Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 9959-9960 [2010-4499]
Download as PDF
Federal Register / Vol. 75, No. 42 / Thursday, March 4, 2010 / Notices
mstockstill on DSKH9S0YB1PROD with NOTICES
(i.e., new roads, buildings, and fences);
and (3) critical equipment will be
ordered, installed, tested and become
operational.
The licensee indicated that with
completion of the three projects noted
above by July 30, 2010, and December
15, 2010, HNP will be in full
compliance with all the regulatory
requirements of 10 CFR 73.55, as issued
on March 27, 2009. Notwithstanding the
schedular exemptions for these limited
requirements, the licensee will continue
to be in compliance with all other
applicable physical security
requirements as described in 10 CFR
73.55 and reflected in HNP’s current
NRC approved physical security
program.
4.0 Conclusion for Part 73 Schedule
Exemption Request
The staff has reviewed the licensee’s
submittals and concludes that the
licensee has provided adequate
justification for its request for an
extension of the compliance date to July
30, 2010, and December 15, 2010,
respectively, with regard to three
specified requirements of 10 CFR 73.55.
Accordingly, the Commission has
determined that pursuant to 10 CFR
73.5, an exemption from the March 31,
2010, compliance date is authorized by
law and will not endanger life or
property or the common defense and
security, and is otherwise in the public
interest. Therefore, the Commission
hereby grants the requested exemption.
The NRC staff has determined that the
long-term benefits that will be realized
when the installation of additional
intrusion detection equipment,
relocation of certain security assets, and
upgrades to other security related
systems are complete at HNP justifies
extending the full compliance date with
regard to the specified requirements of
10 CFR 73.55. The security measures
that HNP needs additional time to
implement are new requirements
imposed by the March 27, 2009,
amendments to 10 CFR 73.55, and are
in addition to those required by the
security orders issued in response to the
events of September 11, 2001.
Therefore, it is concluded that the
licensee’s actions are in the best interest
of protecting the public health and
safety through the security changes that
will result from granting this exemption.
As per the licensee’s request and the
NRC’s regulatory authority to grant an
exemption from the March 31, 2010,
deadline for the three items specified in
Attachment 1 of the PEC letter dated
November 30, 2009, the licensee is
required to be in full compliance with
the specified requirements of 10 CFR
VerDate Nov<24>2008
16:39 Mar 03, 2010
Jkt 220001
73.55 by July 30, 2010, and December
15, 2010, as applicable. In achieving
compliance, the licensee is reminded
that it is responsible for determining the
appropriate licensing mechanism (i.e.,
10 CFR 50.54(p) or 50.90) for
incorporation of all necessary changes
to its security plans.
Pursuant to 10 CFR 51.32, ‘‘Finding of
no significant impact,’’ the Commission
has previously determined that the
granting of this exemption will not have
a significant effect on the quality of the
human environment (75 FR 3942, dated
January 25, 2010).
This exemption is effective upon
issuance.
Dated at Rockville, Maryland, this 24th day
of February 2010.
For the Nuclear Regulatory Commission.
Allen Howe,
Acting Director, Division of Operating Reactor
Licensing, Office of Nuclear Reactor
Regulation.
[FR Doc. 2010–4525 Filed 3–3–10; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29161]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
February 26, 2010.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of February,
2010. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
March 23, 2010, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
PO 00000
Frm 00093
Fmt 4703
Sfmt 4703
9959
Street, NE., Washington, DC 20549–
1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Oppenheimer Baring Japan Fund [File
No. 811–21954]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 8,
2009, applicant transferred its assets to
Oppenheimer International Growth
Fund, based on net asset value.
Expenses of $33,608 incurred in
connection with the reorganization were
paid by applicant.
Filing Date: The application was filed
on February 2, 2010.
Applicant’s Address: 6803 S. Tucson
Way, Centennial, CO 80112.
Samarnan Investment Corporation [File
No. 811–2824]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 2,
2009, applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of $93,115
incurred in connection with the
liquidation were paid by applicant.
Applicant has retained $37,700 in cash
to pay certain outstanding expenses.
Filing Date: The application was filed
on February 1, 2010.
Applicant’s Address: 214 North
Ridgeway Dr., Cleburne, TX 76033.
North Track Funds, Inc. [File No. 811–
4401]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On July 31, 2009,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $74,209
incurred in connection with the
liquidation were paid by applicant and
Ziegler Capital Management, LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on February 5, 2010.
Applicant’s Address: 200 South
Wacker Dr., Suite 2000, Chicago, IL
60606.
Cohen & Steers European Realty
Shares, Inc. [File No. 811–22010]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 18,
2009, applicant transferred its assets to
Cohen & Steers International Realty
Fund, Inc., based on net asset value.
E:\FR\FM\04MRN1.SGM
04MRN1
9960
Federal Register / Vol. 75, No. 42 / Thursday, March 4, 2010 / Notices
Expenses of $107,423 incurred in
connection with the reorganization were
paid by Cohen & Steers Capital
Management, Inc., applicant’s
investment adviser.
Filing Date: The application was filed
on January 22, 2010.
Applicant’s Address: 280 Park Ave.,
10th Floor, New York, NY 10017.
Grosvenor Registered Multi-Strategy
Fund NewSub, LLC [File No. 811–
22373]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 22, 2010.
Applicant’s Address: c/o Banc of
America Investment Advisors, Inc., One
Financial Center, Boston, MA 02111.
Dow Jones EURO STOXX 50 Premium
& Dividend Income Fund Inc. [File No.
811–22089]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 26, 2010.
Applicant’s Address: 4 World
Financial Center, 6th Floor, New York,
NY 10080.
T Funds Investment Trust [File No.
811–21655]
mstockstill on DSKH9S0YB1PROD with NOTICES
Fortress Registered Investment Trust
[File No. 811–9751]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
16:39 Mar 03, 2010
Jkt 220001
W.P. Stewart & Co. Growth Fund, Inc.
[File No. 811–8128]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 30,
2009, applicant transferred its assets to
W.P. Stewart & Co. Growth Fund, a
series of Investment Managers Series
Trust, based on net asset value.
Expenses of $314,876 incurred in
connection with the reorganization were
paid by W.P. Stewart & Co., Inc.,
applicant’s investment adviser, and
UMB Fund Services, Inc., the coadministrator and transfer agent for the
acquiring fund.
Filing Dates: The application was
filed on December 16, 2009, and
amended on February 8, 2010.
Applicant’s Address: c/o W.P. Stewart
& Co., Inc., 527 Madison Ave., New
York, NY 10022.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–4499 Filed 3–3–10; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Investment Company Act Release No.
29163; 812–13161–01]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on December 24, 2009, and
amended on February 19, 2010.
Applicant’s Address: 555 South
Flower St., Suite 3300, Los Angeles, CA
90071.
VerDate Nov<24>2008
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on January 7, 2010, and amended
on February 23, 2010.
Applicant’s Address: 1345 Avenue of
the Americas, 46th Floor, New York, NY
10105.
First Trust/Aberdeen Global
Opportunity Income Fund, et al.;
Notice of Application
February 26, 2010.
AGENCY: Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application under
section 6(c) of the Investment Company
Act of 1940 (‘‘Act’’) for an exemption
from section 19(b) of the Act and rule
19b–1 under the Act.
Summary of Application: Applicants
request an order to permit certain
closed-end investment companies to
make periodic distributions of long-term
capital gains with respect to their
outstanding common stock as frequently
as twelve times each year, and as
frequently as distributions are specified
by or in accordance with the terms of
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
any outstanding preferred stock that
such investment companies may issue.
Applicants: First Trust/Aberdeen Global
Opportunity Income Fund, First Trust
Enhanced Equity Income Fund, First
Trust/Four Corners Senior Floating Rate
Income Fund, First Trust/Four Corners
Senior Floating Rate Income Fund II,
Macquarie/First Trust Global
Infrastructure/Utilities Dividend &
Income Fund, First Trust/FIDAC
Mortgage Income Fund, First Trust
Strategic High Income Fund, First Trust
Strategic High Income Fund II, First
Trust Strategic High Income Fund III,
First Trust/Aberdeen Emerging
Opportunity Fund, First Trust Specialty
Finance and Financial Opportunities
Fund, First Trust Active Dividend
Income Fund, First Trust Municipal
Target Term Trust, First Trust/
StoneCastle Bank Select Income Fund,
First Trust Income Fund, First Trust/
Chartwell Total Return Equity Income
Fund, First Trust/Aberdeen Global
Credit Strategies Fund (collectively, the
‘‘Current Funds’’), First Trust Advisors
L.P. (the ‘‘Adviser’’) and First Trust
Portfolios, L.P. (the ‘‘Broker-Dealer’’).
Filing Dates: January 26, 2005, August 9,
2007, September 9, 2008, December 12,
2008, April 20, 2009 and August 11,
2009.
Hearing or Notification of Hearing: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on March 23, 2010, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549–1090;
Applicants, Chapman and Cutler LLP,
111 West Monroe St., Chicago, Illinois
60603, attention: Eric F. Fess, Esq. and
Suzanne M. Russell, Esq.
FOR FURTHER INFORMATION CONTACT:
Wendy Friedlander, Senior Counsel, at
(202) 551–6837, or James M. Curtis,
Branch Chief, at (202) 551–6712
(Division of Investment Management,
Office of Chief Counsel).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
E:\FR\FM\04MRN1.SGM
04MRN1
Agencies
[Federal Register Volume 75, Number 42 (Thursday, March 4, 2010)]
[Notices]
[Pages 9959-9960]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-4499]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29161]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
February 26, 2010.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February, 2010. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on March 23, 2010, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Oppenheimer Baring Japan Fund [File No. 811-21954]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 8, 2009, applicant transferred its
assets to Oppenheimer International Growth Fund, based on net asset
value. Expenses of $33,608 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on February 2, 2010.
Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
Samarnan Investment Corporation [File No. 811-2824]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
2, 2009, applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of $93,115 incurred in
connection with the liquidation were paid by applicant. Applicant has
retained $37,700 in cash to pay certain outstanding expenses.
Filing Date: The application was filed on February 1, 2010.
Applicant's Address: 214 North Ridgeway Dr., Cleburne, TX 76033.
North Track Funds, Inc. [File No. 811-4401]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 31, 2009, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $74,209 incurred in connection with the liquidation were
paid by applicant and Ziegler Capital Management, LLC, applicant's
investment adviser.
Filing Date: The application was filed on February 5, 2010.
Applicant's Address: 200 South Wacker Dr., Suite 2000, Chicago, IL
60606.
Cohen & Steers European Realty Shares, Inc. [File No. 811-22010]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 18, 2009, applicant transferred
its assets to Cohen & Steers International Realty Fund, Inc., based on
net asset value.
[[Page 9960]]
Expenses of $107,423 incurred in connection with the reorganization
were paid by Cohen & Steers Capital Management, Inc., applicant's
investment adviser.
Filing Date: The application was filed on January 22, 2010.
Applicant's Address: 280 Park Ave., 10th Floor, New York, NY 10017.
Grosvenor Registered Multi-Strategy Fund NewSub, LLC [File No. 811-
22373]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 22, 2010.
Applicant's Address: c/o Banc of America Investment Advisors, Inc.,
One Financial Center, Boston, MA 02111.
Dow Jones EURO STOXX 50 Premium & Dividend Income Fund Inc. [File No.
811-22089]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 26, 2010.
Applicant's Address: 4 World Financial Center, 6th Floor, New York,
NY 10080.
T Funds Investment Trust [File No. 811-21655]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on December 24, 2009, and
amended on February 19, 2010.
Applicant's Address: 555 South Flower St., Suite 3300, Los Angeles,
CA 90071.
Fortress Registered Investment Trust [File No. 811-9751]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on January 7, 2010, and
amended on February 23, 2010.
Applicant's Address: 1345 Avenue of the Americas, 46th Floor, New
York, NY 10105.
W.P. Stewart & Co. Growth Fund, Inc. [File No. 811-8128]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 30, 2009, applicant transferred
its assets to W.P. Stewart & Co. Growth Fund, a series of Investment
Managers Series Trust, based on net asset value. Expenses of $314,876
incurred in connection with the reorganization were paid by W.P.
Stewart & Co., Inc., applicant's investment adviser, and UMB Fund
Services, Inc., the co-administrator and transfer agent for the
acquiring fund.
Filing Dates: The application was filed on December 16, 2009, and
amended on February 8, 2010.
Applicant's Address: c/o W.P. Stewart & Co., Inc., 527 Madison
Ave., New York, NY 10022.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-4499 Filed 3-3-10; 8:45 am]
BILLING CODE 8011-01-P