://www.doleta.gov/oa/stateoffices.cfm and https://www.doleta.gov/oa/stateagencies.cfm) to identify the appropriate State
apprenticeship director representative.
Applicants should not send letters of commitment separately to ETA,
because letters received separately will be tracked through a different
system and will not be attached to the application for review. ETA does
not permit general letters of support submitted by organizations or
individuals that are not partners in the proposed project and that do
not directly identify the specific commitment or roles of the project
partners. Support letters of this nature will not be included in the
evaluation review process.
Applicants that identify a project manager for their proposed
project in the Technical Proposal should include a resume for that
individual as an attachment.
The applicant also must provide an Abstract, not to exceed two
pages and must include the following sections: (1) Summary of the
proposed project, including applicant name; (2) applicant type as
referenced in section III.A, and identifying if the lead applicant has
previously been funded through a CBJT SGA or has never received a grant
funded through a CBJT SGA (if applying as a consortium, clearly
designate that the lead applicant will serve as both the programmatic
and fiscal agent for the grant in this section); (3) targeted industry
and/or occupations; (4) project title; (5) key partners; (6)
identification of the community or communities to be served, including
whether the community(ies) are located in urban, suburban, or rural
areas; (7) target populations to be served; (8) projected training and
placement outcomes; and (9) funding level requested. Failure to provide
this information in the Abstract may have an impact on selection as a
grantee. These additional materials (commitment letter, resume for the
project manager if applicable, and two-page abstract) do not count
against the 20-page limit for the Technical
[[Page 12280]]
Proposal, but may not exceed 12 pages. Any additional materials beyond
the 12-page limit will not be read. Applications that do not include
the abstract will be considered non-responsive and will not be
considered.
Applications may be submitted electronically on Grants.gov or in
hard copy by mail or hand delivery. These processes are described in
further detail in section IV.C. Applicants submitting proposals in hard
copy must submit an original signed application (including the SF 424)
and one (1) ``copy-ready'' version free of bindings, staples or
protruding tabs to ease in the reproduction of the proposal by DOL.
Applicants submitting proposals in hard copy are also required to
provide an identical electronic copy of the proposal on compact disc
(CD). If discrepancies between the hard copy submission and CD copy are
identified, the application on the CD will be considered the official
applicant submission for evaluation purposes. Failure to provide
identical applications in hardcopy and CD format may have an impact on
the overall evaluation.
C. Submission Process, Date, Times, and Addresses
The closing date for receipt of applications under this
announcement is April 29, 2010. Applications must be received at the
address below no later than 4 p.m. Eastern Time. Applications sent by
e-mail, telegram, or facsimile (FAX) will not be accepted. If an
application is submitted by both hard-copy and through https://www.grants.gov a letter must accompany the hard-copy application
stating why two applications were submitted and the differences between
the two submissions. If no letter accompanies the hard-copy, we will
review the copy submitted through https://www.grants.gov. For multiple
applications submitted through https://www.grants.gov, we will review
the latest submittal. Applications that do not meet the conditions set
forth in this notice will be considered non-responsive. No exceptions
to the mailing and delivery requirements set forth in this notice will
be granted. Further, documents submitted separately from the
application, before or after the deadline, will not be accepted.
Mailed applications must be addressed to the U.S. Department of
Labor, Employment and Training Administration, Division of Federal
Assistance, Attention: Donna Kelly, Grant Officer, Reference SGA/DFA,
PY 09-07, 200 Constitution Avenue, NW., Room N4716, Washington, DC
20210. Applicants are advised that mail delivery in the Washington area
may be delayed due to mail decontamination procedures. Hand-delivered
proposals will be received at the above address. All overnight mail
will be considered to be hand-delivered and must be received at the
designated place by the specified closing date and time.
Applications that are submitted through Grants.gov must be
successfully submitted at https://www.grants.gov no later than 4 p.m.
Eastern Time on the closing date, and then subsequently validated by
Grants.gov. The submission and validation process is described in more
detail below. The process can be complicated and time-consuming.
Applicants are strongly advised to initiate the process as soon as
possible and to plan for time to resolve technical problems if
necessary.
The Department strongly recommends that before the applicant begins
to write the proposal, applicants should immediately initiate and
complete the ``Get Registered'' registration steps at https://www.grants.gov/applicants/get_registered.jsp. Applicants should read
through the registration process carefully before registering. These
steps may take as much as four weeks to complete, and this time should
be factored into plans for electronic submission in order to avoid
unexpected delays that could result in the rejection of an application.
The site also contains registration checklists to help you walk through
the process. The Department strongly recommends that applicants
download the ``Organization Registration Checklist'' at https://www.grants.gov/assets/Organization_Steps_Complete_Registration.pdf
and prepare the information requested before beginning the registration
process. Reviewing and assembling required information before beginning
the registration process will alleviate last minute searches for
required information and save time.
In addition to having a D-U-N-S[reg] Number, applicants applying
electronically through Grants.gov must register with the Federal
Central Contractor Registry (CCR). Step-by-step instructions for
registering with CCR can be found at https://www.grants.gov/applicants/org_step2.jsp. All applicants must register with CCR in order to apply
online. Failure to register with the CCR will result in your
application being rejected by Grants.gov during the submission process.
The next step in the registration process is creating a username
and password with Grants.gov to become an Authorized Organizational
Representative (AOR). AORs will need to know the D-U-N-S[reg] Number of
the organization for which they will be submitting applications to
complete this process. To read more detailed instructions for creating
a profile on Grants.gov visit: https://www.grants.gov/applicants/org_step3.jsp.
After creating a profile on Grants.gov, the E-Biz Point of Contact
(E-Biz POC)--a representative from your organization who is the contact
listed for CCR--will receive an e-mail to grant the AOR permission to
submit applications on behalf of their organization. The E-Biz POC will
then log in to Grants.gov and approve an applicant as the AOR, thereby
giving him or her permission to submit applications. To learn more
about AOR Authorization visit: https://www.grants.gov/applicants/org_step5.jsp, or to track AOR status visit: https://www.grants.gov/applicants/org_step6.jsp.
An application submitted through Grants.gov constitutes a
submission as an electronically signed application. The registration
and account creation with Grants.gov, with E-Biz POC appro